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ORIGINAL ARTICLE Mandibular lip bumper treatment and second molar eruption disturbances Fabrizia Ferro,a Gloria Funiciello,b Letizia Perillo,c and Paolo Chiodinid Naples, Italy Introduction: Mandibular lip-bumper (LB) nonextraction treatment, usually started before complete second molar (M2) eruption, inevitably interacts with the development of the dentition. Yet, its effects on M2 eruption are still unknown. The first aim of this study was to retrospectively investigate whether LB therapy (260 patients) enhances the risk for M2 ectopic eruptions and impactions in comparison with 135 untreated subjects. The second aim was to assess, among treated patients (n 5 197), the main potential determinants of M2 impaction and ectopic eruption. Methods: M2 eruption and impaction were determined on panoramic radiographs. To assess the predictive role of M2 inclination in relation to the first molar, a panoramic radiograph suitable for this measurement before treatment was required. The data were analyzed by using software (version 8.2, SAS, Cary, NC). Results: LB treatment significantly enhanced M2 impaction and ectopic eruption. Negative prognostic factors were found. An initial inclination of the M2 greater than 30 was significantly associated with a higher impaction risk compared with an angulation less than10 . LB treatment duration longer than 2 years increased the risk of ectopic eruptions. Conclusions: While gaining space in the anterior arch, unwanted effects might be produced in the posterior arch. To be informed about these unplanned events is necessary to better optimize treatment. (Am J Orthod Dentofacial Orthop 2011;139:622-7) M andibular second molar (M2) eruption is a complex event, requiring the uprighting of its mesially inclined path, further guided by the distal root of the first molar (M1) and resorption of the mandibular anterior ramus.1 Failure of the M2 to correctly erupt can lead to disturbances from ectopic eruption to impaction. The latter event is increasing in normal populations,2 and its multifactorial etiology is not completely clear.3,4 Among the registered risk factors, a marked M2 to M1 angulation (.20 ) was indicated.2 This physical relationship between M1 and M2 is delicate and requires adequate spacing in the bone. Hence, both space deficit2,5 and surplus6,7 appear to be possible factors disturbing the correct eruption of M2. a Free Practitioner in Orthodontics, Naples. Postgraduate student, Department of Dentistry, Orthodontics and Oral Surgery, Faculty of Medicine and Surgery, Second University of Naples. c Associate professor and head, Postgraduate Orthodontic Program, Department of Dentistry, Orthodontics and Oral Surgery, Faculty of Medicine and Surgery, Second University of Naples. d Researcher, Medical Statistics, Department of Medicine and Public Health, Faculty of Medicine and Surgery, Second University of Naples. The authors report no commercial, proprietary, or financial interest in the products or companies described in this article. Reprint requests to: Fabrizia Ferro, P.za Santa Maria La Nova, 8, 80134 Napoli, Italia; e-mail, [email protected]. Submitted, March 2009; revised, June 2009; accepted, July 2009. 0889-5406/$36.00 Copyright Ó 2011 by the American Association of Orthodontists. doi:10.1016/j.ajodo.2009.07.024 b 622 Because the management of arch spacing belongs to the orthodontic specialty, its treatments have already been cited among the hypothetic causes or concauses for eruption delays, disturbances, and impactions.8,9 The therapies discussed here are nonextraction treatments started early, before complete eruption of M2. Indications for early intervention are usually dental crowding and biprotrusion correction. In addressing this issue, the most used device is the mandibular lip bumper (LB), widely recognized for successfully expanding dental arches in the transversal, sagittal, and vertical planes.10-13 More specifically, LBs produce posterior sagittal expansion of the arch, through distal tipping of the M1,14-16 which becomes more effective when adding buccal shields.17 If M1 distal tipping creates mesial space, thus helping crowding resolution, it also reduces distal space, presumably disturbing the adjustment processes of M1, M2, and bone spacing, necessary for a physiologic eruption of M2. The implications and effects of LB use on M2 eruption are yet to be investigated. The primary aim of this retrospective investigation was to verify whether LB treatment enhances the risk of M2 impaction or ectopic eruption in comparison with untreated subjects. The secondary aim was to assess, among treated patients, the main determinants in the development of impaction or ectopic eruption problems. Ferro et al MATERIAL AND METHODS From 890 patients who consecutively visited an experienced orthodontist from 1982 to 2004, those with anterior mandibular crowding of 2 mm or more were collected for this study (n 5 683). Exclusion criteria were M2 eruption and all possible factors predisposing or impeding M2 impaction, such as agenesis, dental inclusions, destroying caries, and previous dental extractions.18 Patients with inadequate documentation or without a panoramic radiograph for M2 eruption or impaction diagnosis were excluded (Fig). Of the 451 remaining subjects, 56 had treatments other than gingival LBs and were excluded from the investigation. The 260 patients treated with the LB and the 135 who received no therapy were included in the study. Because of the variety of LB designs, the appliance was limited to 1 design: the gingival level in the vertical plane, under the action of the perioral muscles. Patients could remove the LB by themselves but were asked to wear it 24 hours a day, taking it out only for meals. LB treatment duration was individually dictated by crowding severity and cooperation. Panoramic radiographs were used for the determination of M2 eruption or impaction. An M2 was considered erupted once it reached the functional occlusal plane with its mesial marginal ridge at the same level of the M1’s distal marginal ridge. Impaction was diagnosed for molars whose eruption was interrupted before gingival emergence by physical barrier or abnormal dental position.19 Even if three quarters of root development already indicated a good maturational stage for eruption, closed apices were necessary for impaction diagnosis for an easier standardized method.20 Patient age was calculated at the radiographic diagnosis. To assess the predicting variables, we used a pretreatment panoramic radiograph when the inclination measurements of M2 to M1 were possible before the beginning of treatment and M2 eruption.2 Hence, of the 260 treated patients, 197 with a panoramic radiograph suitable for M2 to M1 inclination measurement were further selected. On these tracings, a line was drawn through the midpoints of the occlusal surfaces and root bifurcations of both M1 and M2; the superior anterior angle resulting from the intersection of M1 and M2’s longitudinal axes indicated the degree of M2 inclination. Age at the beginning of LB treatment was also calculated. All patients gave their consent for data publications. Statistical analysis The data were analyzed by using SAS software (version 8.2, SAS, Cary, NC). Continuous variables were 623 expressed as means and standard deviations and compared with unpaired Student t tests. Category variables were expressed as absolute numbers and percentages and compared by using the chi-square test. The 2 groups (treated and control) were compared with multivariate logistic regression analysis, since a variety of factors might have acted together and influenced the M2 impaction and ectopic eruption. Results were presented as odds ratios (OR) with corresponding 95% confidence interval (CI). For this analysis, the data were summarized at the patient level, defining for each outcome (M2 impaction or ectopic eruption) a variable that was given the value 1 if at least 1 tooth (left or right) reached the outcome, and the value 0 if neither of the 2 teeth reached the outcome. The covariates were included in the models a priori by identifying the potential confounders in the comparison between the 2 groups. Possible differences in patient follow-ups between the 2 groups were taken into account, including age at radiographic diagnosis in the model. For the second aim, generalized estimating equation logistic regression models were used to identify the main potential determinants of M2 impaction and ectopic eruption in the treated group, but using data at the dental level. A generalized estimating equation regression model was used to account for patient-level clustering.21 Statistical significance was assessed for P \0.05. RESULTS The selected treated and untreated groups were similar concerning sex, type of malocclusion, and diagnosis age. Mean anterior mandibular crowding was more severe in the control group (4.8 mm; SD, 2.1) than in the treatment group (3.8 mm; SD, 1.3) (Table I). LB treatment started at a mean age of 10 years and lasted 28 months on average (range, 7-75 months). At each visit, the LB was kept gingival in the vertical plane, and a distance of 1 to 2 mm from the incisor was kept in the sagittal plane. Activations reflected the patient’s tolerance and perception of esthetics. During follow-up, of the 395 analyzed patients, 20 exhibited M2 impaction. More specifically, M2 impaction was associated with LB treatment (18 patients; 9 bilaterally) in comparison with the control group (2 patients, 1 bilaterally; Table I). According to the multivariate analysis, the risk for M2 impaction in the treated patients was 9.0 times (95% CI, 1.8-45.2) higher than in the control group adjusted for sex, age at radiographic diagnosis, crowding, and Angle class malocclusion. Also, age at radiographic diagnosis and initial anterior crowding were significantly associated with M2 impaction in the multivariate analysis (Table II). American Journal of Orthodontics and Dentofacial Orthopedics May 2011 Vol 139 Issue 5 Ferro et al 624 Fig. Flow chart. In the pooled sample, with the exclusion of bilateral impactions (385 subjects), ectopic eruptions occurred in 43 subjects, without a preference side, but with a more frequent distal inclination. Most significantly, ectopic eruption prevalence was increased by treatment: 41 patients (16.4%) vs 2 untreated subjects (1.6%) (Table I). In the multivariate analysis, the OR of treatment was 18.5 (95% CI, 4.1-82.4) compared with the control group. Furthermore, the increased incidence of ectopic eruption was correlated with age at radiographic diagnosis (Table II). Inherently to the second aim, the study was conducted on 394 molars of 197 treated patients, for whom 22 impactions and 42 ectopic eruptions were found (Table III). M2 initial inclination greater than 30 was significantly associated with a higher impaction risk compared with an angulation less than 10 . LB treatment duration longer than 2 years increased the risk of ectopic eruptions by 2.6 times (95% CI, 1.06.5) in comparison with shorter LB therapies (Table III). DISCUSSION Nonextraction treatment with the LB has been recognized to successfully correct anterior crowding both in the short term12 and the long term.22-24 These May 2011 Vol 139 Issue 5 successful LB results are unanimously ascribed to the functional expansion of the mandibular arch and the prevention of mesial migration of M1. Although the early creation of enough space in the anterior part of the arch is usually considered a priority to save the premolars, less attention is sometimes given to what happens distally in the arch. Nonextraction treatment consequences on thirdmolar (M3) impaction have already been reported by literature, but data on M2s are lacking.25 The primary aim of this study was to retrospectively investigate the effects of nonextraction treatment with the mandibular LB on the M2 eruption process and, more specifically, on ectopic eruption and impaction events. To reach this goal, 260 patients treated with gingival LBs were compared with 135 untreated subjects. Both groups were carefully selected to obtain more evidence-based information for the orthodontic specialty. The 2 compared samples were similar for most features, but not for crowding, which was more severe in the control group. The impaction incidence in our untreated subjects was 1.4% (Table I); ie, it was similar to the increasing tendency registered in recent years.2 Since no patients American Journal of Orthodontics and Dentofacial Orthopedics Ferro et al 625 Table I. Characteristics of the selected patients Clinical and demographic characteristics Male, n (%) Crowding in mm, mean (SD) Crowding .4 mm, n (%) Angle class of malocclusion, n (%) I II III Impaction and eruption Age at radiographic diagnosis in years, mean (SD) Impaction, n (%) Bilateral Unilateral None Ectopic eruption, n (%)y Bilateral Unilateral None Characteristics of 197 treated patients and additional information Male, n (%) Crowding in mm, mean (SD) Age at start of treatment in years, mean (SD) Treatment duration .2 years, n (%) Age at radiographic diagnosis in years, mean (SD) M2 inclination (394 molars) \10 , n (%) 10 -20 , n (%) 21 -30 , n (%) .30 , n (%) Treated (n 5 260) Control (n 5 135) 92 (35.4) 3.8 (1.3) 84 (32.3) 58 (43.0) 4.8 (2.1) 62 (45.9) 50 (19.2) 194 (74.6) 16 (6.2) 34 (25.2) 89 (65.9) 12 (8.9) 13.4 (1.5) 13.8 (2.1) 9 (3.5) 9 (3.5) 242 (93.1) 1 (0.7) 1 (0.7) 133 (98.5) 15 (6.0) 26 (10.4) 210 (83.7) 1 (0.8) 1 (0.8) 132 (98.5) P value 0.141 \0.001 0.008 0.187 0.071 0.065* \0.001z 73 (37.1) 3.8 (1.4) 10.2 (1.1) 99 (50.3) 13.4 (1.5) 188 (47.7) 129 (32.7) 52 (13.2) 25 (6.4) *Test trend, P 5 0.027; yEvaluated only on patients without bilateral impaction; zTest trend, P \0.001. Table II. Results of multivariate logistic regression on impaction and ectopic eruption on treated and control subjects Impaction (yes/no 5 20/375) Treatment, yes vs no Sex, male vs female Age at radiographic diagnosis in years Crowding in mm Angle class of malocclusion I (reference) II III Ectopic eruption (yes/no 5 43/342) OR (95% CI) 9.0 (1.8-45.2) 0.8 (0.3–2.1) 1.3 (1.0–1.7) 1.3 (1.0–1.8) P value 0.007 0.653 0.048 0.047 OR (95% CI) 18.5 (4.1–82.4) 1.9 (0.9–3.6) 1.3 (1.0–1.6) 1.1 (0.9–1.4) 1.0 1.0 (0.3–3.1) 1.9 (0.3-11.4) 0.432 0.519 1.0 1.6 (0.6–4.2) 1.9 (0.4–8.8) P value \0.001 0.073 0.020 0.329 0.589 0.702 OR, Odds ratio; CI, confidence interval. referred to M2 impaction as the reason for their orthodontic visit, this finding can be considered to reflect a real increasing trend in the population. Impaction incidence in the treated patients was 7.0%, higher than in the control group (Table I), with an adjusted OR of 9.0 (95% CI, 1.8-45.2) derived from the multivariate analysis (Table II). This finding might be correlated with the LB design that we used. As is well known, different vertical positions of the LB (at the incisal edge, at the third middle of the incisor crown, at the gingival and subgingival levels) are suggested to produce different results, both at the incisors and the molars. In particular, a molardistalizing effect, rather than a tipping effect, should American Journal of Orthodontics and Dentofacial Orthopedics May 2011 Vol 139 Issue 5 Ferro et al 626 Table III. Results of multivariate generalized estimating equation regression model on impaction and ectopic eruption of teeth of 197 treated subjects Impaction (yes/no 5 22/394) M2 inclination, \10 (reference) 10 -20 21 -30 .30 Sex, male vs female Age at radiographic diagnosis in years Age at start of treatment in years Crowding in mm Treatment duration, .2 y vs #2 y OR (95% CI) 1.00 1.5 (0.5–4.6) 1.2 (0.2–6.3) 10.6 (2.6–43.3) 0.7 (0.2–2.3) 0.7 (0.4–1.1) 1.3 (0.8–2.0) 1.1 (0.7–1.6) 2.1 (0.6–7.1) Ectopic eruption (yes/no 5 42/372) P value 0.458 0.851 0.001 0.568 0.125 0.274 0.705 0.253 OR (95% CI) 1.00 1.2 (0.5–2.5) 1.6 (0.5–4.7) 3.0 (0.7–13.9) 2.0 (0.8–4.6) 0.9 (0.6–1.4) 1.3 (0.9–1.7) 1.1 (0.9–1.5) 2.6 (1.0–6.5) P value 0.696 0.412 0.154 0.117 0.665 0.107 0.279 0.044 OR, Odds ratio; CI, confidence interval. be expected when using a gingival LB rather than an incisal LB. Yet, a cephalometric investigation on 110 subjects, treated in the mixed dentition with a gingival LB, showed significant distal tipping on the mandibular plane.16 It is possible that a subgingival LB might produce a greater molar-distalizing effect, thus protecting the M2 from impaction. Another possible cause suggested for M2 impaction is incorrect fitting of first molar bands.8,9 We wondered whether replacing M1 bands with direct bonding would have facilitated M2 eruption. Nevertheless, further studies on this issue are needed. In disagreement with previous data, the type of malocclusion and sex did not correlate with impaction in our study.26,27 On the other hand, the positive association found with anterior crowding strengthened our expectations of also finding a posterior space deficit, when there is already anterior crowding. The statistically significant association with age at radiographic diagnosis should be considered with caution, since the definition for impaction included closed apices, inevitably delaying the age at which patients are diagnosed. Interestingly, LB treatment disturbed the whole M2 eruption process. Although our ectopic eruption percentage without treatment (1.6%) confirmed previous data in a normal population, LB treatment most significantly increased the number of M2 ectopic eruptions (16.4%, Table I), with an adjusted OR of 18.5 (95% CI, 4.1-82.4, Table II) when compared with the control group.9 On diagnostic panoramic radiographs, ectopic molars showed a distal inclination more frequently than a mesial inclination. This might be due to the continuous LB action and the presence of mesially inclined M3s. May 2011 Vol 139 Issue 5 No sex differences were found, as already reported in a normal population.9 As expected, radiographic eruption timing significantly influenced the final M2 position in the arch. Delayed-erupting M2s in crowded malocclusions are reasonably more at risk for ectopic eruptions, because of space competition with M3s. Inherently to our secondary aim—to assess the potential determinants of M2 ectopic eruption and impaction in treated patients—our findings supported the importance of the delicate physical relationship between M1s and M2s. For an initial M2 inclination less than 30 , the M2 had a good chance to erupt normally. Greater than 30 , an association with impaction was instead found (Table III). The initial inclination of the M2 offered useful pretreatment information concerning impaction risk, independently of molar angulation changes. These are in general associated with LB design choice and were not investigated in our study. On the contrary, M2 inclination did not affect M2 ectopic eruptions, which were instead associated with treatment durations over 2 years. It is probable that muscle and mechanical pressures produced by wearing the LB over a longer period disturbed the M2’s correct eruption path by further reducing distal space in already crowded arches. Most of the arch expansion produced by the LB has recently been found to occur within 300 days.28 For this reason, longer treatments should be discouraged to also reduce ectopic eruptions, the correction of which would in any case require additional orthodontic intervention. This study highlighted the increased risk of M2 ectopic eruptions and impactions after nonextraction treatment with a LB. In particular, M2 impaction was significantly associated with pretreatment M2 to M1 inclination greater than 30 . American Journal of Orthodontics and Dentofacial Orthopedics Ferro et al In this study, ectopic eruptions were favored by delayed eruption patterns but might be limited by M3 germectomies. Also, orthodontists should work more efficiently to reduce treatment durations, which, according to this study, were also associated with M2 ectopic eruptions. To address this issue, the building of young patients’ willingness to cooperate steadily also becomes a key factor for treatment effectiveness. An alternative to make up for lack of cooperation is to tie in the LB. An ideal treatment with no unwanted side effects does not exist, but acknowledging both risk factors and undesired events can be fundamental. The price to pay to avoid premolar extractions might be a higher risk for M2 impaction and ectopic eruption. However, having several alternatives for the recovery of impacted molars can be reassuring.6,29 The limitations of this study were its observational nature and lack of randomization, which did not allow a proper assessment of the cause-and-effect relationship between LB treatment and M2 eruption disturbances. But retrospective clinical observations are often necessary to start future prospective research. CONCLUSIONS This investigation showed the following. 1. 2. Mandibular LB treatment affected eruption on the whole, significantly increasing both M2 impactions and ectopic eruptions in comparison with the untreated group. Initial anterior crowding favored impaction. Negative predictive factors included pretreatment molar inclination greater than 30 for impaction, as well as LB treatment longer than 2 years for ectopic eruptions. REFERENCES 1. Majourau A, Norton LA. Uprighting impacted second molars with segmental springs. Am J Orthod Dentofacial Orthop 1995;107: 235-8. 2. Evans R. 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Murphy CC, Magness WB, English JD, Frazier-Bowers SA, Salas AM. A longitudinal study of incremental expansion using a mandibular lip bumper. Angle Orthod 2003;73:396-400. 29. Sawicka M, Racka-Pilszak B, Rosnowska-Mazurkiewicz A. Uprighting partially impacted permanent second molars. Angle Orthod 2007;77:148-54. American Journal of Orthodontics and Dentofacial Orthopedics May 2011 Vol 139 Issue 5