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November 15, 2004 / Vol. 29, No. 22 / OPTICS LETTERS 2605 In-line polarization controller that uses a hollow optical fiber filled with a liquid crystal Young-Hoon Oh, Min-Suk Kwon, and Sang-Yung Shin Department of Electrical Engineering and Computer Science, Korea Advanced Institute of Science and Technology, 373-1 Kusong-dong, Yusung-gu, Taejon 305-701, South Korea S. Choi LG Electronics PRC, 19-1 Cheongho-ri, Jinwuy-myun, Pyungtak-si, Kyunggi-do, 401-713, South Korea K. Oh Department of Information and Communications, Gwangju Institute of Science and Technology, 1 Oryong-dong, Buk-gu, Kwangju 500-712, South Korea Received June 17, 2004 We demonstrate an in-line polarization controller based on a hollow optical fiber filled with a nematic liquid crystal by fabricating thin-film electrodes on the cladding of a fiber. The polarization controller consists of three control sections with fixed optic axes, which operate as phase retarders. The phase retardation in each section is controlled by the magnitude of the applied electric field. The full wave retardation voltage of the polarization controller is ⬃85 V. © 2004 Optical Society of America OCIS codes: 060.2340, 160.3710, 230.3720, 260.5430. Communication systems with polarization-induced problems need dynamic polarization controllers that may be implemented by liquid crystals,1 – 3 fiber squeezers,4 Faraday rotators,5 and LiNbO3 waveguides.6 Liquid-crystal- (LC-) based devices may offer some potential advantages: high electro-optic response, low power consumption, and low-cost fabrication.7 LC-based polarization-controlling devices have traditionally been demonstrated by use of fiber ferrules2 or LC cells that consist of glasses, spacers, and LCs.1,3 In these cases the polarization controllers require complex hybrid packaging of ferrule– LC– ferrule or fiber –LC cell– f iber, which results in alignment loss. Recently the index modulation of a LC inside a hollow optical fiber (HOF) was reported.8 Jeong et al.8 have shown the tunability of a long-period f iber grating by using an external long-period-combed electrode. Also, they reported an in-line-type polarizer that uses polymer-dispersed LC and external electrodes.9 In the research of Jeong et al. the f ibers are aligned with a glass tube to produce the in-line-type device, and the function of the polarizer is obtained from the scattering of a polymer-dispersed LC. However, the total insertion loss was not given, although they mentioned that the in-line polarizer has the advantage of easy alignment and low transmission loss. In this Letter we report an in-line polarization controller with thin-f ilm electrodes on a HOF f illed with a nematic LC. The thin-f ilm electrodes were fabricated on the cladding of the HOF. A thin-f ilm electrode may be preferable to an external electrode because it facilitates compact packaging, simple exact angle control of optic axes, and easy fabrication of electrode pairs. The proposed device has the following features: simple alignment-free fabrication, low cost, and compact design. 0146-9592/04/222605-03$15.00/0 Nematic LCs with aligned directors exhibit uniaxial birefringent properties, and their optic axes can be realigned by the applied electric field. This controllability is useful for polarization-controlling devices. The polarization controller should transform an arbitrary input state of polarization (SOP) to a desired output SOP. Our polarization controller has three control sections of the phase retardation type, following the bulk-type polarization controller of Zhuang et al.1 Figure 1 is a schematic diagram of the proposed device with the principal axes of the wave plates f ixed. The principal axis of the second control section is rotated by 45± with respect to that of the first section and the third section, whereas the principal axis of the first section is parallel to that of the third section. The principal axes of the three control sections are formed by an average arrangement of LC directors. Therefore the principal axes of the control sections are determined by the positions of Fig. 1. Schematic diagram of the proposed device. © 2004 Optical Society of America 2606 OPTICS LETTERS / Vol. 29, No. 22 / November 15, 2004 the electrodes fabricated on the cladding, as shown in Fig. 1. The initial alignment of directors depends highly on the capillary interface interaction of the liquid crystal. We use the HOF made of the silica capillary to make directors align along the axis of the fiber.10 Figure 2 shows the alignment states of directors in the hollow core of the HOF in two cases: Fig. 2(a) without an external electric field and Fig. 2(b) with it. As shown in Fig. 2(b), it is assumed that the directors lie in the x z plane and that they are initially in the direction of the HOF’s axis (z axis). First, the two-dimensional electrostatic f ield formed by the concave electrodes that lie on the x axis was simulated by using CST EM STUDIO. From the simulation result, the electric field in the hollow core region could be approximated to only an x component field because the hollow core is much smaller than the cladding. Therefore we may assume uniform electric field distribution within the hollow core simply to analyze the principle of operation, although the HOF has a cylindrical geometry. If an electric field is applied in the direction of the x axis, the directors deviate from the z axis, making an angle u. Thus the x-polarized light becomes the extraordinary wave in a uniaxial medium whose optic axis is along the LC directors, while the y-polarized light is the ordinary wave whose refractive index is no . Therefore the refractive index of an x-polarized wave is given by11 1 cos2 u , sin2 u 1 苷 nx 2 共u兲 ne 2 no 2 (1) where ne and no are the extraordinary and the ordinary indices, respectively, of a nematic LC. Phase retardation G is a function of tilt angle u, which is controlled by the magnitude of the applied electric field. It is given by G苷 2pL 关nx 共u兲 2 no 兴 , l 10 mm. Finally, we completed the device by filling the hollow core with a nematic LC (ZLI 1800-100, from Merck Korea) by capillary action. The device was pigtailed with standard single-mode fiber by use of UV-curable epoxy. The fiber-to-f iber insertion loss of the 35-mm-long device was ⬃8 dB, which includes mode mismatch loss between the HOF and the single-mode-f iber and scattering loss that is due to the directors. The measured propagation loss of the HOF f illed with the LC was ⬃1 dB兾cm. From the result we estimate that the loss that is due to mode mismatch and misalignment was ⬃2 dB on average at the input and output ends. To reduce the total insertion loss required optimization of HOF design parameters along with reduction of the loss that is due to the LC. We measured the amplitude and the frequency of the applied voltage of the fabricated device. First we applied a low-frequency sinusoidal signal with a peak-to-peak voltage from 285 to 185 V to each of three control sections to test whether the control sections operate as phase retarders. Figure 4 shows variations of the output SOP of the f irst control section and the second on the Poincaré sphere, which Fig. 2. Alignment of nematic directors of the nematic LC (a) without and (b) with an external electric f ield. Angle u increases with applied voltage. (2) where L is the length of the electrodes and l is the free-space wavelength of light. The explicit mathematical expression for G1 , G2 , and G3 is given in Ref. 1; Stokes parameters are used for given input and target SOPs. The HOF diameters of cladding, core, and hollow core are approximately 125, 9, and 4 mm, respectively. Figure 3 shows the procedure for fabrication of thin-f ilm electrodes on the cladding. First, for deep reactive-ion etching (DRIE) a SiO2 window mask was formed upon a thermally oxided (100) silicon wafer by standard photolithography. Next, the substrate was etched to a depth of ⬃150 mm by deep reactive-ion etching. Then anisotropic wet etching was done in an aqueous solution of 50-wt. % potassium hydroxide (KOH) at 80 ±C. To form the electrodes of proposed device, the HOF was inserted into the diamond-shaped hole of the structure. Cr with a thickness of ⬃100 nm was deposited upon the cladding of the HOF by electron-beam evaporation. The width of the fabricated electrodes was 60 mm, and their length was Fig. 3. Procedure for fabrication of thin-f ilm electrodes on the cladding. November 15, 2004 / Vol. 29, No. 22 / OPTICS LETTERS Fig. 4. Variation of output SOP in the first and the second control sections. 2607 for acquiring 10± phase retardation is ⬃10 V, and the full wave retardation voltage is ⬃85 V. Using these data shown in Fig. 5, we obtained the adjusting voltages from the appropriate phase retardations G1 , G2 , and G3 with which to transform the input SOP into the desired SOP. Next we measured the frequency response of the device by applying the same sinusoidal signal to one of the control sections. If the bandwidth is def ined with reference to the point where the response has fallen by 3 dB, that is, at half of the total excursion, the bandwidth of the polarization controller is ⬃40 Hz, which is typical in LC-based devices. We have proposed and demonstrated an in-line polarization controller that uses a hollow optical fiber filled with a nematic liquid crystal. The polarization controller has a full wave retardation voltage of ⬃85 V and a 3-dB bandwidth of 40 Hz. One may achieve a reduction of operating voltage and improvement in modulation speed by decreasing the cladding thickness. This research was partially supported by Novera Optics, Inc. Y.-H. Oh’s e-mail address is yhoh@ eeinfo.kaist.ac.kr. References Fig. 5. Phase retardation in one of the control sections as a function of applied voltage. were measured at a wavelength of 1.55 mm by a conventional polarization analyzer (HP 8509B). As shown in Fig. 4, the rotation axis of the first control section, V1 , is almost perpendicular to that of the second section, V2 , graphically. From that fact we knew that the thin-f ilm electrodes of the second section were formed well at a 45± angle with respect to that of the first. The phase retardation versus the applied voltage in one of the control sections is plotted in Fig. 5. The threshold voltage needed 1. Z. Zhuang, S.-W. Suh, and J. S. 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