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Retropharyngeal dissection: A rare complication of nasotracheal intubation revisited-A case report WILLIAM W. LANDESS, CRNA, MS, JD GrandLedge, Michigan Nasotrachealintubation is commonly performed by anesthesiapractitioners. Knowledge of nasopharyngealanatomy is essential to decrease the incidence of complications. One such complication is traumatic retropharyngealdissection. Although it is rare, serious sequelae may result. A case of a retropharyngealdissection without untoward sequelae is described. Recommendations and guidelines are presented to assist the practitionerin the event this complication is encountered. Key words: Complications, nasotracheal intubation, retropharyngeal dissection. cal history included hypertension, legal blindness, malnutrition, and depression. She was alert and oriented and had ambulated well with a walker before her injury. Numerous falls were noted by history, with a questionable past pelvic fracture. The patient stated that she had frequent episodes of dizziness, which probably caused the falls. However, she denied any cardiac history. Medications included aspirin and indapamide 2.5 mg daily. The patient had a history of multiple anesthetics without any related difficulty. She had no known allergies to medications and had been Table I Complications of nasotracheal intubation Nasotracheal intubation is a common method of airway control. Generally, this technique can be accomplished without difficulty or untoward sequelae for the patient. The complications of intubation via the nasal route have been well documented (Table I).1(p556),2(pp145, 158-159),3,4 This case report describes the management of a patient who exhibited a traumatic retropharyngeal dissection associated with nasotracheal intubation. Case report A 90-year-old white female, ASA physical status III, with a diagnosis of right femoral shaft fracture, presented to the operating suite for an elective open reduction and internal fixation with intramedullary nailing. The patient's significant medi- June 1994/ Vol. 62 /No. 3 1. Hemmorrhage (epistaxis) 2. Hematoma/abscess 3. Trauma to nasal septum 4. Turbinate fracture 5. Traumatic nasal polypectomy 6. Trauma to pharyngeal tonsils (adenoids) 7. Pharyngeal mucosal trauma or necrosis 8. Otitis and sinusitis 9. Bacteremia 10. Obstruction of eustachian tube 11. Airway obstruction 12. Retropharyngeal dissection 13. Forced air entry subcutaneous emphysema 14. Intracranial placement by basilar skull fracture 273 cleared by the medical service for anesthesia and surgery. The electrocardiogram, chest x-ray, and laboratory analysis were essentially negative (within normal limits for age), with the exception of a hemoglobin of 9.2 g/dL, down from 11.4 g/dL on admission. The physical examination was relatively normal. The Mallampati airway class was not noted during the preoperative examination; however, the airway appeared normal. 5 After anatomical examination of the lumbar spine, the staff member completing the preoperative workup chose general anesthesia for this patient because of expected difficulty with regional anesthesia. General anesthesia complications were considered, including postoperative ventilation if endotracheal intubation was required. The patient and the patient's family were advised of the risks, benefits, and options from the anesthetists's perspective, and informed consent was obtained. The patient's preoperative medication consisted of indapamide 2.5 mg, ranitidine 150 mg, and metoclopramide 10 mg by mouth 1 hour before the 8:00 AM surgery. An intravenous line of lactated Ringer's was established with an 18-gauge catheter in the right arm, which supplemented an existing 20-gauge intravenous line. The patient was taken to the operating suite, where standard monitors were placed, including EGG, a noninvasive automatic blood pressure cuff, and pulse oximetry. While breathing 100% oxygen (02), the patient was induced with a combination of low-dose midazolam, alfentanil, and propofol. Her vital signs remained adequate, while the patient was assist-ventilated with 100% 02 by face mask with mild difficulty. Despite the difficulty, the oxygen saturation remained between 97 and 99%. Succinylcholine was used to facilitate intubation. Upon documented relaxation by peripheral nerve stimulator, laryngoscopy ensued. The glottic opening could not be visualized. Both Macintosh and Miller blades were utilized to no avail. Despite the normal outward appearance of the anatomy, the glottis was superior (anterior) in position. It was curious that the patient had reported multiple previous anesthetics without incident, considering this inability to visualize the glottis. The patient was ventilated by face mask with 100% 02 until spontaneous ventilation resumed. No further anesthetics were given. Oxygen saturation remained at greater than 96%, at which time blind nasal intubation was attempted with a 6.5-mm internal diameter endotracheal tube. Standard preparation for nasal intubation followed, including 4% lidocaine with phenylephrine and lidocaine jelly nares preparation. Blind nasal intubation was 274 attempted, but the endotracheal tube met with resistance bilaterally. For fear of trauma to the turbinates and mucosa, the attempt was discontinued. The surgeon was then consulted concerning the feasibility of canceling the procedure. The surgeon strongly felt that the patient's condition would be compromised by delaying surgery. The patient's falling hemoglobin and the possible complication of pneumonia prompted the decision to continue. It was felt that delaying the surgery would only complicate the patient's hospital course. The patient was awakened, and her vital signs and pulse oximetry remained adequate. She was turned onto her side for an attempt at spinal anesthesia with supplemental 02. Several unsuccessful attempts at spinal anesthesia by both midline and paramedian approaches followed. The orthopedic surgeon offered to assist in spinal needle placement using fluoroscopy. Despite the use of x-ray and the involvement of two different experienced practitioners, the subarachnoid space could not be entered. Again the urgency of the surgery was questioned. After the previous concerns were reiterated, use of general anesthesia was again entertained. The patient was once again prepared for nasal intubation. With the patient supine and sedated, an attempt at a blind nasal intubation with a 6.0-mm internal diameter endotracheal tube was made by the second practitioner, who had extensive nasotracheal intubation experience. The tube passed the turbinate area through the right naris without difficulty. However, the tube then met with resistance. With the tube in that position, a laryngoscopy was performed. It was then that the source of resistance was recognized. Behind the posterior pharyngeal wall was the outline of the endotracheal tube, which appeared to end in a pouchlike formation. The differential diagnosis between retropharyngeal dissection and anatomical anomaly was briefly considered. There was no hemorrhage or evidence of hematoma. The tube was withdrawn from the naris. A successful oral intubation was subsequently accomplished with the aid of a fiberoptic scope, and the patient was then induced. Proper placement was confirmed by visual identification, equal bilateral breath sounds, chest rise, tube condensation, and end-tidal carbon dioxide monitoring. During the entire sequence of events, the patient had been continuously monitored and exhibited stable vital signs and satisfactory oxygen saturation with spontaneous respirations. Prophylactic dexamethasone was given after successful intubation. Antibiotics were considered, but they were not given at this time. The surgery then took place Journalof the American Association of Nurse Anesthetists without further complications. Before the conclusion of the procedure, laryngoscopic and fiberoptic visualization revealed no hemorrhage or hematoma. Because of her age, physical status, and difficulty of intubation, the patient was transferred to the intensive care unit with the endotracheal tube in place for postoperative ventilation. She was subsequently weaned, extubated without difficulty, and transferred to the floor. Follow-up with this patient revealed no deleterious effects from her course of airway management. Discussion A 1984 article by Chait and Poulton, although brief, was very informative.6 Retropharyngeal dissection occurs when the endoracheal tube dissects the tissue plane of the posterior pharyngeal mucosa. The nasopharynx is the general entry site of the mucosa. Overzealous efforts on the part of the anesthesia provider can contribute to the event. Bleeding may occur, and airway compromise is a viable consideration. However, the bleeding is usually self-limiting. The patient may exhibit a sore throat, which generally requires no intervention. The incidence of retropharyngeal dissection has not been quantified, because information is scarce. Specific management information does not appear to have been widely disseminated. Despite this, there are several possible recommendations the anesthesia provider can follow when faced with this scenario. The initial concern is that of recognition. Once the problem has been recognized, overall management and treatment modalities must be addressed. The recommendations in Table II represent the outcome of an extensive consultation with an authoritative otolaryngologist, D. Mayhew, MD, FACS, associate clinical professor of surgery, Michigan State University (personal communication, November 1992). Once the condition has been recognized and the tube has been verified as being in the retropharyngeal space, it must be removed immediately. Reintubation should then be accomplished by an alternate route. At that point or after the surgical procedure is completed but before extubation, the oral cavity and oropharynx should be inspected directly. It is not only possible to inspect the oropharynx but also the lower nasopharynx. During this inspection, the nasopharynx may also be palpated. If a hematoma of the nasopharynx is confirmed, incision and drainage (not aspiration) should be accomplished by an otolaryngologist at that time. The patient should then be seen for follow-up evaluation within 12 hours. June 1994/ Vol. 62/No. 3 Table II Recommended guidelines for the management of retropharyngeal dissection 1. High index of suspicion for complications 2. Recognition (visual or physiological parameters) 3. Immediate removal of nasotracheal tube 4. Reintubation by an alternate route 5. Inspect for hemorrhage prior to subsequent extubation (visual, palpation, instrumentation) 6. Suspect possible hematoma formation 7. Consult otolaryngologist early ifretropharyngeal dissection issuspected for appropriate intervention 8. Consider use of dexamethasone 9. Initiate regimen of broad-spectrum antibiotics 10. Ensure otolaryngologist follow-up for ominous manifestations: A. Airway obstruction B. Dyspnea C. Dysphagia D. Pain E. Hyponasal phonation F. Malaise G. Fever In the interim, the patient should be observed for such signs of hematoma as a hyponasal voice or the sensation of airway obstruction. Pain and fever are possible indicators of a developing abscess, so patient verbalization and temperature monitoring are indicated. The patient should be placed on a regimen of broad spectrum antibiotics prophylactically. In addition, in the days after the episode whether a hematoma was present or not, the patient should be urged to report any pain, malaise, dyspnea, voice change, or fever. There should be a reexamination approximately 1 week after the event. (The specific techniques of diagnosis and intervention by the otolaryngologist have been excluded, since they are beyond the scope of this article.) The technique of nasotracheal intubation requires an intimate knowledge of the pharyngeal anatomy. The pharynx is a musculomembranous tube that extends from beneath the surface of the skull to the level of the cricoid cartilage in front and to that level of the intervertebral disc between the fifth and sixth cervical vertebrae in back. The pharynx is subdivided into three parts, nasal, oral, and laryngeal. The nasopharynx lies behind the nose and above the soft palate. It is separated from the oropharynx by the soft palate. The nasopharynx is a midline structure that communicates with the oropharynx by the choanae. The orifice of the eustachian tube is located on its lateral wall. The nasopharynx is composed of the 275 mucous, fibrous, and muscular membranes. 7, 8 The mucous portion is continuous throughout the nares. Nasopharyngeal mucosa is vulnerable to damage. False passages (retropharyngeal dissection) may be created.2 p153 , 6 Accessory sinuses drain into the nasopharynx, making it possible for a major entry portal for bacteria. The rich supply of blood vessels create the ever-present danger of severe epistaxis. Serious consideration must be given before attempting intubation into an uncertain anatomy.3(P20 15) Preparation specific to the plan, as well as alternate airway management, must be meticulous. Intubation through the nasal route can be fraught with complications, such as epistaxis or turbinate fracture. Technique and experience can diminish both the number and severity of these complications. The nasopharynx may present with an abnormal anatomy, such as congenital malformations. Adenoids, polyps, and turbinates may all be injured or displaced during the procedure. 3 Severe epistaxis requiring intervention by an otolaryngologist may be necessary. Hemorrhage can complicate an already difficult situation. Nasal instrumentation requires gentle handling and patience during manipulation to avoid difficulties. Nasotracheal intubation can be accomplished either by the blind technique or under direct visualization. The preoperative physical examination will often elicit the most patent naris. By simply occluding each naris in sequence, the more patent naris can be identified. If necessary, visual examination can be accomplished. If there is no contraindication, the right naris should be chosen, because it accepts the tube more readily due to the tube configuration and the position of the Murphy eye. The tube will more likely pass the Kesselbach's plexus, as well as the turbinates, atraumatically. Fractures of the turbinates are a dramatic complication. Application of a topical anesthetic 4% lidocaine) with a vasoconstrictor added (phenylephrine) provides a more patent access to the pharynx. Alternatively, a 4% cocaine solution can be used. After lubrication with a water-soluble lubricant (lidocaine jelly), a soft nasal airway can be passed to determine patency. It should be noted that this soft airway will only aid in determining the nares' patency; it does not guarantee further dilation of the nares. 9 Trauma may still ensue during endotracheal tube placement. If the blind technique is employed, the anesthesia provider, after completing the preparation mentioned above, introduces the tube into the na- than the calculated oral tube. This blind technique is best used with the awake, sedated, or sleeping patient who has spontaneous respirations. Using gentle, steady pressure, the tube is advanced into the posterior pharynx, just above the glottic opening. By listening to the respirations at their maximal point through the tube, the anesthetist can verify the supraglottic position. The tube can then be advanced through the cords on inspiration (while they are open). It is not uncommon for the tube to impinge on the anterior commissure of the glottis. Flexion of the neck will be required to complete endotracheal intubation in this instance. Extension will enable intubation when the tube repeatedly enters the esophagus.' 1P 555) Usually, gentle rotation of the head (if not contraindicated), not the tube, will facilitate successful intubation. Generally, a cough is elicited and air is expelled through the tube. The tube should then be advanced approximately another 2.5 to 4 cm to move the cuff beyond the glottic rim. At this time the cuff is inflated and its position is verified by bilateral lung and epigastric auscultation, as well as by end-tidal carbon dioxide monitoring. When the patient is connected to the breathing circuit, the reservoir bag movement will correspond to respirations. If he or she is not already anesthetized, the patient is then induced. In the unconscious patient who does not have spontaneous respirations, the technique can be attempted blindly; however, its success is limited. It is better to place the tube (as described above) at the glottic opening, then use direct laryngoscopy and MaGill forceps, if necessary, to pass the tube under direct visualization. It is imperative that esophageal intubation be recognized and corrected immediately. All possible modalities should be utilized, i.e., visual inspection, bilateral lung and epigastrium auscultation, observation of chest rise, condensation in the tube, reservoir bag movement, and end-tidal carbon dioxide confirmation. No single modality is conclusive. A combination of all modalities must be used in order to verify proper endotracheal tube placement. 2 3 There are various indications for nasotracheal intubation, such as surgical field requirement, longterm placement, or a difficult oral approach. Nasotracheal intubation carries the possibility of serious complications, such as infection, necrosis, and ulceration of the inferior turbinate, as well as sinusitis and otitis.3 As with any technique, nasotracheal intubation has contraindications including coagulopathy, ris at a nearly perpendicular (90-degree vertical) angle. The tube is generally one full size smaller pathology (such as congenital pharyngeal bursa), 276 and certain facial fractures. 10 The classic contrain- Journalof the American Association of Nurse Anesthetists dication to nasal tracheal intubation is basilar skull fracture. The tube may be introduced past the cribriform plate into the brain. Summary Retropharyngeal dissection is a rare complication of nasotracheal intubation. Although rare, this complication, with possible dramatic effects, should not be discounted. Serious sequelae may result from retropharyngeal dissection, such as hemorrhage, hematoma, or abscess formation, as well as subcutaneous emphysema if air is introduced by positive pressure ventilation. When faced with this complication there are various actions that can be taken to improve patient outcome. The recommendations made here are intended only as guidelines. Despite an exhaustive literary search for this case study, there was a conspicuous absence of literature concerning this potentially devastating complication, prompting extensive reliance on textbooks and a specialty consultation with an otolaryngologist for guidance. Perhaps the lack of reported complications in the current literature is due to the medicolegal climate, but that would not explain the historical absence of published reports. To alert and enlighten anesthesia professionals, such occurrences should be reported. REFERENCES (1) Barash PG, Cullen BF, Stoelting RK. ClinicalAnesthesia Philadelphia, Pennsylvania: J.B. Lippincott Company. 1981. (2) Benumof JF. ClinicalProceduresin Anesthesia and Intensive Care. Philadelphia, Pennsylvania: J.B. Lippincott Company. 1992 June 1994/ VoL 62 /No. 3 (3) Stone DJ, Gal TJ. Airway management. In: Miller RD ed. Anesthesia 3rd ed. New York: Churchill Livingstone. 1990:1289. (4) Tintinalli JE, Claffey J. Complications of nasotracheal intubation. Ann Emerg Med 1981;10:142-144. (5) Mallampati SR, Gatt SP, Gugino LD, et al. A clinical sign to predict difficult tracheal intubation: A prospective study. Canadian Anaesthetists Society JournaL 1985;32:429-434. (6) Chait DH, Poulton TJ. Case report: Retropharyngeal perforation, A complication of nasotracheal intubation. Nebr Med J. 1984;March: 68-69. (7) Gray H. Gray's Anatomy. Philadelphia, Pennsylvania: Running Press. 1974:889-890. (8) Wong YK, Novotny GM. Retropharyngeal space-A review of anatomy, pathology, and clinical presentation. J OtolaryngoL 1978;7: 6,528-532. (9) Adamson DN, Theisen FC, Barrett KC. Effect of mechanical dilation on nasotracheal intubation. J Oral Maxillofac Surg. 1988;46:372-375. (10) Gallagher JV, Vance MV, Beechler C. Difficult nasotracheal intubation: A previously unreported anatomical cause. Ann Emerg Med. 1985;14:3,258-260. AUTHOR William W. Landess, CRNA, MS, JD, received his bachelor of science in nurse anesthesia degree in 1985 and his master of science in 1993 from the University of Kansas Nurse Anesthesia Program. In 1992, he obtained a juris doctorate from the Thomas M. Cooley School of Law in Lansing, Michigan, and was admitted to the Michigan Bar the same year. Mr. Landess is an assistant professor of anesthesia for Michigan State University. He is the chief anesthetist at St. Lawrence Hospital, Lansing, Michigan, as well as the clinical coordinator for the Acute Pain Management Service that is jointly operated by the university and the hospital. He is also on the editorial board of the Anesthesia Malpractice Protector. ACKNOWLEDGMENTS The author would like to thank Dr. Richard Ferro for supporting this project, as well as Dr. Henry Beckmeyer for his continued commitment to the educational process. Also, his gratitude goes to Jan Claytor, medical librarian. He extends special thanks to Twyla Landess, CRNA, MS, for her support and to Chuck Biddle, CRNA, PhD, for being his mentor and role model. 277