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Breathe In, Breathe Out: Redesigning Inhalers for Asthma Patients Gina El Nesr Massac8husetts Academy of Math and Science Version as of January 4, 2016 Abstract --Introduction -Literature Review The Respiratory System The system in humans that takes up oxygen and expels carbon dioxide is known as the human respiratory system. The human respiratory system consists of two parts: the upper and the lower airway systems. The upper airway system comprises of the nose, sinuses, pharynx, and partly the oral cavity while the lower airway system consists of the larynx, trachea, stem bronchi, and all parts of the lung (Britannica, 2015). Figure QQQ. A depiction of the respiratory system. (Britannica, 2015). Redesigning Inhalers 1 The Upper Airway The nose is subdivided into a left and right canal. Each canal opens to the face by the nostril and into the pharynx by the nostril. The nasal cavity is lined by a respiratory mucosa containing mucus-secreting glands. The design of it reflects the functions of the nose and the upper airways in general with respect to respiration. They clean, moisten, and warm the inspired air, preparing it for contact with delicate tissues of the lung. The pharynx is divided into three floors. The upper floor is known as the nasopharynx and is primarily a passageway for air and secretions from the nose to the oropharynx. The middle floor, the oropharynx, connects anteriorly to the mouth. The lower floor, the hypopharynx is the anterior wall formed by the posterior part of the tongue. It represents the site where the pathways of air and food cross each other. The epiglottis functions as a lid to the larynx and controls the movement of air and food when swallowing (Britannica, 2015). The Lower Airway System The division of the lower airway system determines the internal lung structure. The conducting airways comprise the larynx, trachea, the two stem bronchi, the bronchi, and the bronchioles. They serve to further warm, moisten and clean the air and distribute it to the lung. The larynx serves dual functions as an air canal to the lungs and an organ of phonation. The larynx measures Below the larynx is the trachea, a tube of about ten to twelve centimeters long and one centimeter wide (O’Rahilly et. al, 2004). At its lower end, the trachea divides in an inverted “Y” into the two stem bronchi, one each for the left and right lung. The right main bronchus has a larger diameter, is oriented more vertically, and is shorter than the left main Redesigning Inhalers 2 bronchus. The consequence of this arrangement is that foreign bodies passing beyond the larynx will usually slip into the right lung. The bronchi are the main passageways into the lung. They are lined with cilia and move in a wave-like pattern to carry mucus upward and out of the throat. Mucus catches and holds much of the dust, germs, and other unwanted matter that has invaded the lungs (O’Rahilly et. al, 2004). The smallest branches of the bronchial tubes are called bronchioles. At the end of the bronchioles are the air sacs called alveoli. The alveoli hold capillaries that pass through blood. The blood enters through the pulmonary artery and leaves via the pulmonary vein. While in the capillaries, blood gives off carbon dioxide through the capillary wall into the alveoli and takes up oxygen from air in the alveoli (Britannica, 2015). Lungs and Diaphragm The lung, a gas-exchanging organ, is located in the rib cage and provides humans with a continuous flow of oxygen, clearing the blood of carbon dioxide. To function, air is regularly pumped in and out through the conducting airways. The diaphragm, the main respiratory muscle, and the intercostal muscles generate the pumping action of the lung. It expands and contracts within the space of the thorax. The two lungs rest with their bases on the diaphragm. Each lung is subdivided into smaller units called pulmonary segments. The right lung is composed of three lobes – a superior, middle, and inferior lobe – and ten pulmonary segements. Comparatively, the left lung is smaller in volume because of the asymmetrical position of the heart, so it only has two lobes. The number of pulmonary segments in the left lung range from eight to ten (Rogers, 2011). Redesigning Inhalers 3 Asthma Asthma is a chronic lung disease that temporarily inflames, and thus narrows, the airways that carry oxygen. This results in symptoms such wheezing, chest tightness, shortness of breath and coughing. Asthma affects people of all ages, although it most often starts during childhood (“Asthma,” 2014). Of the 26 million people who suffer from asthma in the United States, 7 million of them are children (“Asthma,” 2014). Each year, approximately 1.7 million emergency department visits, 10.6 million physician office visits, 440,000 hospitalizations and 3,616 deaths are a result of asthma (Sevum et. al, 2012). Over the past 110 years, our understanding of asthma has evolved greatly. What was long considered a disease of “twitchy” airways and minor ailment is now known to be a disease of chronic fluctating airways inflammation (Kasper & Harrison, 2005). Even though asthma’s exact cause is still unknown, the disease is characterized by reversible airflow obstruction; airway inflammation; increase in secretions of mucus; and/or airway hyperesponsivness in response to allergens, environmental irritants, viral infections, or exercise (Sevum et. al, 2012). It manifests as inflammation in the centeral and peripheral airways resulting in structual changes in the airways called remodelling. These changes degrade airway function, causing the common asthmatic symptoms (Kasper & Harrison, 2005). Figure QQQ. A depiction of the pathology of the airwyas normally, of an asthmatic, and of an asthmatic during an attack. (xxx, xxx) Redesigning Inhalers 4 Diagnosis of Asthma Establishing the diagnosis of asthma primarily rests on obtaining a solid clinical history that suggests airway hyperreactivity. There must be objective evidence of reversible airway obstruction by either a spirometry test or peak flow meter. A spirometry tests records how much air is exhaled (forced vital capacity) and how fast (forced expiratory volume). Similarly, a peak flow meter is an inexpensive calibrated device that measures the forced expiratory volume.While many disease share similar clinical symptoms, diagnosis should not rely solely on symptoms and should always consider alternative causes. Some evidence suggests that many patients are incorrectly diagnosed and treated for asthma when they have an alternative diagnosis (“Clinical Practice,” 2009). Figure QQQ. Right: A spirometry testing device that measures the forced vital capacity and forced expiratory volume. Left: A peak flow meter measures the forced expiratory volume. Both are commonly used to diagnose asthma. Treatement of Asthma Asthma is a long-term disease without a cure, so asthma treatment is centered around controlling the diease. The goal of asthma treatements is to prevent the chronic symptomes, reduce the need for quick-relief medications, aid in maintaining good lung function and normal activity level, and prevent fatal asthma attacks. Management of asthma should be done in partnership with a doctor. Parts of managing asthma include avoiding all triggers besides physical activity and taking daily peak-flow meter tests to track the movement of asthma. Redesigning Inhalers 5 Treatments for asthma fall into one of two categories: long-term control or quick-relief medicines. Long-term control medicine help reduce airway inflammation and prevent asthma sysmptoms while quick-relief or rescue medicines relieve flare-up asthma symptoms. Most treatment plans involve some form of inhalation therapy. With an inhaler, patients are better able to quickly deliver the medication to the lung. However, asthma medicines can also be taken in pill form. History of Inhalation Therapy While inhalation therapy for medicinal purposes dates back to at least 4,000 years, one of the earliest inhaler devices is a design attributed to Hippocrates (Crompton, 2006). His design consisted of a simple pot with a reed in the lid to inhale vapor. Variations on Hippocrates’s design were used in the late 18th and early 19th century. Dr. John Mudge, an English physician, coined the term “inhaler” after inventing a device designed for the inhalation of opium vapor. Numerous models of ceramic inhalers followed Dr. Mudge’s design in which air was either drawn through warm water or infusion prior to inhalation. One of the most popular models was Nelson’s inhaler. Manufactured by S. Maw and Sons in London, Nelson’s inhaler was declared “the most efficient apparatus for the inhalation either of simple steam or of medicated vapors” in a Lancet article in 1863. Its envrionmental-friendliness, clealiness, portability, and cheapness became the qualities that are now most valued in modern inhalers. Redesigning Inhalers 6 Figure QQQ. Left: The Mudge inhaler, invented by Dr. John Mudge in 1776. Right: Nelson’s inhaler without a stopper and tube extending down into the liquid (Anderson, 2005). Nebulizers, or atomizers, were an outgrowth of the perfume industry and an evolution of inhalation treatement of thermal water. Dr Auphon Euget-Les Bain invented the atomizer in 1849, and Jean Sales-Girons introduced a portable nebulizer in 1858. The portable nebulizer won the silver prize at the Paris Academy of Science. The design uses a pump handle to draw liquid and forces the liquid through a nozzle. This was later improved by Bergsen, of Berlin in an apparatus consisting of two glass tubes perpendicularly relative to each other. The more open end of the perpendicular tube is immersed in the medication. Compressed air is forced through the horizontal tube, causing the air in the other tube to be exhausted and the medication to evenutally rise and disperse in fine spray. This system similar to that currently utilized by today’s nebulizers. Medication was later nebulized via glass-bulb nebulizers, such as the Parke-Davis Glaseptic, and via plastic-bulb nebulizers, such as the AsthmaNefrin. The AsthmaNefrin disperses the medication into fine mist that floats in air. The Pneumostat, the first compressor nebulizer, was manufactured in Germany in the early 1930s and had a rheostat for the power supply. Redesigning Inhalers 7 Figure QQQ. AsthmaNefrin hand-bulb nebulizer from the 1940s. (Anderson, 2005) Around the turn of the 20th century, combustible powders and cigarettes for the treatment of asthma and other lung complaints became popular. Powder was placed in a saucer and burned. Its smoke was inhaled through the mouth or a funnel. The instructions for the asthma cigarette are similar to that given in modern clinics for pressurized metered-dose inhalers and dry powder inhalers: exhale, fill the mouth with smoke, breathe in and draw the smoke down into the lungs, hold for a few seconds, and exhale. Abbot Laboratories developed the Aerohaler in 1948 for inhaled penicillin powder. Each medication-filled cartridge was inserted in the inhaler. When there was an intake of air, a metal ball would strike the cartridge and shake out powder into the airstream (Anderson, 2005). However, inhalation therapy was revolutionized by the invention of the pMDI. In 1955, Dr. George Maison, president of Riker Labs, saw his daughter’s difficulties using the hand bulb nebulizer (Crompton, 2006). He developed a metered-dose valve and worked with DuPont to manufactured propellants for an alcohol-based solution MDI. In 1957, the first oral suspension pMDIs of epinephrine and isoproterenol were produced. Technology of the devices and formulations for the inhaled drugs in the past 60 years has made remarkable advancements since Redesigning Inhalers 8 the first pMDI was developed (Anderson, 2005). Several new devices are now breath-enhanced, breath-actuated, and dosimetric. pMDI development has proceeded in several directions to address the problems posed by improper inhalation technique and coordination, high oropharyngeal deposition, and the need to replace chlorofluorocarbon (CFC) propellants. Figure QQQ. Evolution of inhalation therapy. Spacer Devices Spacer devices are add-on holding chamber that attach to pMDI actuators. Their volumes can range from 20 mL to 750 mL in commercially available models. By placing some distance between the point of aerosol generation and the patients mouth, the spacer reduces the oropharyngeal deposition. Spacers make pMDIs easier to use by reducing the need for coordination between actuation and inhalation. However, these benefits are made to the expense of the pMDI’s size and convenience. Drug delivery from spacers depend on the patient’s inhalation technique, and in the chase of plastic spacers, may be affected by static-charge buildup on the spacer walls. The delivery of medicine from plastic spacers can be exchanged by antistatic linings on the internal walls. Redesigning Inhalers 9 Figure QQQ. Inhaler inserted into a spacer. (AAFA, 2015). The amount of drug available from the spacer increases with diameter and length of the spacer. While smaller spacers are more convenient for patients, there is a reduction in the dose available for inhalation. The dose with some large-volume spacers is higher than that from a pMDI alone. But increasing the spacer volume to be greater than one liter would most likely be counterproductive (Newman, 2005). Pressurized Metered-Dose Inhaler For the first half of the 20th century, inhaled drugs for the treatment of asthma and chronic obstructive pulmonary disease were mostly delivered via nebulizers. However, after the development of bronchodilator drugs in pressurized containers, there was a gradual shift in preference. The pressurized metered-dose inhaler (pMDI) became the most important device in delivering inhaled drugs. For almost fifty years, pMDIs have been favored by patients for its practical benefits: small size, portability, convenience, and unobtrusiveness. Its multi-dose capability means that a dose is immediately available when needed (Newman, 2005). Figure QQQ. Different types of inhalers. (AAFA, 2015). Redesigning Inhalers 10 The pMDI comprises of several components, each of which is important to the whole device. These components are the container, propellant, drug formulation, metering valve, and actuator. Figure QQQ. Schematic of a typical pressurized metered-dose inhaler. (Newman, 2005). Container The pMDI container must be able to withstand the high pressure generated by the propellant, made of inert materials, and sufficiently robust. Aluminum is preferred, although stainless steel has also been used. The advantages of aluminum include its light weight, compact structure, less fragility and its light-proof characteristics. Coatings on the internal container surface are useful in preventing adhesion of drug chemicals and chemical degradation. The canister is used in the inverted position with the valve below the container so it refill sunder gravity. It is also important to ensure that the emitted dose of medicine is reproducible, regardless of the last time the inhaler was actuated or its orientation (Newman, 2005). Propellants The propellants of pMDIs are liquified compressed gases that form a liquid when compressed. To ensure constant dosage, the vapor pressure is held constant, ruling out the use of Redesigning Inhalers 11 carbon dioxide. Chlorofuourcarbons (CFC) meet the required criteria for a propellant but in 2008, the use of CFCs was banned under international agreement. The nature of CFC causes it to release chlorine and damage the ozone layer in the stratosphere. Figure QQQ. Standard propellant mechanism of pMDIs. (Newman, 2005). Formulations of hydofluoroalkanes (HFA) are now popular, leading to many challenges involving the development of new excipients and metering valves. HFAs are greenhouse gases but their contribution to global warming is likely very small (Newman, 2005). Metering Valve The metering valve is the most important component of the pMDI. While there are a wide range of designs for metering valves, they all operate on the same basic principle. Before firing, a channel between the body of the container and the metering chamber is open. As the pMDI is fired, the channel closes and another channel connecting the metering chamber to the atmosphere opens. The medicine is expelled into the valve stem which forms an expansion chamber in which the propellant begins to boil (Newman, 2005). Redesigning Inhalers 12 Actuator The pMDI is fitted into a plastic actuator. The design of the actuator is important, because the aerosol particle size is determined by the nozzle diameter, which ranges from 0.14 mm and 0.6 mm. Aerosol particle size varies directly with nozzle diameter, which also influences lung deposition. By reducing the actuator nozzle diameter, the spray force will decrease. The final atomization process is described as a two phase gas/liquid air-blast. When the dose leaves the nozzle, the liquid ligaments embedded in the propellant vapor are puled part by aerodynamic forces to form a dispersion of liquid droplets. Evaporation of propellant cools the droplets (Newman, 2005). Limitations of and Problems with pMDIs There are many limitations to pMDIs. Drug delivery in pMDIs is highly dependent on the patient’s inhaler technique. Failure to coordinate or synchronize actuation with inhalation is the most popular and most important problem patients have with pMDIs. The improper technique when using pMDIs can resulting in suboptimal, or even zero, lung deposition. By misusing corticosteroid pMDIs, there has been an associated decrease in asthma stability, especially when misses involves poor coordination. Even with good inhaler technique, only about 10 - 20% of the dose enters the lung. The rest of the dose is deposited in the oropharynx. This can cause localized and systematic adverse effects. While the low lung deposition and dependence on inhaler technique may be acceptable in cases of asthma and COPD, they are not acceptable for targeted therapies that have narrow therapeutic windows (Newman, 2005). Redesigning Inhalers 13 References Asthma (2014). Retrieved December 12, 2015, from http://www.nhlbi.nih.gov/health/healthtopics/topics/asthma Lonescu, C. M., ebrary, I., & SpringerLink ebooks - Engineering. (2013). The human respiratory system: An analysis of the interplay between anatomy, structure, breathing and fractal dynamics (2013). New York; London: Springer. doi:10.1007/978-1-4471-5388-7 Respiratory system, human (2015). Encyclopædia Britannica Inc. http://school.eb.com.ezproxy.wpi.edu/levels/high/article/117582#66123.toc Sveum, R., Bergstrom, J., Brottman, G., Hanson, M., Heiman, M., Johns, K., et al. (2012). Diagnosis and Management of Asthma. https://www.icsi.org/guidelines__more/catalog _guidelines_and_more/catalog_guidelines/catalog_respiratory_guidelines/asthma/ Newman, Stephen P (09/01/2005). "Principles of metered-dose inhaler design". Respiratory care (0020-1324), 50(9), p. 1177. Naikwade, S., Balakrishnan, S., & Bajaj, A. (2011). Inhaler Aerosols - a Comparative Assessment of Quality Control Parameters. Practica Farmaceutică, 4(1), 19-22. Rogers, Kara. (2011). The Respiratory System. New York, NY: Britannica Educational Pub. in Association with Rosen Educational Services. O'Rahilly, R., Müller, F., Carpenter, S., & Swenson, R. (2004). Basic Human Anatomy: A Regional Study of Human Structure. Dartmouth Medical School: National Library of Medicine. Crompton, G. (2006). A brief history of inhaled asthma therapy over the last fifty years. Primary Care Respiratory Journal, 15(6), 326-331. doi:10.1016/j.pcrj.2006.09.002 Anderson PJ. History of aerosol therapy: liquid nebulization to MDIs to DPIs. Respir Care 2005;50(9):1139–1149. Kasper, D. L., & Harrison, T. R. (2005). Harrison's principles of internal medicine. New York: McGraw-Hill, Medical Pub. Division. VA/DoD Clinical Practice Guideline For Management of Asthma in Children and Adults. (2009). Clinical Practice Guideline, 2. AAFA’s Medical Scientific Council. How Is Asthma Treated? (2015). Asthma and Allergy Foundation of America. Retrieved from http://www.aafa.org/page/asthma-treatment.aspx