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Chapter 3: Processes
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
Silberschatz, Galvin and Gagne ©2007
Chapter 3: Processes
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Process Concept
Process Scheduling
Operations on Processes
Cooperating Processes
Interprocess Communication
Communication in Client-Server Systems
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.2
Silberschatz, Galvin and Gagne ©2007
Process Concept
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An operating system executes a variety of programs:
 Batch system – jobs
 Time-shared systems – user programs or tasks
Textbook uses the terms job and process almost
interchangeably
Process – a program in execution; process execution
must progress in sequential fashion
A process includes:
 program counter
 stack
 data section
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.3
Silberschatz, Galvin and Gagne ©2007
Process in Memory
메소드호출시 로컬변수,
반환주소, 파라메터 저장
실행시간에 생성되는 객체
를 저장
정적 데이터(사이즈 고정)
를 저장
실행 코드(명령어)저장
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.4
Silberschatz, Galvin and Gagne ©2007
Process State
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As a process executes, it changes state
 new: The process is being created
 running: Instructions are being executed
 waiting: The process is waiting for some event to
occur
 ready: The process is waiting to be assigned to a
process
 terminated: The process has finished execution
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.5
Silberschatz, Galvin and Gagne ©2007
Diagram of Process State
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.6
Silberschatz, Galvin and Gagne ©2007
Process Control Block (PCB)
PCB keeps information associated with each process
 Process state
 Program counter
 CPU registers
 CPU scheduling information
 Memory-management information
 Accounting information
 I/O status information
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.7
Silberschatz, Galvin and Gagne ©2007
Process Control Block (PCB)
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.8
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CPU Switch From Process to Process
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.9
Silberschatz, Galvin and Gagne ©2007
Process Scheduling Queues
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Job queue – set of all processes in the system
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Ready queue – set of all processes residing in main
memory, ready and waiting to execute
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Device queues – set of processes waiting for an I/O
device
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Processes migrate among the various queues
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.10
Silberschatz, Galvin and Gagne ©2007
Ready Queue And Various I/O Device Queues
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.11
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Representation of Process Scheduling
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.12
Silberschatz, Galvin and Gagne ©2007
Schedulers
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Long-term scheduler (or job scheduler) –
selects which processes should be brought
into the ready queue
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Short-term scheduler (or CPU scheduler)
– selects which process should be executed
next and allocates CPU
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.13
Silberschatz, Galvin and Gagne ©2007
Addition of Medium Term Scheduling
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
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Silberschatz, Galvin and Gagne ©2007
Schedulers (Cont.)
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Short-term scheduler is invoked very frequently (milliseconds)
 (must be fast)
Long-term scheduler is invoked very infrequently (seconds,
minutes)  (may be slow)
The long-term scheduler controls the degree of
multiprogramming
Processes can be described as either:
 I/O-bound process – spends more time doing I/O than
computations, many short CPU bursts
 CPU-bound process – spends more time doing
computations; few very long CPU bursts
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.15
Silberschatz, Galvin and Gagne ©2007
A tree of processes on a typical Solaris
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
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Silberschatz, Galvin and Gagne ©2007
Context Switch
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When CPU switches to another process, the
system must save the state of the old process and
load the saved state for the new process
Context-switch time is overhead; the system does
no useful work while switching
Time dependent on hardware support
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.17
Silberschatz, Galvin and Gagne ©2007
Process Creation
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Parent process create children processes, which,
in turn create other processes, forming a tree of
processes
Resource sharing
 Parent and children share all resources
 Children share subset of parent’s resources
 Parent and child share no resources
Execution
 Parent and children execute concurrently
 Parent waits until children terminate
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.18
Silberschatz, Galvin and Gagne ©2007
Process Creation (Cont.)
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Address space
 Child duplicate of parent
 Child has a program loaded into it
UNIX examples
 fork system call creates new process
 exec system call used after a fork to replace
the process’ memory space with a new
program – 새로운 프로그램 실행
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.19
Silberschatz, Galvin and Gagne ©2007
Process Creation
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.20
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Process Creation in POSIX (edu.hansung 에서 실행)
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.21
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Process Creation in Win32 XX
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.22
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Process Creation in Java XX
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
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Process Termination
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Process executes last statement and asks the operating
system to delete it (exit)
 Output data from child to parent (via wait)
 Process’ resources are deallocated by operating system
Parent may terminate execution of children processes
(abort)
 Child has exceeded allocated resources
 Task assigned to child is no longer required
 If parent is exiting
XX
 Some operating system do not allow child to
continue if its parent terminates
 All children terminated - cascading termination
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.24
Silberschatz, Galvin and Gagne ©2007
Inter-process Communication
Message Passing
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
Shared Memory
3.25
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Producer-Consumer Problem
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Paradigm for cooperating processes,
producer process produces information that
is consumed by a consumer process
 unbounded-buffer places no practical limit
on the size of the buffer – Not practical
 bounded-buffer assumes that there is a
fixed buffer size
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.26
Silberschatz, Galvin and Gagne ©2007
Simulating Shared Memory in Java
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.27
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Bounded-Buffer – Shared-Memory Solution
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.28
Silberschatz, Galvin and Gagne ©2007
Bounded-Buffer – Shared-Memory Solution
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.29
Silberschatz, Galvin and Gagne ©2007
Bounded-Buffer -- Figure 3.16 - insert() method
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.30
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Bounded-Buffer – Figure 3.17 - remove() method
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
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Message Passing – java socket
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Message system – processes communicate with each other
without resorting to shared variables
Message passing facility provides two operations:
 send(message) – message size fixed or variable
 receive(message)
If P and Q wish to communicate, they need to:
 establish a communication link between them
 exchange messages via send/receive
Implementation of communication link
 physical (e.g., shared memory, hardware bus)
 logical (e.g., logical properties)
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
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Silberschatz, Galvin and Gagne ©2007
Implementation Questions
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How are links established?
Can a link be associated with more than two
processes?
How many links can there be between every pair
of communicating processes?
What is the capacity of a link?
Is the size of a message that the link can
accommodate fixed or variable?
Is a link unidirectional or bi-directional?
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.33
Silberschatz, Galvin and Gagne ©2007
Direct Communication
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Processes must name each other explicitly:
 send (P, message) – send a message to process P
 receive(Q, message) – receive a message from process
Q
Properties of communication link XX
 Links are established automatically
 A link is associated with exactly one pair of
communicating processes
 Between each pair there exists exactly one link
 The link may be unidirectional, but is usually bi-directional
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.34
Silberschatz, Galvin and Gagne ©2007
Indirect Communication
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Messages are directed and received from mailboxes
(also referred to as ports)
 Each mailbox has a unique id
 Processes can communicate only if they share a
mailbox
Properties of communication link
 Link established only if processes share a common
mailbox
 A link may be associated with many processes
 Each pair of processes may share several
communication links
 Link may be unidirectional or bi-directional
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.35
Silberschatz, Galvin and Gagne ©2007
Indirect Communication
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Operations
 create a new mailbox
 send and receive messages through mailbox
 destroy a mailbox
Primitives are defined as:
send(A, message) – send a message to mailbox A
receive(A, message) – receive a message from
mailbox A
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
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Silberschatz, Galvin and Gagne ©2007
Indirect Communication XX
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Mailbox sharing
 P1, P2, and P3 share mailbox A
 P1, sends; P2 and P3 receive
 Who gets the message?
Solutions
 Allow a link to be associated with at most two processes
 Allow only one process at a time to execute a receive
operation
 Allow the system to select arbitrarily the receiver.
Sender is notified who the receiver was.
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.37
Silberschatz, Galvin and Gagne ©2007
Synchronization XX
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Message passing may be either blocking or non-blocking
Blocking is considered synchronous
 Blocking send has the sender block until the message
is received
 Blocking receive has the receiver block until a
message is available
Non-blocking is considered asynchronous
 Non-blocking send has the sender send the message
and continue
 Non-blocking receive has the receiver receive a valid
message or null
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.38
Silberschatz, Galvin and Gagne ©2007
Buffering XX
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Queue of messages attached to the link;
implemented in one of three ways
1. Zero capacity – 0 messages
Sender must wait for receiver (rendezvous)
2. Bounded capacity – finite length of n messages
Sender must wait if link full
3. Unbounded capacity – infinite length
Sender never waits
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.39
Silberschatz, Galvin and Gagne ©2007
Bounded-Buffer – Mesg. Passing Solution XX
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.40
Silberschatz, Galvin and Gagne ©2007
Bounded-Buffer – Mesg. Passing Solution XX
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.41
Silberschatz, Galvin and Gagne ©2007
Bounded-Buffer – Mesg. Passing Solution XX
The Producer
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
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Bounded-Buffer – Mesg. Passing Solution XX
The Consumer
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.43
Silberschatz, Galvin and Gagne ©2007
Message Passing in Windows XP XX
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
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Client-Server Communication
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Sockets
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Remote Procedure Calls
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Remote Method Invocation (Java)
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.45
Silberschatz, Galvin and Gagne ©2007
Sockets
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A socket is defined as an endpoint for
communication
Concatenation of IP address and port
The socket 161.25.19.8:1625 refers to port 1625
on host 161.25.19.8
Communication consists between a pair of
sockets
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.46
Silberschatz, Galvin and Gagne ©2007
Socket Communication
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.47
Silberschatz, Galvin and Gagne ©2007
Socket Communication in Java
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.48
Silberschatz, Galvin and Gagne ©2007
Socket Communication in Java
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
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Silberschatz, Galvin and Gagne ©2007
Remote Procedure Calls
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Remote procedure call (RPC) abstracts procedure
calls between processes on networked systems.
Stubs – client-side proxy for the actual procedure
on the server.
The client-side stub locates the server and
marshalls the parameters.
The server-side stub receives this message,
unpacks the marshalled parameters, and peforms
the procedure on the server.
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.50
Silberschatz, Galvin and Gagne ©2007
Execution of RPC XX
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
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Silberschatz, Galvin and Gagne ©2007
Remote Method Invocation
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Remote Method Invocation (RMI) is a Java
mechanism similar to RPCs.
RMI allows a Java program on one machine to
invoke a method on a remote object.
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.52
Silberschatz, Galvin and Gagne ©2007
Marshalling Parameters
Operating System Concepts with Java – 7th Edition, Nov 15, 2006
3.53
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