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lin~ -- - Current Sterilization Protocols - An Orthodontic Perspective PART I Orthodontic Implications of Current Sterilization Protocols and Sterilization induced Instrument Damage Author's Name: Dr. Abraham Vinod Korath, M.D.S. Professor, Dr. Abra ham Vinod Korath Department of Orthodontics and Dentofacial Orthopedics Meenakshi Ammal Dental College and Hospital Chennai Dr. Devaki Vijaylakshmi, M.D.S. Dr. Devaki Vijaylakshm i Professor, Department of Orthodontics and Dentofacial Orthopedics Meenakshi Ammal Dental College and Hospital Chennai PART II Practical Guidelines for Implementing Instrument Sterilization in the Orthodontic Office Author's Name: Dr. Abraham Vinod Korath, M.D.S. Professor, Department of Orthodontics and Dentofacial Orthopedics Meenakshi Ammal Dental College and Hospital Chennai Dr. Janardhanam P., M.D.S. Professor, Department of Orthodontics and Dentofacial Orthopedics Meenakshi Ammal Dental College and Hospital Chennai Dr. Janardhanam P Corresponding Address: Dr. Abraham Vinod Korath, M.D.S. Dept. of Orthodontics, Meenakshi Ammal Dental College and Hospitals, No.1, Alapakkam Main Road, Maduravoyal, Chennai 600 095. Tamilnadu . Tel No. : 0-9445098526 E-Mail: docvinodabraham @ya hoo.co.in 73 PART I ORTHODONTIC IMPLICATIONS OF CURRENT STERILIZATION PROTOCOLS AND STERILIZATION INDUCED INSTRUMENT DAMAGE Abstract : Considering the enormity of the challenge that infectious agents pose against us, as well as their nature to continuously evolve in real time; the implementation and execution of effective infection control protocols among all health care communities including our own is vital. Against thi s backdrop; various sterilization protocols are reviewed concomitantly with relevant scientific data from the orthodontic community as well as outside; evaluating numerous factors deemed critical from an orthodontic standpoint. It is hoped that these reviews would facilitate the discerning orthodontist in us to make an informed decision towards their implementation in the orthodontic office. Part I of this article focuses on the working principles of various methods of sterilization with an appraisal of their effects on orthodontic instruments. Additionally, contributory factors of instrument damage is enumerated to emphasis the importance of adhering to precise protocols and manufacturer recommendations as well as in alleviating some misconceptions about sterili zation induced instrument damage. Keywords: Orthodontic Instruments, Pliers, Corrosion, Sterilization. PART II PRACTICAL GUIDELINES FOR IMPLEMENTING INSTRUMENT STERILIZATION IN THE ORTHODONTIC OFFICE Abstract : Considering the enormity of the challenge that infectious agents pose against us, as well as their nature to continuously evolve in real time; the implementation and execution of effective infection control protocols among all health care communities including our own is vital. Against thi s backdrop; various sterilization protocols are reviewed concomitantly with relevant scientific data from the orthodontic community as well as outside; evaluating numerous factors deemed critical from an orthodontic standpoint. It is hoped that these reviews would facilitate the discerning orthodontist in us to make an informed decision towards their implementation in the orthodontic office. Part II of this article offers practical guidelines and recommendations for effective sterilization in the orthodontic office. These guidelines are additionally suited for easy implementation with the instruments longevity in mind. Sterilization protocols are recommended for pliers, molar bands, elastomeric ligatures and chains, impressions and orthodontic appliances. Additionally a recommended sterilization protocol for the extremely stable group of infectious agents called prions is highlighted as well as its implication on instruments. Keywords: Orthodontic Instruments, Pliers, Corrosion, Sterilization. INTRODUCTION to oral surgeons in contractin g infecti ons like hepatitis in our offi ces. 2, 3 ConSiderin g the enormity of the challenge that infecti ous agents pose agai nst us, as we ll as their nature to continuously evolve in rea l time; the implementation and execution of effecti ve infection control protocol s among all hea lth ca re comm unities incl uding our own is vital. Th need for adequate steri lization cannot be overstressed and we have the informati on age to thank for that. Although various forms of sterilization have been impl emented in orthodontic offices, it has bee n hi ghlighted that most p rotoco ls empl oyed we re conv enient adaptatio ns t hat faci l ita ted fasterturn around times and orthodontic instrument longevity. M atlack's review of orthodon ti c offices 'confirmed thi s insuffi ciency despite the fact that we are second onl y Aga inst thi s backdrop; an appraisa l of the current sterili zation protocol s from an orthodontic perspective is outlined so th at it would fac ilitate the discerning 74 lin~ --orthodontist in us to make an informed decision towards their implementation. Various methods of sterilization are reviewed concomitantly with relevant scientific data from the orthodontic community as well as outside; evaluating numerous factors deemed critical from an orthodontic standpoint. Although the focus of this article is on steri lization protocols pertaining to orthodontic instruments and materials, it is hoped that these insights wi ll guide the clinician towards the understa nding and imp lementation of additiona l infection contro l measures with the overall office in mi nd. PART I ORTHODONTIC IMPLICATIONS OF CURRENT STERILIZATION PROTOCOLS AND STERILIZATION INDUCED INSTRUMENT DAMAGE Steps to Asepsis - From in fected instruments to complete sterilization pass of debridement under ru nning water by direct precleaning in speCially designed containers and cassettes. 5Specia l so lutions have been recommended in their use; having anti-rust compositions and some wh ic h are even enzy me based for maximum effectiveness in the breakdown of contaminants and particles. Pre-clean ing cycles usually last between 5 15 minutes, depending on the instrument load. An additional advantage with cleaners is that instruments such as pliers and orthodontic bands can be placed at the onset of the process itself in specially designed cassettes to reduce the like lihood of instrumental damage without a compromise on the quality of steri li zation ach ieved . Sterilization refers to any process that effectively ki lls or eliminates transmissible agents from a surface, equipment, article of food or medication, or biologica l culture medium. Sterilization can be achieved through the application of heat, chemica ls, irradiation, high pressure or filtration. Oisinfectionmay be defined as cleaning an article of some or all of the pathogenic organisms which may cause infection. Disinfectants are anti microbial agents that are applied to non-living objects to destroy micro-organ isms. The Advice sheet issued for Infection contro l in Dentistry issued, from the Department of Hea lth, United Kingdom enumerates three stages to sterilization or the decontamination process namely; Pre-sterilization cleaning, Sterilization and Storage. 4 The various protocols and methods employed for decontami nation of instruments including steri lization are outlined primarily from an orthodontic perspective. • On a fina l note regardi ng the pre-cleaning stage, an important point to remember is that irrespective of the manner in which pre-cleaning is done, it is crucial that any traces of residua l moisture is eliminated through appropriate drying measures (compressed air) the actua l sterilization process. The presence of moisture espeCially between the joints and tips (serrated) of instruments increases the corrosive tendency in instruments, especia ll y when fol lowed by certain methods of steril ization. Pre-sterili zation Cleaning All instruments must be thoroughly c l eaned (debrided)of contaminants (blood, saliva and other impurities)before undergOing a sterilization cycle; as the retention of these contami nants and debris may shield the organisms from the sterilization protoco l intended to kill them. Pre-cleaning protoco ls remove a large number of organisms when carried out thoroughly and present day automated equipments are very effective. • Sterilization - Common Types, M echanism of Action and Orthodontic considerations The decis ion to i mp lement the right steri lization protoco l depends not onl y on the anti -microbial effectiveness but also on factors involving turnaround times w hich determine the requirement of prior presteri lization, additional inventory and the effects of these protocols on instruments. The working princip les of cu rrently recom mended protoco ls in genera l wi II be outlined to highlight their efficacy as wel l as shortcomings when it comes to our orthodontic needs. Protocols' involving pre-cleaning have conventiona lly involved initial debridement of all instruments By Hand aided by a brush and detergent under running water. Though cost-effective, the hand cleaning process not only poses a risk to the personnel but is also time consuming. Present day protocols invo lve the use of Autoclaving or Steam under Pressure Sterilization Ultrasonic baths and Instrument Washer / Oisinfectors • pre-cleaning of hand instruments. They enable the by75 Effective against all fungi, bacteria, viruses and spores • Current OSHA and EPA guidelines for manufacturers necessitate improvements in the metallurgical properties to offset the effects of repeated cycles and exposure to heat; the Prestige Series (3M Unitek) of pli ~rs is a step in this direction. Causes rusting and corrosion of instruments Autoclaving is the gold standard for effective sterilization and is employed for most surgical needs. This process subjects instruments to steam condensation under pressure (15 psi) at a temperature of 12 1°C to 134°C (250°F - 273°F). To achieve sterilization, a holding time of atleast 15 minutes at 121 °C (Conventionan or 3 minutes at 134°C (Rapid cycle) is required. Following sterilization, a cooling down period is usually required. A complete cycle from start to sterilization and subsequent cool down ranges from 40 minutes to 1 hour for Rapid and Conventional Cycles. This is an important consideration where a faster instrument turnaround is required. In general, higher temperatures associated with this process can predispose to some changes in the physical properties of the plier and manufacturers caution against instrument exposures above 380°F (193°C). Long-term effects of repeated dry-heat sterilization have reported minimal changes in the physical characteristics of orthodontic pliers where corrosion and micro-hardness were evaluated. Chemical Vapor Sterilization or Chemic/ave An important feature of autoclaves is that they are equipped with an indicator that records and displays the temperature and pressure involved in the process, as a function of time. This enab les a verification of the effectiveness of the process. Although extremely effective as a form of sterilization, the presence of steam vapor in the process has been found to be detrimental for orthodontic pliers. Com parative studies on the various sterilization protocols have reported the occurrence of corrosive changes with repeated cycles. 6 Corrosive changes were found to occur around hinge areas, sharp angles, cutting edges or pointed ends that facilitated the retention of water vapor. Effective against all fungi, bacteria, viruses and spores. • Best suited for orthodo ntic needs due to the absence of moisture. • Repeated Heat cycles can alter surface hardness characteristics of instruments Effective against all fungi, bacteria, viruses and spores. • Preserves instrument integrity but causes dulling • Not a practical option in dental offices Chemical vapor steri Iization is carried out at a pressure of 20 psi and temperature of 132°C (1270 OF); with a solution of various alcohols, acetone, ketone, formaldehyde (0.23%) and distilled water (9.25%). The sterilization time is 20 minutes exclusive of pressure rise time. By principle, this process substitutes the water vapor for chemical vapor on autoclaving. It is considered as the safest process as it does not compromise on the cutting efficiency of instruments even though dulling is seen with long-term use. Some instrument manufacturers do not recommend them because of this observation. Dry Heat and Rapid Dry Heat Sterilization Process. • • Although advantageous from an orthodontist's perspective it has not gained popularity due to the presence of a strong odor necessitating separate enclosures with adequate ventilation. Present day chemiclaves meet or exceed OSHA emission standards as they are equipped with a built in chemi-purge and chemi -filter to slash emissions. Dry Heat sterilization causes oxidative destruction of bacterial protoplasm at a temperature range of 160°C (320°F) and initially involved duration of up to 2 hours to achieve comp lete sterilization. Present day hot-a ir steri li zation involve cycles at temperatures of 190°C (375°F) for 6 to 12 minutes and is known as Rapid Dry-Heat Sterilization. Instruments must be dry before sterili zation, as the presence of water will interfere with the process. Additionally, the higher temperature involved with the process warrants a longer cool-down time. The absence of moisture in the sterili zatio n process is beneficial to the longevity of orthodontics pliers, the cutting surfaces; thereby making it advantageous over other steri lization protocols. 7• 10 Chemical Immersion or Cold Sterilization • Recommended only for heat-sensitive non surgical instruments and alginate impressions • Prolonged immersion time required for effectiveness • No method to verify effective sterilization • Predisposes to Pitting type corrosion in orthodontic instruments 2% acidic glutaraldehyde (Banic ide) and chlorine 76 dioxide are commonly used sterilants which are ADAapproved. The instruments to be sterilized are immersed in solution according to manufacturer's instruction for a specific duration to enable effectiveness. Sterilization time with 2% acidic glutaraldehyde is 10 hours without dilution and with chlorine dioxide (Exspor 4:1:1) is 6 hourswhen mixed according to the manufacturer's instructions. temperature ranges against most manufacturer warnings (3 80 ° F/193 ° C). protocol involving molar band sterilization reported spore effectiveness at 226°after 45 seconds for a single band. n Additional numbers will concomitantly increase this time duration with a strong possibility of altering the physical characteristic of the band . The impracticality of cold sterilization methods lies with the fact that there is no method to verify their action despite the longer duration required; as a result, present day protocols are co mbined with heat sterilization as they are the only acceptable means of reprocessing. Sterilization Induced Instrument Damage Contributory Factors and Misconceptions Most of us associate the protocol of sterilization with instrument damage. How did an integrity preserving protocol end up as its main violator? Studies comparing the effects of cold sterilization with other sterilization protocols revealed that it predisposes to a pitting type of corrosion which is more deleterious than surface corrosion as it denotes a severe compro mise in the integrity of the instrument.l1 , 12 Ligature Cutters examined through SEM revealed the presence of micro-cracks. Fe-Cr alloys were more prone to corros ion than Cr-Co alloys. Loosening of tungsten carbi de tips and loss of gold plating have also been reported due to prolonged immersion. Listed below are some of the known contributory factors which either independently or in combination can cause or accelerate corrosion and damage to instruments. The factors enumerated are intended to highlight as well as alleviate misconceptions about steri I ization. 1. Water Quality: pH imbalances and harmful, higher mineral content are known to cause co rrosion in instruments. If there is an orthodontic recommendation for this form of sterilization then it would be for disinfecting alginate impressions with the precaution that the immersion time be limited to 10 minutes to preserve dimensional and surface integrity. Research is presently directed at comb ining these agents with alginate impression materials enabling a low ph having anti-viral activity agai nst the herpes simplex virus which additionally releases nitric oxide, a broad spectrum antimicrobial agent. 21 2. Strong Detergents: Promote the precipitation of proteins on instruments which can be difficult to remove and in turn act as local foci from where corrosion can be initiated in the presence of other promoters of corrosion. 3. Excessive Heat Exposure : An increased temperature exposure above current manufacturer recommendation of 380°F (193°C) is not advisable. Please note that this is only for the newer generation of pliers manufactured to meet the demands of current recommended sterilization protocols involving dry-heat sterilizers; Older and cheaper quality pliers would not even qual ify for this method of steri I ization. Glass Bead Sterilization • Use limited to orthodontic bands • Higher temperatures can be deleterious for orthodontic plier tips. 4. Presence of moisture: Improper drying following pre-cleaning in pliers and instruments during sterilization is one of the most important factors for corrosion. All instruments must be thoroughly dried prior to dry heat sterilization. Moisture centric protocols like autoclaving are deleterious and not recommended for sterilization of instruments. Glass bead sterilization uses small glass beads ranging from 1.2 to 1.5mm in diameter. The suggested heating range is 424°F to 450°F (217°C to 232 °C) for 3 to 5 seco nds but not exceeding 482 ° F (250°C). A relationship exists between the size and working surface of an instrument an d the temperatures attained in the bead sterilizer. The larger the instrument, the longer the heat-up time required . 5. Chemical Immersion or Cold sterilization : Instruments sterilized through this process are reported to be associated with pitting type corrosion which can be very damaging. Although the possibility of being able to sterilize 1 to 2 orthodontic pliers within 30 seconds has been highlighted with a stress on correct positioning for maximum effectiveness; 14 these recommendations are deleterious as the instruments are exposed to higher 6. Disinfectant Compositions: Chemical sol utions and Enzymatic cleaning solutions are presently not recommended due to their corrosive effects. 77 8. Damaged instruments : Sterilization accelerates corrosion in instruments which already have compromised physical characteristics and surface irregu larities. 7. Cheap quality pliers : Cheaper pliers generally connote poor alloying elements and additional ly poor milling qualities, which are attributes conducive to corrosion. PART II: PRACTICAL GUIDELINES FOR IMPLEMENTING INSTRUMENT STERILIZATION IN THE ORTHODONTIC OFFICE Th e recommended guidelines for orthodontic sterilization requirements are outlined for maximum effectiveness while preserving instrument integrity. Guidelines for Steri lization of Orthodontic Pliers:1. U ltrasonic cycle for 5 to 12 minutes depending on the capacity of the unit. A planned and designated area within the clinic setting would facilitate a sequenced and scheduled sterilization protocol where pre-allotted disinfection and storage areas will demarcate as well as segregate the contaminated from the sterilized and ready to use instruments. 2. Rinsing with Distilled Water. 3. Remove excess moisture thorough drying with Compressed Air (Oil-Free). 4. Lubrication of plier joints and cutting surfaces with si li cone based lubricants. Additionally, it is emphasized that the use of water for rinsing of instruments when required be carried out from sources that are free of contaminants and of the highest filtered quality (RO Systems). Drying protocols involving compressed air must be from oil-free sources. 5. Sterilization protocol using a Dry-Heat Sterilizer at 190°(375°) for 6 to 12 minutes with the placement of pliers in an open. 6. Storage. The recommendation of a final rinse with Distilled water following any pre-cleaning protocol is recommended to offset the impurities present in tap water as well as the possibility of ionic imbalances present with automated cleaning solutions. Additionally silicone based lubricating sprays can be used for pliers before the dry-heat process and also after if the instrument is to be stored. Oil-based lubricants are not recommended as they tend to clog the pliers. The following equipments are deemed as essential requirements for implementing and maintaining effective infection control standards in your orthodontic office:1. Ultrasonic Unit (for debridement and precleaning protocols) 2. Dry-Heat Steri lizer 3. Desktop Autoclave Sterilizer Autoclaving is recommended only if a dry heat sterilizer is not avai lable and only as a secondary option to dry heat sterilization. A shorter cycle at 1340for 3 minutes is recommended due to the detrimental nature of the process on instruments. Instruments must be wrapped prior to the process after ensuring complete absence of moisture in the instrument. Th e suggested list is recommended for all primary instrument sterilization protocols. Secondary protocol involving chemical disinfectants as well as alcohol based wipes is recommended only for instruments and materi als which do not come into direct contact with th e pati ent and where cross contamination risks are not involved. Orthodontic Plier Sterilization Prion protection - Sterilization protocol for Orthodontic pliers The steri lization protocols employed for orthodontic pli ers have been reported to affect the physical and mechani cal characteristics. Enumerated below are current recommendations with effectiveness against organisms as well as the longevity of the instrument in mind . Prions are an extremely stable group of infectious agents that are resistant to conventional sterilization protocols. They are composed primarily of protein and are hypothesized to infect and propagate by refolding abnorma lly into a structure. Then, this converts normal molecules of the protein into an abnormally structured 78 form. This altered structure is extremely stable making it resistant to destruction by chemical and physical agents conventionally employed. sterilization cycle. Pre-formed bands having welded counterparts are not recommended for autoclaving. It is recommended that chemical immersion protocols be limited to bands without pre-welded attachments if conditions necessitate its use. Longer time duration required as well as the lack of any indicator for its effectiveness makes it a less than secondary choice for sterilization . For Prion elimination , recommendations have advocated autoclave cycles at 12 f for 60 minutes or 134ofor at least 18 minutes or combination cycles involving hot-air sterilization followed by autoclaving to improve the margin of the safety. The effects of such extreme Prion sterilization protocols on orthodontic pliers were evaluated recently were ligature cutters were sterilized through a protocol involving disinfection followed by a water disinfector, hot air drying and finally autoclaving at 134° for 20 minutes followed by a cooling period of 1 hour. The study observed that surface alterations occurred from the first cycle itself with a blunting of the cutting edges and a resultant decrease in their cutting efficiency.1 s Elastomeric Ligatures and Chains Current guidelines for elastomeric and elastomeric ligatures • Elastomerics and elastomeric Iigatures are not suited for chemical disinfection as they are known to alter the phYSical characteristics 18, 19. Alcohol wipes are not an alternative as they are not effective in the presence of tissue proteins seen in blood and saliva . Molar Bands • Molar bands are one of the most overlooked materials in the orthodontic armamentarium. The sterilization of tried-in pre-formed bands has received attention of late and numerous protocols are rife in orthodontic literature. 16, 17 Single patient packs are the best insurance against cross-contamination risks at present and where this is not feasible as in the case of e-chain spools, it is better to cut a little extra than required and discard the rest. Alginate Impression and Orthodontic Appliances Common disinfecting solutions that are used for alginate materials include 1 % sodium hypochlorite, sodium dichloroisocyanurate and 2% glutaraldehyde. 20 Present recommendations involve the immersion of alginate impressions for not more than 10 minutes in disinfecting solutions as alterations in surface characteristics have been observed with prolonged immersions. 2o Enumerated below are our recommendations for sterilization of Pre-formed orthodontic bands for both the in-received state as well as tried- in ones. Guidelines for Sterilization of Molar Bands:1. Ultrasonic cycle for 5 minutes depending on the capacity of the unit. 2. Rinsing with Distilled Water. Guidelines for sterilization of alginate impressions:- 3. Remove excess moisture thorough drying with Compressed Air (Oil-Free). 1. Rinse thoroughly under running water following removal. 4. Sterilization protocol using a Dry-Heat Sterilizer at 190°C (375°) for 6 minutes. 2. Immersions of impression in disinfectant for 10 minutes. Spraying aerosols are not recommended for their unevenness and additional inhalation risk. 5. Storage. A recommendation for tried in bands is to process them through an ultrasonic cycle and store them in separate containers if they cannot be sterilized immediately. Additionally while sterilizing these bands it is important to ensure that they are processed separately from the in-received bands. 3. Rinse again under running water. Autoclaving of preformed molars bands can also be REFERENCES 4. Ready for model processing. 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