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Ovarian Tissue Freezing Prior to Chemotherapy or Radiation Therapy 1 Ovarian Tissue Freezing For Fertility Preservation In Girls Facing A Fertility Threatening Medical Diagnosis Or Treatment Regimen: A Study By The National Physicians Cooperative of the Oncofertility Consortium At [INSTITUTION] PRINCIPAL INVESTIGATOR: [INSERT PI NAME] CO-INVESTIGATORS: [INSERT CO-INVESTIGATORS] FUNDING AGENCY: National Institute of Health P50HD076188 National Physicians Cooperative of the Oncofertility Consortium at Northwestern University Version: 5/5/2017 Ovarian Tissue Freezing Prior to Chemotherapy or Radiation Therapy 2 TABLE OF CONTENTS 1.0 Background 2.0 Specific Aims 3.0 Significance 4.0 Primary Studies 5.0 Patient Eligibility 6.0 Methods 6.1 Informed Consent and Survey 6.2 Collection of Ovarian Tissue 6.3 Methods of Ovarian Cryopreservation 6.4 Ovarian Tissue Storage 6.5 Clinical Data to be Collected 6.6 Efficacy of Cryopreservation 6.7 Feasibility of 3-Dimensional System for In Vitro Maturation of Immature Ovarian Follicles 7.0 Statistical Considerations and Data Management 8.0 Ethical Issues 9.0 Reimbursements and Research Costs References Version: 5/5/2017 Ovarian Tissue Freezing Prior to Chemotherapy or Radiation Therapy 3 1.0 INTRODUCTION – BACKGROUND AND RATIONALE Although malignancy remains a critical health concern, significant medical advances in cancer detection and treatment have improved survival rates for patients. As patients live longer, the early and late consequences of cancer management are beginning to assume greater importance for survivors, their families and providers. For instance, when considering the long term sequelae of cancer therapy, infertility surfaces as a primary concern, particularly, among female survivors (Zeltzer, 1993). Unlike other late effects of cancer treatment, such as complications in cardiovascular or liver function, female infertility has biological and psychosocial implications that cannot be narrowly defined, nor easily addressed given the number of ethical and legal questions surrounding fertility preservation (Patrizio et al., 2005). The clinical implications can range from acute ovarian failure, to induced premature menopause and ultimately may result in difficulty with getting pregnant (Nieman et al, 2006). Particularly at risk are females who are of or approaching reproductive age at the time of cancer diagnosis, those who have received abdominopelvic radiation or high doses of alkylating agents (particularly cyclophosphamide and procarbazine) and those diagnosed with Hodgkin lymphoma (Chemaitilly et al., 2006; Sklar et al., 2006; Larsen et al., 2003; Chiarelli et al., 1999; Mattison, 1990). These concerns are not limited to cancer patients; treatment for other medical conditions such as rheumatoid arthritis and lupus may also result in infertility. Limited options are currently available for girls and young women suffering from cancer to ensure future reproductive capacity. Patients who will receive radiation to the ovaries may opt to have their ovaries shielded from the ovary or transposed to a part of the body where it will be protected from the harmful effects of radiation (oophoropexy). This, however, will not protect the ovaries from the gonadotoxic effects of chemotherapy. (Meirow & Nugent, 2001; Sonmezer & Oktay, 2004; Wallace et al., 2005) The most successful options for fertility preservation in women facing cancer is embryo banking (formerly called emergency IVF) or egg banking prior to chemotherapy. The pregnancy rate with this technique averages 30-40% (Lobo, 2005) but in patients under 35 years old is often higher. This success rate is inferred from embryo cryopreservation programs in the general IVF population, with only 1 report specifically addressing pregnancy outcomes in cancer survivors who opted to freeze embryos prior to cancer treatment (Ginsburg et al, 2001). However, there is no reason to believe that embryo or oocyte viability following freezing would be any different in cancer patients. While often successful, this option requires time for ovarian stimulation, oocyte retrieval, and in-vitro embryo development, which delays cancer treatment 2-3 weeks (Kim et al, 2006). This process can be even longer if ovarian hyperstimulation syndrome (OHSS) occurs, as is expected in 5% of all IVF cases and can be severe in 1%. Younger patients with presumably normal ovarian function prior to cancer treatment are particularly susceptible to developing OHSS, and ovarian stimulation regimens are individually tailored and adjusted during the cycle to avoid such an outcome. Embryo banking is ideally used when there is a partner involved, but can be performed in single, young cancer patients who are willing to use donor sperm. One concern with using donor Version: 5/5/2017 Ovarian Tissue Freezing Prior to Chemotherapy or Radiation Therapy 4 sperm pertains to the uncertain acceptance of the cryopreserved embryos should the patient find a new partner in the future. In addition, embryo banking cannot be offered to patients diagnosed with cancer before puberty because mature oocytes cannot be collected. While embryo banking is the preferred way to preserve fertility for young adults, a great deal of emotional and physical stress is associated with the procedure. The challenges and stress of issues surrounding fertility preservation motivate the desire to find alternatives for young cancer patients. Mature oocytes can be retrieved following hormonal stimulation that is identical to that used for in vitro fertilization and cryopreservation (Chen et al, 1986). Until recently, post thaw recovery of cryopreserved oocytes with subsequent fertilization and embryo transfer lead to disappointing results (Tucker et al, 1996; Porcu et al, 1999; Marina and Marina, 2003). However, improvements in both freezing and thawing techniques for human oocytes necessitated by the ban in Italy on freezing embryos (only eggs can be frozen) are currently leading to post thaw recovery of oocytes that approaches 80% with pregnancy rates that are the same as for fresh eggs following in vitro fertilization (on an egg per egg basis) Coticchio et al., (2006); Paynter et al., (2005); Fabbri R, et al., (2001); Bianchi et al., (2007); Borini A et al., (2004); Borini et al., (2006)). Like in vitro fertilization with freezing of embryos, the patient must undergo hormonal therapies to stimulate the growth of multiple follicles, followed by a surgical oocyte retrieval: a process that may take up to 3 weeks and can put the patient at risk of hyperstimulation syndrome. Therefore, the use of emergency IVF with the freezing of embryos or oocytes may delay the start of cancer therapies and may not be feasible for patients who have not yet reached puberty. Fertility preservation options for female patients who cannot delay treatment or are too young to undergo hormonal stimulation rely upon ovarian tissue cryopreservation with subsequent transplantation and/or in vitro follicle maturation (IFM). Ovarian tissue containing immature oocytes (primordial follicles, antral and pre-antral follicles) has been successfully cryopreserved in several animal models including rodents, sheep, and nonhuman primates (Harp et al, 1995; Oktay et al, 1998; Gosden, et al, 1994; Baird et al, 1999). When thawed, this tissue can be grafted into a host with resumption of both endocrine and reproductive function. In 2004, the first successful application of this technology was reported in humans (Donnez, et al.,2004) using autologous orthotopic transplantation of frozen thawed human ovarian tissue. In this study, the patient had return of endocrine function within 3 months of the transplant and achieved a spontaneous pregnancy. As of March 2010, there have been 15 spontaneous live births following transplantation of frozen/thawed ovarian tissue and in one case production of 3 embryos through in vitro fertilization that were transferred in a single procedure without a pregnancy (Donnez et al.2004; Meirow et al.2005; Meirow et al.2007; Anderson et al.2007; Demeestere et al, 2006; Schmidt et al, 2005; Oktay and Oktem; 2005). In addition, there have been 10 pregnancies (all but one spontaneous) from direct ovarian tissue transplantation (Silber et al.2005, 2007 a,b) in a series of identical twins. Oral presentations at international meetings suggest that the number of live births following transplant of frozen ovarian tissue is higher but only case reports have been published. Version: 5/5/2017 Ovarian Tissue Freezing Prior to Chemotherapy or Radiation Therapy 5 An important concern with transplanting ovarian tissue is the potential reintroduction of cancerous cells into a patient in remission, as seen in rodent lymphoma. Ovarian tissue transplant using this leukocyte rich tissue may be contraindicated in patients with certain types of cancer (hematologic malignancies) (Shaw et al., 1996 a, b). Recent findings by Meirow et al. (2008) suggest that testing of the stored tissue at the time of thaw may avoid reimplantation of tissue with malignant cells. However, use of in vitro follicle maturation using the thawed tissue with subsequent IVF may be a safer option. An alternative to transplantation of the ovarian tissue is isolation of the immature oocytes from the cryopreserved ovarian tissue and maturation in vitro with subsequent in vitro fertilization (Oktay, et al.1997). Traditional in vitro maturation systems make use of a 2-dimensional culture (Cortvrindt et al., 1996) that yields few oocytes that are viable, mature or fertilizable. NU researchers (Xu et al., 2006) have demonstrated that a 3-dimensional scaffold system using alginate (a polysaccharide material which gels in the presence of calcium), which may more closely mimic the in vivo ovarian physiologic conditions, produces a high follicle survival rate (93%) and oocyte maturation success (73%) in mice. Embryos derived from these oocytes were successfully fertilized in vitro and transferred to pseudopregnant female mice to produce live young. Both male and female offspring were also fertile. Parallel studies are underway in non-human primates. Ovarian follicles are contained in the cortex of the ovary. Large numbers of follicles can be obtained from strips of the ovarian cortex thus eliminating the need for hormonal stimulation of the ovary. Restoration of fertility and endocrine function made possible by maintaining the structural integrity of follicle using in vitro follicle maturation (IFM) could substantially improve the quality of life for women of reproductive age receiving cancer therapies which may otherwise impair ovarian function. Patient age, marital status, time available before treatment and specific diagnosis are just a few of the factors that affect the choice of fertility preservation options in each individual patient. Ovarian cryopreservation has been performed in children and adolescents in other countries. A French group has published their experience with human ovarian cryopreservation in children beginning in 1998. Approximately 78 ovaries have now been cryopreserved, 63 from girls <18 years old (the youngest was 0.1 years old at the time of ovarian cryopreservation). In a cohort of 47 prepubertal girls, they found laparoscopic oophorectomy to be a safe and time efficient procedure with low postoperative pain and excellent cosmetic results. Additionally, they report a strong correlation between age and follicular density with younger patients having a higher concentration of primordial and primary follicles compared to older patients. Five families refused ovarian cryopreservation because it was too new and uncertain (Poirot et al, 2002; Martelli et al., 2006, Poirot et al., 2007.). Feigin et al. reported on a series of 23 patients (mean age=14 years; range=5-17.5 years) with similar findings in Israel (Feigin, et. al, 2007). In addition, this group reported harvesting oocytes from the removed ovary in 17 out of 19 patients and a 34% in vitro maturation rate (Revel et al., 2008). [INSTITUTION NAME] is part of the National Physicians Cooperative of the Oncofertility Consortium which includes 50 fertility preservation centers Version: 5/5/2017 Ovarian Tissue Freezing Prior to Chemotherapy or Radiation Therapy 6 nationwide including 12 serving pediatric and adolescent patients. Six centers in the Consortium have been freezing ovarian tissues for patients for over 5 years (two of them including children: Children’s Hospital of Milwaukee and University of Alabama). Ten of the sites have approval to see patients and perform ovarian tissue cryopreservation on patients under the age of 12: - University of Alabama (8 years and older) - University of Louisville (3 years and older) - Infertility Center of St. Louis (2 years and older) - University of North Carolina (7 years and older) - Oregon Health Science University (Newborn and older) - Children's Hospital of Pennsylvania (10 years and older) - Children's Hospital of Pittsburgh (Newborn and older) - Women and Infants Hospital of Rhode Island (Newborn and older) - Wisconsin Gundersen (8 years and older) - Medical College of Wisconsin (Newborn and older) To date, 5 children under the age of 12 years have participated in ovarian tissue cryopreservation and 3 patients in the age range of 13-14 years old have participated. Limited data is available on the feasibility of performing ovarian tissue cryopreservation (OTC) in patients who have received therapy that is considered as likely to result in complete and permanent loss of ovarian function. Preliminary data from the Oncofertility Consortium National Physician’s Cooperative on a small number of patients who have undergone ovarian tissue cryopreservation after receiving potentially sterilizing chemotherapy reveal presence of normal-appearing follicles, which seem comparable to those patients who did not have prior treatment before OTC. Appendix 8 shows a comparison of histopathology of ovarian tissue in 2 patients who underwent OTC after chemotherapy considered as likely to result in complete and permanent loss of ovarian function compared with those from 2 patients who either did not receive any therapy prior to OTC or received chemotherapy that is considered as unlikely to cause permanent and complete loss of ovarian function. In addition, studies done by Abir et al. (2008) and Fabbri et al (2012) showed no significant difference in follicular density of ovaries removed post-chemotherapy, although some damage in follicular quality such as increased oocyte vacuolization, detachment of oocyte from granulosa cells, and abnormal granulosa cell nuclei were noted after chemotherapy. Nevertheless, they suggest that while performing ovarian tissue cryopreservation prior to any therapy would be ideal, it may still be considered after treatment in younger patients (≤20 years old, and possibly 20-30 years old). Thus, these patients will be allowed enrollment onto this protocol but will be required to donate 20% of their tissue for research. 2.0 SPECIFIC AIMS The primary objective of this study is to utilize tissue donated to a national repository (at the time of ovarian tissue cryopreservation for fertility preservation) to establish technologies that will enable long-term preservation of ovarian function, including the production of viable oocytes, through cryopreservation of ovarian tissue prior to Version: 5/5/2017 Ovarian Tissue Freezing Prior to Chemotherapy or Radiation Therapy 7 chemotherapy, radiation or treatment that is expected to reduce fertility. This study will provide research tissue for a national research repository that can be used to: Optimize techniques for freezing and thawing of ovarian tissue for use in transplant or in vitro follicle maturation (IFM). Investigate factors affecting successful maturation of immature follicles obtained from ovarian tissue including the use of 3-dimensional biogel scaffolds, growth factors, hormones and other culture conditions. Determine the efficacy of ovarian cryopreservation techniques. Provide long term follow up on patients who have ovarian tissue frozen for their own use. A substantial portion of the patient’s tissue will be cryopreserved and reserved for her own use. 3.0 SIGNIFICANCE Fertility preservation is an important quality of life issue for cancer survivors. While cancer treatments have been become more efficacious, some can be expected to reduce fertility. This study will provide a pool of research ovarian tissue to use to develop and test methods to expand the range of fertility preservation options available to female cancer patients. At the same time, a substantial portion of the patient’s tissue will be cryopreserved and reserved for her own use using methods that have been published and shown to result in pregnancies in humans. 4.0 PRIMARY STUDIES This project will be conducted under the auspices of the “NIH Oncofertility Consortium: Fertility Preservation in Women with Cancer” with the intent to preserve fertility in females with cancer before they undergo chemotherapy or radiation therapy. The program has evolved from the fortuitous coincidence of remarkable scientific discovery and a new process of funding created by the National Institutes of Health to transform the nation’s medical research capabilities and speed the movement of research discoveries from the bench to the bedside. The investigators of the proposed study have extensive clinical or laboratory experience in the utilization of Assisted Reproductive Technologies for infertile patients. The clinical investigators are fully trained and highly skilled in all the surgical procedures and clinical counseling needed in this study. The laboratory investigators of the study have extensive training in the physiology of oocyte and embryo development and have all the laboratory skills required for this study, including cell/tissue culture, culture and manipulation of gametes and embryos in vitro and gamete/embryo cryopreservation. They also have extensive knowledge of the federal regulations governing reproductive tissue banking, tissue preparation and patient screening and testing for long term tissue banking. 5.0 PATIENT ELIGIBILITY Version: 5/5/2017 Ovarian Tissue Freezing Prior to Chemotherapy or Radiation Therapy 8 According to American Society for Clinical Oncology (ASCO) Recommendations for Fertility Preservation in Cancer Patients (Lee, et. Al, 2006; see Appendix 6) all patients should be apprised in advance of the potential effects of their proposed treatment on fertility, be offered a fertility preservation consult and access to fertility preservation interventions. The consultation will be conducted by a reproductive or medical endocrinologist at either [INSTITUTION] During the fertility preservation consultation, patients and their parents will be presented with a range of options, including oocyte banking, use of donor eggs or adoption later in life, having no fertility preservation treatment and ovarian tissue freezing. The American Society for Reproductive Medicine (ASRM) Ethics Committee has also stated that it is ethical for parents to give consent for these procedures for their children (2005; see Appendix 7). While the range of options available will be discussed, fertility preservation options vary according to the age of the patient, time line to cancer treatment, marital status and other individual cultural and/or personal wishes or constraints. The treatment algorithms are presented in the ASCO guidelines (see Appendix 7). Only patients and their parents who choose ovarian tissue cryopreservation as their means of fertility preservation and who meet the following criteria will be approached to enroll in this study to donate 20% of their tissue to the research repository. 5.1 Inclusion criteria: 5.1.1. Be females, ≤30 years old who are post-menarche. 5.1.2. Will undergo imminent surgery, chemotherapy or radiation therapy which is viewed as likely to result in a permanent and complete loss of subsequent ovarian function (Chemaitilly et al., 2006; Sklar et al., 2006; Larsen et al., 2003; Chiarelli et al., 1999; Mattison, 1990; Fertile Hope, 2007). These include: 5.1.2.1. any health condition or malignancy that requires removal of all or part of one or both ovaries, 5.1.2.2. whole abdomen or pelvic irradiation ≥10Gy in post-pubertal girls or ≥15Gy in pre-pubertal girls 5.1.2.3. total body irradiation, and 5.1.2.4. alkylating-intensive chemotherapy 5.1.2.4.1. cyclophosphamide cumulative dose ≥7.5 g/m 2 5.1.2.4.2. any treatment regimen containing procarbazine 5.1.2.4.3. busulfan cumulative dose >600 mg/m2 5.1.2.4.4. alkylating chemotherapy conditioning prior to stem cell transplantation 5.1.2.5. combination of any alkylating agent with total body irradiation or whole abdomen or pelvic radiation 5.1.2.6. cranial radiation ≥30 Gy 5.1.2.7. summed alkylating agent dose score ≥3 (see Appendix 9; Green et al., 2009) 5.1.2.8. cyclophosphamide equivalent dose (CED) ≥ 4,000 mg/m 2 (see Appendix 10. Green et al., 2014) 5.1.3. Be of reasonably good health otherwise. Version: 5/5/2017 Ovarian Tissue Freezing Prior to Chemotherapy or Radiation Therapy 9 5.1.4. A pre-pubertal adult patient with Turner syndrome is eligible for this study if other eligibility criteria are met. 5.1.5. For patients undergoing elective removal of an ovary for fertility preservation only, have two normal-appearing ovaries as determined at the time of surgery. 5.1.6. Have conditions for which definitive chemotherapy or radiation therapy can be deferred for approximately 3 days until the subject recovers from laparoscopic oophorectomy. 5.2 Exclusion criteria: 5.2.1. All boys, 5.2.2. Patients not about to undergo chemotherapy and radiation therapy, 5.2.3. Girls undergoing these therapies who are viewed as likely to retain ovarian function, 5.2.4. Pregnant girls 5.2.5. Girls with only one ovary 5.2.6. Anyone at high risk for complications from the surgery and/or anesthesia. 5.2.7. Anyone unable to provide consent or assent (i.e. significant psychiatric problems/cognitive delay). 5.2.8. Girls who have a large mass in the ovary that is being removed (abnormal ovary) will not be enrolled in the study. That is, ovarian tissue cryopreservation will not be performed on portions of an ovary that contained a large mass as experience in this study indicates that this tissue is not suitable for patient use in the future (contains limited or no follicles). 5.2.9. Post-menarche with serum FSH levels above 20 mIU/ml and AMH levels below 0.1 ng/mL (Gleicher et al., 2010; Themmen et al., 2005) when no chemotherapy has been administered. FSH levels measured at the time of consideration for fertility preservation. 5.3. Patients may have newly diagnosed or relapsed disease. Those who were not enrolled at diagnosis are eligible even if they have received therapy that is viewed as likely to result in complete and permanent loss of ovarian function. However, these patients will be required to provide 20% of their tissue for research. 5.4. The patient and/or the patient’s legally authorized guardian must acknowledge in writing that consent for specimen collection has been obtained, in accordance with institutional policies approved by the U.S. Department of Health and Human Services. 6.0 METHODS 6.1 Informed Consent All potential participants will be informed of the risks of the planned treatment (surgery/chemotherapy/radiation) for subsequent infertility. Information about different options for fertility preservation: oophoropexy (ovarian transposition), ovarian radiation Version: 5/5/2017 Ovarian Tissue Freezing Prior to Chemotherapy or Radiation Therapy 10 shielding, use of GnRH agonists/antagonists, embryo banking, oocyte banking and ovarian tissue preparation, freezing and cryopreservation, will be provided. The experimental nature of ovarian tissue cryopreservation will be emphasized. They will be informed of the extent to which participating in this study might be of benefit to them. In addition, they will be counseled prior to study entry for the unknown risk of possible genetic damage/fetal defects from cryopreservation and subsequent in vitro handling of the gametes and embryos. 6.2 Collection of Ovarian Tissue If the patient chooses to participate and provides informed consent, she will have a serum FSH and AMH drawn, (FSH on cycle day 3 where possible) as a marker of ovarian reserve to use in counseling her on her options. (Only post-menarchal patients) Patients in the following categories may participate in this study: 1. Patients who are having one or both ovaries removed for the treatment or prevention of a disease. 2. Patients who are having surgery to remove one or both ovaries or parts of ovaries for medical reasons where cryopreservation of normal ovarian cortex is the only option for fertility preservation at the time but who cannot or will not provide tissue to the research pool (except that ovarian cortex from the ovary that contains a mass (regardless of whether it is benign or malignant) will not be cryopreserved).These patients may participate if they are willing to consent to the long term (annual) follow-up described in this study. 3. Patients having one ovary removed electively, solely for the purpose of fertility preservation after considering the range of options available for fertility preservation. Patients in Categories 1-2 will have surgical removal of their ovarian tissue using the methods determined by their surgeon based on their medical/surgical diagnosis or treatment. Patients undergoing elective removal of an ovary (Category 3 above) will undergo a procedure called laparoscopy to remove the ovary. This surgery will be performed under general anesthesia and one ovary will be removed in total through an instrument channel employing standard techniques of operative laparoscopy. This surgical procedure is performed solely for elective fertility preservation but can potentially be coordinated with another procedure such as placement of a central line for future chemotherapy or laparotomy for another purpose. Although only one ovary will be removed, both of the patient's ovaries must appear normal for the procedure to be completed. The ovary to be removed will be chosen at the time of surgery based on appearance and ease of removal. After the surgery is complete, the patient will not have any further procedures except for a routine post-operative visit. If indicated by the patient’s medical diagnosis, a small piece of the ovarian tissue will be provided to pathology for routine histological evaluation, and the remaining tissue will be processed for cryopreservation. If pathology finds evidence of cancer in the ovarian tissue provided at surgery, they may request that Version: 5/5/2017 Ovarian Tissue Freezing Prior to Chemotherapy or Radiation Therapy 11 all of the patient tissue (even tissue that has been frozen for patient use) be returned to pathology for a more detailed examination. In this case, no tissue will be available for the patient to use for fertility preservation purposes. Despite a pre-operative treatment plan to remove and cryopreserve ovarian tissue for fertility preservation, the surgeon or pathologist may determine intraoperatively that the entire ovary or a significant portion of the cortical tissue is needed for diagnostic purposes. Therefore, there may be no tissue available for cryopreservation for either patient use or research use. 6.3. Cryopreservation: Ovarian tissues will be cryopreserved using modifications of the techniques described by Gosden et al. (1994) or will be vitrified using a modification of the techniques of Kuwayama et.al, 2007. The ovary will be transported from the operating room to the laboratory for cryopreservation. As part of the study protocol, a small fraction of the ovarian tissue, not to exceed 20% of the ovary (remaining after a portion has been provided to pathology, if indicated) will be provided to the National Physicians Cooperative of the Oncofertility Consortium for research purposes. The research tissue may be used fresh or may be frozen as described above. The remainder (majority) of the ovarian tissue will be cryopreserved for the patient’s own potential use in the future. Therefore, approximately 80% of the patient’s tissue will be frozen for her own future use in fertility treatment; she may utilize that tissue at any institution for any treatment modality she chooses. The 20% of the ovary designated for research will go into a research pool and will be used for the research aims described above. None of the research tissue will be used for experiments that involve fertilization. The ovarian cortex will be dissected from the medulla and cut into strips in culture/holding media, washed to remove blood cells, and passed through a series of cryopreservation solutions with increasing concentrations of cryoprotectants (including but not limited to propanediol, glycerol or ethylene glycol, 0 - 15 %; sucrose, 0 - 0.3 M) (Freezing Media). The tissues will be placed in cryovials containing freezing media and frozen using a programmable freezer to cool tissues from 20o to -40o C using defined ramps or vitrified directly or will be vitrified by direct plunge into liquid nitrogen. The vials will be placed in liquid nitrogen for storage. The procedure for cryopreservation/vitrification may be modified as improvements become available. Quality Control procedures for the freezing and storage processes will be according to FDA regulations for reproductive tissues (Federal Register 21 CFR Part 1271 and Part 1270), guidelines of the American Association of Tissue Banks and any other applicable federal, state and local regulations. The designated Laboratory Director, Marybeth Gerrity, Ph.D is responsible for the overall quality control of all of these clinical laboratory activities, including ovarian tissue cryopreservation. Version: 5/5/2017 Ovarian Tissue Freezing Prior to Chemotherapy or Radiation Therapy 12 6.4. Tissue storage and infectious disease testing: 6.4.1 Ovarian Tissue Storage: All cryopreserved tissues obtained, including both the research portion (if frozen) and the patient portion, will be transferred to Reprotech, Ltd. (RTL) in St. Paul, MN for storage and subsequent release. Reprotech, Ltd. is an FDA compliant and American Association of Tissue Banks accredited long term storage facility for reproductive tissues. Based on the extended periods of time that these tissues are likely to be stored (patients may wait for five years from cancer treatment to be considered cancer free and begin a family; some may wait longer based on age), Reprotech, Ltd. provides maximum flexibility for the patients involved. At anytime while the tissue is in storage, the patient may request that the tissue be shipped to another facility, discarded or donated to research. The patient can store tissues as long as they wish and ship them to a fertility treatment center of their choice at the time of use. The patient can determine how her own tissue will be used as technology changes and based on her unique circumstances. Reprotech, Ltd. does not perform fertility treatments and is not affiliated with any fertility center so there is no potential conflict of interest. Patients will execute a separate storage agreement with Reprotech, Ltd which defines the length of storage, shipping requirements, infectious disease testing, screening and disposition of the tissues in the event of their death. Tissues designated for research and stored at Reprotech will be allocated to investigators of NIH Oncofertility Consortium Grant by the Steering Committee of the Oncofertility Consortium. 6.4.2 Infectious Disease Screening and Testing: Tissue banking and subsequent use of ovarian tissue is currently regulated by the Food and Drug Administration (FDA). In order to comply with current tissue banking regulations and to be prepared for any future changes in regulations while these ovarian tissues are in storage, patients will be tested and screened for a number of infectious diseases prior to banking ovarian tissue. The testing will include but not be limited to testing for Hepatitis B and C and HIV. The screening and testing that will be performed are the same as would be performed on an anonymous reproductive tissue donor and include a physical examination and questions regarding potential high risk behaviors. The testing that will be performed will be testing that is mandated for donors of leukocyte rich tissues and must be performed within 7 days of tissue procurement. In this way, the tissue could potentially be used by the patient herself and it could also be suitable for use in another individual (such as a gestational surrogate) in the future if indicated by the patient’s medical diagnosis. (For example, use of in vitro maturation of follicles followed by IVF with embryo transfer to a gestational carrier for a patient without a uterus). In addition, a sample of the patient’s blood plasma will be stored with the ovarian tissue to permit any future testing required under federal tissue banking regulations. In spite of storing blood plasma, it is still possible that federal regulations may change and therefore, it may not be possible to perform the appropriate testing to permit heterologous use of the tissue in the future. Infectious disease testing is performed in this study to permit patient use of her own tissue and not for the purposes of research tissue or research study. Version: 5/5/2017 Ovarian Tissue Freezing Prior to Chemotherapy or Radiation Therapy 13 6.5 Clinical Data to be Collected 6.5.1. Safety data 6.5.1.1. Adverse events after an elective laparoscopic oophorectomy (Category 3 Patients, see 6.2) will be identified using the Common Toxicity Criteria for Adverse Events (CTCAE). A copy of the CTC version 3.0 can be downloaded from the CTEP home page (http://ctep.info.nih.gov). All appropriate treatment areas should have access to a copy of the CTCAE version 3.0. The severity of the event should then be graded using the CTCAE criteria. Determination of whether the event was related to the surgical procedure and whether the adverse event was expected or unexpected will be made. Data on the time from surgery to start of definitive therapy (chemotherapy or radiation) will also be collected. 6.5.2. Other data to be collected: Name, address, telephone number E-mail address Personal and family medical history Age Information from physical examinations, including Tanner stage at time of consent Planned treatment associated with high risk of sterility Diagnosis Prior Cancer Treatment, if any Treatment sequence associated with high risk of sterility Method of ovarian collection Time from surgery to start of definitive therapy (chemotherapy or radiation) Outcome: Remission, Relapse or Death Reproductive history before, during and after cancer diagnosis with long term follow up Choices regarding use of cryopreserved stored tissues for fertility restoration 6.5.3 Long Term Follow Up. Patients will be contacted by phone on an annual basis by a member of the research team at [INSTITUTION]. The patient will be asked questions about the use of their tissue and attitudes toward fertility preservation and outcomes of any pregnancies that have occurred using the attached phone script. Patients will be contacted annually until they use their tissue or drop out of the study. A telephone script for long term study follow up is attached (Appendix 5). 6.6 Efficacy of Cryopreservation In 1986, Chen reported the first successful attempt at cryopreserving and thawing a human oocyte resulting in a twin pregnancy after in vitro fertilization and embryo transfer. Progress in the field moved slowly for the next decade after murine data Version: 5/5/2017 Ovarian Tissue Freezing Prior to Chemotherapy or Radiation Therapy 14 suggested that cryopreservation showed higher levels of chromosomal anomalies when compared with fresh eggs (Johnson and Pickering, 1987). However work in the early 1990s by Gook et al. demonstrated that cryopreservation was not as detrimental as originally thought, leading to renewed research interest in human oocyte cryopreservation (Gook et al, 1994). By 2004, 100 human babies had been born from cryopreserved oocytes. These infants were produced with great inefficiency (Stachecki and Cohen, 2004). For instance, Marina and Marina (2003) reported a 4% live birth rate from 99 oocytes frozen. Results with larger sample sizes were even less impressive. In fact, Porcu’s research group (1999) reported only 16 pregnancies from 1502 thawed oocytes (slightly more than 1%). Breakthroughs made by Italian researchers in optimizing freezing and thawing methods greatly improved pregnancy rates with mature human oocytes (Coticchio et al., (2006); Paynter et al., (2005); Fabbri R, et al., (2001); Bianchi et al., (2007); Borini A et al., (2004); Borini et al., (2006)) yielding pregnancy rates per thaw cycle of 19% and 22% per patient. However, these techniques make use of oocytes retrieved after hormonal stimulation utilized for in vitro fertilization which requires several weeks of treatment. Cryopreservation of human ovarian tissue containing oocytes poses additional challenges. Oocytes have larger cell volumes, different freezing characteristics and varying membrane permeability to cryoprotectants compared to ovarian tissue. Developing a method for tissue cryopreservation that permits recovery of a maximum number of mature follicles is one aim of this study. Tissue donated to the research pool will be frozen using varying cryopreservation methods and thawed to determine the efficacy of the freeze/thaw techniques. Follicles may be isolated from the thawed tissue and matured in vitro. The number of viable follicles isolated and their performance in culture will be recorded for each tissue specimen as indices of the efficacy of the cryopreservation process. Maturation of at least 50% of the oocytes/follicles recovered from the cryopreserved tissue is expected based on the literature. Data gathered from this research will assist in identifying and overcoming some of the challenges to successful freezing and thawing of tissue with subsequent in vitro maturation of follicles or oocytes. 6.7 Feasibility of 3-Dimensional System for In Vitro Maturation of Immature Ovarian Follicles Tissue provided to the research pool at the time of surgery (no more than 20% of total tissue obtained from each patient) will be thawed as described by Gosden et al.(1994). Preantral and antral follicles (if available) will be isolated from the tissues and placed in culture. Factors that affect in vitro maturation of human oocytes will be investigated using the research tissue including but not limited to: (1) Growth factors such IGF-1, IGF-2, EGF, GDF-9 and activin have been implicated in promoting follicular growth and oocyte maturation. These growth factors and others will be tested individually and in combination. Version: 5/5/2017 Ovarian Tissue Freezing Prior to Chemotherapy or Radiation Therapy 15 (2) Hormones such as recombinant human FSH and LH will be included in the culture medium at different concentrations. (3) Co-culture of oocytes with certain somatic cells or cell lines is beneficial for in vitro maturation. (4) Three-dimensional culture environment. Under conventional culture conditions using plastic culture dishes, most types of cells will attach to the bottom of culture dish and spread. When follicular cells attach and spread on culture dishes, the 3-D structure of a follicle is lost and cellular contact between oocytes and surrounding follicular cells is disrupted, which may be detrimental to oocyte growth and maturation. In this study, preantral follicles will be encapsulated in biogel materials, such as agar or alginate, to prevent attachment and spreading of the follicular cells and maintain the three dimensional structure of the follicle. Agar has been used successfully to culture hamster and human antral follicles (Roy and Greenwald, 1989; Roy and Treacy, 1993), but it has a relatively high gel temperature (45 degree C), which may damage the cells during encapsulation. Alginate is a polysaccharide material which gels in the presence of calcium and cause less damage to the cells during the encapsulation process. Gels from both materials permit ready diffusion of growth factors, hormones and other factors in and out of the follicle. The 3-D culture conditions needed to maximize in follicle maturation will be examined. Endpoints studied will include hormone production, follicle size and growth rate, oocyte maturity, structural changes using light and electron microscopy and gene expression. None of the endpoints will involve fertilization of the oocytes. 7.0 STATISTICAL CONSIDERATIONS AND DATA MANAGEMENT 7.1 Accrual Up to [INSERT NUMBER] patients per year are estimated to be enrolled at [INSTITUTION]. 7.2 Data Collection and Access Participation in this research is confidential. All research tissues will be de-identified; participants will be identified by number, not name. No information by which the patient can be identified will be released or published in connection with this study. Only the PI and co-investigators will have access to files matching the patient with tissue specimen numbers. All data will be stored in a confidential database including the Cancer Central Clinical Database (C3D) provided by NIH/NCI for the Oncofertility Consortium. Data will be permanently stored by the PI and co-investigators. The researchers using the research portion of the tissue will not have access to any identifying information regarding that tissue. 8.0 RISKS Version: 5/5/2017 Ovarian Tissue Freezing Prior to Chemotherapy or Radiation Therapy 16 The patient's participation in this study may involve the following risks. Most of these are related to the general risks of surgery. FOR PATIENTS UNDERGOING ELECTIVE LAPAROSCOPIC OOPHRECTOMY that was required for fertility preservation only (Category 3 patients, see 6.2): 1. Risks of laparoscopy include infection, damage to the patient's internal organs or bleeding problems as a result of insertion or manipulation of the laparoscopic instruments. The chance of the patient requiring hospitalization for complication(s) is about 4% (Kauff et al., 2002). The patient's chance of dying as a result of such complication(s) about 2 in 1,000 (Chi et al., 2004). 2. Risks of general anesthesia: The patient's risk of death from anesthesia is less than 1 in 100,000 in children older than 3 years and less than 1 in 10,000 in children less than 3 years (Arbous et al., 2001; Gibbs et al., 2006; Kawashima et al., 2003; Mackay et al., 2002; Gouhua et al., 2009). REMOVAL OF THE OVARY: There is a theoretical risk that the patient may experience a loss of fertility due to the removal of an ovary and/or may experience an early menopause caused by the loss of hormones produced by ovaries. In addition, it is possible that the surgery itself could cause scar tissue or damage to the remaining ovarian tissue, so that chances for pregnancy could be reduced. The patient may regain spontaneous ovarian function. If so, the surgery to remove tissue would then have been unnecessary for the patient. These circumstances are very unlikely and much less likely than the patient’s chance of losing ovarian function as a consequence of her medical, surgical or radiation treatment of her cancer or medical condition. She may also be at risk for the psychological consequences, including emotional upset, of having one ovary removed CRYOPRESERVATION: Although care will be taken, damage to the removed ovarian tissue may occur during any part of the cryopreservation (freezing), shipping or storage process. The effects of cryopreservation and long term storage on human ovarian tissues are not known and possible damage to the tissues may occur. The risk of birth defect(s) and/or genetic damage to any child who may be born following such a procedure is also unknown. However, thousands of children have been born worldwide from frozen embryos and eggs and there has been no report of increased risk of birth defects in these children. The ovarian tissue removed may not yield usable eggs, or pregnancy may not result when the eggs are ultimately used. Some patients may have particular risks associated with their underlying disease. If a cancer or other disease already affects the ovarian tissue, then it may never be possible to use the tissue in the future. This may not be known until the patient wishes to use her ovarian tissue. Tissue could be lost or made unusable due to equipment failure, or unforeseeable natural disasters beyond the control of this program. Version: 5/5/2017 Ovarian Tissue Freezing Prior to Chemotherapy or Radiation Therapy 17 INFECTIOUS DISEASE TESTING. Infectious disease testing may indicate that the patient has an infectious disease of which she was previously unaware and which may require treatment or may delay the start of her cancer or medical treatment. Although infectious disease testing will be performed within 7 days of removal of the ovary and additional plasma samples from the patient will be stored with her ovarian tissue, a future change in federal regulations for testing prior to use of this tissue may render the tissue unusable. Infectious disease testing and screening performed around the time of surgery may be inadequate to permit safe use of your tissue after the long term storage of the tissue. While a sample of blood plasma will be stored to minimize this risk, the tests required in the future may require a sample other than plasma, the plasma sample may be inadequate or it may be lost or damaged during cryopreservation or storage. Infectious disease testing is only required for the patient to make use of her own tissue and is not required for use of the research tissue or the research study. There may be no direct benefit to the patient from participating in this research study, but, as described above, there is a possibility that the portion of the tissue stored for her own use may eventually be used successfully to initiate a pregnancy. Participation in this research study may indirectly help other patients, who could benefit from ovarian tissue storage by helping to advance understanding of how to successfully freeze and thaw ovarian tissue in a manner that permits future use. The use of ovarian transplant, in vitro maturation or other new technology that cannot be envisioned now may allow the patient to use some of her cryopreserved and stored ovarian tissue in the future. However this possibility cannot be assured and the patient will be thoroughly counseled about the experimental nature of this protocol. The participant has the alternative to choose not to participate in this study. Instead she may receive cancer treatment, chemotherapy or radiation therapy, without undergoing surgery for the removal of one of her ovaries. If she is already undergoing surgery to remove all or part of her ovary (ovaries) she can choose not to have the tissue cryopreserved. Participants undergoing radiation therapy may have the option of having ovarian tissue transplanted to another part of their body and shielded from radiation. The patient may also choose to delay her treatment and undergo hormonal stimulation with harvest of oocytes with or without in vitro fertilization and freezing of embryos. There are no other alternative methods for preserving ovarian tissue available to the participant at this time based upon current scientific technology. If the subject becomes infertile from chemotherapy or radiation therapy, and desires to have a child, she may opt to adopt a child or use donor eggs for in vitro fertilization. 9.0 REIMBURSEMENTS AND RESEARCH COST 9.1. Reimbursement No direct reimbursement will be made to patients or their families. Version: 5/5/2017 Ovarian Tissue Freezing Prior to Chemotherapy or Radiation Therapy 18 9.2. Research costs Patients in the following categories may participate in this study: 1. Patients who are having one or both ovaries removed for the treatment or prevention of a disease. 2. Patients who are having surgery to remove one or both ovaries or parts of ovaries for medical reasons where cryopreservation of normal ovarian cortex is the only option for fertility preservation at the time but who cannot or will not provide tissue to the research pool (except that ovarian cortex from the ovary that contains a mass (regardless of whether it is benign or malignant) will not be cryopreserved).These patients are willing to participate in the long term follow-up described in this study. 3. Patients having one ovary removed electively, solely for the purpose of fertility preservation after considering all of the options available for fertility preservation. 9.2.1 Hospital, Surgical and Physician Costs: All costs will be billed to the patient or patient’s insurance. All non-covered services are the patient’s or their family’s responsibility, but may be provided free of charge if the family cannot afford to pay for the procedure and they qualify for financial assistance. Estimated costs are in Appendix 2. Pathology services, where indicated by the standard of care, are patient or family responsibility. The patient will be charged for the freezing of her ovarian tissue (approximately $695). 9.2.2 Patient Tissue Storage The cost of shipping the patient’s ovarian tissue to Reprotech, Ltd (approximately $215) and the yearly storage of the tissue at Reprotech, Ltd (approximately $275) will be the patient’s responsibility. Reprotech, Ltd has a financial assistance program in place to reduce this annual fee for those who can demonstrate financial need based on income. 9.2.3 Infectious Disease Testing Infectious disease testing is required for storage and use of the patient’s own tissue and is not part of the research study. Infectious disease testing will be billed to the patient or patient’s insurance. Non-covered services are the patient’s responsibility. 9.3. Provisions for dealing with research-related injury In the event of injury or illness resulting from the research procedures, medical treatment for injuries or illness is available through [INSTITUTION]. Version: 5/5/2017 Ovarian Tissue Freezing Prior to Chemotherapy or Radiation Therapy 19 REFERENCES: Abir R, Ben-Haroush A, Felz C, Okon E, Raanani H, Orvieto R, Nitke S and B Fisch (2008). Selection of patients before and after anticancer treatment for ovarian cryopreservation. Human Reproduction; 23(4): 869-877. 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Cancer; 71S: 3463-3468 Version: 5/5/2017 Ovarian Tissue Freezing Prior to Chemotherapy or Radiation Therapy 25 Appendix 1. Reprotech Registration and Agreement Forms Version: 5/5/2017 Ovarian Tissue Freezing Prior to Chemotherapy or Radiation Therapy 26 Appendix 2. Estimated Costs associated with Ovarian Cryopreservation (per patient) Consultation with surgeon (CPT code 99241-45: range $100-$800) Outpatient Laparoscopic Oophorectomy (OR use, surgeon and anesthesiologist): $18,000 Surgeon’s fee: $3,000 (CPT code 58661) Anesthesia fee: $2,000 (CPT code 58662). Hospital fee (OR time, equipment fees): $13,000 Infectious Disease testing: $240 Cost of Freezing the ovary: $695 Shipping of tissue to Reprotech: $215 Yearly storage: $275; Discount based on financial need to $75/year. Costs may change based on changes on the Charge Master. Version: 5/5/2017 Ovarian Tissue Freezing Prior to Chemotherapy or Radiation Therapy 27 Appendix 3. Requisition Form for Infectious Disease Testing Version: 5/5/2017 Ovarian Tissue Freezing Prior to Chemotherapy or Radiation Therapy 28 Appendix 4. Application for Financial Assistance with Reprotech Version: 5/5/2017 Ovarian Tissue Freezing Prior to Chemotherapy or Radiation Therapy 29 Appendix 5. Study Follow-up Telephone Script and Questionnaire Version: 5/5/2017 Ovarian Tissue Freezing Prior to Chemotherapy or Radiation Therapy 30 Appendix 6. American Society for Clinical Oncology (ASCO) Recommendations for Fertility Preservation in Cancer Patients Version: 5/5/2017 Ovarian Tissue Freezing Prior to Chemotherapy or Radiation Therapy 31 Appendix 7. American Society for Reproductive Medicine Ethics Committee Position Paper. Version: 5/5/2017 Ovarian Tissue Freezing Prior to Chemotherapy or Radiation Therapy 32 Appendix 8. Ovarian Tissue Prior to and After Receiving Chemotherapy Considered as Likely to Result in Complete and Permanent Loss of Ovarian Function Version: 5/5/2017 Ovarian Tissue Freezing Prior to Chemotherapy or Radiation Therapy 33 Appendix 9. Alkylating Agent Dose Scoring Add the tertile score (1, 2, or 3) for each alkylating agent given (or to be given) to a patient Source: Green et al., JCO, 2009. 27(16): 2677-2685. Version: 5/5/2017 Ovarian Tissue Freezing Prior to Chemotherapy or Radiation Therapy 34 Appendix 10. Cyclophosphamide Equivalent Dose (CED) Calculation CED (mg/m2) = 1.0 (cumulative cyclophosphamide dose (mg/m2)) + 0.244 (cumulative ifosfamide dose (mg/m2)) + 0.857 (cumulative procarbazine dose (mg/m2)) + 14.286 (cumulative chlorambucil dose (mg/m2)) + 15.0 (cumulative BCNU dose (mg/m2)) + 16.0 (cumulative CCNU dose (mg/m2)) + 40 (cumulative melphalan dose (mg/m2)) + 50 (cumulative Thio-TEPA dose (mg/m2)) + 100 (cumulative nitrogen mustard dose (mg/m2)) + 8.823 (cumulative busulfan dose (mg/m2)). Source: Green et al., PBC. 2014. 61:53–67 Version: 5/5/2017