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High-k Dielectric for Flexible Displays using Anodically Oxidized Tantalum Jovan Trujillo Flexible Display Center 3/2/07 Current state of development Flexible Display Center at Arizona State University 2-March-2007 -2- Copyright © 2007 Arizona State University All Rights Reserved Anatomy of a Field Effect Transistor Source metal n+ a-Si contact Drain metal IMD a-Si:H Gate Dielectric Gate Metal Substrate Flexible Display Center at Arizona State University 2-March-2007 -3- Copyright © 2007 Arizona State University All Rights Reserved Transistors are Electrical Switches Flexible Display Center at Arizona State University 2-March-2007 -4- Copyright © 2007 Arizona State University All Rights Reserved Anatomy of a Pixel transistor capacitor Flexible Display Center at Arizona State University 2-March-2007 -5- Copyright © 2007 Arizona State University All Rights Reserved Goals of Tantalum Anodization Research Fundamental Understand relationship between process conditions and electrical characteristics Develop spectroscopic ellipsometry techniques to characterize Ta2O5 film and interfaces. Applied Use Ta2O5 to improve pentacene based organic transistors This work is in collaboration with Parul Dhagat Identify problems with implementing in main 6” process line. This work is in collaboration with entire process team Developmental Identify factors in quality control Supply etch engineer with material Propose approach for increasing production Flexible Display Center at Arizona State University 2-March-2007 -6- Copyright © 2007 Arizona State University All Rights Reserved How Dielectrics Work Applied electric field causes opposing internal electric field. Charge builds up while under voltage. Defects in film cause charge to leak through. Current is released when voltage removed. Flexible Display Center at Arizona State University 2-March-2007 -7- Copyright © 2007 Arizona State University All Rights Reserved Why Tantalum Oxide? Material Silicon Nitride Hafnium Silicate Process PE-CVD Reactive sputtering Dielectric Constant Problems ~7 Step coverage, low-k, low breakdown voltage. ~12 worse step coverage, stoichiometry problems, slow deposition rate Aluminum Oxide Reactive sputtering ~9 same as hafnium silicate Tantalum Oxide Anodic oxidation ~ 28 etch selectivity, mask changes Flexible Display Center at Arizona State University 2-March-2007 -8- Copyright © 2007 Arizona State University All Rights Reserved Anodic oxidation process ( a self limiting reaction ) 60 mA ramp to 100 V Hydrogen bubbles Current change over time 80 70 0.05% vol acetic acid 5.5 L water Current (mA) 60 50 40 30 20 room temp. 10 0 0 10 20 30 40 50 60 70 80 time (min) Tantalum Anode Platinum Cathode Final current < 0.40 mA giving current flux of 25 fA/m2 @ 100 V Flexible Display Center at Arizona State University 2-March-2007 -9- Copyright © 2007 Arizona State University All Rights Reserved Role of Acid Purpose: Increases conductivity of solution; create more ions for reaction. Problems: Negative ions from acid will contaminate the oxide. Higher leakage current. Lower breakdown voltage. Why acetic acid? Based on paper by Kalra, Katyal, and Singh, 1989. Acetic acid caused highest breakdown voltage. Effect of carbon contamination appears minimal. Flexible Display Center at Arizona State University 2-March-2007 -10- Copyright © 2007 Arizona State University All Rights Reserved Measuring Thickness with Ellipsometry (first paper) FESEM Oxide (nm) SE Oxide (nm) Diff (nm) Index @ 550 nm Wafer 1 189.2 184 5.2 2.2223 Wafer 2 194 183.4 10.6 2.219 Wafer 3 192 185.6 6.4 2.2102 Average: 191.73 184.33 7.4 StdDev: 2.411 1.137 Generated and Experimental 100 Model Fit Exp E 65° Exp E 67° Exp E 69° Exp E 71° Exp E 73° Exp E 75° 80 < 1 > 60 40 20 0 -20 0.0 1.0 2.0 3.0 Photon Energy (eV) 4.0 Flexible Display Center at Arizona State University 5.0 6.0 2-March-2007 -11- Copyright © 2007 Arizona State University All Rights Reserved Thickness and Index Uniformity Ta2O5 Thickness in nm Ta2O5 Index at 550nm Mean = 183.13 Min = 182.24 Max = 183.89 Std Dev = 0.32210 Uniformity = 0.17588 % Mean = 2.2222 Min = 2.2182 Max = 2.2262 Std Dev = 0.0020071 Uniformity = 0.090323 % 183.89 183.62 183.34 183.07 182.79 182.52 182.24 2.2262 2.2249 2.2235 2.2222 2.2209 2.2195 2.2182 Max – Min Index variation < 0.02 Max-Min Thickness variation < 3 nm 11 wafer maps have been made with ellipsometry Flexible Display Center at Arizona State University 2-March-2007 -12- Copyright © 2007 Arizona State University All Rights Reserved Effect of Initial Current on Surface Roughness 60 mA process 20 mA process Roughness (rms) = 0.696 nm Roughness (mean) = 0.516 nm Roughness (peak-to-valley) = 7.22 nm Roughness (rms) = 0.564 nm Roughness (mean) = 0.476 nm Roughness (peak-to-valley) = 2.99 nm Sputtered Ta metal Roughness (rms) = 0.463 nm Roughness (mean) = 0.334 nm Roughness (peak-to-valley) = 3.36 nm Thank you Hanna Heikkinen Flexible Display Center at Arizona State University 2-March-2007 -13- Copyright © 2007 Arizona State University All Rights Reserved Electrical Characterization Expected Dieletric Constant of ~ 28 Paper by Kalra, Katyal, and Singh reported dielectric constant using 0.05 %v/v acetic acid. Aluminum capacitors made by sputtering through stainless steel stencil using MRC-602 “King Kong” Automated wafer maps of dielectric constant and leakage flux made using Electroglas 2001 “Famine”, LabView program, HP4284A LCR meter, and HP3457A multimeter. 2022 1 mm2 and 1004 4 mm2 capacitors per wafer Data processing done using VBA scripts and Minitab. Outliers > 3 removed to normalize data ANOVA and Tukey’s test used to compare wafers Flexible Display Center at Arizona State University 2-March-2007 -14- Copyright © 2007 Arizona State University All Rights Reserved First Capacitor Batch Dielectric Constant 60 mA ramp to 100 V, 1:40 hours, final current 0.40 mA Flexible Display Center at Arizona State University 2-March-2007 -15- Copyright © 2007 Arizona State University All Rights Reserved First Capacitor Batch Dielectric Constant Flexible Display Center at Arizona State University 2-March-2007 -16- Copyright © 2007 Arizona State University All Rights Reserved First Capacitor Batch Dielectric Constant Flexible Display Center at Arizona State University 2-March-2007 -17- Copyright © 2007 Arizona State University All Rights Reserved Capacitor Area Variation Flexible Display Center at Arizona State University 2-March-2007 -18- Copyright © 2007 Arizona State University All Rights Reserved First Capacitor Batch Leakage flux fA/m2 Flexible Display Center at Arizona State University 2-March-2007 -19- Copyright © 2007 Arizona State University All Rights Reserved First Capacitor Batch Leakage flux fA/m2 Flexible Display Center at Arizona State University 2-March-2007 -20- Copyright © 2007 Arizona State University All Rights Reserved First Capacitor Batch Leakage flux fA/m2 Flexible Display Center at Arizona State University 2-March-2007 -21- Copyright © 2007 Arizona State University All Rights Reserved Leakage Flux vs. Voltage Leakage flux vs. voltage for Cap_01242007 y = 4.3891e 0.2699x 10000 9000 leakage fA/um^2 8000 7000 6000 5000 4000 3000 2000 1000 0 0 5 10 15 20 25 30 voltage V Flexible Display Center at Arizona State University 2-March-2007 -22- Copyright © 2007 Arizona State University All Rights Reserved Initial Conclusions Dielectric constant verified to be ~28 Similar pattern in contour plots indicates systematic error caused by stencil. Leakage flux variation caused by unknown factor. Only one wafer showed acceptable leakage flux levels at 10 V. Something is contaminating the films. Flexible Display Center at Arizona State University 2-March-2007 -23- Copyright © 2007 Arizona State University All Rights Reserved Summary of experiments in quality control History of Leakage Flux for 1 mm^2 Caps (Circle area represents magnitude of 1 sigma) 3:26 hour process 2x2 DOE, 1 replicate test grade wafers 400 Purple - 60 mA, 100V Green - 20 mA, 100 V Red - 120 mA, 115 V Leakage (fA/um^2) @ 10 V 350 300 250 200 1:40 hour process Final current < 0.40 mA test grade wafers test grade wafers 1:40 hour for 60 mA 3:35 hour for 120 mA 150 virgin prime wafers new stencils 100 Coated stencil with Al Difference between stencils 50 0 10/10/2006 10/30/2006 11/19/2006 12/9/2006 12/29/2006 1/18/2007 2/7/2007 2/27/2007 3/19/2007 Date Flexible Display Center at Arizona State University 2-March-2007 -24- Copyright © 2007 Arizona State University All Rights Reserved Summary of experiments in quality control History of Dielectric Constant for 1 mm^2 Caps (Circle area represents magnitude of 1 sigma) 34 Purple - 60 mA, 100V Green - 20 mA, 100 V Red - 120 mA, 115 V virgin prime wafers new stencils 33 Dielectric Constant 32 31 1:40 hour process Final current < 0.40 mA test grade wafers 3:26 hour process 2x2 DOE, 1 replicate test grade wafers 30 29 28 test grade wafers 1:40 hour for 60 mA 3:35 hour for 120 mA 27 10/10/2006 10/30/2006 11/19/2006 12/9/2006 12/29/2006 1/18/2007 2/7/2007 2/27/2007 Date Flexible Display Center at Arizona State University 2-March-2007 -25- Copyright © 2007 Arizona State University All Rights Reserved Final Conclusions Doping level (10 ppb – 100 ppm?) contamination significantly affects leakage flux and dielectric constant. Stay away from HCl vapors. Coat pallet with tantalum before sputtering product. Substrate quality affects dielectric constant. Iron contamination increases leakage flux and creates uniformity issues. Flexible Display Center at Arizona State University 2-March-2007 -26- Copyright © 2007 Arizona State University All Rights Reserved First Attempt at Applying to Pentacene OTFT (transistor fabrication and characterization by Parul Dhagat) Pentacene on SiO2 Pentacene on Ta2O5 Flexible Display Center at Arizona State University 2-March-2007 -27- Copyright © 2007 Arizona State University All Rights Reserved Interface characterization is important Free valence shells and surface roughness reduce field effect mobility. Interface treatment with OTS (octaldecytrichlorosilane) can improve pentacene transistor performance. Ellipsometry can help. [Angst, David L.; Gary W. Simmons.Moisture Absorption Characteristics of Organosiloxane Self-Assembled Monolayers. Langmuir 1991, 7, 2236-2242.] Flexible Display Center at Arizona State University 2-March-2007 -28- Copyright © 2007 Arizona State University All Rights Reserved OTS on Ta2O5 Model Based Approach bare Ta2O5 bare Ta2O5 1 mM OTS 10 mM OTS Literature reports high quality OTS monolayer to be ~25 Å thick. Cauchy model used for monolayer. Parameters for Ta2O5 held constant. Reported thicknesses in Å Oxide Thickness 2251.43 2251.43 2251.43 2251.43 var 1.88 Flexible Display Center at Arizona State University Cauchy var 0 7.61 10.12 0.188 0.192 0.225 2-March-2007 -29- MSE 43.37 43.36 34.64 36.37 Note Fit oxide only Oxide held constant, Cauchy varied Oxide held constant, Cauchy varied Oxide held constant, Cauchy varied Copyright © 2007 Arizona State University All Rights Reserved OTS on Ta2O5 fingerprint approach RAS of OTS on SiO2 ots_si_20_12222006_s-pol 0.012 0.01 0.008 0.006 0.004 0.002 0 0 200 400 600 800 1000 1200 1400 1600 1800 1400 1600 1800 wavelength (nm) ots_si_25_12222006_s-pol 0.012 0.01 moving average RAS – Reflection Anisotropy Spectroscopy Requires bulk to be optically isotropic Requires interface to be optically anisotropic Technique rotates the sample and measures change in relectance for s-polarized light. moving average data 0.008 0.006 0.004 0.002 0 0 200 400 600 800 1000 1200 wavelength (nm) Flexible Display Center at Arizona State University 2-March-2007 -30- Copyright © 2007 Arizona State University All Rights Reserved Kinetics of Growth Paper by Zhang, Macdonald, Sikora and Sikora, 1998 argues final current limited by barrier field at interface, not by thickness of film. Used phosphoric acid, 99.95% pure Ta rods, not in clean room. High Field Model Point Defect Model Vs. Zhang, Lei; Digby D. Macdonald; Elzbieta Sikora; Janusz Sikora. On the Kinetics of Growth of Anodic Oxide Films. Journal of the Electrochemical Society 1998, 145, 3. Flexible Display Center at Arizona State University 2-March-2007 -31- Copyright © 2007 Arizona State University All Rights Reserved Pulsed Anodization Assume anode acts like diode impeding current flow. Use pulsed voltage to break interface barrier and pump more current. Expect to increase film thickness and/or improve oxide stoichiometry. Pulsed anodization controlled using relays and LabView program. Flexible Display Center at Arizona State University 2-March-2007 -32- Copyright © 2007 Arizona State University All Rights Reserved Research Plan Papers in progress Spectroscopic Ellipsometry of Anodized Tantalum High Performance Pentacene Transistors using Optimized Anodized Tantalum Process (with Parul) Reflectance Anisotropy Spectroscopy of OTS on Anodized Tantalum (with Parul) Physical and Electrical Film Uniformity of Anodized Tantalum Films Tantalum Pentoxide Capacitors using Pulsed Anodization Visit: http://www.public.asu.edu/~jtrujil1 Flexible Display Center at Arizona State University 2-March-2007 -33- Copyright © 2007 Arizona State University All Rights Reserved Acknowledgements The FDC group: Dr. Gregory Raupp Shawn O’Rourke Curtis D. Moyer Dirk Bottesch Barry O’Brien Edward Bawolek Michael Marrs Scott Ageno Ke Long Consuelo Romero Diane Carrillo Virginia Woolf Susan Allen Marilyn Kyler Parul Dhagat Hanna Heikkinen Engineers at J. A. Woollam Co., Inc.: Neha Singh Flexible Display Center at Arizona State University 2-March-2007 -34- Copyright © 2007 Arizona State University All Rights Reserved Step Coverage Flexible Display Center at Arizona State University 2-March-2007 -35- Copyright © 2007 Arizona State University All Rights Reserved Capacitor Damage Flexible Display Center at Arizona State University 2-March-2007 -36- Copyright © 2007 Arizona State University All Rights Reserved More Displays Flexible Display Center at Arizona State University 2-March-2007 -37- Copyright © 2007 Arizona State University All Rights Reserved