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Cancers of the Esophagus and Stomach A Decade in Review Mitchell C. Posner M.D., FACS Thomas D. Jones Professor and Vice Chairman Chief, Section of General Surgery and Surgical Oncology Medical Director, Clinical Cancer Programs University of Chicago Esophageal Adenocarcinoma Relative 5 Year Survival Rates Esophageal Cancer 1975-77 1987-89 5% 10% 2001-07 19% Ca Cancer J Clin 2012; 62: ePub Gastric Adenocarcinoma Relative 5 Year Survival Rates Stomach Cancer 1975-77 1987-89 15% 20% 2001-07 27% Ca Cancer J Clin 2012; 62: ePub Cancers of the Esophagus and Stomach A Decade in Review • Prevention/Screening • Diagnosis/Imaging/Staging • Treatment esophageal tumors gastric tumors • Applied research H. pylori Esophageal vs. Gastric Cancer Serologic test results† Case subjects, N (%) Control subjects, N (%) Unadjusted OR (95% CI) Adjusted OR (95% CI)‡ Noncardia gastric cancer H. pylori negative 12 (7) 43 (25) 1.00 (referent) 1.00 (referent) CagA-negative strains 51 (29) 44 (25) 5.05 (2.11 to 12.07) 6.55 (2.31 to 18.53) CagA-positive strains 110 (64) 86 (50) 5.64 (2.47 to 12.88) 8.93 (3.27 to 24.40) H. pylori positive Gastric cardia cancer H. pylori negative 25 (41) 15 (25) 1.00 (referent) 1.00 (referent) CagA-negative strains 11 (18) 24 (39) 0.34 (0.14 to 0.85) 0.21 (0.06 to 0.81) CaA-positive strains 25 (41) 22 (36) 0.81 (0.35 to 1.85) 0.43 (0.12 to 1.52 H. pylori positive Kamangar F et al. J Natl Cancer Inst. 2006; Innovative Endoscopic Techniques Diagnosis High Resolution Endoscopy Chromoendoscopy Narrow Band Imaging Innovative Endoscopic Techniques Diagnosis Autofluorescence Imaging Confocal Laser Endomicroscopy Esophageal Malignancy Depth of Invasion Ortiz-Fernando-Sorto J et al. World J Gastrointest Endosc. 2011 Esophageal Malignancy Histology Dictating Therapy Konda VJ et al.Am J Gastroenterol. 2012 Endoscopic Mucosal Resection Barrett’s Esophagus Ortiz-Fernando-Sorto J et al. World J Gastrointest Endosc. 2011 Endoscopic Submucosal Dissection Esophageal Cancer Ortiz-Fernando-Sorto J et al. World J Gastrointest Endosc. 2011 “Early” Esophageal Cancer Treatment Algorithm Konda VJ et al.Am J Gastroenterol. 2012 Value of PET Esophageal vs. Gastric Cancer Primary (sensitivity) Esophageal > 95% Gastric ~ 65% Metastases (undetected) 20% 10% Heeren PA et al. J Nucl Med. 2004 Smyth E et al. Cancer 2012 Study Design MUNICON-I (Lordick et al. Lancet Oncol 2007) Non-Responder AEG type I-II Resect CTx PET d14 PET d0 CTx: 3 months Responder Resect Response definition: Decrease of the SUVmean PETd14 / PETbaseline > 35% Weber et al. J Clin Oncol 2001;19:3058-65 Ott et al. J Clin Oncol 2006;24:4692-8 AEG: adenocarcinoma of the esophago-gastric junction; C: cisplatinum; d: day CTX: chemotherapy PET: positron emission tomography; SUV: standard uptake value Results MUNICON-I Median event-free survival [95% CI] in months: Metabolic Responder: 29.7 [23.6; 35.7] Metabolic Non-Responder: 14.1 [7.5; 20.6] Hazard ratio 2.18 [1.32; 3.62] Log-rank p-value: p<0.002 Median follow-up: 28.0 months Lordick et al. Lancet Oncol 2007; 8: 797-805 Study Design MUNICON-II Non-Responder AEG type I-II Radio-Ctx Cispl. + 32 Gy Resect CTx PET d14 PET d0 CTx: 3 months Resect Responder Response definition: Decrease of the SUVmean PETd14 / PETbaseline > 35% Weber et al. J Clin Oncol 2001;19:3058-65 Lordick et al. Lancet Oncol 2007;8:797-85 AEG: adenocarcinoma of the esophago-gastric junction; C: cisplatinum; d: day CTX: chemotherapy PET: positron emission tomography; SUV: standard uptake value CALGB 80803 Schema Induction Chemo: modified FOLFOX6 days 1,15, 29 T3/4 or N1 Esophageal Adenoca PET Scan pre-treatment PET-responders: ≥ 35% SUV decrease: continue initial chemo + concurrent RT (5040cGy in 180cGy fx) PET Scan day 36-42 Randomize Induction Chemo: Carboplatin/ Paclitaxel days 1,8,22,29 Surgical resection 6 weeks post-RT PET- nonresponders: < 35% SUV decrease: cross-over to alternative chemo + concurrent RT (5040cGy in 180cGy fx) Esophageal Cancer Surgical Approach • • • • Transhiatal Esophagectomy Transthoracic Esophagectomy Minimally Invasive Esophagectomy Robotic-Assisted Esophagectomy Esophageal Cancer Transhiatal vs Transthoracic Resection Population-based study: SEER 1992-2002 Outcome Variables Transthoracic (n = 643) Transhiatal (n = 225) p Value Thirty-day mortality (%) 13.1 6.7 0.009 Hospital length of stay (days) 20.7 21.4 0.65 Need for anastomotic dilatation (%) 34.5 43.1 0.02 1 year 55.5 57.3 0.64 3 years 29.4 40.0 0.003 5 years 22.7 30.5 0.02 Overall survival (%) Chang AC et al. Ann Thorac Surg 85(2): 424-9, 2008 GI Cancer Resections 24 Mortality (%) 20 V Low Low Med High V High 16 12 8 4 0 Colon Stomach Esophagus Pancreas Birkmeyer J SSO 2011 Proportion of population-wide extirpative procedures performed at low volume centers 50% 40% 30% 0.329650092 0.299474606 20% 0.181882022 0.165512465 10% 0% 1999 2000 2001 Esophagus 1-3/yr 2002 2003 Pancreas 1-6/yr 2004 Colon 1-43/yr 2005 2006 2007 Rectum 1-15/yr Birkmeyer J SSO 2011 Esophageal Cancer – Resection Trends in Operative Mortality Finks JF et al. N Engl J Med. 2011 Esophageal Cancer – Squamous Cell CA Role of Surgery CRT + Surgery CRT alone Bedenne, L. et al. J Clin Oncol; 25:1160-1168 2007 Esophageal Cancer – Squamous Cell CA Role of Surgery 6 month mortality 16% SGY vs. 6% CRT Bedenne, L. et al. J Clin Oncol; 25:1160-1168 2007 Esophageal Cancer – Squamous Cell CA Role of Surgery Stahl, M. et al. J Clin Oncol; 23:2310-2317 2005 Esophageal Cancer – Squamous Cell CA Role of Surgery postop mortality = 11% CRT + Surgery CRT CRT + Surgery CRT Stahl, M. et al. J Clin Oncol; 23:2310-2317 2005 ESOPHAGEAL CANCER Preoperative Chemoradiotherapy • multicenter phase III trial • n= 363 pts. EUS T2-3,N0-1(74% adeno, 67% N+) • carboplatin/paclitaxel/41.4 Gy Results: median surv. R0 resection pCR rate op mortality CRT+ surgery 49mo 90% 33% 3.8% surgery alone 26mo p=0.011 65% -3.7% Van Gaast A et al. ASCO 2010 Esophageal Cancer Neoadjuvant Chemotherapy vs. Surgery Alone Mortality p = 0.05 Gebski V et al. Lancet Oncol 8: 226-34, 2007 Esophageal Cancer Preoperative Chemotherapy Comparison of MRC and Intergroup Study MRC Intergroup Chemotherapy (all cycles) 90% 71% Surgical resection 92% 80% Esophageal Cancer Preoperative Chemotherapy - MRC OEO2 Allum W H et al. JCO 2009;27:5062-5067 ©2009 by American Society of Clinical Oncology Esophageal Cancer Preoperative Chemotherapy - MRC OEO2 Allum W H et al. JCO 2009;27:5062-5067 ©2009 by American Society of Clinical Oncology Esophageal Cancer Preoperative Chemotherapy – INT 0113 Kelsen D P et al. JCO 2007;25:3719-3725 ©2007 by American Society of Clinical Oncology Esophageal Cancer Preoperative Chemotherapy – INT 0113 Kelsen D P et al. JCO 2007;25:3719-3725 ©2007 by American Society of Clinical Oncology Esophageal Cancer Neoadjuvant Chemoradiotherapy vs. Surgery Alone Mortality P=0.002 Gebski V et al. Lancet Oncol 8: 226-34, 2007 Preoperative Chemoradiotherapy CROSS Trial Van Hagen P et al. N Engl J Med. 2012 Methods Data Source Patients • The National Cancer Data Base (NCDB) • Esophageal Cancer – 1450 Commission on Cancer (CoC) hospitals – >70% of all new cancers – Standardized definitions – 8,562 patients (1998-2007) – Clinical Stage I-III – Middle & lower third tumors – Adenocarcinoma and squamous cell carcinoma Esophageal Cancer - Neoadjuvant Therapy Trends in Utilization Neoadjuvant + surgery Merkow RP et al. Ann Surg Oncol. 2012 Results: Margins, Nodes, Mortality Unadjusted Rate (%) Adjusted Odds Ratio (95% CI) Surgery alone 13.3 1.0 (referent) Neoadjuvant 5.7 0.60 (0.47-0.76) Surgery alone 52.3 1.0 (referent) Neoadjuvant 37.4 0.24 (0.17-0.33) Surgery alone 5.4 1.0 (referent) Neoadjuvant 3.1 0.93 (0.67-1.28) P-value Positive Margins P<0.001 Positive Lymph Nodes P<0.001 30-day Mortality P=0.651 Molecular Targets: Esophagogastric Cancer KRAS mutation: < 5-10% BRAF mutation: < 5% EGFr over expression: 50-80% EGFr mutation: < 5% CMET: < 10% HER2 over expression: 10-25% Galizia W J Surg 31: 1458; 2007 Mammano Anticancer Res 26: 3547; 2006 Lee Oncogene 22: 6942; 2003 Yano Oncol Rep 15: 65; 2006 HER2 and trastuzumab mechanism of action HER2 receptor trastuzumab Trastuzumab Inhibits HER2-mediated signalling in HER2-positive tumors Prevents HER2 activation by blocking extracellular domain cleavage Activates antibody-dependent cellular cytotoxicity ToGA trial design Phase III, randomized, open-label, international, multicenter study 3807 patients screened1 810 HER2-positive (22.1%) HER2-positive advanced GC (n=584) 5-FU or capecitabinea + cisplatin (n=290) R 5-FU or capecitabinea + cisplatin + trastuzumab (n=294) Stratification factors − − − − − advanced vs metastatic GC vs GEJ measurable vs non-measurable ECOG PS 0-1 vs 2 capecitabine vs 5-FU aChosen at investigator’s discretion GEJ, gastroesophageal junction 1Bang et al; Abstract 4556, ASCO 2009 Secondary end point: tumor response rate Intent to treat p=0.0017 Patients (%) p=0.0145 47.3% 41.8% p=0.0599 32.1% 34.5% 5.4% 2.4% CR ORR= CR + PR CR, complete response; PR, partial response PR ORR F+C + trastuzumab F+C RTOG 1010: Phase II Study of Neoadjuvant Trastuzumab and Chemoradiation for Esophageal Adenocarcinoma (Siewert I, II) CHEMORADIATION SURGERY HER-2 (+) (FISH) TRASTUZUMAB + CHEMORADIATION HER-2 (-) (FISH) SURGERY + TRASTUZUMAB (1 YR) ALTERNATIVE STUDIES Chemoradiation: Carbo + Paclitaxel, RT 5040 cGy Surgery Maintenance trastuzumab post op Sample Size = 130 Her-2 (+) Pts, Increase 3-Yr Survival from 30% to 50%. 520+ pts to be screened Gastric Cancer Surgery Extent of LND Gastric Cancer Resection Tumor Control Songun I et al. Lancet Oncol 2010 Gastric Cancer Resection Tumor Control D1=41% D2=25% Songun I et al. Lancet Oncol 2010 Gastric Cancer Resection Tumor Control D1=41% D2=25% INT 0116 LR = 24% DGCT LR = 25% Songun I et al. Lancet Oncol 2010 Gastric Cancer Resection Value of Adequate Surgery DGCT INT 0116 Appropriate Extent of Resection Gastric Cancer NCCN v2.2011 guidelines: Gastric resection should include the regional lymphatics: perigastric lymph nodes (D1) and those along the named vessels of the celiac axis (D2) with a goal of examining at least 15 or greater lymph nodes. Surgical experience & hospital volume matter! Post-operative Chemoradiation: SWOG 9008/Intergroup 0116 Trial Resected stage Ib-IV (M0) gastric or OGJ adenocarcinoma n=556 (<D1 resection 54% D1 = 36%, D2 = 10%) Observation n=275 Randomised 5-FU/LV Chemoradiation (4500Gy) n=281 Median OS: 27 v 36m HR for death 1.32; p=0.0046 Smalley SR et al., J Clin Oncol. 2012 •Highly selected population (All had R0 resection + recovered from surgery) yet only 64% completed treatment. •Significant treatment-related toxicity: 1% toxic death 73% grade 3/4 AEs Peri-operative Chemotherapy: The MRC MAGIC Trial Resectable adenocarcinoma of the stomach, OGJ or lower oesophagus n=503 Pre-operative ECFx3 Randomised Surgical resection within 3-6/52 Postoperative ECF x3 within 612/52 Surgical resection within 6/52 Median OS: 24 v 20 months 5 yr OS: 36% v 23% 13% OS benefit for ECF HR for death 0.75, p=0.009 Pre-op chemo well tolerated (5% did not complete pre-op treatment due to toxicity) No increase in post-op complications Cunningham et al., NEJM 2006 Adjuvant Chemotherapy for Resectable Gastric Cancer CLASSIC Trial Bang y et al. Lancet 2012 Adjuvant Chemotherapy: ACTSGT1 Observation n=530 Stage II-III gastric cancer treated with curative gastrectomy; all with at least D2 dissection n=1059 Randomised Adjuvant S-1 80mg/m2/day x28 days q 6 weeks x 12 months n=529 Screening programme in Japan allows detection of disease at an earlier stage S1 efficacy not proven in non-Asian population Sakuramoto et al., NEJM 2007 Adjuvant Chemotherapy for Resectable Gastric Cancer Meta- analysis The GASTRIC Group JAMA 2010 Adjuvant Radiation Therapy Resectable Gastric Cancer Snyder RA et al. Int J Surg Oncol. 2012 Adjuvant Chemotherapy vs. CRT ARTIST Trial capecitabine + cisplatin (XP) 6 cycles (n = 228) Stage II-III gastric cancer treated with curative gastrectomy; all D2 dissection n=458 Randomised XP 2 cycles capecitabine + 45GY XRT XP 2 cycles (n = 230) Chemotherapy vs. Chemoradiotherapy for Resectable Gastric Cancer ARTIST Trial: all patients Lee J et al. JCO 2012 Chemotherapy vs. Chemoradiotherapy for Resectable Gastric Cancer ARTIST Trial: node + patients 3 yr DFS 77.5% vs. 72.3% Treat 20 patients to prevent recurrence in 1 patient Lee J et al. JCO 2012 Chemotherapy vs. Chemoradiotherapy for Resectable Gastric Cancer ARTIST Trial Lee J et al. JCO 2012 Gastric Cancer Targeted Agents – ToGA Trial Bang YJ et al. Lancet. 2010 GIST • >90% tumors KIT or PDGFRα mutation • >80% metastatic GIST patients benefit from imatinib mesylate • Resected primary GIST: 5-yr survival = 54% CP1271510-62 GIST – Adjuvant Z9001 A phase III randomized double-blind study of adjuvant imatinib vs placebo in patients following resection of primary GIST Primary GIST 3 cm Complete gross resection tumor KIT + R a n d o m i z e Placebo x 1 year lmatinib x 1 year F O L L O W U P PI: Ron DeMatteo 3048365-63 GIST – Adjuvant Z9001 Recurrence-free and alive (%) Recurrence free survival 100 80 60 40 Imatinib Placebo Total 359 354 Events 30 70 20 HR 0.35 (95% CI 0.22-0.53); P<0.0001 0 0 12 6 24 18 30 36 Months Placebo Imatinib 359 354 207 188 105 89 33 34 Lancet. 2009 Mar 28;373(9669):1097-104 3048365-64 GIST – Adjuvant Z9001 Multivariate Analyses For Recurrence: Placebo Group Tumor location Stomach Small bowel Rectum Tumor size <5 cm 5-10 cm 10 cm Mitotic rate <5 5 Genotype Exon 9 Exon 11 Exon 13 PDGFRA WT 0 2 4 6 8 10 12 Hazard ratio 14 16 18 20 ASCO 2010 3048365-65 GIST – Adjuvant Z9001 Recurrence-free and alive (%) RFS For Exon 11- Mutant Cases by Arm RFS For Wildtype Cases by Arm 100 100 80 80 60 60 40 40 Imatinib (n=173) Imatinib (n=32) Placebo (n=173) Placebo (n=32) 20 20 Treatment Treatment P<0.0001 at 24 months HR 3.42 (95% CI 1.93-6.06) P=0.6123 at 24 months 0 0 0 6 12 18 24 30 36 0 6 12 18 24 30 36 Months ASCO 2010 3048365-66 SSGXVIII: Study design An open-label Phase III study Random assignment 1:1 Imatinib for 12 months Follow-up Stratification: 1) R0 resection, no tumor rupture 2) R1 resection or tumor rupture Imatinib for 36 months Follow-up GIST – Adjuvant Imatinib One vs. Three Years Joensuu H et al. JAMA 2012 Advanced GIST Sunitinib in Imatinib Resistant GIST Advanced GIST Sunitinib in Imatinib Resistant GIST Esophageal/Gastric Cancer Incidence / Mortality 2012 Esophageal Cancer Stomach Cancer 24000 20000 17,460 16000 15,070 21,320 12000 8000 10,540 4000 0 new cases deaths Ca Cancer J Clin 2012; 62: epub