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Pharmacokinetic model Parent-metabolite pharmacokinetic modelling has been reported extensively in the literature [6]. The models usually assume (as here) that the proportion, fmet, of parent converted to metabolite systemically is the same as for first pass metabolism. This raises an important parameter identification issue because without iv kinetics data for the metabolite, this rate of conversion cannot be inferred from PK data resulting from dosing the parent. In this case iv data were generated for both parent and metabolite in the CD1 mouse. It was assumed that these iv data were representative of the disposition of the two molecules in nude and SCID mice. Figure 1A displays the PK model used to fit PK data in the mouse. Parameters are defined in Table 1. Two gut compartments (GUT1 and GUT2) were required to fit the plasma concentration time profiles, adding in a necessary delay between the time of an oral dose and the time to maximum concentration (Tmax). Both the parent and metabolite are cleared from their respective central compartments, with a fraction of parent (osimertinib) being cleared into the active metabolite (AZ5104) of interest. A flux from the parent GUT1 compartment to the metabolite GUT2 compartment captures first pass metabolism whereas additional gut metabolism was assumed to be negligible. The hepatic extraction ratio was calculated using the clearances of parent, CLp, and metabolite, CLm, and by assuming mouse liver blood flow of 9.12 L/h/kg. This is coupled with fraction absorbed, Fabp, to derived bioavailability of parent. Two compartment systemic kinetics are used for both parent and metabolite with CENp and CENm being the central compartments of parent and metabolite and similarly PERp and PERm being the peripheral compartments The model is defined as follows, first of all the fraction of absorbed drug passing the various pre-systemic compartments are defined as follows: The oral bioavailability of the parent CL f GUT1P ,GUT 2 P FabP 1 min P QH ,1 The fraction of the dose metabolised in first pass to AZ5104 CL f GUT1P ,GUT 2 M FabP min P ,1 . f met QH The fraction of the dose not reaching systemic circulation as parent or metabolite f GUT1P ,LOST 1 f GUT1P ,GUT 2 P f GUT1P ,GUT 2 M The bioavailability of AZ5104 CL f GUT1M ,GUT 2 M FabM 1 min M ,1 QH The fraction of the metabolite dose not absorbed: f GUT1M , LOST 1 f GUT1M ,GUT 2 M The distribution volumes are parameterised in terms of the total volume of distribution and the volume of the central compartment. V2, P Vss P V1, P V2,M VssM V1,M The fluxes, J, between compartments are then defined as: J GUT1P ,LOST f GUT1P ,LOST k ab, P GUT1,P J GUT1P ,GUT 2 P f GUT1P ,GUT 2 P k ab,P GUT1,P J GUT1P ,GUT 2 P f GUT1P ,GUT 2 M k ab,P GUT1,P J GUT 2 P ,CENP k ab,P GUT2, P CL J CENP ,CL P V1, P CEN P Q J CENP , PERP P V1, P CEN P Q J PERP,CENP P V2, P PERP J GUT1M ,LOST f GUT1M ,LOST k ab,M GUT1,M J GUT1M ,GUT 2 M f GUT1M ,GUT 2 M k ab,M GUT1,M J GUT 2 M ,CENM k ab,M GUT2,M CL J CENM ,CL M V1,M CEN M Q J CENM , PERM M V1,M CEN M Q J PERM ,CENM M V2,M PERM The differential equations are then defined as follows dGUT1,P dt dGUT2,P dt J GUT1P,LOST J GUT1P,GUT 2 P J GUT1P,GUT 2 M J GUT1P ,GUT 2 P J GUT 2 P ,CENP dCEN P J GUT 2 P ,CENP J PERP,CENP J CENP , PERP J CENP ,CL dt dPERP J CENP , PERP J PERP,CENP dt dGUT1,M dt dGUT2,M dt J GUT1M ,LOST J GUT1M ,GUT 2 M J GUT1P,GUT 2 M J GUT1M ,GUT 2 M J GUT 2 M ,CENM dCEN M J GUT 2 M ,CENM f met J CENP ,CL J PERM ,CENM J PERM ,CENM J CENM ,CL dt dPERM J CENM , PERM J PERM ,CENM dt Predicted plasma concentrations are thus defined as: CP CEN P V1,P CM CENM V1,M For pharmacodynamic and efficacy assessment the assumption is made that free drug concentration in plasma is in equilibrium with free concentration in tumor. The predictions are made based upon total predicted concentration corrected for in vitro measured free fraction (table 1): C P ,u f u , p C P CM ,u f u ,M CM Pharmacodynamic Model Both the parent and active metabolite are considered to bind irreversibly to the ATP binding pocket of EGFR [4,5] leading to a reduction in the fraction of EGFR that is phosphorylated (pEGFR). The mechanistic biomarker (pEGFR) reduction following a single dose of parent compound was measured in PC9, H1975 and A431 mouse subcutaneous xenografts [5] A simple irreversible binding turnover model (Figure 1B), saturable at high parent and/or metabolite concentrations, was sufficient to capture the observed pEGFR knock down, as shown in Figure 4. A simpler model, with second order binding only described by a bilinear term, overestimated the drug effect at higher concentration. The saturable inactivation model describes the reversible kinetics of the molecule entering the ATP binding pocket (CPU50, CMU50) as well as the consequent covalent bond being formed (Kbind) [7]. Only free drug in tumor is assumed to be available to bind to EGFR, and this is assumed to be in equilibrium with free concentration in plasma, and so free fraction in mouse plasma is incorporated into the model. In the absence of in vivo data it was assumed that the metabolite was 5-fold more potent than parent, this being based upon the ratio of the in vitro IC50s in H1975 cell line. This assumption was tested in further pharmacodynamic experiments. C p ,u Cm , u dpEGFR K rec 1 pEGFR pEGFR.K bind CPU 50 CMU 50 C p ,u Cm , u dt 1 CPU 50 CMU 50 (1) Efficacy Model Tumor growth is described using a model [8] developed in house (Fig 1C). Cells in the outer shell are exposed to oxygen, nutrients and drug and therefore undergo proliferation and drug-induced cell death. It is assumed cells in the inner core cannot survive indefinitely and so undergo a “background” cell death rate, but do not proliferate. (A necrotic core right at the centre of the model can act as a minimum volume below which the tumor cannot reach if this is required for model fitting purposes). A depletion in pEGFR levels is assumed to induce an apoptotic phenotype and therefore acts via a drug-induced cell death effect rather than by an anti-proliferative action. This cell death rate in the outer shell cell is proportional to the volume of the outer shell, given by death _ rate f kill .( pEGFR).Vshell where f kill pEGFR Emax .1 pEGFR if n=1 (2a) and n1 pEGFR 1 f kill pEGFR Emax . n 1 (2b) otherwise. The parameter fkill is the apoptotic effect due to pEGFR depletion. We assume that when pEGFR levels were at their control values, there was no drug induced cell death (fkill = 0). And when pEGFR had been depleted to zero the drug effect is maximal (fkill = Emax). A linear relationship between pEGFR reduction and modelled cell death was not able to capture the observed tumor growth kinetics, and so we adopted a nonlinear relation between pEGFR and fkill . This relationship captures a “threshold” behaviour often observed in biology (see [9] for an example): at small pEGFR perturbations the system is robust and there is little change in the kill rate, however when pEGFR is significantly depleted increased cell death occurs. The dynamics of pEGFR for repeat dosing were simulated based upon the PKPD model identified from the single dose PKPD experiments. An example of the model fit to the tumor growth is shown for all three cell lines Figure 4. The volumes of the shell and core of the tumor, as well as the total tumor volume, are defined in terms of the shell compartments, S and core compartments, D. VShell S a S d1 S d 2 S d 3 Vcore Ca Cd 1 Cd 2 Cd 3 VTumour VShell VCore Vmin Here subscript a refers to viable cells and d1 through to d3 refers to cells in the process of dying. The total tumor radius and that of the core is deduced as follows, assuming it is spherical: RTumor 3 VTumor 4 RCore 3 VCore 4 1 1 3 3 If RTumor is greater than Rdiff then the target volume for the core is VCore,T arg et 4 RTumour Rdiff 3 3 Equilibration between the core of the tumor and the proliferating shell to maintain a constant proliferating shell thickness was defined as follows: ACore 4RCore 2 J Transfer K trans Vcore VCore,t arg et ACore The direction of the flux will be dependent whether the core volume is in excess (current depth of proliferating shell is less than Rdiff) or deficit (proliferating shell depth greater than Rdiff) of the ideal. If it is in excess then define Va C a Vd 1 C d 1 Vd 2 C d 2 Vd 3 C d 3 Similarly if it is in deficit then define Va S a Vd 1 S d 1 Vd 2 S d 2 Vd 3 S d 3 The differential equations for Tumor growth are the defined as: dS a K growS a f kill S a J TransferVa dt dS d 1 f kill S a K ex S d 1 J TransferVd 1 dt dS d 2 K ex S d 1 S d 2 J TransferVd 2 dt dS d 3 K ex S d 2 S d 3 J TransferVd 3 dt dC a J TransferVa dt dCd 1 K ex Cd 1 J TransferVd 1 dt dCd 2 K ex Cd 1 Cd 2 J TransferVd 2 dt dCd 2 K ex C d 2 Cd 3 J TransferVd 3 dt Supplementary Table 1: All Model parameter estimates and in vitro data used for model construction. The 95% confidence intervals were calculated using sampling importance resampling. Parameter Interpretation Units Value 95% CI in vitro derived parameters osimertinib PC9 IC50 Apparent in vitro potency against pEGFR in Ex19del cell line nM 17 13, 22 AZ5104 PC9 IC50 Apparent in vitro potency against pEGFR in Ex19del cell line nM 2 2, 3 osimertinib H1975 IC50 Apparent in vitro potency against pEGFR in T790M cell line nM 15 10, 20 AZ5104 H1975 IC50 Apparent in vitro potency against pEGFR in T790M cell line nM 2 2, 4 osimertinib A431 IC50 Apparent in vitro potency against pEGFR in wild-type cell line nM 2376, 1193 NA AZ5104 A431 IC50 Apparent in vitro potency against pEGFR in wild-type cell line osimertinib LOVO IC50 Apparent in vitro potency against pEGFR in wild-type cell line AZ5104 LOVO IC50 Apparent in vitro potency against pEGFR in wild-type cell line Not tested NA nM 480 320, 720 nM 33 24, 45 osimertinib Mouse fup - 3.15 NA AZ5104 Mouse fup - 13.0 NA L/hr/kg 9.12 Fixed 0.0439 Fixed PK parameters Qh Mouse Liver Bllod flow (fixed) Fup Free fraction in Plasma Parent(fixed) - Parameter Interpretation Units Value 95% CI Fum Free fraction in Plasma Metabolite (fixed) - 0.1147 Fixed MWp Molecular weight Parent (fixed) g/mole 499.62 Fixed MWm Molecular weight metabolite (fixed) g/mole 485.59 Fixed Fabsp_CD1 Fraction absorbed through gut in CD1 mice Parent 0.6345 0.00887-0.768 Fabsp_nude Fraction absorbed through gut in nude mice Parent 0.12 0.0938-0.536 Fabsp_scid Fraction absorbed through gut in scid mice Parent 0.35 0.115-0.375 Kabsp Rate of absorption Parent hr-1 0.832 0.635-1.32 Vssp Volume of distribution Parent L/kg 4.495 0.003100.0471 V1p Volume of central compartment Parent L/kg 0.209 0.181-0.219 Qp Distribution clearance Parent L/hr/kg 4.427 3.23-6.37 CLp Clearance Parent L/hr/kg 2.547 2.02-3.46 Fabsm_CD1 Fraction absorbed through gut in CD1 mice Metabolite - 0.2933 0.0853-0.541 Fabsm_nude Fraction absorbed through gut in nude mice Metabolite - 0.09701 0.0301-0.311 Fabsm_scid Fraction absorbed through gut in scid mice Metabolite - 0.09701 0.0289-0.345 Kabsm Rate of absorption Metabolite hr-1 1.08 0.451-1.89 Vssm Volume of distribution Metabolite L/kg 13.7 6.52-22.7 V1m Volume of central compartment Metabolite L/kg 0.2768 0.0316-0.531 Qm Distribution clearance Metabolite L/hr/kg 7.66 5.01-8.28 CLm ClearanceMetabolite L/hr/kg 4.18 4.06-6.44 Fmet Fraction of parent cleared to metabolite - 0.7 0.536-0.718 CLp +ABT Fold reduction in CLp in presence of ABT - 0.151 0.0790-0.220 CLm+ABT Fold reduction in CLm in presence of ABT 0.453 0.233-0.876 PD and efficacy parameters Kpool_A431 Turnover rate of Pool Compartment hr-1 - Not estimated Kbpool_A431 Drug effect on Pool Compartment hr-1.uM-1 - Not estimated Parameter Interpretation Units Value 95% CI Krec_A431 Turnover rate of phEGFR hr-1 0.06 0.015-0.0741 Kbind_A431 Maximum binding rate of drug to EGFR hr-1 1.07 0.820-1.37 Cpu50_A431 Free potency of parent uM 0.412 0.203-0.811 mPot_A431 Relative potency of metabolite - 14.33 Fixed Kgrow_A431 Growth rate of proliferating cells hr-1 0.05486 0.0136-0.0721 Emax_A431 Maximum death rate from phEGFR inhibition hr-1 0.225 0.104-0.420 N_A431 Power term on fkill - 10 4.04-188 Vmin_A431 Minimum volume for xenograft ml 0.1 0.0282-0.410 Kpool_PC9 Turnover rate of Pool Compartment hr-1 0.0006 0.0003350.00137 Kbpool_PC9 Drug effect on Pool Compartment hr-1.uM-1 0.035 0.008910.0782 Krec_PC9 Turnover rate of phEGFR hr-1 0.02508 0.0161-0.0701 Kbind_PC9 Maximum binding rate of drug to EGFR hr-1 0.953 0.671-1.34 Cpu50_PC9 Free potency of parent uM 0.03437 0.0132-0.0793 mPot_PC9 Relative potency of metabolite - 5.833 Fixed Kgrow_PC9 Growth rate of proliferating cells hr-1 0.03601 0.019-0.113 Emax_PC9 Maximum death rate from phEGFR inhibition hr-1 0.18 0.0598-0.569 N_PC9 Power term on fkill - 211 37.4-353 Vmin_PC9 Minimum volume for xenograft ml 0.06 0.0299-0.284 Kpool_H1975 Turnover rate of Pool Compartment hr-1 0.00018 0.000070.00067 Kbpool_H1975 Drug effect on Pool Compartment hr-1.uM-1 0.05 0.0091-0.092 Krec_H1975 Turnover rate of phEGFR hr-1 0.01809 0.006270.0417 Kbind_H1975 Maximum binding rate of drug to EGFR hr-1 1.17 0.87-1.35 Cpu50_H1975 Free potency of parent uM 0.0106 0.002440.0311 mPot_H1975 Relative potency of metabolite - 5 Fixed Kgrow_H1975 Growth rate of proliferating cells hr-1 0.05447 0.0205-0.116 Emax_H1975 Maximum death rate from phEGFR inhibition hr-1 0.15 0.0913-0.736 Parameter Interpretation Units Value 95% CI N_H1975 Power term on fkill - 221 56.3-359 Vmin_H1975 Minimum volume for xenograft ml 0.01 0.004440.0236 Kex Death delay rate hr-1 0.2 0.09852-0.998 Ktrans Transfer rate between shell and core hr-1 1000 Fixed Rdiff Depth of proliferating shell 0.03 0.0176-0.148 mm The above plasma protein binding values were generated using a discovery assay.