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PHYS 342/555 Introduction to solid state physics Instructor: Dr. Pengcheng Dai Associate Professor of Physics The University of Tennessee (Room 407A, Nielsen, 974-1509) (Office hours: TR 1:10AM-2:00 PM) Lecture 13, room 304 Nielsen Chapter 8: Semiconductor crystals Lecture in pdf format will be available at: http://www.phys.utk.edu 1 Semiconductor crystals A solid with an energy gap will be nonconducting at T = 0 unless electric breakdown occurs or unless the AC field is of such high frequency that =ω exceeds the energy gap. However, when T ≠ 0 some electrons will be thermally excited to unoccupied bands (conduction bands). If the enegy gap Eg ≈ 0.25 eV, the fraction of electrons across − E / 2k T the gap is of order e g B ≈ 10−2 , and observable conductivity will occur. These materials are semiconductors. Dai/PHYS 342/555 Spring 2006 Chapter 8-2 The energy gap can be measured by optical absorption. If the conduction band minimum occurs at the same point in k -space as the valence band maximum, the energy gap can be directly determined from the optical threshold. If the minima and maxima occur at different points in k -space, then for phonon must also participate in the process. The energy can may also be deduced from the temperature dependence of the intrinsic conductivity, varying as e Dai/PHYS 342/555 Spring 2006 − E g / 2 k BT . Chapter 8-3 Equations of motion The group velocity vg = dω / dk , ω = ε / =, so vg = = −1d ε / dk . The work δε in interval δ t is δε = −eEvgδ t. Note δε = (d ε / dk )δ k = =vgδ k . G G G dk =δ k = −eEδ t , Hence = = −eE = F . dt The electron in the crystal is subject to forces from the crystal lattice as well as from external sources. G G e F = −eE − v × B. c Dai/PHYS 342/555 Spring 2006 Chapter 8-4 Holes Dai/PHYS 342/555 Spring 2006 Chapter 8-5 1. The total wavevector of the electrons in a filled band G G G is zero: ∑ k = 0 or kh = − ke . 2. The energy of the hole is opposite in sign to the energy of the missing electron, because it takes more work to remove an electron from a low orbital than from a high orbital. G G ε h (kh ) = −ε e (ke ). G G 3. vh = ve . The velocity of the hole is equal to the velocity of the missing electron. 4. mh = − me . G G 1G G dkh 5. = = (eE + vh × B) dt c Dai/PHYS 342/555 Spring 2006 Chapter 8-6 Dai/PHYS 342/555 Spring 2006 Chapter 8-7 Effective Mass For U positive, an electron near the lower edge of the second band has an energy: ε (k ) = ε c + (=k )2 /(2me ) Here k is the wavevector measured from the zone boundary, and me denotes the effective mass of the electron near the second band. The group velocity vg = d ω / dk , ω = ε / =, so vg = = −1d ε / dk . 1 d 2ε 1 ⎛ d 2ε dk ⎞ 1 ⎛ d 2ε ⎞ ⎛ dk ⎞ 1 ⎛ d 2ε ⎞ ⎛ F ⎞ = = ⎜ 2 ⎟ = ⎜ 2 ⎟⎜ ⎟ = ⎜ 2 ⎟⎜ ⎟ = dkdt = ⎝ dk dt ⎠ = ⎝ dk ⎠ ⎝ dt ⎠ = ⎝ dk ⎠ ⎝ = ⎠ dt 1 1 ⎛ d 2ε ⎞ F = ma, then we have * = 2 ⎜ 2 ⎟ . = ⎝ dk ⎠ m dvg Dai/PHYS 342/555 Spring 2006 Chapter 8-8 Physical interpretation of Effective Mass Near the bottom of the lower band, ψ = eikx with momentum =k ; m* ≈ m. Positive m* means that the band has upward curvature (d 2ε / dk 2 > 0). A negative effective mass means that on going from state k to state k + Δk , the momentum transfer to the lattice from the electron is larger than the momentum transfer from the applied force to the electron. Dai/PHYS 342/555 Spring 2006 Chapter 8-9 Effective Mass in Semiconductors The angular rotation frequency ω c of the current carriers is: eB ω c = * , where m* is the effective mass. mc Dai/PHYS 342/555 Spring 2006 Chapter 8-10 Dai/PHYS 342/555 Spring 2006 Chapter 8-11 Intrinsic carrier concentration In semiconductor physics μ is called Fermi level. If ε − μ k BT , the Fermi-Dirac distribution function reduces to f e exp[( μ − ε ) / k BT ]. The energy of an electron in the conduction band is ε k = Ec + = 2 k 2 / 2me . Note the total number of electrons N : V ⎛ 2mε ⎞ dN 1 ⎛ 2me ⎞ 1/ 2 , D ( ) E . ε ε ≡ = − ( c) 2 ⎜ 2 ⎟ 2 ⎜ 2 ⎟ 3π ⎝ = ⎠ d ε 2π ⎝ = ⎠ The concentration of electrons in the conduction band is 3/ 2 3/ 2 N= ⎛ me k BT ⎞ n = ∫ De (ε ) f e (ε )d ε = 2 ⎜ 2 ⎟ Ec ⎝ 2π = ⎠ ∞ 3/ 2 exp[( μ − Ec ) / k BT ]. Dai/PHYS 342/555 Spring 2006 Chapter 8-12 The distribution function f h for holes is f h = 1 − f e . 1 ≅ exp[(ε − μ ) / k BT ]. We have f h = 1 − exp[(ε − μ ) / k BT ] + 1 If the holes near the top of the valence band behave as particles with effective mass mh , the density of hole states is given 3/ 2 dN 1 ⎛ 2mh ⎞ 1/ 2 Dh (ε ) ≡ = 2 ⎜ 2 ⎟ ( Ev − ε ) . d ε 2π ⎝ = ⎠ The concentration of holes in the valence band is ⎛ mh k BT ⎞ p = ∫ Dh (ε ) f h (ε )d ε = 2 ⎜ 2 ⎟ −∞ 2 π = ⎝ ⎠ The energy gap Eg = Ec − Ev , Ev 3/ 2 exp[( Ev − μ ) / k BT ]. 3 3/ 2 ⎛ k BT ⎞ m m exp(− Eg / k BT ). np = 4 ⎜ 2 ⎟ ( e h) ⎝ 2π = ⎠ Dai/PHYS 342/555 Spring 2006 Chapter 8-13 In an intrinsic semiconductor, n = p, Eg = Ec − Ev , ⎛ k BT ⎞ n = 2⎜ 2 ⎟ π = 2 ⎝ ⎠ 3/ 2 ( me mh ) 3/ 4 exp[( Eg / 2k BT ]. Dai/PHYS 342/555 Spring 2006 Chapter 8-14 Intrinsic carrier mobility The mobility is the magnitude of the drift velocity per unit electric field: μ =| v | / E The electric conductivity is the sum of the electron and hole contributions. σ = (neμ e + peμ h ) Dai/PHYS 342/555 Spring 2006 Chapter 8-15 Impurity conductivity Impurities that contribute to the carrier density of a semiconductor are called donors if they supply additional electrons to the conduction band, and acceptors if they supply additional holes to (i.e., capture electrons from) the valence band. The impurities are at N D fixed attractive centers of charge + e, per unit volume, along with the same # of additional electrons. If the impurity were not embedded in the semiconductor, but in empty space, the binding energy of the electron would just be the first ionization potential of the impurity ion, 9.81 eV for arsenic. However, since the impurity is embedded in the medium of the pure semiconductor, this binding energy is enormously reduced (to 0.013 eV for arsenic in Ge). Dai/PHYS 342/555 Spring 2006 Chapter 8-16 1. The field of the charge representing the impurity must be reduced by the static dielectric constant ε (16 for Ge) of the semiconductor. 2. A electron moving in the medium of the semiconductor should G be described by the semiclassical relation, where =k is the electron crystal momentum. The additional electron introduced by impurity should be thought of as being in a superposition of conduction band levels of the pure host material. The electron can minimize its energy by using only levels near the bottom of the conduction band. We have a particle of charge − e and mass m* , moving in free space in the presence of an attractive center of charge e / ε . Dai/PHYS 342/555 Spring 2006 Chapter 8-17 The radius of the first Bohr orbit, a0 = = 2 / me 2 , becomes m 4 2 a , and the ground-state binding energy, me / = = 13.6 eV ε 0 * m m* 1 becomes ε = × 13.6 eV. r0 = 100 angstrom. 2 m ε r0 = Dai/PHYS 342/555 Spring 2006 Chapter 8-18 Consider the energy surface 2 2 ⎛ + k k k z2 ⎞ x y 2 + ε (k )== ⎜⎜ ⎟⎟ , where mt and ml are transvers and longitudinal 2ml ⎠ ⎝ 2mt mass parameter. Use equation of motion to show that ωc = eB /(ml mt )1/ 2 c when the static magnetic field B lies in the x, y plane. Dai/PHYS 342/555 Spring 2006 Chapter 8-19