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What's Wrong with Doctors
By Richard Horton
How Doctors Think
by Jerome Groopman
Houghton Mifflin, 307 pp., $26.00
1.
Few can doubt that Western medicine has been a phenomenal success. Heart disease
kills two-thirds fewer people now than it did fifty years ago. The frequency of
conditions as diverse as stroke and trauma is being gradually checked. Mortality from
breast cancer has fallen by a quarter in less than two decades. Doctors would dearly
like to attribute these impressive results in Western countries to their accumulated
expertise and the advances of science. But as Atul Gawande points out in Better: A
Surgeon's Notes on Performance, his latest collection of lucid essays,[1] the residual
contradiction is that while medicine succeeds, it never seems to succeed well enough.
A doctor's report card might look creditable today. Yet it nevertheless conceals
serious unresolved and unacknowledged weaknesses.
"Science and skill," Gawande writes, are "the easiest parts of care." What matters
more, he suggests, is diligence, doing right by patients, and ingenuity. Despite these
"core requirements" for progress, and the fact that doctors have been remarkably
successful in all three, errors are still commonly made. These mistakes badly scar the
surface of medicine's success. "Betterment is a perpetual labor," Gawande concludes.
The trick is to understand one's limits.
One by one Gawande's arguments are persuasively made and elegantly illustrated
with examples ranging from antisepsis to obstetrics. He describes, for example,
Thomas, a previously fit seventy-two-year-old man, who one day was found to have a
cancer in his left kidney. The tumor was removed surgically but, instead of Thomas's
recovering, his entire body began to swell. Eventually, he was diagnosed with
Cushing's syndrome, a condition in which the adrenal glands overproduce steroid
hormone. No matter what his doctors did, they could not stop the hormone from
pouring into his bloodstream. Thomas became sicker and sicker. He could not walk
and he had recurrent episodes of pneumonia.
By the time Thomas got to see Atul Gawande, there was only one option left—to
remove the source of the offending hormone. Although the operation to take out his
adrenal glands carried its own dangers, Gawande told Thomas that his only chance of
a normal life was to accept the risk. The operation went well. But Thomas suffered a
series of terrible complications, culminating in four months of intensive care, a
tracheostomy, and incarceration in a long-term care facility. When he last saw
Gawande, he could hardly lift his head. All he could do to express himself was to cry.
Gawande implies that this was one operation that should have been avoided.
Many of Gawande's essays began life as magazine and journal articles. Their original
diversity and subsequent reworking to construct a larger thesis about the failure of
medicine create a difficult tension. Although the individual foundations that Gawande
lays down are strong, the overall architecture of his work lacks form and substance.
By striking contrast, Jerome Groopman, a cancer specialist who, like Gawande, writes
for The New Yorker, delivers an altogether sharper and more coherent critique of
medicine's mistaken direction. And while Gawande's prescriptions are gentle and
well-meaning homilies—for example, he urges medical students to "change" and to
"write something" about their experience[2] —Groopman presents a forceful and
convincing manifesto that, if implemented, would overturn many conventions of
modern medical practice.
Groopman's central claim is that there is a common flaw that undermines much of
contemporary medical education and training, as well as the partnership between
patient and doctor and even the professional values of medicine. That flaw lies in the
way doctors think. His disquiet originated from the frustration he felt working among
his students and residents at Harvard Medical School. Whereas once they would take
part in challenging and detailed debates about the patients they met and examined on
rounds, they now "too often failed to question cogently or listen carefully or observe
keenly.... Something was profoundly wrong with the way they were learning to solve
clinical puzzles and care for people."
Using a technique he has honed in his New Yorker essays, Groopman skillfully mixes
stories of patients, interviews with doctors, research evidence, and his own personal
experiences as a patient to mount an ambitious assault against several large targets.
His ire is raised especially by what he sees as the hubris of "evidence-based
medicine." It would seem axiomatic to a nonphysician that medical practice is based
on scientific evidence. Not so, according to the zealous advocates of evidence-based
medicine, a movement that has come to dominate clinical practice during the past
decade. These advocates, led originally by David Sackett and his colleagues at
McMaster University in Canada, argue that doctors have preferred to rely on
experience and expert opinion—as opposed to research and statistical evidence— out
of laziness and a misplaced deference to the authority of received medical wisdom.
Worse, the same advocates argue that when doctors do consult the "evidence base,"
they often do so in ignorance of what makes good and bad science. Groopman views
the evidence-based approach, which aims to make clinical decisions follow from
statistically valid information—in the form of "systematic" reviews, guidelines, or
algorithms —as ill-informed by the realities, complexities, and uncertainties of
medical practice. A "rigid reliance" on numbers —the numbers, for example,
indicating which medicines have been proven effective for certain kinds of disease —
will not meet every need of the patient who sits in front of the doctor. Such numbers
are needed, but there can never be a purely rational or exact mathematical solution to
a patient's predicament. Groopman concludes that doctors are "being conditioned to
function like a well-programmed computer that operates within a strict binary
framework." He disapproves of this medical scientism.
Often patients have conditions or combinations of conditions that do not easily match
the supposed evidence. Sometimes patients have problems that are not easy to study
scientifically. A strict requirement for evidence before acting may mean that
physicians will stop thinking, stop evaluating each patient as a unique human being,
and stop applying their knowledge to the particularities of the person before them.
Groopman rails several times against the "bean counters" of medicine—doctors who
recommend treatments that are seemingly supported by statistics but may not be
appropriate for the person they are facing.
-------------------------------------------------------------------------------There is a still deeper fault line within medical practice. On average, about 15 percent
of a doctor's diagnoses are inaccurate. Groopman directs a well-aimed arrow at a
system of medical training that more often than not fails to investigate why these
diagnoses are missed. Doctors are rarely taught to ask how an error could have taken
place, let alone how it could be avoided in the future. Most are unaware of their
mistakes. Even if patients remain unwell, no systematic effort is made to find out
where doctors may have gone wrong. Doctors are uncertain about their own
uncertainties. (Although for some doctors, such as radiologists, Groopman cites
alarming research that shows the worse their performance, the more certain they seem
to be that they are right!)
Amid these wide-ranging attacks, the pharmaceutical industry does not escape
Groopman's scrutiny. The discovery of new medicines has delivered huge benefits for
patients. But the incentives offered to doctors, and too often accepted by them—gifts,
airfares, hotel accommodation, and expensive meals—distort their ability to make
unbiased treatment decisions. In a recent survey of over 1,600 American physicians,
for example, nine out of ten reported a relationship with a drug company.[3] The
benefits they received ranged from drug samples to tickets for sporting events, from
payments for speaking to money in exchange for persuading patients to join a clinical
trial.
The pressure of increasingly aggressive marketing tactics—which, Groopman shows,
can amount to overt harassment—by pharmaceutical sales representatives only adds
to a climate of acute misunderstanding. Most doctors receive information about new
drugs directly from the pharmaceutical companies. Rarely do they investigate what is
known about a drug for themselves. This reliance on biased information leaves the
doctor poorly equipped to make balanced judgments.
But Groopman reserves some of his most bitter criticism for his colleagues within
academic medicine. They have fostered a belief that anyone can take care of patients.
This "arrogance" has created a culture at academic medical centers where research is
applauded and teaching is taken for granted, where writing scientific papers (for
journals like The Lancet) takes precedence over developing clinical skills. He very
emphatically offers two examples of inferior, some might say even cruel, care at
Memorial Sloan-Kettering hospital in New York City. In one case, he describes a
patient who desperately sought treatment at this prestigious institution. But after his
cancer failed to respond to chemotherapy, his doctor simply abandoned him, refusing
even to return his calls. In a second example, a Sloan-Kettering oncologist told a
woman in her fifties with spreading bladder cancer that there was no scientific
evidence that would support any further treatment. He spoke of protocols, data,
percentages, the statistical likelihood of her survival, and the technicalities of research
studies. He was oblivious to her needs, to her hopes and fears. And he left her deeply
distressed. Doctors are trained to deal with success, not failure. This hospital may be a
cancer center of high international standing, yet Groopman makes the fair argument
that the values, attitudes, and behavior of a doctor matter far more than the reputation
of the institution at which he works. And here Memorial Sloan-Kettering, at least on
the basis of these two instances, falls short of Groopman's high standards.
So much for the prevailing environment of medicine today. But matters take a more
sinister turn when one asks just how well doctors think.
2.
Groopman draws extensively on the emerging cognitive science of medicine, which
seeks to understand the mistakes doctors make in evaluating the information they
gather from a patient's history, the physical examination, and results of investigations.
He reviews the errors and biases that most doctors unconsciously succumb to when
thinking about what their findings mean for a patient's diagnosis and treatment.
There is a rich and rather disturbing variety of human weaknesses to consider when
watching a doctor at the patient's bedside. Physicians can be easily led astray by
seeing the patient from only one—and often very neg-ative—perspective, independent
of what the clinical findings suggest. Patients might be stigmatized if they are thought
to have a mental health problem, or caricatured if they are judged to have engaged in
self-harming behavior, such as alcoholism. This kind of mistake is called "attribution
error." "Availability error" occurs when a doctor makes a decision based on an
experience that is at the forefront of his mind but which bears little or no relation to
the patient before him. For instance, a specialist in gastroenterology may only think of
the gut when evaluating a woman with abdominal pain. He may not think of
gynecological causes for her symptoms. The ready availability of his own specialized
experience in his assessment of what is wrong with a patient can seriously bias a
doctor's judgment.
"Search satisfying error" is yet another source of misshapen medical thinking. It takes
place when a doctor stops looking for an answer to the patient's problem as soon as he
discovers a finding that satisfies him, albeit incorrectly. He gives up too soon.
"Confirmation bias" intrudes when the doctor selects only some parts of the
information available to him in order to confirm his initial judgment of what is wrong.
"Diagnostic momentum" takes over when the doctor is unable to change his mind
about a diagnosis, even though there might remain considerable uncertainty about the
nature of a patient's condition. And "commission bias" obstructs good clinical
thinking when the doctor prefers to do something rather than nothing, irrespective of
clinical clues suggesting that he should sit on his hands.
Doctors are not routinely taught these cognitive pitfalls. Nor are they trained to learn
from their effects. Yet these errors and biases can prove fatal. Most doctors are
unaware that their thinking is prone to predictable mistakes. Our systems of medical
practice neither seek to detect these mistakes nor feed their lessons back to doctors to
prevent their recurrence.
An all too typical error is that doctors simply stop observing the patient carefully. Add
to that inattention a tendency to hurry the consultation— the economic incentives and
pressures to see more patients in less time are immense—and cognitive errors become
common. In the face of acute time pressure, doctors will come to rely more and more
on shortcuts to make judgments. Pattern recognition based on an instantaneous
appraisal of the patient will become the norm. Indeed, the capacity for spot diagnosis
is a revered skill among clinically minded physicians. But speed may well create the
conditions for further error.
Despite his greater knowledge, the specialist is not immune from these missteps.
Specialization can confer undue and sometimes dangerous confidence in those who
possess such knowledge. Groopman invites doctors to question any expert who
dismisses an unusual cluster of symptoms and signs on the grounds that "we see this
sometimes." Specialists' appeals to some kind of mystical diagnostic skill owe more
to the high opinion they have of themselves than to any kind of clinical reality.
-------------------------------------------------------------------------------As most of us who have sought medical help will testify, miscommunication is not
uncommon between patient and doctor. Many physicians have demonstrable gaps in
their ability to convey important information to patients—they are often especially
bad in giving advice about how to use prescription medicines. Electronic decision
aids—devices that supposedly help doctors to arrive at the correct diagnosis—are
unlikely to help, even though many extravagant claims are made for the impact of
information technology on health. Groopman believes such electronic fixes might
actually encourage more mistakes. They are a distraction. They promote a reductive
and unthinking kind of checklist behavior. And they divert the doctor away from what
should be his primary focus: the patient's own story.
Groopman draws very clear and pre-cise conclusions from his review of the surprising
array of cognitive dangers that face doctors. Most important, perhaps, is his claim that
"competency is not separable from communication." Communication skills for
doctors are nothing new. There is already great attention paid to communication
during medical training. But some critics still argue that an emphasis on
communication is not relevant to all branches of medicine. If you are going to come
under the surgeon's knife, surely, these skeptics say, you would rather have a surgeon
who can cut accurately than one who can converse beautifully. Groopman anticipates
this charge. Based on his own labyrinthine experiences as a patient who had operations and many other treatments for pain in the lower back and, later, his hand, he
dismisses the accusation of irrelevance: "the surgeon's brain is more important than
his hands," he affirms. In truth, of course, a good surgeon needs both a sound brain
and steady hands.
Doctors must also learn to think differently. A solid base of medical knowledge is not
enough to be a good physician or surgeon. Research into cognitive errors in medicine
reveals that most mistakes are not technical. They stem from mistakes in thinking.
Intuition, a clinical sixth sense, for example, is unreliable. But equally, the assumption
that medicine is a totally rational process is also wrong. Doctors may be reasonably
smart, but they repeatedly fall into common and well-defined traps.
Physicians can guard against these traps by heightening their sense of self-awareness
and becoming conscious of their own feelings and emotions, responses, and choices.
All too few doctors have this skill today. Indeed, a doctor's training can instill utterly
contrary traits—confidence and certainty, in particular, which might close off an
awareness of one's usually unconscious weaknesses. Instead, uncertainties should be
acknowledged. Unveiling what we are unsure about would not only be more honest, it
would also likely promote a degree of collaboration between patient and doctor that
has hitherto been lacking.
The corollary of admitting uncertainty is that doctors should be more aware of their
errors and should more freely and openly disclose them. Only then will they be able to
evaluate and learn from their mistakes. This statement sounds too obvious even to
deserve mention. Yet the prevailing medical culture is still heavily weighted against
revealing even the possibility of error. Disclosing uncertainty and error will demand a
deep change in medicine's attitude toward emotion. Most physicians fail to recognize,
let alone analyze, their own emotional states in clinical encounters. This repression of
feeling misses an important variable in the assessment of a patient's experiences and
outcome. The emotional temperature of the doctor plays a substantial part in
diagnostic failure and success.
Possibly the most radical proposition that Groopman advances—from the doctor's
point of view, anyway— is that the physician should seek a new ally in helping to
correct the cognitive errors and biases inherent in his makeup. This new ally is the
patient. Patients can ask questions that pull doctors away from the traps they might
otherwise fall into. Groopman concludes:
For three decades practicing as a physician, I looked to traditional sources to assist me
in my thinking about my patients: textbooks and medical journals; mentors and
colleagues with deeper or more varied clinical experience; students and residents who
posed challenging questions. But after writing this book, I realized that I can have
another vital partner who helps improve my thinking, a partner who may, with a few
pertinent and focused questions, protect me from the cascade of cognitive pitfalls that
cause misguided care.... That partner is my patient or her family member or friend
who seeks to know what is in my mind, how I am thinking.
3.
What makes a good doctor? Physicians like to think of themselves as members of a
profession. But definitions of profession and professionalism change. A century ago a
doctor was considered to be part of a social elite. He—and medicine was then very
much a masculine endeavor—had a unique mastery of a special body of knowledge.
He professed a commitment to levels of competence and integrity that he expected
society to respect and trust. This commitment formed the basis for a social contract
between the profession and the rest of the community. In return for the moral values,
knowledge, and technical skills displayed by doctors, society bestowed on them the
authority, autonomy, and privilege to regulate themselves. This version of
professionalism is now moribund.
Doctors are no longer masters of their own knowledge. For a start, in many Western
countries women now outnumber men at medical schools. The public is also far more
educated than it was a century ago. Patients have access to the same information as
doctors. They may know more than most doctors about their own condition.
Meanwhile, doctors increasingly work in teams. Their responsibilities are shared with
many other professionals—nurses, therapists, and pharmacists, for instance. The
clinical hierarchy might still favor the doctor. And it is true that the doctor still takes
final responsibility for a patient's care. But the notions of absolute mastery and control
no longer hold.
Ideas of privilege, autonomy, and self-regulation are also outdated. For usually good
reasons, doctors have been cut down to size in our society. Partly this graying of their
public image is because doctors are now seen as fallible. Society is less willing to bow
to a doctor's once sacred authority. As a result, doctors are being made more
accountable than ever before to the public. This process has not been without pain. In
some countries, such as the UK, they have finally lost the power to govern
themselves. Instead, public agencies have the final responsibility for judging their
performance.
Competence, knowledge, judgment, commitment, vocation, altruism, and a moral
contract with society remain at the heart of what it means to be a doctor. But there are
new dimensions to professionalism which herald something of a revolution in the
philosophy of medicine. It is these domains that underpin the cognitive science set out
by Groopman.
The patient is a far more powerful force in a doctor's professional life today than in
past generations. The patient expects to be more the equal partner of the doctor.
Medicine's goal is not only to cure or palliate disease. It is also to promote a person's
well-being and dignity. Many patients want to be engaged participants in a doctor's
thinking, not just its passive recipients. Whereas once doctors spoke of the doctor–
patient relationship, they now increasingly talk of the patient–doctor interaction. The
inversion is significant as well as symbolic. It denotes a shift of power from
professional to patient. Interaction also better indicates the greater equality in their
alliance. The word "relationship" often carried a strong hint of paternalism.
The expectations society has of medicine have changed. Doctors have duties to
society, as well as to patients and themselves. They are part of an expensive system of
health care which has to be managed responsibly. Doctors have to be good stewards
of that system and not merely practitioners working with single patients. These wider
responsibilities sometimes run counter to a doctor's well-developed sense of
independent identity. The pace of change in medicine is also so fast that doctors must
demonstrate their continuous ability to keep up-to-date as knowledge advances. They
should be willing to concede that they are part of a multidisciplinary health team. And
patients expect a little compassion to leaven their doctor's technical expertise.
In research conducted in Britain, doctors seemed to value this more modern
description of professionalism, despite their inherent conservatism.[4] Physicians
have also developed a strong sense of social com-mitment, despite their having less
power and authority. In the US, for example, nine out of ten doctors rate community
activity, politics, and patient advocacy as important aspects of their work.[5] Doctors
seem to be adapting to changing social mores. However, rather than expect doctors to
somehow absorb these values randomly during the meandering course of their
training, some medical educators are now designing programs to teach
professionalism, assess and evaluate it, and identify the best conditions for
strengthening and protecting professional values in often highly pressured clinical
settings.[6] This is why Groopman's argument is so timely.
-------------------------------------------------------------------------------Good doctoring is about listening and observing, establishing a trusting environment
for the patient, displaying authentic empathy, and using one's skills and knowledge to
deliver superb care. But a neglected aspect of this professionalism is getting doctors to
think about their own thinking. Only by doing so are doctors likely to reduce the
number of errors they make. What should they do?
Encouraging patients to tell and retell their stories is essential. (Patients' fears about
what might be wrong or their anxieties about the future course of their illness should
be drawn out into the open. Whatever the doctor's own attitudes about the patient, it is
a critical element of any mutually respectful therapeutic partnership that the doctor
acknowledges the patient's version of the truth of his or her story. This
acknowledgment may mean repeating tests or reconsidering a long and strongly held
diagnosis.
In their encounters with patients, irrespective of the financial incentives to be more
efficient and productive, doctors must try to remain systematic and thorough when
they take a patient's history and conduct physical examinations. Shortcuts are
dangerous. Thinking requires the investment of time. Groopman repeats the same
lesson again and again: slow down. The more time a doctor takes, the fewer cognitive
errors he will make. (It is just this kind of slowing down that may be more and more
difficult under the time pressures imposed by some HMOs and other insurance
organizations as part of their demands for efficiency.) And once a decision is made,
always retain an element of doubt. That sliver of uncertainty will leave the doctor not
only better able to recognize failure early but also free to revise his opinion as new
information comes to light.
This change in behavior cannot be brought about at the flick of a mental switch.
Groopman gives a telling example of what might be involved in changing the
cognitive culture of medicine. Victoria Rogers McEvoy is a former Wimbledon tennis
star who now works as a pediatrician in Boston. To ensure that her self-awareness—
and so her ability to detect her own cognitive errors—is maximal, she prepares herself
psychologically before each clinical encounter, just as she used to do before every
tennis match. If doctors understood the biases they were prone to make and briefly but
formally prepared themselves to be ready for those biases before seeing a patient, a
great deal of medical error might be prevented.
But while we are expecting more insight from doctors, it is also fair to ask: What
makes a good patient? Posing questions to improve a doctor's thinking is certainly
part of Groopman's answer.[7] If the consultation with a doctor is going badly, the
patient might ask, "I feel that we are not communicating very well with each other.
What is going wrong? How can we do better?" When considering a diagnosis, the
patient might suggest, "What else could it be? Is there anything you have discovered
that doesn't quite fit? Is it possible that I have more than one problem? What other
parts of my body are near where I am having my symptoms?" And when a treatment
is being prescribed, the patient might inquire, "How well tested is this drug for the
condition I have?"
Groopman's investigation into how doctors think has important potential to recalibrate
the way medicine looks at itself. Doctors are imperfect, to be sure. But their errors
carry valuable information that can be put to good clinical use. A doctor's mistakes
are perhaps best seen as signs of a mind at work. The patient and doctor together
share a common purpose in getting this mind thinking straight.
Notes
[1] Metropolitan, 2007.
[2] His advice includes: "don't complain," "ask an unscripted question," and "count
something."
[3] Eric G. Campbell et al., "A National Survey of Physician–Industry Relationships,"
New England Journal of Medicine, April 26, 2007, pp. 1742– 1750.
[4] The quite substantial recent changes in British ideas of professionalism are set out
more fully in Doctors in Society: Medical Professionalism in a Changing World
(London: Royal College of Physicians, 2005). Full disclosure: I was a member of the
working party that gathered evidence for this inquiry, and I wrote its final report.
[5] See Russell L. Gruen and colleagues, "Public Roles of US Physicians," JAMA,
Vol. 296, No. 20 (November 22/29, 2006), pp. 2467–2475.
[6] See Frederic W. Hafferty, "Professionalism—The Next Wave," The New England
Journal of Medicine, Vol. 355, No. 20 (November 16, 2006), pp. 2151–2152.
[7] Again through a revealing story, Groopman endorses faith as an additional means
to help someone become "a productive partner in the uncertain world of medicine."
Although trained in science, many doctors will resist those pure scientists who
consider religion an outmoded and medieval relic of our age. Religious belief many
have a powerful and valuable point to play in some patients' response to their illness.
See, for example, James Randerson, "The God Disunion: There Is a Place for Faith in
Science, Insists Winston," The Guardian, April 25, 2007, p. 3.