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THE CORRELATION BETWEEN TOOTH SIZE-BASAL BONE SIZE DISCREPANCY AND LONG TERM STABILITY OF THE LOWER INCISORS IN CLASS II DIVISION 1 PATIENTS Wael Kanaan, D.D.S. A Thesis Presented to the Faculty of the Graduate School Of Saint Louis University in Partial Fulfillment Of the Requirements for the Degree of Master of Science in Dentistry 2006 ABSTRACT The purpose of this study was to evaluate the effect of tooth size-basal bone size discrepancy on long term stability of mandibular anterior teeth in a large group of Class II, Division 1 patients. The study searched for a reliable way to measure the length of basal bone by employing an elliptical formula and tested its validity on 36 casts. After proven to be reliable, the basal bone dis- crepancy was measured utilizing the records of 105 patients. On these patients, photocopies of study models and cephalograms were available pretreatment (T1), at the end of active treatment (T2), and a mean of 14.8 years posttreatment (T3). Irregularity was calculated according to the method of Little (1975). The data failed to show a correlation between basal bone discrepancy at T1 and relapse. However, it was demonstrated that a weak but sta- tistically significance correlation (r=-.198) exists between basal bone discrepancy at T2 and incisor irregularity at T3. Furthermore, the correlation was stronger between basal bone discrepancy at T3 and incisor irregularity at T3 (r=-.318) Over the nearly 15 years, basal bone discrepancy increased an average of 2.96 mm implying a continual reduction of basal bone length. 1 CHAPTER I: INTRODUCTION Crowded, irregular and protruding teeth are major problems facing the contemporary orthodontist. To provide effective treatments for patients, diagnosis and treatment planning is a cornerstone for long-term success. To this end, measuring the amount of crowding is one factor in the process of developing an adequate diagnostic database. Dental crowding is defined as the discrepancy between tooth size and jaw size that results in a misalignment of the tooth row (van der Linden and McNamara 2000). Tooth size could be measured directly from the plaster cast, but the literature has not yet described a reliable way to measure the jaw size. Crowding, therefore is commonly measured relative to the perimeter of the dental arch, but not relative to the basal bone that is holding the teeth. Basal bone and apical base are synonyms for the bone that supports and is continuous with the alveolar process, as well as with the maxillary and mandibular bodies. The term “apical base” was first introduced by Axel Lundström in 1923. Tweed (1944) considered the treatment to be suc- cessful when the mandibular incisors were positioned on basal bone implying that a functional mechanical balance exists. 1 Relapse is a major concern for orthodontists, and many factors had been suggested to explain it. One of the fac- tors involves Lundström’s apical base concept which has been adopted by many clinicians. Basically, the basal bone is held to be relatively immutable and any attempt to move the roots outside the boundary of the basal bone is thought to enhance relapse (Brodie 1950). The purpose of this study is to: 1. Establish a reliable way to measure the size of basal bone. and 2. To study the relationship between post-treatment relapse and the discrepancy between tooth size and basal bone size, (basal bone discrepancy), in the mandibular arch in Class II division 1 patients. 2 CHAPTER II: REVIEW OF THE LITERATURE Long-term retention and stability of orthodontically treated patients has been a concern nearly as long as orthodontic correction of malocclusion has been performed. As early as the turn of the last century, authors of orthodontic texts were concerned with factors that led to instability. Guilford expressed this apprehension in 1893 when he stated: The natural tendency of a tooth to return to its former position, aided by the tension of the parts that have resisted its movement, will certainly move a tooth from its new position unless the newly formed process has become thoroughly calcified, and is thus by its strength and density able to resist the opposing forces. Numberless failures to retain the good results of regulation are attributable to this cause alone. Angle (1907) said that retention was considered too lightly. He was of the opinion that it was far easier to lay down rules governing tooth movement than to establish rules for retention that would lead to stability. Other authors of this period, such as Dewey (1914) and Lischer (1912), each devoted an entire chapter to issues of retention in their texts. Dewey felt that retention was the main problem of orthodontics. Furthermore, Hawley said in 1919 “If anyone would take my cases when they are finished, retain them and be responsible for them afterward, I would gladly give them half the fee.” 3 Case (1920) reiterated the point when he stated that the permanent retention of the “regulated” teeth was absolutely indispensable to the success of the specialty. Oppenheim (1934) stated, “Retention is the most difficult problem in orthodontia; in fact it is the problem.” Neither time nor research has given us strict rules for retention, and, as a result, long term stability has remained one of the foremost challenges facing the specialty. As the consensus of many authors, orthodontists real- ize that stability of the end results is one of the prime objectives of orthodontic treatment, without it neither proper function nor optimal esthetics can be maintained. Unfortunately, given the present state of knowledge regarding relapse, stability of the obtained result cannot be assured. Etiology of Relapse The etiology of relapse is a complex problem that includes various factors. It is important for orthodontists to be aware of current concepts regarding relapse and, in so doing, attempt to devise treatments that minimize this problem. In reviewing the literature, a number of factors are commonly invoked such as tooth size, arch form, treatment modalities, occlusion, gingival fiber respond, treat- 4 ment timing, growth potential, muscular function and the position of the teeth in relation to the basal bone. Tooth Size It has been reported that large teeth are more likely to be crowded than small teeth. Fastlicht (1970) searched for the relationships between tooth size and crowding in treated and nontreated patients and found that “the correlation between the mesiodistal widths of the mandibular and the maxillary incisors with crowding was very significant in both cases. This indicates that where there was a larg- er mesiodistal width, there was more crowding.” The effect of tooth size on crowding has been further supported by subsequent studies (Norderval, Wisth and Boe 1975; Smith, Davidson and Gipe 1982; Rhee and Nahm 2000) that reported a strong correlation between tooth size and crowding. Con- versely, other studies have failed to show a significant correlation between tooth size and crowding (Howe, McNamara and O’Connor 1983; Puneky, Sadowsky and BeGole 1984; Radnzic 1988). It has also been suggested that tooth shape may have more of an effect on incisor irregularity than tooth size. Peck and Peck (1972) found that well-aligned lower incisors had a significantly reduced mesiodistal dimension (MD) and 5 a significantly enlarged faciolingual dimension (FL). Based on their findings, the so-called “Peck’s Ratio” (MD/FL) was said to be used as a predictor of long term stability. Accordingly, “reproximation” (stripping) was recommended as a method to enhance stability (Barrer 1975; Betteridge 1981; Williams 1985). Although their results were later corroborated by some authors (Rhee et al. 2000; Shah et al. 2003), others have failed to show significant correlation between the Peck’s Ratio and stability (Smith et al. 1982; Gilmore and Little 1984, Puneky, Sandowsky and BeGole 1984; Bernabe, delCastillo and Flores-Mir 2005). Even though Peck and Peck recognized the importance of tooth shape on long term stability, they thought that relapse is still a multifactorial phenomenon and tooth shape alone would not assure long term stability (Peck and Peck 1972). Arch Form Historically, many have assumed that arch form, especially in the mandible, cannot be altered permanently by appliance therapy. Although generally held as an important concept, some strongly believe that arch form can undergo stable alteration. 6 Case (1921) recognized that patients he had treated with various degrees of expansion tended not to exhibit long term stability, but rather showed relapse of crowding in the mandibular anterior segment. Case began to extract teeth in conjunction with his treatment in an attempt to achieve more balance between the teeth and the bone that supported them. Case’s belief that teeth occasionally needed to be extracted so that arch form could be maintained and stability enhanced was a major deviation from the leadings of Angle. In support, Tweed (1944) provided extensive documentation that stability was enhanced if arch form was maintained. Tweed reviewed many cases that he had treated according to the nonextraction principles of Angle and noted a high incidence of relapse after treatment. He concluded that the relapsed cases were out of balance with the face because teeth were not properly placed over basal bone. Tweed retreated these patients with premolar extractions to eliminate the need for expansion that he had used to make space for the full complement of teeth. With extractions, he felt that he could place the mandibular incisors upright over basal bone into what he thought would be a more stable position. 7 Nance (1947) agreed with this conclusion. He found that attempts to alter arch form generally lead to relapse. Similarly, Strang (1952) stated that “the width from one mandibular canine to another was an accurate index of the muscle balance of each individual and, therefore, this distance determines the limit of the denture expansion and enhances stability of the finished result.” Strang argued that a slight expansion of the inter-canine width could be tolerated only if it was accomplished by moving the canines distally into the slightly wider premolar extraction site. Bishara and colleagues (1973) examined 30 first premolar extraction cases that were on average 1.2 years out of retention. They reported that over 70% of any expansion in the lower intercanine widths had already relapsed. Shapiro (1974) also found that an expanded mandibular intercanine width has a strong tendency to return to its pretreatment width, but that Class II division 2 patients could maintain approximately 1 mm of intercanine expansion. Subsequently, Little, Wallen and Riedel (1981) reported on the long term follow-up of 65 cases with extraction of first premolars. The lower intercanine width had been increased by more than 1 mm during treatment in 60% of the cases but, after treatment, constriction in the intercanine width occurred in 60 of 65 cases, usually by more than 2 mm. 8 Felton and colleagues (1987) used a forth degree polynomials to asses dental arch form and found poor posttreatment stability in 70% of their nonextraction sample. Glenn, Sinclair and Alexander (1987) assessed the long term stability of nonextraction orthodontic treatment performed on 28 patients who were out of retention for 8 years. They reported a decrease in the intercanine width, despite minimal change during treatment. Similarly, Taner, Ciger and Germec (2004) evaluated arch width changes in 21 Class II Division 1 patients who where out of retention for an average of 3 years. They found a significant reduction in the mandibular intercanine width and the inter-first bicuspid width. It has also been reported that arch width decreases after retention regardless whether orthodontic treatment involved expansion or not (Little et al. 1981); however, they also found that width changes were not an accurate predictor of later mandibular anterior arch crowding or post-retention irregularity. They concluded that the issue of expansion versus nonexpansion of the arch was not a critical factor in postretention stability. This assertion corresponds to the observations of Sillman (1964) and DeKock(1972). They studied individuals who did not undergo any orthodontic treatment and found 9 that arch width decreases in both the anterior and the posterior regions of the mandibular arch occur after the eruption of the permanent canines. Similarly, Henrikson, Persson and Thilander (2001) studied the changes in dental arch form over 18 years in a sample of 30 individuals with normal occlusion. They found that age changes in the den- tal arch form occur from adolescence to adulthood, with the tendency of the mandibular arch to become more rounded. These changes were correlated significantly with an increase in lower incisor irregularity. Based on these studies, it can be argued that arch constriction after orthodontic treatment is a normal function of aging, rather than a by-product of certain types of orthodontic treatment. It is necessary therefore to dis- tinguish between changes induced by appliance therapy from those that occur as a part of normal growth and development. Although many experts have suggested that it is necessary to maintain the mandibular pretreatment dental arch from, others have suggested using the basal bone to determine mandibular dental arch form. Hew (1966) studied the correlation between dental arch form, basal arch form, and relapse and found that “Similarity in form of the dental and basal arches seems to prevent some relapsing tenden- 10 cies.” Based on his findings, he suggested using the shape of the basal arch to determine the dental arch form especially in the lower arch. Treatment Strategy: Extraction vs. Nonextraction The question of extraction in orthodontics has always been controversial. Extraction of teeth for orthodontic treatment was prevalent before 1900, but from the turn of the last century to the mid-1930s, under the influence of Angle’s beliefs, orthodontics to abandon extraction. Sub- sequently, Tweed and others deferred the specialty back to extraction after they had become dissatisfied with relapse seen in their nonextraction patients. Later, orthodontists realized that relapse can occur whether teeth were extracted or not. The influence of the two treatments on the long-term stability of the mandibular incisors has been studied extensively. Although most authors have studied the effect of one treatment on long-term stability, only few authors have compared the outcome of extraction and nonextraction) in the same study. 11 Nonextraction Studies It has been suggested by many authors (Kingsley 1880, Angle 1907; Cetlin and Ten Hoeve 1983; Damon 2005) that the best way to achieve stability is to retain all permanent teeth. Unfortunately, most studies failed to prove long- term stability in nonextraction patients (Glenn et al. 1987; Little, Riedel and Stein 1990; Sadowsky et al. 1994). Therefore, extraction of teeth did not answer the question of long-term stability. Extraction Studies As might be expected, many have disagreed with the nonextraction approach and have turned to extraction as an adjunct to orthodontic treatment with an eye toward enhancing long-term stability (Case 1921; Lundström 1925 and Tweed 1944). The extraction of premolars, however, does not assure long-term lower-incisor stability. This failure was further documented by recent longitudinal studies that showed variable degrees of relapse (Little et al.. 1981; Sandusky 1983; McReynolds and Little 1991; Vaden, Harris and Gardner 1997). 12 Extraction vs. Nonextraction studies Paquette, Beattie, and Johnston (1992) compared the long term effects of extraction and nonextraction edgewise treatments in 63 patients (33 extraction and 30 nonextraction) for whom the 2 strategies were equally appropriate. They found that the mean postretention increase in the irregularity index of the mandibular incisors for the extraction group (2.3 mm) was smaller than that for the nonextraction group (2.9 mm). The difference, however, was of little clinical value. Luppanapornlarp and Johnston (1993) reported similar results in a study of postretention stability in 62 patients who were clearly either extraction (33) or nonextraction (29) candidates. The postretention increase in mandibular incisor irregularity was 2.6 and 3.1 mm for the extraction and nonextraction groups, respectively. Fur- thermore, Kahl-Nieke, Fischbach and Schwarze (1995) carried out a long-term follow-up study of 226 orthodontically treated patients (91 extraction and 135 nonextraction) and found that the mean increases in the irregularity index from posttreatment to postretention was 1.8 mm in the extraction and 2.3 mm in the nonextraction groups. However, this 0.5 mm difference between the groups was not statistically significant. Rossouw and colleagues (1993) assessed 13 88 subjects (44% nonextraction, 56% extraction) with respect to relapse and reported that no significant differences were recorded between extraction and nonextraction groups regarding long term stability of the lower arch. To this end, relapse often occurs regardless of treatment strategy. Thus, dental stability is a complex problem that depends on factors other than treatment strategy, itself. Functional Balance It has been suggested that an imbalance of orofacial muscles may play an important role in malocclusion and in the relapse after treatment (Strang 1952; Salzmann 1974). As examples, it is well accepted that habits such as thumb sucking, lip biting, and tongue thrusting can cause malocclusion. In the same way, orthodontic treatments, such as excessive proclination of the lower incisors, may upset the balance between soft tissue and teeth resulting in relapse. Mills (1966) stated that the lower incisors lie in a narrow zone of stability in equilibrium between opposing muscular pressure, and that the labiolingual position of the incisors should be accepted and not altered by orthodontic treatment. Similarly, Reitan (1969) claimed that teeth tipped either labially or lingually during treatment are 14 more likely to relapse as the resulting unbalance muscular forces tend to return the teeth toward their original position. Moss’ functional matrix theory has provided a basis for many practitioners’ belief that alteration of teeth position either facially or lingually could be maintained. Moss believed that his research has indicated that the form, position and maintenance of the denture are secondary responses to the primary demands of the muscle acting on it (Moss and Salentijn 1959). Those who hold to this theory advocate that alteration of tooth position can be maintained if the muscular forces are altered. However, the functional matrix theory does not support the idea that the mechanical alteration of tooth position can be stable because the original teeth were in balance with the muscles and this mechanical alteration would then be out of balance with the original muscular forces which have not changed. On the other hand, it supports the use of functional appliances to retrain the musculature so that the alteration of tooth position will be in harmony with the forces acting on the teeth and therefore be stable. 15 Gingival Fiber Response One type of relapse is the tendency for a previously rotated tooth to move toward its former position. It has been suggested that overcorrection would enhance stability, but there is little evidence to indicate that it is a successful method of preventing relapse. Reitan (1959) re- ported that the collagenous supporting fibers of the gingiva appeared taut and directionally deviated after tooth rotation. According to Edwards (1968), this tautness does not alleviate itself even after a long period of retention and, accordingly, it is a factor that could account for the relapse tendencies of rotated teeth. In response to Reitan’s work, surgical procedures to control or lessen rotational relapse in orthodontic treatment have been suggested. Based on Bauer’s (1963) thesis, Edwards (1970) advocated a simple surgical procedure designed to sever the supercrestal fibers in the gingiva to allow the gingival fibers to reattach at a position of equilibrium, free from tension. He provided strong clini- cal evidence that this procedure would reduce rotational relapse. To evaluate the efficacy of this surgical proce- dure, Edwards (1988) studied 320 patients who had received orthodontic treatment 15 years previously. Half of the pa- tients received the surgical procedure, whereas the other 16 half served as a control. He found a highly significant difference between the mean relapses of the control and the surgical patients. Further, he found that the surgical procedure was more successful in reducing relapse in the maxillary anterior segment than in the mandibular anterior segment. This finding was confirmed by Taner and associ- ates (2000), who found a significant difference in irregularity index between patients who received the surgical procedure and the controls. With the growing evidence that surgery might reduce rotational relapse, Gottlieb, Nelson and Vogels (1996) undertook a national survey of 1032 orthodontists to determine the extent of this surgical procedure as an adjunct to retention procedures. They found that only 20.5%1 of the orthodontists used fiberotomy as a strategy to improve posttreatment stability. In conjunction with the surgical procedure, interproximal enamel reduction of the lower anterior teeth has been suggested as an adjunct to enhance long term stability. Boese (1980) performed enamel reduction and circumferential supracrestal fiberotomy (CSF) on 40 patients. He found that all patients had excellent results (postretention irregularity index of 0.62 mm) 4 to 9 years postretention 1 In fact, only 1.8% of orthodontists performed this procedure in their clinic. The rest were completed by periodontists, oral surgeons or general practitioners. 17 without retention appliances. It should be pointed out, however, that interproximal reduction was performed twice, immediately posttreatment, and a second time during the 4 to 9 years posttreatment period. Occlusion Occlusion is considered a potent factor in maintaining stability. Kingsley in 1880 stated that “The occlusion of the teeth is the most important factor in determining the stability of teeth in the new position.” Angle (1907) also stated that orthodontic corrections would remain stable if the teeth were in proper occlusion. He thought that the influence of each jaw upon the other maintained the form and the size of the dental arches. A good occlusion, how- ever, may not guarantee that a case will not need retention. The role of proper occlusion has been assessed by Andrews (1972). Andrews examined 120 non-treated patients with excellent occlusion to determine the common characteristics of normal occlusion and found the so-called “the six keys to normal occlusion.” In addition, he found that, in unsatisfactorily treated orthodontic cases, at least one of the six keys was absent. Andrews suggested that patients who exhibited all six keys had a stable occlusion and that 18 retention was not necessary for these patients after the third molars were removed and growth had ceased. Ras and coworkers (1992) studied the relation between occlusion and relapse and found that “The group of patients with relatively good results after active treatment showed less relapse than the group with relatively moderate results after active treatment.” Roth (1981) highlighted the importance of the functional occlusion as well as the static occlusion to prevent relapse. He believed that “the answer to stability of the treated orthodontic case would at least partially rest in the functional dynamics of occlusion.” Although many or- thodontists today believe in many Roth’s ideas, it has never been documented that cases treated in accord with this philosophy have a lesser degree of relapse. Treatment Timing It has been suggested that corrections carried out during periods of growth are less likely to relapse (Riedel 1960). Therefore, orthodontic treatment should be started at the earliest possible age. Riedel stated that, from a logical view point, this idea has merit if the orthodontists influence the growth and development of the maxilla and the mandible. 19 Riedel believed that changes in muscle balance in a normal direction would allow for more normal development of the dentition. Salzmann (1974) also suggested that treatment of very young children had advantages in term of stability. If orthodontics is performed when muscles are still growing, then the origins and insertions of the muscles may actually change in order to reach a state of balance with the new tooth position. Salzmann did not provide any evidence to support this idea. Growth Potential Growth can be a potentially important factor in relapse, especially mandibular growth. The concept that some relapse occurs as the mandible outgrows the maxilla (Bjork and Skieller 1972; Johnston 1986) is supported by Harper’s report (1986) that the extra growth of the mandible relative to the maxilla bears a significant correlation to changes in the buccal segment during retention. Schudy (1974) studied 74 adolescents and found that during the growth period the mandible moved forward more than the maxilla resulting in a more upright lower incisors and crowding. Also, several other studies have found a re- lationship between facial growth and lower incisor relapse (Sinclair and Little 1983; Shields, Little and Chapko 20 1985). Unfortunately, none of the studies have shown a statistically significant correlation between mandibular growth and relapse. Mandibular crowding has not only been correlated with anterior-posterior facial growth, but also to vertical growth. Alexander (1996) studied the relationship between vertical growth and incisor irregularity in 97 Class I extraction patients 10 years postretention. He found greater incisor irregularity in patients with greater vertical growth displacement of the molars and the incisors. Dris- coll-Gilliland, Buschang and Behrents (2001) confirmed this finding, stating that “the subjects who had greater growth in the vertical dimension and lower incisor eruption had larger increases in space irregularity.” Behrents (1985) has shown that craniofacial growth and change does not cease in the late teens but continues throughout life. He has suggested that an expected pa- tient’s future growth may lead either to relapse or an enhancement of the correction. His findings suggested that Class II females’ malocclusion may be more prone to relapse after treatment than Class II males. Similarly, Class III males may be more prone to relapse than Class III females. This continued growth of the mandible in both treated and 21 nontreated patients may be the most important factor in the developing of incisor uprighting and crowding. Basal Bone The concept of placing the lower incisors “upright over basal bone” to enhance long-term stability was introduced by Tweed in 1944. It was argued that, in this posi- tion, teeth were in mechanical balance and could best resist the forces that could cause displacement. Although practitioners have come to define “upright” as plus or minus five degrees from a perpendicular to the mandibular plane, there has been no experimental evidence to show what “basal bone” is or where it begins or ends (Reidel 1960). Defining Basal Bone According to common authors, basal bone is the bone that underlies, supports, and is continuous with the alveolar process (Daskalogiannakis 2000). The “apical base” concept was first introduced by Lundström in 1923 as the “immediately adjoining section upon which the region that is limited to the apical zone (of the teeth) rests or to which it is attached.” This concept failed to stimulate a sufficient response until Tweed presented it again in 1944 22 as basal bone. Thus, basal bone and apical base are syno- nyms (Daskalogiannakis 2000). Tweed (1944) defined basal bone as “the bony ridge over which the mandibular central incisors must be situated to produce permanence of orthodontic results.” Salzmann (1948) defined the basal bone as “the area in the jaws which begins at the most constricted point on the body of the maxilla and mandible when seen on the profile cephalograms. It includes Downs’ Point A, Point B and Lundström’s apical base and it extends around the body of the maxilla or mandible at the most constricted portions parallel to the alveolar processes.” Many years after the introduction of the basal bone concept, however Brodie (1950) noted that this term has never been satisfactory defined, although it seems to be accepted by most as the skeletal bone which supports alveolar bone. Changes in Basal Bone The question whether basal bone is immutable or not has been debated ever since the days of Edward Angle, and perhaps even earlier. Angle (1900) believed that each tooth positioned in its proper place has a definite role in 23 the development of the jaws and that “bone growing” is possible under the concept of functional development. Moss (1959), who introduced the Functional Matrix Hyptheis, suggested that the tooth is a functional matrix for alveolar growth; the growth and eruption of the tooth is able to induce alveolar growth and hence the formation of an adequate bony support. Furthermore, he argued that by changing the muscular forces applied to the denture, expansion occurs as a secondary response and therefore can be stable if the new functional matrix supports this change. It should be emphasized, however, that the functional matrix theory does not support the concept that mechanical expansion of the denture is stable. It was also suggested by Frankel (1974) that the dynamics of eruption could be utilized to increase alveolar growth by using vestibular shields. He proposed that his functional regulator appliance displaces the attachment of the lips and cheeks at the sulci in an outward direction and as a result, enhances the development of the basal bone. Damon (2005) suggested using light forces in crowded cases to expand the alveolar bone and maintain its integrity. He stated “If orthodontists maintain force levels in the optimal force zone, the alveolar bone and tissue can be moved.” 24 On the other hand, many authors oppose the concept of modifying basal bone. Lundström (1925) made a landmark contribution to orthodontics when he proposed a theory that the apical base did not change to fit the normal occlusion, but rather that establishment of normal occlusion was controlled by the apical base. Brodie (1950) reported that the “Apical base ... is relatively immutable.” He further stated that extractions were used to accommodate the dentition to the osseous base, genetically predetermined in size. Howes (1960) surveyed the apical base on models from a longitudinal sample of treated and untreated cases. He found that “The basal arch outline, from mandibular first molar to mandibular first molar, alters little if any after the age of 5 years or perhaps, as Hunter indicated, much earlier.” The findings of a recent study by Vanarsdall and associates (2005) confirmed the fact that standard edgewise orthodontic treatment does not have any effect on the basal structure of the maxilla or the mandible. Current Methods to Locate Basal Bone Although the definition of basal bone clearly describes an area that underlies the teeth apices, different studies have used different methods to measure it. Downs (1948) searched for an accurate method to determine the 25 limits of the basal bone. He introduced two cephalometric landmarks, point A and point B that represented what he called the denture base. He used these two points, along with other points, to study the skeletal pattern of the face as a part of his famous cephalometric analysis. To study the discrepancy in apical base relationships, Riedel (1952) adapted Downs’ points, A and B, and used them in two angular measurements, SNA and SNB. Ever since, points A and B have been used extensively in cephalometric evaluations and in many studies to determine the apical base relationship. Howes (1947) used dental casts to analyze the relationship between tooth size and the supporting bone. He found that the supporting bone was above the palatal shelf and over the apices of the teeth. By using a survey line above the apices of the teeth without impinging on the mucobuccal fold and sectioning horizontally on this line, he was able to remove the alveolar process and expose the supporting bone. He found the basal arch to be in the apical one-third of the alveolar bone. In the mandibular arch it is 8 mm below the gingival margin. Rees (1953) also found the apical base to be 8 to 10 mm apical to the gingival margin. Falck (1969) defined the apical base as “the area resulting from the peripheral connection of two reference 26 points located 14 mm away from the buccal cusps of the first primary molars/premolars.” Miethke and associates (2003) argued that Falck’s method locating the apical base was inaccurate for comparing treatment outcomes, given that the primary molars have shorter cusps than the premolars. The difference in the crown height between these two tooth types would change the reference points and thus change the apical base level. To overcome this limitation, Miethke’s group agreed with Howes (1947) and Rees (1953) by using the gingival margins as a reference point instead of the buccal cusps; however, they defined apical base as the area resulting from the peripheral connection of six reference points located 5 mm below the most apical points of the gingival margins of the lower lateral incisors, canines and second primary molars/premolars (Figure 1). In their opin- ion, the 5 mm distance from the gingival margins was not a true reflection of the apical base. Although some authors have used the gingival margins as a reference to locate basal bone, Sergl, Kerr, and McColl (1996) used the most concave contour of the buccal surface of the casts to measure the basal bone area. Not surprisingly, confusion exists concerning the location of basal bone, largely because of the absence of 27 agreement among the authors who simply used their opinion and speculation to locate basal bone. Fig 1. Additional reference points for defining the apical base. These were located 5 mm below the most apical point of the gingival margin of the described teeth (Miethke et al. 2003). Basal Bone and Tooth Size-Arch Size Discrepancy It has been shown that, over a period of many years, there has been discussion of, and concern for, stability by placing teeth “over basal bone.” Unfortunately, one of the difficulties in orthodontic treatment planning has been the estimation of the size or dimensions of basal bone. Angle’s (1900) “line of occlusion” was readily accepted by early clinical orthodontists. It prompted a search for meaningful measurements of dental arch dimensions that could be utilized in diagnosis and treatment planning. It was not until 1923 that the potential relationship between Lundström’s apical base and dental arch form began to be understood, as well as the realization that one of the most 28 important diagnostic dental arch dimensions was dental arch perimeter. Lundström’s theory was effectively translated into clinical practice by Nance in 1947. In his classic work, Nance (1947) described a method for measuring the “outside” arch perimeter by using a piece of a 0.010 inch brass wire placed along the buccal surfaces of the teeth from the mesial of one permanent molar to the mesial of the opposite permanent molar (Figure 2). Alt- hough most clinicians today do not measure the “outside perimeter” as advocated by Nance, the use of brass wire to determine the available dental arch perimeter is still a popular method. Fig 2. Arch perimeter is measured along the buccal surface of the dentition as illustrated by the solid line (Nance 1947). Carey (1958) adopted, with some modification, Nance’s method. He used an 0.020 inch soft brass wire bent to a symmetrical arch form that was placed over the contact point region of the posterior teeth and over the incisal edges of the anterior teeth. He placed a mark where the 29 wire crossed the mesial contact point of the first permanent molars; the dental arch length could then be measured between these two marks. Even though he used the incisal edges of the anterior teeth to measure the dental arch perimeter, he suggested that in certain cases it was necessary to pass the wire over the incisal edges “at a point where we judge them to belong.” Moorrees (1959) presented a variation of the brass wire method for measuring dental arch perimeter. He used stainless steel tubes welded to a flange (Figure 3). The flange served as a mean of attaching a wire guide to a plaster model at the mesial aspect of the first permanent molar, and the tubes allowed the soft 0.15 mm stainless steel wire to be guided through them. Sticky wax was used to fix the flange to the cast, and the wire was bent along the buccal cusps or the incisal edges of the teeth, stabilized to the tube with hot wax, straightened, and measured with a sliding caliper. 30 Fig.3. Moorrees apparatus to measure arch perimeter (Moorrees 1959). Huckaba (1964) described a similar brass-wire approach to measure the dental arch length. He used a 0.025 inch brass wire and centered the wire over the contact points in the posterior dentition. In the anterior region, he dis- tinguished between three situations when contouring the brass wire: 1. If the lower anterior teeth are upright over the basal bone, the wire is positioned directly over the incisal edges; 2. If the lower anterior teeth are tipped to the lingual, the wire should be extended to the labial of the incisors; and 3. If the lower anterior teeth are tipped to the labial, the wire should be positioned to the lingual. The wire is then cut and straightened with the fingers and measured with a boley gauge. 31 Musich and Ackerman (1973) introduced a new apparatus, the catenometer, to measure the dental arch perimeter based on a catenary curve. The catenometer (Figure 4) consists of a modified vernier gauge with a fine chain attached to the points. The device is mounted vertically on a clear plastic sheet with the chain hanging freely. The study models are placed vertically against the plastic with the interproximal guides on the distal aspect of each first permanent molar. The chain hangs freely and the caliper is adjusted to find the best fit to the arch shape. Fig 4. The catenometer is placed on the study model with hanging chain adjusted to estimate the arch perimeter (Musich et al. 1973) In addition to the brass wire and chain techniques, Lundström (1955) suggested calculating the dental arch perimeter with a caliper by measuring and adding straightline segments of the arch in six sections (Figure 5). This method, however, ignores the fact that the dental arch is 32 curved and therefore the summation of these straight-line measurements has an inherent error, in that it shows less space than is actually present in the arch. Fig 5. Dental arch perimeter obtained by measuring the arch in six sections (Lundstrom 1955). BeGole (1979) took the advantage of improvements in computer-science and wrote the first program to perform dental model analyses, including tooth size/arch size discrepancy. The program, MODELS, uses a set of 118 inputs to perform the analyses. These inputs are dental landmarks that may be digitized from a photocopy of the study model. Arch perimeter is calculated as “the sum of various connecting line segments drawn around the dental arch”; The four segments start from the mesial surface of the first molar to the distal surface of the lateral incisor, to the mesial surface of the central incisor on the opposite side, to the distal surface of the lateral incisor, to the mesial surface of the first molar. 33 Direct measurement of photocopied three-dimensional objects has a high potential for error in cases with severe tipping. Champagne (1992) reported that photocopies are an unreliable method for arch length measurement and space analysis determination. On the other hand, Tran and col- leagues (2003) compared the manual measurement of the irregularity index to computer measurements based on photocopies of models. They concluded that the computer method is a valid and reliable alternative for assessing mandibular incisor alignment. To overcome the unreliability of 2-dimensional measurements, 3-dimensional model analyses were introduced based on scanner-based 3-dimensional digitizers, laserbased scanners, or mechanical 3-dimensional digitizers. Yamamoto and associates (1989) described an optical method for creating 3-dimensional computerized models with a laser-beam scan of the dental casts. Later, other attempts were made to transfer the dental cast into a 3-dimensional virtual model. Kuroda and colleagues (1996) introduced a three-dimensional dental cast analyzing system that employs laser scanning. This computerized model can be used to calculate distances and perimeters from the 3-dimensional virtual model. OrthoCad (Cadent, Fairview, NJ) is such a 34 system that is commercially available and transforms impressions or plasters into 3-dimensional virtual models. Dental arch length is commonly measured at the level of the teeth, not at the basal bone level. Some years ago, Rees (1953) described a method of measuring the bony apical base from dental casts: 1. The lip and cheek frena are ground away from the casts; 2. Three lines perpendicular to the occlusal plane (mesial to the first permanent molars and at the contact point of the central incisors), are constructed. These lines are extended by 8-10 mm from the dental papilla toward the vestibular fold. 3. With the aid of a piece of thin adhesive tape, the distance from the mesial of one first permanent molar around to the other is measured through the tips of the vertical lines. Because Rees’ method measured the outer border of the basal bone, Howes (1960) stated that “This is a circumferential or a perimeter measurement and, in my opinion, is a confusing or misleading term.” He suggested measuring the arch length as “the midline length of the basal arch, from distal aspect of the first molars to the most anterior point of the basal arch. This is Point A in the maxillary 35 arch and Point B in the mandibular arch.” This method of measuring basal arch length did not gain popularity because it depends on two points, Point A and Point B. Holdaway (1956), for example, documented significant changes in the maxillary and mandibular apical base relationship as a result of orthodontic treatment. Payne (1966) studied 33 pa- tients treated with the Begg technique and found a significant improvement in the maxillary and mandibular apical base relationship. Most of the improvement in the apical base relationship was primarily accomplished by the posterior movement of Point A. Fig 6. The four segments that represent basal arch (*) (after Hew 1966) Hew (1966) divided the basal bone into four segments and measured the length of each segment individually (Fig- 36 ure 6). The total length of the four segments was believed to represent the perimeter of the basal bone. He studied the correlation between tooth mass and available basal arch and found a high correlation between relapse and basal arch deficiency. He further indicated that “the reduction of dental units improve the correlation between tooth mass and basal arch length in relapsed cases.” Stanton (1918), along with engineers, developed several instruments for accurately measuring dental casts. Among these instruments was a surveying instrument, embodying the principles of a pantograph, capable of projecting accurately to a plane any and all points of interest of the dental cast. Kleuglein (1985) used a modified pantograph (Figure 7) to measure basal bone. Sergl (1996) used the same apparatus to measure the area within the borders of basal bone. These measurements were based on the principle of tracing the contour of the basal bone. Fig 7. Modified pantograph used by Kleuglein (Sergl 1996). 37 Purpose of the Study Despite the numerous methods that have been developed to measure arch length, most do not measure the actual length of the basal bone. Therefore, crowding has been commonly measured relative to the perimeter of the dental arch, but not relative to the basal bone that houses the teeth. Even with the methods that attempt to measure the basal bone, they are either dependent on complicated apparatus or time consuming methods. On the other hand, relapse is still a concern for orthodontists and it might be helpful to study additional factors in hope of finding a correlation with these factors and relapse. It is the purpose of this study to: 1. Seek a reliable method to measure the perimeter of basal bone; and 2. To study the relationship between posttreatment relapse and tooth size-basal bone perimeter deficiency in the mandibular arch in Class II division 1 patients. 38 CHAPTER III: PATIENTS AND METHODS Measuring Basal Bone The most reliable way to measure basal bone perimeter presumably would be through the use of a cone beam, 3D CAD SCAN or a CT SCAN. Given contemporary standards of radia- tion hygiene, it would be difficult to utilize these methods solely for the sake of orthodontic “diagnosis.” Ac- cordingly, this study will explore the relationship between three methods of measuring mandibular basal bone perimeter from traditionally available orthodontic records: the dental casts and the lateral cephalometric radiograph. The first two methods will measure basal bone perimeter from dental casts with a stainless steel wire. The third method will estimate the perimeter from a formula utilizing two variables: one lateral cephalometric measurement and one cast measurement. Source of the Sample A sample of eighteen patients with pre-treatment (T1) and post-treatment (T2) records was collected from the files of the Orthodontic Department of Saint Louis University. The patients’ records were collected on the basis of their having good impressions of the lower arch that reveal most of the depth of the alveolar process. 39 Each record was assigned a number so that the possibility of patient identification would be eliminated. Measuring Basal Bone from the Cast Preparing the Casts The pretreatment and posttreatment study casts of the lower arch were duplicated and trimmed to a level that represented the beginning of the basal bone. The following methods were used: 1. An impression was made for each model with Biostar machine (Biostar, Great lakes Orthodontics, LTD, Tonawanda, NY) and 3 mm mouthguard material; 2. The impression was poured with orthodontic stone and allowed to set for one day; 3. Two lines were drawn perpendicular to the functional occlusal plane from the mesial contact point of the mandibular permanent first molar into the basal bone area (Figure 8); 4. with the lateral cephalogram and the functional occlusal plane as a reference, the vertical distance between the averaged mandibular molar mesial cusp tip and Point B was measured (Figure 9). This measurement was reduced by 9.6% to eliminate magnification. 40 Fig 9. The vertical distance between the averaged mesial cusp of the lower molar and Point B. Functional occlusal plane was used as a reference Fig 8. Terminal planes marked on the model 5. The corrected measurement was transferred to the dental cast as a cross mark on the two terminal planes using the mesial buccal cusp of the lower first molar as a vertical reference point. 6. A horizontal line, Line X (Figure 10) was drawn around the sulcus to connect these two cross marks along the basal bone and parallel to base of the models. This procedure assumes that the base of the model was trimmed parallel to the functional occlusal plane. 7. The area above line X and mesial to the terminal planes was trimmed away with a wheel stone mounted on 41 a lathe. This procedure will expose the basal bone shelf. 8. Two lines were drawn perpendicular to the basal bone shelf from the two mesial buccal contact points of the first molars (Figure 11). Fig 10. The grained area represents the area to be trimmed as described by the terminal lines and the X line Fig 11. Projecting the buccal contact point to the basal bone area 9. A line was drawn to connect the labial section of the right and left sides of the basal arches over the labial frenum area. The center is marked as point FF which represents the midline of the Labial basal arch (Figure 12). 42 FF Fig 12. Connecting the right and left sides of the basal arches over the labial frenum area. The midline is marked as FF Fig 13. The Model is ready for basal bone measurement after exposing the basal shelf. After all models were prepared (Figure 13). basal bone perimeter was measured in two ways (Figure 14): 1. The center of the basal shelf (center basal bone); and 2. From the center of the basal shelf posteriorly around the outer surface in the anterior segment (anterior basal bone). Fig 14. Basal bone perimeter estimated along the basal shelf. 43 Selecting a Proper Geometrical Shape For the purpose of measuring basal bone perimeter, it was necessary to employ some defined curve. After review- ing several different curves (parabola, catenary curve, circle, ellipse and oval), the ellipse curve was chosen for the following reasons: 1. Unlike other shapes that require a complex formula to calculate the perimeter, the perimeter of an ellipse can be estimated by a simple formula that utilizes two variables, the length of the major and minor axes. In the current study, the major axis can be measured from the cephalogram and minor axis from the study models. 2. Eccentricity (e) is a number that describes the degree of roundness of the ellipse. For any ellipse, 0 < e < 1. The smaller the eccentricity, the rounder the ellipse. If e = 0, it is a circle and if e = 1, it is a parabola. Henrikson and colleagues (2001) studied the eccentricity of the mandibular arch in a sample of 30 subjects with normal occlusion. They found that eccentricity varied from .71 to .98. Thus, all mandibular arches studied were elliptical. 44 Measuring Anterior Basal Bone Basal bone perimeter was measured with a graded measurement wire (See appendix I for wire fabrication) from the prepared models by trial-and-error method as followings: 1. The operator (WK) selected one of the preformed wires where both ends coincide with the two lines that were drawn perpendicular to basal bone shelf from the two mesial buccal contact points of the first molars. 2. The middle of the preformed wire coincided with point FF. When it did not, a shorter or longer wire is selected until the center of the wire laid over point FF. 3. On occasion, it was necessary to change the shape of arch form from one eccentricity to another based on the template, or from the greater curvature to the lesser curvature (Figure 15). Fig 15. The left SS wire was bent over the lesser curvature while the right one was bent over the greater curvature. Note that both arches have the same perimeter 45 4. When the actual estimate of the basal bone was between two sizes, the average was recorded (Figure 16). Fig 16. A case where one wire is shorter “54 mm” and the next wire is longer “56 mm.” Thus, the average was recorded “55 mm.” Measuring Central Basal Bone 1. The operator (WK) selected one of the preformed wires where both ends coincide with the two lines that were drawn perpendicular to basal bone shelf from the two mesial buccal contact points of the first molars. 2. The middle of the preformed wire coincided anteriorly with the center of the basal bone thickness. When it did not, a shorter or longer wire is selected until the center of the wire laid over the center of basal bone. 46 Formulaic Estimation of Basal Bone Perimeter Because the graded measurement wires were contoured as an ellipse, this method used the formula for an ellipse to estimate basal bone perimeter. The formula is as follows: P= Pi (X + Z)/2 Where: P = the perimeter of an ellipse shape Pi = 3.14 X = half the length of the major axis Z = half the length of the minor axis (Figure 17). Fig 17. A diagram representing the major and minor axes of an ellipse The length of the major axis was measured from the lateral cephalogram, whereas the length of the minor axis was measured directly from the cast: 1. For measuring the anterior basal bone, the length of the major axis (X), basal bone depth, was measured as the distance from the averaged mesial contact points of the lower molars to point BO (Jacobson 1975) measured parallel to the functional occlusal plane (Figure 47 18). Point B has a vertical distribution in the envelope of error. Thus, the average error introduced will be small (Baumrind and Frantz 1971). For the central basal bone measurement, the length of the major axis was measured as the distance from the averaged mesial contact points of the lower molars to a point perpendicular to the apex of the lower incisor parallel to the functional occlusal plane. This measure- ment was reduced by %9.6 to eliminate the cephalometric magnification; and Fig 18. Measuring the length of the major axis (X), along the functional occlusal plane for the anterior basal bone method (upper arrow) and for the central basal bone method (lower arrow) 2. The length of the minor axis (Z), basal bone width, is the distance between the buccal contact point of the lower second bicuspids and the first molars (Figure 19). The buccal extent of the contact point was se- 48 lected rather than the middle of the contact point because of the lingual inclination of the lower molar (Figure 20). If the contact point was open, then the inner mesio-buccal line angle of the lower permanent first molar was used. All measurements were taken to the nearest 0.1 mm with a digital caliper. Data were stored in a commercial spreadsheet program (Microsoft Excel 2003, Microsoft Co, Redmond WA). Fig 19. The length of the minor axis (Z) as measured from the dental cast Fig 20. Because of the lingual inclination of the lower molar, the buccal contact point represents the center of the basal bone better than the middle contact point Error of the Method A reliability test was performed to evaluate measurement error. Four out of 36 cases were randomly selected, duplicated, trimmed to the basal bone level, and measured 49 with the graded measurement wire technique. Also, the four corresponding cephalograms were retraced and remeasured again. Intraclass Correlation Coefficient (ICC) was executed on the repeated measures. A perfect score equals 1.00; however, a Cronbach’s Alpha ≥ 0.8 is considered an indicator of a reliable technique. Cronbach’s alpha was calculated from the formula: where N is equal to the number of items and r-bar is the average intra-item correlation among the items. Posttreatment Relapse and Basal Bone Discrepancy The correlation between post-treatment relapse and tooth size, basal bone perimeter and the tooth size-basal bone size discrepancy at the end of treatment were studied using the records of 105 patients for whom complete pretreatment, immediate posttreatment and posttreatment records (approximately 15 years after treatment) were available. These patients were part of the Saint Louis Universi- ty recall study that was completed in 1990. 50 Source of the Sample This 105 patients was part of a study conducted by Paquette, Beattie, Luppanapornlarp and Johnston (1990). The sample consisted of pretreatment (T1), immediate posttreatment (T2) and posttreatment (T3) records. The inclu- sion criteria were: Caucasian, at least a “half-step” Angle Class II, division 1 malocclusion, no missing permanent teeth prior to treatment, treatment completed between 1969 and 1980, complete records, including pre- and posttreatment lateral cephalograms and dental models and a willingness to return to the Orthodontic Clinic for complete follow-up records. Of the 2500 patients who met the criteria, 238 expatients agreed to participate in the study. Not everyone who agreed to participate actually did and some records could not be located. In the end, the sample consisted of 105 individuals, 51 extraction and 54 nonextraction patients (Table 1). The average posttreatment interval was 14.88 years, with a range of 8.95 to 22.50 years. The posttreatment records obtained from each subject were a lateral cephalogram and study models. 51 Table 1. Disposition of Paquette’s sample Disposition Main Sample Refused to participate Failed appointment Pregnant Would not return phone calls Unable to contact Retreated recently Record incomplete Participate Total 26 10 9 24 28 1 35 105 238 Model Analysis The model analysis for this sample was completed by Beattie (1991) and Luppanapornlarp (1992). All models were photocopied from the occlusal surface. A 100 mm ruler was included in the image for reference. To make contact points easier to see, an enlargement of 122% was introduced by the photocopy machine. The photocopies were then digitized ac- cording to a custom 68 point regimen (designed with Tools, a customization of Dentofacial Planner, Version 5.32, Dentofacial software, Toronto, Canada). All measurements, ex- cept one, were generated by the cephalometric software that include arch length required, Intercanine width and Irregularity index (Figure 21). Arch width from 5-5 (Figure 22) 52 was measured manually with a digital caliper to the nearest 0.1 mm.2 Fig 21. Irregularity Index = A+B+C+D+E (Little 1975). Fig 22. Lower arch width measurements: 3-3 intercuspid width; 5-5 distance between the buccal contact point of the lower first molar and the second bicuspid. Cephalometric Technique Given that the purpose of this study was to measure basal bone discrepancy and relapse, certain measurements from the lateral cephalogram were essential to an estimate of basal bone perimeter. All tracings were completed by Beattie (1991) and Luppanapornlarp (1992) and checked by a second observer3 prior to execution of the analysis. 2 All lateral cephalo- Of the 105 patients, the digitized models of 23 patients could not be obtained. Thus the operator (WK) performed all the measurements on the photocopies of these models. 3 Dr. L.E. Johnston 53 grams were traced on a light box with a sharp 3H drafting pencil on 0.003 inch matte acetate. For each film, standard anatomical landmarks were traced (Figure 23). Molars and incisors were traced with a template and the long axis was transferred from the template to the tracing based on the “best fit” superimposition. Mesial contact points of the right and left upper and lower molars were then averaged and marked with dots. The functional occlusal plane (FOP) was used rather than the Downs’ occlusal plane, because the former is less affected by changes in incisor position and thus more stable reference plane (Harris, Johnston, and Moyers 1963). The FOP was drawn according to Jenkins (1955), who defined it as a line bisecting the radiolucent areas between the occlusal surfaces of the upper and lower first molars and bicuspids. Cephalometric Technique and Analysis All tracings were digitized by Beattie (1991) and Luppanapornlarp (1992) with a transparent digitizer (Scriptel RDT-1212, Scriptel Corporation, Columbus OH) and a commercial software package (Dentofacial Planner, Version 5.32, Dentofacial Software, Toronto, Canada). 54 Fig 23. Cephalometric tracing points: diagram adapted from Broadbent and Broadbent (1975). Based on the digitized landmarks, the program executed a suite of cephalometric measurements for each tracing. A custom analysis was written (designed with Tools, a customization of Dentofacial Planner, Version 5.32, Dentofacial software, Toronto, Canada) to generate the measurement of basal bone depth (M6-BO) that is required for the formulaic estimation. This measurement was reduced by 9.6% to elimi- nate cephalometric magnification. In addition to the meas- urement of basal bone depth, other measurements were col- 55 lected to study any possible correlation between these measurements and postretention relapse (Table 2). Table 2. Cephalometric measurements generated by the customized analysis. Measurement Abbreviation Angular (º) Sella-Nasion-Point A Sella-Nasion-Point B Point A-Nasion-Point B Mandibular plane-Frankfort plane Mandibular plane- Sella- Nasion Lower 1-Nasion-Point B Lower 1-Mandibular Plane Lower 1-Frankfort plane SNA SNB ANB FMA SN-GoGn L1-NB IMPA FMIA Linear (mm) Lower 6- Point BO Lower 6- Lower 1 Lower 1- Point A- Pogonion Lower 1- Nasion- Point B AO-BO Nasion-Menton L6-BO L6-L1 L1- APg L1-NB Wits N-Me Error analysis of the cephalometric method To assess error (specifically random error,) double determinations (Dahlberg 1940) were preformed by Beattie (1991) and Luppanapornlap (1992) with 10 sets of lateral cephalograms and models (5 extraction and 5 nonextraction) chosen with the aid of a table of random numbers (Dixon and Massey 1969). Each film was retraced and redigitized and the models were rephotocopied and redigitized. The error standard deviations from the double determinations were generated according to Dahlberg’s formula, √ [∑d2/2N], where 56 d is the difference between double determination and N is the number of double determinations. Because the digitized photographs of 23 patients were not available, Intraclass Correlation Coefficient (ICC) was executed on 3 sets of records and Cronbach’s alpha was calculated for the repeated measurements. Statistical Analysis Standard descriptive statistics (arithmetic mean, range and standard deviation) were computed for each variable assessed at T1, T2 and T3. Relapse was assessed by the irregularity index (Little 1975). The irregularity index measures displaced contact points and provides an objective value to quantify relapse of the lower incisors. Pearson’s formula was used to study the correlation between tooth size, basal bone size and tooth size-basal bone size deficiency at T1, T2, T3 and posttreatment relapse at T3. Al- so, the irregularity index was correlated with all cephalometric measurements generated by the custom analysis. Be- cause it is assumed that teeth would be aligned properly at T2, tooth size was measured individually from the photographs at T2. Occasionally, tooth size was measured from the photographs at T3 if teeth at T2 still have bands on them. 57 CHAPTER 4: RESULTS Basal Bone measurements Descriptive statistics were calculated for the 18 patients at T1 and T2. The range, mean, and standard devia- tions for each measurement are presented in Tables 3 to 4. Basal bone depth was on average 18.3 mm, while basal bone width was on average 39.6 mm. Based on the vertical cut level, basal bone was located on average 15.6 mm apical to the functional occlusal plane. The center basal bone length was 8.5 mm less than the formulaic measurement; the anterior basal bone length overestimated the length of basal bone by 0.8 mm compared to the formulaic measurement. The anterior basal bone measurement displayed a higher significant correlation (r=.98) with the formulaic measurement than the center basal bone methods (r=.93). Both methods, however were highly and significantly correlated with the formulaic measurement (Table 5 and Figure 24). Intraclass Correlation Coefficient (ICC) was calculated from error measurement on four patients’ records (Table 6). Fortunately, It was proven that the formula’s estima- tion was highly repeatable (α=.99) 58 Table 3. Descriptive statistics for the 18 patients at T1 and T2. Measure N L6-BO 18 Minimum T1 T2 15.4 11.8 Maximum T1 T2 22.2 22 Mean T1 T2 19.3 5-5 18 36.0 31.4 48.2 43.2 40.9 Formulaic 18 56.6 46.9 70.4 67.0 62.4 measurement Central meas50 40 64 60 52.5 16 urement† Anterior meas18 57.0 47.0 72.0 68.0 63.6 urement Vertical cut 18 12.7 11.8 19.2 20.8 15.5 level † Central measurements of two sets were not cause of improper lingual depth. S.D. T1 T2 17.3 1.80 3.22 38.2 1.71 1.40 57.2 3.88 6.74 50.3 4.42 5.67 57.6 4.04 6.79 15.7 2.03 2.22 completed be- Table 4. Overall descriptive statistics for the 18 patients. Measure N Minimum Maximum Mean 11.8 22.2 18.3 L6-BO 18 31.4 48.2 39.6 5-5 18 46.9 70.4 59.8 Formulaic measurement 18 40.0 64.0 51.3 Central measurement† 16 47.0 72.0 60.6 Anterior measurement 18 11.8 20.8 15.6 Vertical cut level 18 †Central measurements of two sets were not completed cause of improper lingual depth. S.D. 2.51 1.56 5.31 5.04 5.42 2.13 be- Table 5. Pearson’s correlation for the central measurement and anterior measurement to the formulaic measurement R Central measurement/ formulaic measure- 0.93 ment Anterior measurement/ formulaic meas- 0.98 urement 59 Approx. Sig. <.0001 <.0001 75 Graded wire measurement 70 65 60 55 50 45 40 35 40 45 50 55 60 65 70 75 Formulaic estimation Fig 24. A scattergram that compares the formulaic measurement to the center basal bone measurement (dash shape) and to the anterior basal bone measurement (box shape) Table 6. Cronbach’s Alpha for Intraclass Correlation Coefficient Measure L6-BO 5-5 Estimated perimeter 1st method measurement 2nd method measurement Vertical Cronbach’s Alpha 0.99 0.95 0.99 0.96 0.98 0.94 60 Posttreatment Relapse and Tooth Size-Basal Bone Size Discrepancy For the 105 patients, descriptive statistics (means, standard deviations and range) for age, treatment time and posttreatment interval are presented in Table 7. Because the retention period was approximately 4 years, these patients have been out of retention an average of 10.8 years. Descriptive statistics for cephalometric and cast measurements were also calculated for the 105 patients at T1, T2 and T3 and all summarized in Table 8. The formulaic measurement was .93 mm on average less than the tooth mass at the end of treatment. On average, basal bone discrepan- cy decreased from T1 to T2 by 2.35 mm, but increased at T3 by 2.95 mm. In a comparison between the changes of basal bone depth (M6-BO) and the dental arch depth (M6-L1), both decreased 1.9 mm and 2.3 mm respectively from T2 to T3. The study presented a weak, but statistically significant correlation between basal bone discrepancy at T2, T3 and relapse at T3 (r=-.198, r= -.318 respectively)(Table 8 and Figures 25-27). There was no statistically significant correlation between relapse and tooth size or basal bone size at T1, T2, and T3. The correlation between postreten- tion irregularity index and different variables that may contribute to relapse is presented in Table 10. 61 The error studies for Luppanapornlarp, Beattie and this study are presented in Tables 11-13. Intraclass Cor- relation Coefficients were calculated on the records of 10 patients. Cronbach’s Alpha for different measurements are presented in Table 14. Table 7. Descriptive statistics of the 105 patients Time point Start of Tx End of Tx Recall Treatment Posttreatment Mean S.D. Age (Years) 12.72 1.47 14.53 1.56 29.42 3.32 Interval (Years) 1.81 0.57 14.88 3.31 62 Minimum Maximum 10.42 12.09 22.64 16.75 19.08 36.25 0.5 8.95 3.89 22.5 Table 8. Descriptive statistics for the 105 patients at T1, T2 and T3. Measurement “angular” N Minimum T2 72.5 T3 73.1 T1 89.2 Maximum T2 86.4 T3 87.3 T1 80.6 Mean T2 78.9 T3 79.6 T1 3.23 S.D. T2 3.09 T3 3.23 SNA 105 T1 73.2 SNB 105 72.3 71.1 72.7 83.7 82.6 84.5 75.8 75.6 76.3 2.83 2.98 3.57 ANB 105 -0.1 -2.0 -2.8 9.7 9.7 9.6 4.8 3.3 3.2 1.96 2.00 2.35 FMA 105 10.2 8.8 0.7 41.7 40.2 41.6 22.0 22.4 20.6 5.55 5.96 7.59 SN-GoGn 105 20.5 18.6 13.1 50.3 49.5 51.8 37.1 36.0 33.9 5.46 5.85 7.43 L1-NB 105 9.3 9.3 6.8 39.5 40.0 39.2 24.8 28.0 23.1 5.49 5.78 5.72 IMPA 105 74.1 75.9 75.5 110.2 111.7 114.1 94.2 98.8 95.1 6.45 6.95 7.24 M6-BO 105 12.4 9.91 7.27 24.7 23.4 22.1 19.6 17.4 15.5 2.05 2.90 2.90 5-5 105 40.9 40 38.0 57.3 57.3 56.8 49.4 47.3 47.1 2.99 3.59 4.03 Basal bone perimeter 105 46.1 41.6 36.6 73.9 70.8 70.3 62.5 57.7 54.7 4.10 6.30 6.50 Space required 105 56.0 48.4 * 75.6 72.2 * 65.8 58.6 * 3.42 6.47 * Basal bone discrepancy 105 -18.1 -8.8 -13.8 8.7 5.1 2.6 -3.3 -0.9 -3.9 4.51 2.58 2.86 Irregularity index 105 0.2 0.0 0.2 14.2 1.9 9.2 4.69 0.5 3.3 2.66 0.46 1.91 3-3 width$ 105 19.4 22.1 22.6 36.1 36.0 34.3 28.2 29.4 28.3 3.98 3.48 3.32 L6-L1 105 17.3 14.6 12.4 27.0 26.1 25.4 22.5 20.4 18.1 2.13 2.95 2.73 L1-APg 105 -4.1 -3.3 -4.1 5.1 6.1 4.9 0.24 1.48 .0 1.82 1.85 1.79 Measurement “linear” * Measurement not completed at the timeframe 63 Table 9. Pearson’s correlation for tooth size, basal bone size and basal bone discrepancy and irregularity index at T3 Studied variable Tooth size at T1 Tooth size at T2 Basal bone size at T1 Basal bone size at T2 Basal bone size at T3 Basal bone discrepancy at T1 Basal bone discrepancy at T2* Basal bone discrepancy at T3* R Sig. -0.162 0.159 -0.121 0.082 0.022 0.013 -0.198 -0.318 0.098 0.105 0.218 0.405 0.823 0.447 0.021 <0.001 * Significant correlation at 95% level 12 Irregularity Index @ T3 10 8 6 4 2 -20.00 -15.00 -10.00 0 0.00 -5.00 5.00 10.00 15.00 Basal Bone Discrepency @ T1 Fig 25. A scattergram that presents the relationship between basal bone discrepancy at T1 and irregularity index at T3 (r = .013) 64 12 Irregularity index at T3 10 8 6 4 2 -10.00 -8.00 -6.00 -4.00 -2.00 0 0.00 2.00 4.00 6.00 Basal bone discrepency at T2 Fig 26. A scattergram that presents the relationship between basal bone discrepancy at T2 and irregularity index at T3 (r = -.198) 12 Irregularity Index @ T3 10 8 6 4 2 -16.00 -14.00 -12.00 -10.00 -8.00 -6.00 -4.00 -2.00 0 0.00 2.00 4.00 Basal Bone Discrepency @ T3 Fig 27. A scattergram that presents the relationship between basal bone discrepancy at T3 and irregularity index at T3 (r =-.318) 65 Table 10 Pearson’s correlation for different variables and irregularity index at T3. Measure R Sig. Measure SNA at T1* -.312 <.001 FMIA at T1 SNA at T2* -.313 <.001 FMIA at T2 SNA at T3* -.353 <.001 FMIA at T3 SNB at T1* -.269 .005 IMPA at T1* SNB at T2* -.282 .004 IMPA at T2 SNB at T3* -.258 .007 IMPA at T3* ANB at T1 -.130 .186 FMA at T1 ANB at T2 -.064 .516 FMA at T2 ANB at T3 -.094 .340 FMA at T3* Wits at T1 -.036 .715 SN-GoGn at T1 Wits at T2 .041 .680 SN-GoGn at T2* Wits at T3 -.116 .240 SN-GoGn at T3* L1-NBº at T1* -.249 .010 N-Me at T1 L1-NBº at T2 -.113 .250 N-Me at T2 L1-NBº at T3 -.154 .120 N-Me at T3 L1-NB mm at T1* -.196 .050 L6-L1 mm at T1 L1-NB mm at T2 .051 .600 L6-L1 mm at T2 L1-NB mm at T3 -.069 .484 L6-L1 mm at T3 L1-APg mm at T1 -.189 .053 5-5 width at T1 L1-APg mm at T2 .054 .580 5-5 width at T2 L1-APg mm at T3 -.029 .769 5-5 width at T3 Pg-NB mm at T1 .148 .130 3-3 width at T1 Pg-NB mm at T2 .120 .220 3-3 width at T2 Pg-NB mm at T3 .061 .540 3-3 width at T3 * Significant correlation at 95% level R .131 .000 .027 -.201 -.146 -.212 .157 .182 .203 .123 .202 .221 .014 .080 .126 -.087 .018 .000 -.114 .191 .056 -.007 .074 .028 Sig. .180 .000 .780 .039 .137 .029 .110 .060 .040 .210 .040 .020 .890 .420 .201 .377 .860 .000 .240 .051 .570 .941 .450 .780 Table 11. Error standard deviations for double determination (N=30) (Modified after Luppanapornlap 1992) Measure IMPA FMA L1-APg S.D. Angular 1.58 0.44 Linear 0.40 66 Table 12. Double determinations for model measurements (N=30): Descriptive and inferential statistics; study model error (SDE)(Modified after Luppanapornlap 1992) Measure Mandibular intercanine width Mandibular arch length Irregularity Index Replication 1 Mean S.D. Replication 2 Mean S.D. 24.84 1.73 25.25 2.64 1.33 57.10 5.78 57.19 5.88 0.39 3.30 2.81 3.13 2.68 0.69 SDE Table 13. Error standard deviations for double determination (N=30) (Modified after Beattie 1991) Measure IMPA FMA L1-APg S.D. Angular 1.07 1.16 Linear 0.54 Table 14. Double determinations for the 23 missing measurements. Cronbach’s Alpha values for Intraclass Correlation Coefficient. Measurement 5-5 width* 3-3 width Tooth size Irregularity index * remeasured for the 105 patients 67 Cronbach’s Alpha 0.91 0.94 0.89 0.96 CHAPTER 5: DISCUSSION The present study was designed to characterize the long term effect of tooth size-basal bone size discrepancy on relapse in Class II, Division 1 patients. To assess the discrepancy, it was first necessary to develop a reliable method to measure basal bone perimeter from conventional data source; models and cephalograms. Basal Bone Measures Because basal bone can be seen as a 2D geometrical shape, it was possible to estimate the length of basal bone by a formula with high reliability. Because of its unique features, the ellipse was selected as the basis of the present method to study basal bone length. It was the question whether to measure the perimeter at the center of basal bone or the center in the posterior segment and the outer surface in the anterior segment. Be- cause the anterior measurement revealed a higher correlation (r= .98) with the formulaic measurement than the central measurement (r=.93), the anterior method was selected in this study. In the central measurement, it was noticed that the anterior placement of the wire varied with the variation of basal bone thickness, the thinner the basal bone is the 68 larger the measurement and vice versa (Figure 28). This variation may account for the lower correlation achieved by central method. A B C Fig 28. The effect of basal bone thickness on basal bone perimeter as measured centrally. Note that the thicker the basal bone is anteriorly, as in A, the shorter the perimeter is. Note the difference between the two perimeters of A and B as superimposed in C. With the anterior method, basal bone perimeter measured with the graded measurement wires was 0.8 mm longer than the formulaic measurement. This difference could be explained by: 1. Measurements completed on the dental casts did not take into consideration the soft tissue thickness that covers the alveolar ridge anteriorly. Rees (1953) considered the effect of soft tissue thickness on basal bone perimeter to be minimum and that “the buccal mucosa is included in the measurement, but, it is very thin in this area, the deviation is relatively small and is relatively consistent in all patients.” Studies 69 have reported, however, that the thickness of facial gingiva in the mandible at the incisors region averaged 0.7 mm (Muller and associates 2000). 2. Facial displacement of the soft tissue during the impression procedure could increase the length of basal bone when measured from the casts. Soft tissue dis- placement is not expected to happen at the level of the attached gingiva or the mucogingival junction; however the tissues start to displace gradually apical to the mucogingival junction. Because basal bone lev- el in this study was on average 2.6 mm4 apical to the mucogingival junction, soft tissue displacement is assumed to be minimal. Clinical Importance of Measuring Basal Bone with a Formula The potential clinical importance of measuring basal bone with a formula is thought to facilitate basal bone measurement from conventional records regardless of the quality or the vestibular depth of the casts. Only few methods have been suggested to measure basal bone length (Rees 1953, Howes 1960 and Hew 1966). 4 However, these meth- Based on the fact that the lower incisor’s crown length is 9 mm and the width of the attached gingiva is 4 mm. Thus, basal bone is located 15.6 mm (the vertical cut) – 13 mm = 2.6 mm apical to the mucogingival junction. 70 ods require dental casts with deep vestibule to perform basal bone measurement. Also, the study found that the formulaic estimation is consistent if the landmarks are correctly placed. However, the formulaic measurement should not be considered in patients with lingual inclination of the buccal segments as the inclination hides the actual width of basal bone and leads to an underestimated basal bone perimeter. Tooth Size and Basal Bone Size relationship Because there is a difference between the size of the crowns and the size of the root apices that are located in basal bone, the perimeter of basal bone, from a theoretical stand-point, is expected to be less than tooth size. How- ever, Rees (1953) found the mandibular basal bone perimeter to be on average 4.47 mm larger than the tooth size, with a range of 1.97 to 6.97 mm. Stifter (1958) also found the mandibular basal bone to be 2.83 mm on average larger than tooth size, with a range of -3.7 to +8.6 mm. It should be emphasized that Rees and Stifter measured basal bone perimeter along the outside surface of the alveolar ridge that lead to an overestimation of basal bone size. On the other hand, the present study reported that basal bone size, at the end of treatment, is about 1 mm lesser than tooth size 71 with a range of -8.8 mm to 5.1 mm. This wide range (about 14 mm) reiterates the fact that basal bone host the root apices, not the crowns themselves and therefore, basal bone length is not an indicator for dental arch length. Basal Bone Location In terms of locating basal bone, basal bone was 15.6 mm apical to the buccal cusp tip of the mandibular first molar. This distance was 1.6 mm longer than the 14 mm sug- gested by Falck (1969). With triangular calculation (Figure 32), it was possible to estimate that basal bone level in this study was 2.4 mm occlusal to the root apex and 6.6 mm apical to the gingival margin. This position corresponds to the finding of Howes (1947) that basal bone is located in the apical one third of the alveolar bone. On the other hand, basal bone level in this study was 1.4-3.4 mm less than what Rees (1953) found (8-10 mm). 72 Fig 32. Since the lower incisor has an average inclination to the occlusal plane of 65º and the average incisor’s length is 20 mm, this is expressed as 18 mm of true vertical height of the incisor. Posttreatment Relapse and the Amount of Tooth SizeBasal Bone Size Discrepancy Because the present study has developed a method to measure basal bone perimeter, basal bone discrepancy at T1, T2 and T3 was correlated with the amount of relapse at T3. It would be reasonable to think that patients who have larger basal bone at the beginning of treatment would have less relapse posttreatment. Unfortunately, the present study failed to show a correlation between basal bone discrepancy at T1 and relapse (r=.013, p=.447). On the other hand, the study found a weak but statistically significant negative correlation (r=-.198, p<.05; r=-.318, p<.0001) between relapse and basal bone discrepancy at T2 and T3, respectively. The difference in the correlation could be ex- plained by the fact that about half of the patients had two bicuspids extracted that would decrease basal bone perimeter. Tooth Size and Relapse Even though some studies have reported a significant correlation between tooth size and relapse (Fastlicht 1970; 73 Norderval, Wisth and Boe 1975; Smith, Davidson and Gipe 1982; Rhee and Nahn 2000), the present study failed to show a statistically significant correlation between relapse and tooth size at T1 and T2 (r= -.162 and r=.159), respectively. This finding corresponds to the finding of other stud- ies that failed to presents such a relationship (Howe, McNamara and O’Connor 1983; Puneky, Sadowsky and BeGole 1984; Radnzic 1988). Mandibular Arch Depth Change Dental arch depth and basal bone depth decreased 5 mm and 4.1 mm, respectively from T1 to T3. Because 48% of the sample had two lower bicuspids extracted, forward movement of the lower molars to close the extraction space and to aid in achieving Class I molar relationship would account for that decrease in the dental arch depth and the basal bone depth during treatment. When comparing changes between dental arch depth and basal bone depth between T2 and T3, dental arch depth decreased on average 2.3 mm while basal bone depth decreased 1.9 mm. This decrease could be interpreted as a forward movement of the lower molars of 1.9 mm and a backward movement of the lower incisors in the amount of 0.4 mm. Sever- al other studies supported these findings of continual de- 74 crease in arch depth (Simons and Joondeph 1973; Sinclair and Little 1983; Little and associates 1990). Little (1990) stated that “As teeth erupted after treatment, mesial molar movement and lingual tipping of incisors were the most common cephalometric findings.” Other factors that might contribute to the forward movement of the molars include the anterior component of force, as well as the mesial drifting tendency of teeth when in occlusion (Van Beek 1978). Cephalometric Variables As a side note, various cephalometric measurements have been correlated with relapse. Following the trend found in previous stability studies (Bishara, Chada, and Potter 1973; Little, Wallen and Riedel 1981), most of the variables failed to show any significant correlation with relapse. However, some variable showed a weak significant correlation with relapse such as SNA and SNB at T1, T2, and T3. Other variables showed a weak significant correlation only at T1 such as L1-NBº, L1-NB mm, L1-APg and IMPA. Limitation of the Study and Suggestions The study had some limitations. The sample in this study received orthodontic treatment during the 1960s and 75 70s when extraction was a common procedure to alleviate crowding. Thus, our sample does not have patients with big basal bone discrepancy at the end of treatment. It would be interesting to conduct a similar study on patients with severe crowding treated as nonextraction and correlate basal bone discrepancy with long term stability in these patients. On the other hand, one might study the relationship between basal bone discrepancy and relapse on patients with minimal dental crowding and proclined incisors. This may exclude other initial factors, such as rotation, that may contribute to relapse in the future and magnify the importance of basal bone discrepancy. Summary The purpose of this study was to evaluate the effect of basal bone discrepancy on long term stability of mandibular anterior teeth in a large group of Class II, Division 1 patients. The study searched for a reliable way to meas- ure the length of basal bone by employing an elliptical formula and tested its validity on 36 casts. After proven to be reliable, the basal bone discrepancy was measured utilizing the records of 105 patients. On these patients, photocopies of study models and cephalograms were available 76 pretreatment (T1), at the end of active treatment (T2), and a mean of 14.8 years posttreatment (T3). Irregularity was calculated according to the method of Little (1975). The data failed to show a correlation between basal bone discrepancy at T1 and relapse. However, it was demonstrated that a weak but statistically significance correlation (r=.198) exists between basal bone discrepancy at T2 and incisor irregularity at T3. Furthermore, the correlation was stronger between basal bone discrepancy at T3 and incisor irregularity at T3 (r=-.318) Over the nearly 15 years, basal bone discrepancy increased an average of 2.96 mm implying a continual reduction of basal bone length. 77 APPENDIX I Fabricating Hemi-Elliptical Wires Sixteen different lengths of stainless steel wire (graded measurement wires) that measured from 40 mm to 70 mm, in 2 mm increments, were bent into a hemi-elliptical shape as followings: 1. Using a straight 14 inch 0.032 inch stainless steel wire, the desired length was cut 0.5 mm longer. Stainless steel wire was preferred over brass wire to maintain the elliptical shape and resist distortion. 2. Both ends were ground with a blue stone mounted on a slow speed handpiece to have a flat end instead of a smashed end and produced wires of the desired lengths. A digital caliper was used to check for accuracy. 3. With a fine Sharpie® marker, a mark was placed in the middle of the wire. 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Dr. Kanaan is the oldest of three boys and a girl of an educated Syrian family who believed in science and education. He moved with his family to Saudi Arabia in 1986 and graduated from King Fahd High School in 1995. After that, he moved to Aleppo, Syria, to start his dental education at Aleppo University and received his Doctor of Dental Surgery degree in July, 2000. After gaining some orthodontic expe- rience at Damascus University and the University of Michigan, he was accepted into the orthodontic residency program at Saint Louis University. The best day of his life was when he met his wife, Siba Tabbakh, and married her early January 2004. Dr. Kanaan will eventually practice in his country, Syria, after spending some years in the US. 90