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On the weak topology of Banach spaces
JERZY KA̧KOL
A. MICKIEWICZ UNIVERSITY, POZNAŃ
Dedicated to professor Jose Bonet on the occasion of his 60th birthday
Valencia 2015
JERZY KA̧KOL
On the weak topology of Banach spaces
Certain topological properties of function spaces have been
intensively studied from many years. Particularly, various
topological properties generalizing metrizability attracted
specialists both from topology and analysis. One should
mention, for example, Fréchet-Urysohn property, sequentiality,
k-space property, kR -space property.
1
metric ⇒ first countable ⇒ Fréchet-Urysohn ⇒
sequential ⇒ k-space ⇒ kR -space .
2
sequential ⇒ countable tightness.
Theorem 1 (McCoy-Pytkeev)
For a completely regular Hausdorff space X the space Cp (X ) is
Fréchet-Urysohn iff Cp (X ) is sequential iff Cp (X ) is a k-space
iff Cp (X ) is sequential. If X is a compact space, Cp (X ) is
Fréchet-Urysohn iff X is scattered.
JERZY KA̧KOL
On the weak topology of Banach spaces
1
2
3
4
X is sequential if every sequentially closed subset of X is
closed.
X is a k-space if for any Y any map f : X → Y is
continuous, whenever f |K for any compact K is
continuous. X is a kR -space if the same holds for Y = R.
X has countable tightness if whenever x ∈ A and
A ⊆ X , then x ∈ B for some countable B ⊆ A.
X is Fréchet-Urysohn if whenever x ∈ A and A ⊆ X ,
there exists a sequence in A converging to x.
Bw the closed unit ball of a Banach space E with the weak
topology w := σ(E , E 0 ), Ew := (E , σ(E , E 0 )).
Problem 2
Characterize those Banach spaces E for which Ew (Bw , resp.)
is a kR -space.
JERZY KA̧KOL
On the weak topology of Banach spaces
1
The space Cc (X ) is complete iff X is a kR -space.
2
Corson 1961 started a systematic study of certain
topological properties of the weak topology of Banach
spaces.
3
This line of research provided more general classes such as
reflexive Banach spaces, Weakly Compactly Generated
Banach spaces and the class of weakly K-analytic and
weakly K-countably determined Banach spaces (works of
Corson, Amir, Lindenstrauss, Talagrand, Preiss,....).
Still active area of research, for example the modern
renorming theory deals also with spaces Ew .
4
For a Banach space E the space Ew is Lindelöf iff Ew is
paracompact iff Ew is normal (Reznichenko).
JERZY KA̧KOL
On the weak topology of Banach spaces
The space Ew is metrizable iff E is finite-dimensional BUT Bw
is metrizable iff E 0 is separable (well-known!). Nevertheless,
we have the following classical
Theorem 3 (Kaplansky)
If E is a metrizable lcs, Ew has countable tight.
Extension to class G done by Cascales-Kakol-Saxon.
Theorem 4 (Schluchtermann-Wheller)
If E is a Banach space, then Ew is a k-space iff E is
finite-dimensional.
The question when Ew is homeomorphic to a fixed model
space from the infinite-dimensional topology is very restrictive
and motivated specialists to detect above conditions only for
some natural classes of subsets of E , e.g., ball Bw .
JERZY KA̧KOL
On the weak topology of Banach spaces
Theorem 5 (Schluchtermann-Wheller)
The following conditions are equivalent for a Banach space E :
(a) Bw is Fréchet–Urysohn; (b) Bw is sequential; (c) Bw is a
k-space; (d) E contains no isomorphic copy of `1 .
Compare with the Cp (X ) case above!
Theorem 6 (Keller-Klee)
Let E be an infinite-dimensional separable reflexive Banach
space. Then Bw is homeomorphic to [0, 1]ℵ0 .
Problem 7
Characterize those separable Banach spaces E for which Ew
are homeomorphic.
JERZY KA̧KOL
On the weak topology of Banach spaces
Having in mind Problem 1 we consider also the following
concept.
1
A Tychonoff (Hausdorff) space X is called an Ascoli
space if each compact subset K of Cc (X ) is evenly
continuous.
2
For a topological space X , denote by ψ : X × Cc (X ) → R,
ψ(x, f ) := f (x), the valuation map. Recall that a subset
K of Cc (X ) is evenly continuous if the restriction of ψ
onto X × K is jointly continuous, i.e. for any x ∈ X , each
f ∈ K and every neighborhood Of (x) ⊂ Y of f (x) there
exist neighborhoods Uf ⊂ K of f and Ox ⊂ X of x such
that Uf (Ox ) := {g (y ) : g ∈ Uf , y ∈ Ox } ⊂ Of (x) .
3
k-space ⇒ kR -space ⇒ Ascoli space. (by Noble)
4
A space X is Ascoli iff the canonical valuation map
X ,→ Cc (Cc (X )) is an embedding.
JERZY KA̧KOL
On the weak topology of Banach spaces
Theorem 8 (Gabriyelyan-Kakol-Plebanek)
A Banach space E in the weak topology is Ascoli if and only if
E is finite-dimensional.
Theorem 9 (Gabriyelyan-Kakol-Plebanek)
The following are equivalent for a Banach space E .
(i) Bw embeds into Cc (Cc (Bw )).
(ii) Bw is a kR -space.
(iii) Bw is a k-space.
(iv) A sequentially continuous real map on Bw is continuous.
(v) E does not contain a copy of `1 .
JERZY KA̧KOL
On the weak topology of Banach spaces
Let E be a Banach space containing a copy of `1 and again let
Bw denote the unit ball in E equipped with the weak topology.
We know already that Bw is not a kR -space iff there is a
function Φ : Bw → R which is sequentially continuous but not
continuous. How to construct such a function for E containing
a copy of `1 ?
Recall that a (normalized) sequence (xn ) in a Banach space E
is said to be equivalent to the standard basis of `1 , or simply
called an θ-`1 -sequence, if for some θ > 0
n
n
X
X
ci xi ≥ θ ·
|ci |,
i=1
i=1
for any natural number n and any scalars ci ∈ R.
JERZY KA̧KOL
On the weak topology of Banach spaces
Lemma 10 (Gabriyelyan-Kakol-Plebanek)
Let K be a compact space and let (gn ) be a normalized
θ-`1 -sequence in the Banach space C (K ). Then there exists a
regular probability measure µ on K such that
Z
|gn − gk | dµ ≥ θ/2 whenever n 6= k.
K
Example 11 (Gabriyelyan-Kakol-Plebanek)
Suppose that E is a Banach space containing an isomorphic
copy of `1 . Then there is a function Φ : Bw → R which is
sequentially continuous but not continuous.
JERZY KA̧KOL
On the weak topology of Banach spaces
1
Let K denote the dual unit ball BE ∗ equipped with the
weak ∗ topology. Let Ix be the function on K given by
Ix(x ∗ ) = x ∗ (x) for x ∗ ∈ K . Then I : E → C (K ) is an
isometric embedding.
2
Since E contains a copy of `1 , there is a normalized
sequence (xn ) in E which is a θ-`1 -sequence for some
θ > 0. Then the functions gn = Ixn form a θ-`1 -sequence
in C (K ). There is a probability measure µ on K such that
R
|gn − gk | dµ ≥ θ/2 whenever n 6= k.
K
R
Define a function Φ on E by Φ(x) = K |Ix| dµ. If yj → y
weakly in E then Iyj → Iy weakly in C (K ), i.e. (Iyj )j is a
uniformly bounded sequence converging pointwise to Iy .
Consequently, Φ(yj ) → Φ(y ) by the Lebesgue dominated
convergence theorem. Thus Φ is sequentially continuous.
3
JERZY KA̧KOL
On the weak topology of Banach spaces
1
We now check that Φ is not weakly continuous at 0 on
Bw . Consider a basic weak neighbourhood of 0 ∈ Bw of
the form
V = {x ∈ Bw : |xj∗ (x)| < ε for j = 1, . . . , r }.
2
Then there is an infinite set N ⊂ N such that xj∗ (xn ) n∈N
is a converging sequence for every j ≤ r . Hence there are
n 6= k such that |xj∗ (xn − xk )| < ε for every j ≤ r , which
means that (xn − xk )/2 ∈ V . On the other hand,
Φ (xn − xk )/2 ≥ θ/4 which demonstrates that Φ is not
continuous at 0.
JERZY KA̧KOL
On the weak topology of Banach spaces
Theorem 12 (Pol)
For a metric separable space X the space Cc (X ) is a k-space
iff X is locally compact.
Theorem 13 (Gabriyelyan-Kakol-Plebanek)
For a metrizable space X , Cc (X ) is Ascoli if and only if Cc (X )
is a kR -space if and only if X is locally compact.
Problem 14
Is the ball Bw a stratifiable space (in sense of Borges) in the
space `1 ?
Conjecture: Bw is stratifiable iff Bw is metrizable. Avilles and
Marciszewski (very recently, preprint) proved that if H is a
nonseparable Hilbert space then Bw is not stratifiable.
JERZY KA̧KOL
On the weak topology of Banach spaces