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School of Industrial and Information Engineering Course 096125 (095857) Introduction to Green and Sustainable Chemistry A.A. 2015/2016 Process Redesign of Pharma Synthesis Prof. Attilio Citterio Dipartimento CMIC “Giulio Natta” http://ISCaMaP.chem.polimi.it/citterio/ Pharmaceutical Industry • Major commercial sector in EU Region Italy is known to have long tradition as medicine chest • Biotechnology and biochemical synthesis Genetic engineering/Fermentation • Organic synthesis Chemical reaction/purification • API (Active Pharmaceutical Ingredient) – The compound within the pill that treats the disease • 2012, $325.8 Billion sales prescription drugs* – $112 Billion sales for top 5 drugs classes • • Energy usage is between 50-300 MJ/kg API*** Solvent usage is around 300 kg/kg API**** *Michael Bartholow, PharmD, CACP, 2012_U.S.Medicines_Report.pdf Attilio Citterio Top 20 Products of 2012 by Total Dollars Rank Product Manufacturer Sales ($) Rank Product Manufacturer Sales ($) 1 Nexium AstraZeneca $5,989,000,000 11 Singulair Merck & Company $3,300,000,000 2 Abilify Otsuka America $5,870,000,000 12 Rituxan Genentech $3,197,000,000 3 Crestor AstraZeneca $5,092,000,000 13 Plavix Bristol-Myers Squibb/sanofiaventis $2,971,000,000 4 Advair Diskus GlaxoSmithKline $4,889,000,000 14 Atripla Bristol-Myers Squibb $2,899,000,000 Gilead 5 Cymbalta Lilly $4,720,000,000 15 Spiriva Handihaler Boehringer Ingelheim $2,833,000,000 6 Humira Abbvie $4,609,000,000 16 Oxycontin Purdue Pharma $2,808,000,000 7 Enbrel Amgen $4,337,000,000 17 Januvia Merck & Company $2,670,000,000 8 Remicade Centocor $3,876,000,000 18 Avastin Genentech $2,661,000,000 9 Copaxone Teva CNS $3,581,000,000 19 Lantus sanofi-aventis $2,327,000,000 10 Neulasta $3,460,000,000 20 Truvada Gilead Sciences $2,305,000,000 Amgen Michael Bartholow, PharmD, CACP, 2012_U.S.Medicines_Report.pdf Attilio Citterio The Best Selling Drugs in the Word 2014 Sales in billions http://qz.com/349929/best-sellingdrugs-in-the-world/ Attilio Citterio Success Rate of a Pharmaceutical Compound on Development Stage Discovery (2-10 Anni) Success rate based on development stage 5000-10.000 tested Preclinical studies (lab. test and animals) Phase I 20-80 voluntary healthy used to determine efficacy and dose Phase II 100-300 voluntary patients used to evaluate efficacy and side effects Phase III 1000-5000 voluntary patients used to monitor reactions for long term use 250 Preclinici Studies 5 Interclinical studies Review FDA/ Approval More post-commercialization checks Year 0 2 4 6 IND Filed 8 10 NDA Filed Attilio Citterio 12 14 16 1 FDA approved The Changing Landscape of Development Compliance Guidance: Using a Draft Guidance: Centralized IRB Process in Multicenter Exception from Informed Consent Requirements Trials (3/06) for Emergency Research (9/06) Guidance: Immunotoxicity Studies Guidance: ICH Q8 – for Human Pharmaceutical Pharmaceuticals (4/06) Development (5/06) Draft Guidance: Supervisory Guidance: Responsibilities of Computerized Systems Clinical Investigators (Out Used in Clinical for Comment – 5/07) Investigations (5/07) Attilio Citterio Guidance: Establishment and Operation of Clinical Trial Data Monitoring Committees (3/06) Draft Guidance: Adverse Event Reporting – Improving Human Subject Protection (Out for Comment – 4/07) Draft Guidance: Approaches to Complying with CGMP During Phase I (12/06) Draft Guidance: ICH Q10 – Pharmaceutical Quality System (7/07) The Changing Face of Drugs Aspirin Losec Paracetamol Active Price : $500/kg Active price : $5/kg Attilio Citterio Breakdown of the World Pharmaceutical Market (2012 sales) In EU pharmaceutical trade Surplus was estimated at € 80 BILLION 7,067 76,438 2012 2000 1990 2011 7,067 Attilio Citterio 80,000 The Global Pharmaceutical Market, 2012 Source: M. Buente, S. Danner, S. Weissbäcker, C. Rammé, Booz & Company, 2013. Attilio Citterio PORTFOLIO SHUFFLE of Main Pharmaceutical Industries Through swaps and divestitures, companies are rationalizing portfolios to focus on fewer businesses. NOTE: Figures for 2015 are based on pro forma sales estimates, including deals announced in 2014. SOURCE: Ernst & Young Attilio Citterio Pharmaceutical Trend NEW PRODUCT DEVELOPMENT CYCLE EXTENDING NEW PRODUCT (NME) LAUNCHES DECREASING PATENT EXPIRY OF BLOCK BUSTERS PEAKING (2011-12) SHAREHOLDER EXPECTATIONS STILL HIGH MANUFACTURING COST INCREASING AND NOW LARGER THAN RESEARCH & DEVELOPMENT Attilio Citterio Primary MFG Trends MORE COMPLEX MOLECULES PURITY & HYGIENE CROSS CONTAMINATION (FDA) ENVIRONMENTAL CONTROL (EA/HSE) COST ESCALATORS PRODUCT STEWARDSHIP (NGO’S) Manufacturing Issues • Batch-based processes • Multi-step synthesis, transformations – intermediates • Isolations (purification) • Extensive use of multiple organic solvents and reagents – varying degrees of toxicity • Limited health data on intermediates Attilio Citterio Manufacturing Issues • Processes – solid/liquid – filtration, drying, etc • Purity and yield • 7-11 years between development and manufacture – Regulatory steps (Phase I-III) • 10% success rate for new drug development • Outsourcing process steps • Once process is approved by FDA, any changes are hard to implement Attilio Citterio Drug Development Process: Clinical Phases Following animal studies, compounds are tested in human populations: PHASE I DETAILS Safety and tolerance of drug Pharmacokinetics parameters ADME: Adsorption, Distribution, Metabolism, & Excretion Small population of healthy, paid volunteers IIa Proof of concept Final decision on formulation Tens of patients IIb Determination of active dose Double blind trials vs. comparators Hundreds of patients IIIa Efficacy (1 dose) on limited number of indications vs. one comparator Thousands of patients (2,000 – 10,000) IIIb Extension of indications (e.g., quality of life, comparison to other marketed therapeutics) IV Long-term safety and efficacy of launched product Attilio Citterio Drug Development Process: 5-7 Years Between Project Start and Launch 48 months *NCE Approval CLINICAL PRE-CLINICAL 9 months 8 months *FDA Launch submission *IND filing *NDA 8 months 9 months 23 months 15 months Total 72 months Phase I Phase IIa Phase IIb Phase III Phase III (continued) FDA pai *PAI: Pre Approval Inspection NDA FILIMG *IND: Investigational New Drug *NCE: New Chemical Entity Attilio Citterio *FDA: Federal Drug Administration *NDA: New Drug Application Number of Trials and Development Time of New Drugs 70 60 50 N° of 40 trials 30 20 10 0 Development time (years) 1977-80 1981-84 1985-88 1989-92 1993-95 14.2 16 11.6 14 2,2 2,8 12 8.1 2,1 10 8 14.9 6,7 5,5 2,4 4,4 6 4 2 0 2,5 5,1 1960 1970 Preclinical phase Attilio Citterio 6 5,9 3,2 1980 Clinical phase 1990-1996 Approval phase Chemical Engineering: Adjustment Significant shift from traditional intensive capital base chemicals Stronger emphasis on specialty materials at high added value Critical importance of a development of more sustainable chemical process Growing of concepts of engineered product in the frame of chemical engineering practice Green Engineering Attilio Citterio Typical Biological (Antibody) Process Attilio Citterio Design in Chemical Engineering Key role Chemical process design Optimization of process conditions Yield of chemical products Critical issues SHE Environment Safety Health Attilio Citterio Pharma Engineering EXOTIC MATERIALS SOPHISTICATED CONTROL AIR HANDLING & CONTAINMENT CONNECTIVITY & FLEXIBILITY MULTI - FUNCTIONALITY Attilio Citterio COST ESCALATORS Typical Flow Chart H EAD ER H EAT EXC H ANG ER SOLVEN T AZEO TRO PE SOLIDS VESSEL W ET C AKE FILTER D RIER W ET C AKE R EC EIVER R EC EIVER R EC EIVER PR O D UC T FLO W SHEET TYPIC AL BATC H R EAC TIO N / ISO LATION / DR YING R EVISIO N D ETAILS SH O W N O N SEPAR ATE R EV. SH EET D R AW N BY O R IG IN ATO R Attilio Citterio PR O JEC T N o. SC ALE D R G .N o. SHT.N o. R EV D ATE Batch Technology OFF GASES (OG) REACTANTS (R) PRODUCT (P) REAGENTS/DILUENTS (RD) P RD + R WASTE (W) ~ 1% 1. OPTIMISE FOR TOTAL MASS BALANCE – NOT KEY REACTANT 2. CHANGE IMPROVE REACTOR DESIGN – SELECTIVITY/RATE/YIELD SEPARATION, ANALYSIS I.E. SWEAT THE PROCESS Attilio Citterio Lead Times ASSEMBLE MAKE MOVE GOODS INWARD MOVE MOVE STORES QUEUE DELEY MOVE DELEY DELAY PACK RIUNIUNIONE PARZIALE TOTAL ELAPSED TIME VELOCITY RATIO = SPEED AT WHICH MATERIAL MOVES VR = SOM OF VALUE ADDS TOTAL ELAPSED TIME Attilio Citterio ~ 1% SHIP Potential Ways Forward UNIT OPERATIONS APPROACH: REACTOR DESIGN - MUCH MORE INTENSIVE (Heat & Mass Transfer Controlled) PRODUCTS DESIGN - Regio- and Stereo-specificity to improve - Manage morphology PURIFICATION - Speed & precision SEPARATION - Speed & precision SYSTEM INTEGRATION: Synchronise Unit Operation System Optimise Process for Minimum Total Mass Balance, not Maximise Yield of Key Reactant. Attilio Citterio How to Improve PROCESS INTENSIFICATION/CATALYSTS • COST ENGINEERING UNIT OP DRIVEN, NOT UNIT PROCESS • STANDARDISATION/PLUG IN – PLUG OUT • HIGHER VELOCITY • HIGHER PRODUCTIVITY • LOWER CAPEX INTENSITY Sequence Selection Route Selection Recipe Development Pilot Scale-up Trail Production Regulatory Compliance Site Evaluation MULTI DISCIPLINARY COLLISIONS Industrial Scale-up and Tech Transfer Industrial Production Attilio Citterio Clinical Phase EHS Study Post-Approval • Process Development Preclinical Phase • Green Engineering Opportunities • Investigate process early in development • Solvent substitution – more benign solvents • Solvent reduction • Novel processes for material reuse/recovery • Reduction in process steps “Telescoping” to eliminate intermediate isolations Challenge - maintain drug purity and yield Attilio Citterio Green Engineering Needs Metrics to measure and quantify – more than just amount reduced Materials Mass intensity – amount of raw material needed to produce 1 kg of API Solvent intensity Waste intensity Water intensity Emissions Efficiency Energy Quantify broader environmental impact Attilio Citterio 250 Mass Intensity (kg/kg API) quantify improvements What to measure, how to 200 150 100 50 0 Lab Pilot Production Scale Full Example: Redesign Sertraline Process Sertraline: active component in Zoloft Combined process: • • • • Doubling up the yield Substitution of CH2Cl2, THF, toluene and hexane with Ethanol Eliminazione of 140 ton/year of TiCl4 use Elimination of 150 ton/year of 35% HCl NHMe Cl Pfizer Cl Attilio Citterio Redesign Sertraline Process HCl EtOH "imine" isolated MeNH2 EtOH EtOAc D-mandelic Ac. Pd/C, H2 TiCl4/ MeNH2 Toluene/hexane THF - TiO2 - MeNH3Cl + H2O EtOAc D-mandelic Ac. Pd/C/CaCO3, HCl EtOH MeOH res H2, EtOH "imine" not isolated Sertraline final product isolated Sertraline Mandelate isolated racemic mixture not isolated Attilio Citterio Sertraline Mandelate isolated Sertraline final product isolated Efficiency of “Carbon Frame” in the Sertraline Synthesis IX O O 3 Cl Cl + O O IV XI X O OH OH CO2H O O Benzene O O Cl Cl Cl Cl Cl Cl T-S Yield=33% Cl Cl SOCl2/ AlCl3 Tetralone Yield=37% VI NCH3 O VII VIII NCH3 NCH3 V Separation Cl Cl Cl Cl Cl Cl Cl Cl Racemic mixture : cis(+,-) e trans(+,-) Total Yield =12.2% T Toluene SMB EtOH THF Attilio Citterio S Improvement of 10% in the Efficiency of Carbon Use • Inside the Company (kg/kg Sertraline): 97 • 96 1 (most wastes are solvents) In overall Pharma Complex (kg/kg Sertraline) 39,098 35,794 3,304 Impact more 3,000-times higher! Attilio Citterio Efficiency in the Use of Solvents (V → VI) THF Naphthalenone Mixing 46 TiCl4 CH3NH2 0°C Cooling. 1-5°C 47 Reaction, Stir and Cool <10°C Adding 48 49 THF Stirring 17 h, N2 50 THF Filtration aq/Washing 52 Naphthalenamine 51 TiO2 “panel" THF NCH3 O + Chemical Loss + Solvent + Reagents + Solvent Cl Cl Vacuum V Cl Cl Attilio Citterio VI Improvement of 10% in the Use of Solvents • Inside the Company (kg.kg Sertraline) 97 • 89 8 Inside the Pharma Complex (kg/kg Sertraline) 39,098 38,493 605 The effect is higher inside the Society, but higher impact is out of Society. Attilio Citterio Redesign of Sertraline Process OH O CCl Cl Cl + + Cl Cl AlCl3 O C Cl Cl CO2Et t-BuOK 2 equiv. AlCl3 CO2Et H2O HBr/AcOH H2C CO2Et CH C Cl Cl H2, Pd/C EtO2C H2 C CH2 CH (1) CH3NH2 O Cl Cl SOCl2 (2) H2, Pd/C Cl Cl Attilio Citterio CH3 (3)-(5) sep. racemo HN Cl Cl Alternative for TamifluTM (Oseltamivir Phosphate) • Synthesis of allyl amine without Azide O COOEt O COOEt H2N O HN • Diels-Alder Synthesis from Furan O COOEt O + EtO P H N O COOEt EtO AcHN O NH2 H3PO4 • Elaboration of Aromatic ring: meso approach O OH HO O O HO COOEt COOEt COOH Attilio Citterio Redesign of a NCS Compund: Benzodiazepine Synthesis p-NO2-PhCHO Z. rouxii, XAD-7 resin HCl H2NNHAc Improved synthesis of an active drug for nervous central system. air, NaOH, DMSO MsCl, Et3N 1. NaOH, EtOH 2. KO2CH, Pd/C For each 100 kg of product were eliminated: • 300 kg of chromium wastes • 34,000 liters of solvents Attilio Citterio Interdisciplinar approach, which combine chemistry, microbiology and engineerig. Eli Lilly and Company Chemical & Biocatalytic Routes to QCA Na2S2O4/H2O Chemical Route EtOH di- N -oxide aq. HCl 3 steps, 35% yield Di-N-oxide: mutagenic & high energy intermediate 35% H 2O 2 10% NaOH QCA Pseudomonas putida whole cells (COOH)2 Biocatalytic Route 1 step (3 enzyme reactions), 86% yield Aqueous reaction at 28°C 2-Methylquinoxaline Attilio Citterio Quinoxaline Chemical & Biocatalytic Process Comparison Raw materials for 1 kg QCA Chemical Process P. putida Process 0.97 kg 2.9 L 6.5 L 2-methylquinoxaline benzyl alcohol p -xylene 4N HCl 13.6 L 4N HCl 3.8 L 10% NaOH 11.7 L 10% NaOH 1.7 L chloroform 142 L inorganic salts 0.75 kg N ,N -dimethylacetamide ethanol 36 L 18 L trace elements H2O 0.005 kg 79 L di-N -oxide Na 2S2O4 3.9 kg 5.7 kg 35% H2O2 0.9 L Biocatalytic route avoids hazardous di-N-oxide and uses 4x less starting material Reduced organic solvent consumption for biocatalytic route (3.8 L/kg QCA) vs. chemical process (196 L/kg QCA). N.B.: CHCl3 induce cancer. Attilio Citterio Sildenafil Route Selection O O HO O2 N O EtO H N Pr Me N N ClSO3H Quench O SnCl 2 / HCl Me N N H 2N H 2N Pr Pr O Me N EtO H N N-methylpiperazine N N Pr N N O ArCOCl pyridine Me N N N O2 S O Me SOCl 2 / Toluene N H 2N N NH3 O2 N Pr NaOH /H2O2 EtO H 2N Me N N CONH EtOH Pr Me Linear Synthesis (no convergency) Poor from an environmental perspective Late Stage Chlorosulphonation generates a lot of aqueous waste, difficult to scale-up. Tin Chloride Reduction Step Usual Challenging Solvents (e.g. pyridine) Pfizer Attilio Citterio Sildenafil Route Selection clean Four Steps cyclisation reaction Potentially toxic SILDENAFIL Materials M edicinal Chemistry Route: The clean reaction is in the middle of the synthesis The potentially toxic materials are in the final step. Four Steps clean cyclisation Potentially toxic SILDENAFIL reaction Materials Commercial Route: The synthesis was redesigned to introduce convergency The clean reaction is in the final step. Attilio Citterio Late Synthetic Stages O H 2N O2 N Me N N H2 Pd/C EtOAc O Pr N H 2N EtO N CONH Pr OEt EtOAc 96 % CO2 H O2 S N Base N N Pr EtOH O2 S N N N Me Me CDI EtOAc N N Me OEt H N 95 % N O2 S O Me Me Use of ethyl acetate in all three reactions, hydrogenation, activation, acylation leads to an easy solvent recovery by distillation and clean environmental profile. Final step is run very concentrated hence very little organic waste. High yields late in the synthesis reduce the environmental impact of early steps Attilio Citterio Alternative in Friedel-Craft Traditional reagents in Friedel-Crafts reactions: Lewis Acid: aluminum chloride, tin(IV) chloride, boron trifluoride Solvents: aromatic hydrocarbons, nitrobenzene, carbon disulfide, methylene chloride Lewis Acid RCOCl h, Sensit. RCHO • Photochemical acylation of benzoquinone with benzaldehyde Attilio Citterio Photochemical Alternative in Friedel-Crafts O N N Ph O Diazepam Cl OH COOH COR hν Ibuprofen RCHO O OH O Doxepin N Attilio Citterio Other Fotochemical Applications CH3CHO Ag2O Ph2CHO hν CAN Et3SiH BF3 Kraus, Iowa State Attilio Citterio Applications in Farma Field Traditional synthesis of Progesterone Great use of EDC, relevant volumes of acqueous and orgenic wastes Soja steroids 1. Oppenauer oxidation 15% used 2. Ozonolysis stigmasterol corticosteroids bisnoraldehyde progesteron Pharmacia - Upjon Attilio Citterio Alternative Synthesis of Progesteron • 89% less organic not recovered wastes, • 79% less aqueous wastes Soja steroids 4-idroxy-TEMPO 100% used NaOCl, NaHCO3, KBr bisnoralcohol corticosteroids bisnoraldehyde progesteron Attilio Citterio Pharma Applications Cytovene antiviral agent used in treatment of retinitis infections by cytomegalovirus (CMV) Patients with Aids and with transplant of solid tissues Improved synthesis: reduced chemical process stages from 6 to 2 reduced the number of reagents and intermediates from 22 to 11 eliminated 1.12 millions kg/year of liquid wastes eliminated 25,300 kg/year of solid wastes overall increase of yield: 25% O H RHN N N N N O Ganciclovir (Cytovene) Attilio Citterio OH OH Pharma Applications GTE Process – Cytovene Synthesis 1. HMDS, HOTf 2. 3. (EtCO)2, DMAP 4. MeOH, toluene R = COEt NH4OH MeOH Ganciclovir (Cytovene) Roche Colorado Corp. Attilio Citterio Pharma Applications (+)-Citreoviridin Synthesis ATP synthase inhibitor + CO2 (3 atm) dppp, (dba)3Pd2 CHCl3 THF, rt Trost, Stanford University Attilio Citterio Pharma Applications Trans-β-lactams synthesis through microwave induced organic reactions (intermediate in the synthesis of Taxol/Taxotere) irradiation with microwave high power Bose, Stevens Institute of Technology Attilio Citterio Applications via Combined Methodologies Tandem synthetic methods assistes by enzymes and electrochemistry Conduritol C Synthesis: 1. E. Coli pDTG601 e- 2 Aceton H2O 4 steps eH2O/ H+ 17 steps (Hudlicky, University of Florida) Attilio Citterio Enzyme use for chiral compounds: Synthesis of Pregabalin Research-scale synthesis 1. LDA 2. BrCH2CO2R Pregabalin Final manufacture-scale synthesis Lipase Pregabalin The savings come about because efficient syntheses that avoid exotic reagents, minimise energy use and replace organic solvents with water are invariably cheaper to perform. Attilio Citterio