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Topological Quantum Field Theories in Topological Recursion Campbell Wheeler Paul Norbury The University of Melbourne Outline We aim to find an elementary construction of a class of 2-dimensional Topological Quantum Field Theories that arise out of Topological Recursion. We know that there is some 2-dimensional Topological Quantum Field Theory contained in the output of some Topological Recursion due to results in Cohomological Field Theory [6]. We consider a graphical approach to both 2-dimensional Topological Quantum Field Theory and Topological Recursion and use these to try and find this construction. Topological Quantum Field Theories Firstly we will discuss some of the physical motivation behind Topological Quantum Field Theories then describe there axioms and how these can be interpreted using category theory. Then we’ll see how they are motivated by the physics. Many of these ideas are attributed to M. Atiyah and E. Witten and the following papers and book go into much more depth than we will here [1] [7]. We will however try to keep the discussion simpler. 1 Motivation Not surprisingly the motivation behind the axioms of a Topological Quantum Field Theory comes from Quantum Field Theory. To define a Quantum Field Theory on some manifold we must specify some action, S(φ), which is a function of the fields, φ, on the manifold. This action completely determines the physics on this manifold. When we say physics we mean expectation values and correlation functions between physical observables which is the output of a Quantum Field Theory. One way calculations are carried out is through Feynman integrals. They are of the following form Z hW i = W eiS(φ) dφ where the right is an integral over all fields of the theory. In analogy with the partition function of statistical mechanics we can define what is called the partition function of our theory which is like the expectation value of 1. It is given by the following Z Z = eiS(φ) dφ Now for particularity nice actions, that are independent of the metric given to the manifold the Quantum Field Theory is on, the partition function Z will be an invariant of the manifold. An example of such an action is the Chern-Simons action [1] [4]. These integrals aren’t well defined so we try to formulate axioms that will not rely on these ill defined integrals but capture the information they hold. The direct link between the axioms is complex and needs more discussion than we will go into. See [4] for more. The axioms given next are based on axioms given in [4] which are based on axioms given in [1]. Axioms A (n+1)-dimensional Topological Quantum Field Theory associates to every n-dimensional (smooth compact orientable) manifold, Σ, a vector space, Z(Σ), and to every (n+1)dimensional (smooth compact orientable) manifold with boundary, M , to a linear functional, Z(M ), with the following properties. (A visual aid is given below) • (Vacuum) Z(∅) = C • (Duality) Z(Σ∗ ) = Z(Σ)∗ • (Multiplicity) Z(Σ1 t Σ2 ) = Z(Σ1 ) ⊗ Z(Σ2 ) 2 These aren’t the only rules but they are the main ones and give a feel for how it works. We wish to simplify the discussion so we don’t need to list an extensive list of axioms. It is important to note that gluing is achieved through contracting, the natural map from the tensor product of a vector space and it’s dual to the field. This will require us gluing boundary components with opposite orientation. See [1] [4] for more. Functorality The notation used above to denote the vector space, Z(Σ), associated to the ndimensional (smooth compact orientable) manifold, Σ, is for a reason. The reason is that if we list the way the association works with all the rules and we know a little category theory we can see that this association is actually a functor from two categories. It is a functor from the category of (n+1)-dimensional cobordisms to the category of vector spaces (both with some extra structure). Noting this we can define a (n+1)-dimensional Topological Quantum Field Theory as follows. An (n+1)-dimensional Topological Quantum Field Theory is a functor, Z, from the category of (d+1)-dimensional cobordisms to vector spaces. 3 This definition is compact but using the rules directly is often clearer and in what follows we won’t really touch on the fact that a Topological Qunatum Field Theory, Z, is a functor. 2-dimensional Topological Quantum Field Theories We will build up to the statement of a classification theorem of 2-dimensional Topological Quantum Field Theories. We will use results from the classification of surfaces to do this. We will then also describe some algebra structure every 2-dimensional Topological Quantum Field Theory will have and use this to show that every 2dimensional Topological Quantum Field Theory is equivalent to some Frobenious Algebra and visa versa. Classification of Surfaces Theorem - Classification of surfaces with boundary A (smooth connected compact orientable) surface with boundary is completely determined by its number of connected boundary components and its genus (i.e. the number of handles). [6] This means we will write a given surface with boundary as Mg,n where g represents the genus and n represents the number of connected boundary components. Boundary Components Note also that the each connected boundary component is isomorphic to S 1 , the circle. This means that from the axiom of multiplicity we can get the vector space of any boundary component from the vector space associated to the circle. We do this by applying the axiom which will give us some tensor product of the vector space Z(S 1 ). Constructing Surfaces It is important to note that every connected surface (besides the sphere, two holed sphere/cylinder and the torus) can be built out of gluing three holes spheres (pairs of pants in the language of [6] or trinions in the language of [4]). This is easy to see after we have the classification theorem and a pen and paper. From this we can see that every surface can be built using one holed spheres, two holed spheres and there holed spheres. 4 Classification From the construction of surfaces and the possible boundary components we can see that the following association completely determines a 2-dimensional Topological Quantum Field Theory. | Z(S 1 ) 1 η 5 c | Every vector space and surface can be gotten by taking disjoint unions or by pasting one holed spheres and three holed spheres. We use the reversed orientation of the cylinder to paste things together. Note that in this way the cylinder acts like a semimetric (i.e. can be negative) as we can use it as a non-degenerate inner product. Pasting and disjoint union are governed by the axioms so once these are specified everything is determined. Algebra Structure We can view the three holed sphere as giving us some kind of multiplication when we contract (glue) it to a cylinder. The following is a visual proof that this multiplication is associative. In fact this multiplication is unital, commutative and associative. Also note that with the cylinder we have a non-degenerate inner product that satisfies the following ha, b · ci = ha · b, ci the proof is again given visually below. 6 This collection of facts describes a Frobenious algebra and in fact every Frobenious algebra is determined by the same four things we listed above. A vector space, commutative and associative multiplication, a unit and a non-degenerate inner product that satisfies the above statement. Semi-Simple If a Frobenious algebra has a basis {e1 , ..., en } that satisfies the relation below we call this Frobenious algebra semi-simple. ei · ej = δij ei Note δij is the Kronecker delta. From this definition one can see that we have 1= n X ei i Calculations are then very trivial if we are given such as basis. In fact given such a basis the following numbers will determine our Frobenious algebra. {h1, e1 i, ..., h1, en i} Using some properties of the Frobenious algebra this is the same as the following. {he1 , e1 i, ..., hen , en i} 7 These numbers are then what we need to describe a semi-simple 2-dimensional Topological Quantum Field Theories. This is interesting as if we have a semi simple Topological Quantum Field Theory there is a list of numbers that completely determine the theory. Problem Finding the idempotent basis is not necessarily easy. To find the basis in terms of a general basis we need to solve multiple quadratic equations in multiple variables. This becomes computationally difficult when we have large numbers of variables and equations. An example of the kind equations needed to be solved is given here α2 + 3β 2 + 2γ 2 = α 2αβ + 4βγ = β γ 2 + 2αγ + 3β 2 = γ (This example came from the center of the group algebra generated by S3 and is only a subset of the list of equations needed to be solved to find the basis) There are a few solutions to these equations that are interesting when we consider the full set of equations. They are given here. α=β=γ= 1 6 α = −β = γ = 1 6 2 α= , 3 β = 0 and γ = −1 3 They will actually be the coefficients needed to switch the standard basis for the center of the group algebra to the idempotent basis. Graphical Approach We are going to describe a graphical method that can be used to compute various linear functionals from the four things that classify our surface. This method is reminiscent of that used when discussing Feynman Diagrams. Pair of Pants Decomposition to a Graph As mentioned in the classification of surfaces every surface can be constructed out of pairs of pants, that is three holed spheres. Instead of considering a possible construction (note that in general there will be many possible ways to construct a given surface out of pairs of pants) we will now consider a possible decomposition given some surface. Once given this decomposition we will associate to this a trivalent graph (each internal vertex having three edges going into it). The way we will do 8 this is by letting each pair pants be a vertex and each boundary component or glued boundary be represented by an edge. This process is illustrated here. Note that the number of edges and vertices (3g − 3 + n and 2g − 2 + n respectively) is independent of our decomposition. Colourings of Graphs Once we have graph we can start to determine our linear functional. The way we do this is by colouring the external vertices with the vectors we wish to input into our functional. A colouring is basically just some labelling. So we label the end of an edge by some vector. We can only consider basis elements as the input as anything else will be some linear combination of these and the linear functionality means we can calculate that using the linearity. Once we have an input we wish to compute, we colour the ends of each edge (i.e. each edges has two colours) by the basis vectors and consider all possible colourings. We associate a weight to each colouring and then sum over all possible colourings. Say we consider a 2-dimensional Frobenious algebra with basis {e0 , e1 }. The following is an example of a colouring for the Topological Quantum Field Theory described below in Benefits. 9 Weight of a Colouring The weight associated to a colouring comes from associating a weight to each edge and vertex then multiplying these together. These weights come from the reciprocal of the cylinder of the two coloured vectors of an edge (the cylinder = edge = η) and the value of the pair of pants of the three coloured vectors of a vertex (the pair of pants = vertex = c) respectively. Note that one needs to check that when we sum over all colourings we get the the same result no matter what decomposition we use. This is of course true. Benefits For a graph with 6 internal edges we already have 212 possible colourings for a two dimensional vector space so this doesn’t seem to help in any calculation. However if we choose a nice basis most of the weights may go to zero and then we can rule out all but few colourings which greatly simplifies the kind of calculation we’d have to do otherwise which would involve large strings of tensor products. An especially nice example is with the idempotent basis which gives either zero or one possible non-zero colouring for each input. For a slightly more complex example let {e0 , e1 } be a basis for Z(S 1 ). Consider the following outputs for the cylinder and the pair of pants. 1 if i 6= j η(ei , ej ) = 0 if i = j 10 c(ei , ej , ek ) = 1 if i + j + k is odd 0 if i + j + k is even This is an example that arises in Cohomological Field Theories. Notice only colourings with opposite vectors on each edge will be non-zero. In fact with this example there will be either 0 or 2g non-zero colourings and each colouring will have weigh 1 in this way we can actually determine the following result. P g 2 if g + n − nj=1 ij is odd P Z(Mg,n )(ei1 , ..., ein ) = 0 if g + n − nj=1 ij is even The idea is that either we have no colourings or that each handle gives us two possible colourings. A picture is given here to give an intuitive idea of the argument one would use to prove this. Topological Recursion We will give a brief introduction to Topological Recursion and how we can describe it through a similar graphical approach to that used in the topological quantum field theory. We will talk about some key differences and similarities. 11 Plane Curves and Symplectic Invariants A plane curve is a subset of C2 defined by a polynomial equation in the two variables. The set is given by the expression {(x, y) ∈ C2 | p(x, y) = 0} for some polynomial, p in x and y. This set will be some surface or a one dimensional complex manifold immersed in C2 . This will not necessarily be an embedding and we may have self intersection (e.g. the Klein Bottle can be immersed in R3 but can’t be embedded). Eynard and Orantin developed a sequence of meromorphic differentials ωng to recursively define symplectic invariants F g = ω0g on a genus zero immersed plane curve where the branch points in the coordinate x are simple (have only one twist). These invariants are invariant under automorphisms of C2 that preserve the symplectic form dx ∧ dy. See the introduction in [5] and also [2] and [3]. The Recursion The recursion that they defined has the following base and kernel which are defined in terms of the immersion of the plane curve, (x, y). Note this kernel will need only be defined close to the branch points of x in it’s second variable and that when z is near a branch zb denotes the unique point such that x(z) = x(b z ). ω10 (z1 ) = y(z1 )dx(z1 ) ω20 (z1 , z2 ) = B(z1 , z2 ) = dz1 dz2 (z1 − z2 )2 Rz K(z1 , z) = B(z1 , z 0 ) 2(y(z) − y(b z ))dx(z) zb From these kernels the recursion is defined as follows. X g X g−1 g2 g 1 ωn+1 Res K(z1 , z) ωn+2 (z, zb, zS ) + ω|I|+1 (z1 , zS ) = (z, zI )ω|J|+1 (b z , zJ ) a∈A z=a ItJ=S g1 +g2 =g where S = {2, ..., n + 1}, I 6= ∅ and J 6= ∅ and A is the set of branch points. 12 Diagrammatic Representation This expression looks a little messy but there is a nice way to think about it that makes it much clearer. We view the ωng as connected surfaces with n boundary points and genus g. Then we can picture the recursion as follows. • View K as a pair of pants • Consider all ways to glue a disjoint union of connected surfaces to two of the holes in the pair of pants to get n boundary components and genus g. • Weight each possible gluing by the product of the ωng ’s associated to each connected surface being glued. • Sum over all gluings considered and then sum over the residue at every branch point. The process is given visually here. Graphical Representation We can represent these diagrams graphically like we did for the 2-dimensional Topological Quantum Field Theories but there is much more structure that needs to be added. Representing them graphically we can actually ignore the fact we are using a recursion and go straight to the expression we’re interested in. Doing this we don’t just consider one pair of pants decomposition we consider every possible decomposition. There is even more structure on top of that. A full description of this process can be found in section 4.5 of [2]. 13 Research A large portion of this project is actually trying to find the Topological Quantum Field Theory in this Topological Recursion. We have came to some kind of result but this still needs more work. We’ll briefly highlight where we expect to see the Topological Quantum Field Theory. We’ll also briefly describe some ideas of how the recursion could lead to a Topological Quantum Field Theory. Where is the Topological Quantum Field Theory? Here are some examples of the ωng for the plane curve y 2 −yx+1 = 0 with x(z) = z + z1 and y(z) = z. Note zb = z1 . ω30 (z1 , z2 , z3 ) ω11 (z1 ) = = ! 1 1 1 1 − dz1 dz2 dz3 2 (1 − z1 )2 (1 − z2 )2 (1 − z1 )3 2 (1 + z1 )2 (1 + z2 )2 (1 + z1 )3 ! 1 1 1 1 1 1 1 1 1 1 1 1 − − − + + dz1 16 (1 − z1 )4 16 (1 − z1 )3 32 (1 + z1 )2 16 (1 + z1 )4 16 (1 + z1 )3 32 (1 + z1 )2 We expect to see a Topological Quantum Field Theory contained in the coefficient of the highest order pole. We think of the poles as representing the input of various basis vectors. The dimension of our vector space will in fact be the number of poles. This is an interesting problem as there are many different coefficients in font of these poles including intersection numbers on the moduli space of curves which are quite complex mathematical objects. A closer look at K It is interesting to look at the behaviour of K when we consider close to the branch points of the second variable. We can write K as follows. K(z1 , z) = 1 dz1 1 z − zb 2 y(z) − y(b z ) (z − z1 )(b z − z1 ) dx(z) If we consider z → a where a ∈ A and assume dy (a) 6= 0 then we have the following. dz 1 z − zb 1 dz1 lim K(z1 , z) → 2 2 z→a y(z) − y(b z ) (a − z1 ) dx(z) 14 It seems that the limit in this formula may play an important role in this problem. It seems similar to a derivative of y this may possibly be important. Taking this limiting case of K makes it seem very similar to the B (note the second last term). So maybe this contains the information of the edge as well as the vertex which may be interesting. The other aspect that may be important is the terms of z to the form db z . This will add another derivative into the terms of the recursion ( db dz be exact) so this will play an interesting role. The aim of this direction is try and see possible coefficients that can be pulled out of the recursion to get back a Topological Quantum Field Theory. Acknowledgements I would like to thank AMSI and the University of Melbourne for giving me the opportunity to take part in this research project. I’d also really like to thank Paul Norbury for the countless number of conversations and for advice. This has been a really enjoyable experience and I think that this is largely due to the person I did a lot of the hands on work with. So lastly I’d like to thank Anupama Pilbrow for working on the project with me and for the many valued conversations. References [1] M. Atiyah. The geometry and physics of knots. Cambridge University Press, 1990. [2] N. Orantin B. Eynard. Invarients of algebraic curves and topological expansion, 2007. [3] N. Orantin B. Eynard. Topological recursion in enumerative geometry and random matrices. Journal of Physics A: Mathematical and Theoretical, 42, 2009. [4] R. Lawrence. An introduction to topological field theory, 1994. [5] P. Norbury. Counting lattice points in the moduli space of curves, 2008. [6] Paul Norbury. Various conversations, 2014/2015. [7] E. Witten. Quantum field theory and the jones polynomial. Comunications in Mathematical Physics, 1989. 15