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Comments on Investment Banking Rules
Deadline for comments: 07.10.2016
From…………………………………………….. (Name optional)
Investment Dealers
□
Investment Advisers
□
Asset Managers
□
Distribution of Financial Products
Banks
□
Public
□
□
Tick as appropriate (√)
Contact email/number………………………………….(Optional)
Paragraph
(For ease of reference
and understanding of
context, please cite the
paragraph number and
copy and paste the
relevant part)
Comment
Resolution
(for use of the
Commission only)
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