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ICES Journal of Marine Science, 62: 1711e1716 (2005) doi:10.1016/j.icesjms.2005.06.002 Ex situ conservation status of an endangered Yangtze finless porpoise population (Neophocaena phocaenoides asiaeorientalis) as measured from microsatellites and mtDNA diversity Junhong Xia, Jinsong Zheng, and Ding Wang Xia, J., Zheng, J., and Wang, D. 2005. Ex situ conservation status of an endangered Yangtze finless porpoise population (Neophocaena phocaenoides asiaeorientalis) as measured from microsatellites and mtDNA diversity. e ICES Journal of Marine Science, 62: 1711e1716. The Yangtze finless porpoise, Neophocaena phocaenoides asiaeorientalis, is an endangered small cetacean that occurs only in the middle and lower reaches of the Yangtze River of China. The establishment of a breeding population of the porpoise in Tian-e-Zhou Baiji National Natural Reserve represents the first attempt at ex situ conservation efforts for a cetacean species. With the goal of effective protection, management, and monitoring of this preserved population, we examined its genetic diversity using 930 bp of mtDNA control region sequences and 13 polymorphic microsatellite loci. A very low level of genetic variation (h Z 0.6010 G 0.0029 s.d.; p Z 0.0007 G 0.0000002 s.d.) in the mtDNA control region sequences and a moderate genetic diversity (Ho Z 0.5740 G 0.2575 s.d.) in the microsatellites were detected in the population. It is necessary to introduce more individuals with representative genetic variations into the reserve in order to form a larger and healthier group structure for long-term survival of the population. Successful establishment of the Yangtze finless porpoise population in the Reserve also provides a useful model for an ex situ conservation programme for other rare and endangered species. Ó 2005 International Council for the Exploration of the Sea. Published by Elsevier Ltd. All rights reserved. Keywords: ex situ conservation, genetic diversity, Neophocaena phocaenoides asiaeorientalis. Received 6 June 2004; accepted 15 June 2005. J. Xia and J. Zheng: Institute of Hydrobiology, the Chinese Academy of Sciences, Wuhan 430072 Hubei, China; Graduate School of the Chinese Academy of Sciences, Beijing 100039, China. D. Wang: Institute of Hydrobiology, the Chinese Academy of Sciences, Wuhan 430072 Hubei, China. Correspondence to D. Wang: tel: C86 27 68780178; fax: C86 27 68780123; e-mail: [email protected]. Introduction With increasing human activities, large-scale habitats and their associated environments have been destroyed or have deteriorated, which consequently can lead to mass species extinction. At present, there mainly exist two strategies for conservation of an endangered species, i.e. in situ and ex situ conservation. Although the best remedy to prevent species extinction is habitat preservation (in situ conservation), ex situ conservation is very necessary to preserve endangered or rare species when their natural habitats have already been completely destroyed or so reduced in size and so fragmented that the species are in imminent danger of extinction (Li et al., 2002). 1054-3139/$30.00 The Yangtze finless porpoise, Neophocaena phocaenoides asiaeorientalis (Gao and Zhou, 1995), an endemic and endangered small cetacean, only occurs in the middle and lower reaches of the Yangtze River. This porpoise is listed in the Second Order of Protected Animals in China and as Endangered by the IUCN Red List of Threatened species. Surveys from 1978 to 1991 produced an estimate of 2700 individuals in the Yangtze (Zhang et al., 1993). Additional surveys conducted in some segments of the Yangtze from 1989 to 1999 indicated a drastic decrease (Wang et al., 2000), with a loss rate of 7.3% per year (Wei et al., 2002b). Population viability analysis suggested that the Yangtze finless porpoise would become extinct within 24e94 years if no protection was given (Zhang and Wang, 1999). Ó 2005 International Council for the Exploration of the Sea. Published by Elsevier Ltd. All rights reserved. 1712 J. Xia et al. Since further degradation of the Yangtze River is likely, Wang et al. (2000) concluded that the establishment of ex situ breeding colonies would be necessary as a means of saving the Yangtze finless porpoise population from extinction. In 1992, the Tian-e-Zhou Oxbow, located in Shishou, Hubei, China, was approved by the central government as a National Natural Reserve for the Baiji, Lipotes vexillifer, a critically endangered cetacean species also only occurring in the Yangtze River, and for the Yangtze finless porpoise. This oxbow was formed naturally when it was cut off from the main channel of the Yangtze River in 1972. It is 21 km long, 1e1.5 km wide, and has an average bottom depth of 4.5 m (Wei et al., 2002a). Instead of the Baiji, the Yangtze finless porpoise was introduced into the reserve first as early as 1990 for testing the feasibility of the establishment of the Reserve during a baseline study. This represents the world’s first attempt at ex situ conservation efforts for a cetacean species (Zhang et al., 1995; Wang et al., 2000; Wei et al., 2002a). Because of escapment and release of Reserve porpoises into the Yangtze River, there were only four individuals left in early spring 1997. Thereafter, another three and six individuals from the Yangtze River were introduced into the Reserve in 1998 and 1999, respectively (Wang et al., 2000; Wei et al., 2002a). With 1e3 calves born in it each year, there were 22 animals living in the reserve when the present study started (Wang et al., 2000; Wei et al., 2002a). Although many ecological and behavioural studies have been undertaken on this population (e.g. Yang et al., 1995; Yang and Chen, 1996; Zhang et al., 1996; Akamatsu et al., 1998, 2000, 2002; Wei et al., 2002a), no molecular data from the population were available. As small isolated populations are subject to genetic drift, which will affect their evolutionary potential through fixation of deleterious mutations, understanding the patterns of genetic variation and the efficiency of genetic conservation in an ex situ strategy is of fundamental importance. This study mainly aims to explore the genetic variation and its maintenance to provide guidelines for further conservation strategies and management of this isolated population, and could be used as a useful case study of ex situ conservation for other rare and endangered species, such as the critically endangered Baiji. Material and methods Sample collection During early June 2002, we captured all 22 porpoises in the Reserve by net under a special permit of the Department of Fisheries Management, Hubei Province. Gender was identified morphologically for each, and 10e20 ml whole blood was drawn from each porpoise with a hypodermic syringe. Blood was immediately anti-coagulated with ACD (acidecitrateedextrose) solution and preserved in liquid nitrogen until DNA extraction. Another female porpoise, captured from the Reserve in 1999 and raised in the Institute of Hydrobiology, the Chinese Academy of Sciences, was also sampled. Therefore, 23 individuals were used for analysing genetic diversity of the Reserve population. Of these, 8 were females and 15 were males. DNA extraction Total genomic DNA was extracted using protocols based on E.Z.N.A.Ò Blood DNA Kit (Omega Bio-tek, Inc.) and re-hydrated in TE buffer (10 mM Tris, 0.1 mM EDTA, pH 8.0) for future use. mtDNA control region sequencing and microsatellite genotyping A fragment of approximately 1.1 kb of the mtDNA control region was amplified by PCR with primers (L: 5#-GAA TTC CCC GGT CTT GTA AAC C-3# and H: 5#-TCT CGA GAT TTT CAG TGT CTT GCT TT-3#; Hoelzel et al., 1998). The PCR cycling profile consisted of an initial denaturation of 3 min at 94(C, followed by 30 cycles of 40 s at 94(C, 1 min annealing at 63(C and 2 min at 72(C, and with a final step of extension of 7 min at 72(C. Amplified fragments were purified with QIAquickÒ PCR Purification Kit and then sequenced from both ends with primers L and H, respectively. Thirteen microsatellite loci were amplified for each individual in reaction, as described in Valsecchi (1996; EV10pm, EV104Mn), Rosel et al. (1999; PPHO104, PPHO137, PPHO110, PHO142, PHO130), Rooney et al. (1999; Texvet2), Waldick et al. (1999; rw410, rw34), and Berube et al. (2000; GT271, GT509, GT310). PCR products were run on 6.0% denaturing polyacrylamide gels and then detected using the silver staining technique. Microsatellite alleles were sized relative to an internal DNA size-standard (PBR322/MspI marker) using the software Labimage (ver. 2.6, programmed by Kapelan, http://www.labimage.de). Each locus was re-amplified and run at least twice to ensure accuracy of scoring. Data analysis Control region sequences were aligned using the program Clustal X (Jeffs, 1998), with all parameters set to default values. After correction by hand, we combined L and H sequences from the same sample. Population genetic analyses such as haplotypic diversity (h) and nucleotide diversity (p) were carried out using the program DnaSP (ver. 3.15, Rozas and Rozas, 1999). For microsatellite data, linkage disequilibrium tests between pairs of loci, allele frequencies, effective number of alleles (ne), Shannon’s Information Index (I), observed heterozygosity (Ho), and expected heterozygosity (He) at each locus were computed with the program POPGENE (ver. 1.3.1, Yeh et al., 1997). Conservation status of Yangtze finless porpoise Results Table 2. Summary of descriptive statistics for the Reserve population at 13 microsatellite loci. mtDNA data Sequences (930 bp) of mtDNA control region were aligned among the 23 individual samples. Two polymorphic sites were detected and three unique haplotypes were defined (H1, H2, and H3). Both mutations were transitions (Table 1). The haplotypic diversity (h) was estimated to be 0.6010 G 0.0029 s.d. and nucleotide diversity (p) was 0.0007 G 0.0000002 s.d. among the 23 samples, showing a very low level of genetic variation in the population for mtDNA. The Reserve population consisted primarily of the individuals with haplotype H1 or H2, in which haplotypic frequency for H1 was estimated to be 0.4783, and 0.4348 for H2. The male group possessed all the three haplotypes, while only haplotypes H1 and H2 were detected within the female group (Table 1). Microsatellite data No significant evidence of linkage disequilibrium was detected among the 13 microsatellite loci used, so all were kept for further analysis. The average effective number of alleles (ne) and Shannon’s Information Index (I) per locus were 2.82 G 1.60 s.d. and 1.05 G 0.45 s.d., respectively. The observed single locus heterozygosity (Ho) of the population ranged from 0.2174 to 0.9565, with an average of 0.5740 G 0.2575 s.d. at the 13 loci (Table 2). Discussion Genetic status of the Reserve population Previously, Yoshida et al. (2001) and Yoshida (2002) have reported the genetic variation of five finless porpoise populations inhabiting Japanese coastal waters. Their studies indicated that the p values at mtDNA level ranged from 0.000 (Omura Bay, n Z 8) to 0.0041 (Ariake SoundTachibana Bay, n Z 65), with an average of 0.0016 (n Z 173). The average value was just slightly higher than Table 1. mtDNA sequence polymorphic sites and the estimation and distribution of haplotype frequencies for each group. Variable sites Haplotype H1 H2 H3 1713 143 414 C T T C Absolute Relative Female Male frequency frequency 3 5 0 8 5 2 11 10 2 0.4783 0.4348 0.0869 Variable sites were identified with the 930 bp sequence, where a ‘’ represented identity with haplotype H1. Haplotype sequences were deposited in GenBank (Accession No. AY334099eAY334101). Loci K Ho He PPHO104 PPHO137 PPHO110 PPHO142 PPHO130 rw410 rw34 EV10pm GT271 GT509 GT310 EV104Mn Texvet2 3 6 7 4 7 2 6 3 3 3 2 5 2 0.4348 0.9444 0.9565 0.6522 0.8696 0.2174 0.4348 0.3000 0.4348 0.5652 0.4348 0.8696 0.3478 0.5952 0.8365 0.8541 0.5729 0.8242 0.3217 0.4995 0.3090 0.5179 0.4792 0.5024 0.6435 0.4870 Mean s.d. 4.076 1.891 0.5740 0.2575 0.5725 0.1778 The observed number of alleles (K), and the observed and expected heterozygotsities (Ho and He) for each locus were reported; the mean and the standard deviation (s.d.) at 13 microsatellite loci were also reported. that obtained from the Reserve Yangtze finless porpoise population in this study (p Z 0.0007, h Z 0.6010, n Z 23). However, comparison of the mtDNA data of our study with those detected in other cetacean species, e.g. harbour porpoise, Phocoena phocoena (p Z 0.0110, h Z 0.93, n Z 253; Rosel et al., 1999) and Dall’s porpoise, Phocoenoides dalli (p Z 0.0142, h Z 0.952, n Z 113; Escorza-Trevino and Dizon, 2000) revealed a very low level of genetic variation in the Reserve’s Yangtze finless porpoise population. Additionally, some recent mtDNA sequence analyses also detected a very low level of genetic diversity in the wild Yangtze River population (p Z 0, n Z 4, Yang and Zhou, 1997; p Z 0.0015, h Z 0.60, n Z 6, Yang et al., 2002; p Z 0.0011, h Z 0.65, n Z 39, Zheng et al., 2005). All these data, therefore, indicated that a very low genetic variability at mtDNA level was a feature of the Yangtze finless porpoise. In addition, the heterozygosity values of many cetacean species measured by microsatellites were higher than 0.6 (Rooney et al., 1999), e.g. harbour porpoise (Ho Z 0.834, n Z 253; Rosel et al., 1999) and Dall’s porpoise (Ho Z 0.864, n Z 119; Escorza-Trevino and Dizon, 2000). However, for the endangered North Atlantic right whale, Eubalaena glacialis, Ho was estimated to be only 0.5 (Waldick et al., 1999). Compared with these studies, the average heterozygosity (Ho Z 0.5740) reported here for the Yangtze finless porpoise population in the Reserve was moderate. Generally, the loss of genetic diversity through a bottleneck occurs over a number of generations. Therefore, being composed of several stocks caught from different segments 1714 J. Xia et al. of the Yangtze River and having just a recent population history (Wang et al., 2000; Wei et al., 2002a), the Reserve population should have conserved similar genetic variation of the Yangtze population. However, the finless porpoise population in the Reserve may poorly represent the natural population as the founder population is small (Wang et al., 2000; Wei et al., 2002a). In a recent study on the Yangtze finless porpoise wild population that included 39 individuals from the middle and lower reaches of the Yangtze River, seven mtDNA haplotypes were detected using mtDNA control region sequence analysis (Zheng et al., in press). By comparison, we found that all the three haplotypes detected in the Reserve population were included in the seven haplotypes of the wild population. This means that only about 42.86% of the mtDNA genetic variation of the wild Yangtze River population was conserved in the Reserve population. This implies that the low genetic diversity of the Reserve population may mainly be due to the wild population being poorly represented in the Reserve. One of the main reasons for this poor representation might be that besides small founder population, most founders of the Reserve population were from the middle reaches of the Yangtze River (Wang et al., 2000; Wei et al., 2002a), where the genetic diversity of the population is less than in the lower reaches (Zheng et al., in press). Consequently, the conserved porpoise population in the reserve could not represent the genetic diversity of the wild population. Another possibility is that the finless porpoise were caught in groups in the River, and members of the groups might be related to each other. However, our recent relatedness analysis on some porpoise groups in the Reserve indicates that except for a lactating mother and child group, the pairwise relatedness among individuals within a group was relatively random (J. Xia et al., unpublished data). Therefore, the possibility of close relatedness seems to be eliminated. Additionally, the study also showed that the mtDNA haplotype H3 was only detected within the males and not within the females in the Reserve population. As mtDNA is characterized by inheritance from mother to offspring, if no new females are introduced, this haplotype H3 is likely to be lost in the future. The principal objective of ex situ conservation is to establish secure and self-sustaining populations, which can ultimately be released into preserved or restored habitat (Krauss et al., 2001; Li et al., 2002). For such a conservation programme, successful reproduction is an essential short-term goal, whereas the maintenance of initial genetic diversity of wild populations is the long-term objective (Krauss et al., 2001; Morgan, 2000). Long-term ecological studies indicated that the Yangtze finless porpoise could breed successfully in the Reserve, confirming that the Reserve is an appropriate habitat for the porpoise (Wang et al., 2000; Wei et al., 2002a). However, the current conserved genetic diversity in the Reserve is neither representative nor adequate. Consequences of the population status Isolation of a rare and small population will decrease genetic variation and reduce fitness due to genetic drift and/ or inbreeding, and the extent of inbreeding in a translocated population is significantly higher than what would be likely in natural populations, consequently increasing the risk of population extinction (Mitton and Grant, 1984; Caughley, 1994; Frankham, 1995, 1998; Lacy, 1997; Bosch et al., 1998; Krauss et al., 2001). In our study, molecular analysis did detect a highly low level of genetic diversity at mtDNA level, which showed that the Reserve population would be highly vulnerable and susceptible to some demographic and environmentally stochastic factors such as loss of individuals or epidemic diseases. Furthermore, an effective population size (Ne) of approximately 50 has been used as a theoretical minimum for long-term self-sustaining of a population. Generally, Ne is 0.25e0.75n (Nunney and Elam, 1994; Waite and Parker, 1996), so the Ne of the Reserve population could be roughly estimated to be 5.5e16.5. As the Reserve Ne was relatively small, and the genetic variation, as discussed above, was low and cannot represent the real status of the wild population, there might be little hope for the long-term survival of this Reserve population if no further protection measures are taken. Recommendations for conservation As the status of the finless porpoise in the Yangtze River is becoming increasingly serious, ex situ protection will play a very important role in its conservation (Wang et al., 2000). For ex situ conservation, knowledge of genetic diversity and structure, and gene flow is important. However, previous molecular analyses on this population were few, focused mainly at the level of mtDNA variation, and most of the studies were limited by small sample size (e.g. n Z 4, Yang and Zhou, 1997; n Z 6, Yang et al., 2002). It is, therefore, crucial to conduct more genetic investigations on this species at both nuclear and mtDNA levels, to explore genetic diversity and to distinguish unambiguous management units (MUs) and evolutionarily significant units (ESUs) throughout its distribution range. In addition, the long-term viability of a population probably depends on the genetic variability it retains. For effective conservation, 95% of the total genetic diversity of a species must be contained (Li et al., 2002). At present, owing to the lack of systematic ecological surveys, the actual population size of the Yangtze finless porpoise is unknown. However, it was roughly estimated to be 2700 based on survey results from 1978 to 1991, and the current total population may be less than 2000 (Zhang et al., 1993; Wang et al., 2000; Wei et al., 2002b). Therefore, there still exists a relatively large effective population size in the wild with much more possibly available genetic variation to supply the Reserve population. To maximize the genetic variation included in the Reserve population and to form a larger and healthier group structure for long-term self-sustainability, and to achieve the objective Conservation status of Yangtze finless porpoise of precluding the loss of rare alleles and decreasing heterozygosity in the ex situ conserved population, porpoises should be collected representatively from different source stocks in the river and translocated into the Reserve. The Baiji, which occurs sympatrically in the Yangtze River with the Yangtze finless porpoise, is one of the two critically endangered cetaceans in the world with fewer than 100 individuals left (Liu et al., 1996). Many scientists suggested that it was almost impossible to conserve this species in the Yangtze River owing to its very small effective population size and deterioration of its habitat; most urgent thing for its conservation is to translocate as many Baiji as possible from the Yangtze River into the Reserve to establish an ex situ breeding colony (Liu et al., 1996; Wang et al., 2000). The successful establishment of the Yangtze finless porpoise Reserve population provided a useful model of an ex situ conservation programme. Clearly, such a programme can provide significant guidelines for conservation strategies for other endangered species. Acknowledgements We thank X. Zhang, Q. Zhao, Z. Wei, K. Wang, X. Wang, and B. Yu of our department and staff of the Tian-e-Zhou Baiji National Natural Reserve for their support in the capture operation for this study. Dr Yunhan Hong and two anonymous reviewers provided valuable and constructive comments on an earlier version of this manuscript. The research was supported by National Natural Science Foundation of China (No. 30170142), the Chinese Academy of Sciences (CAS) (No. KSCX2-SW-118), Ministry of Science and Technology of China (No. 2004DFB03000), and the Institute of Hydrobiology, CAS (No. 220103). References Akamatsu, T., Wang, D., Nakamura, K., and Wang, K. X. 1998. Echolocation range of captive and free-ranging baiji (Lipotes vexillifer), finless porpoise (Neophocaena phocaenoides), and bottlenose dolphin (Tursiops truncatus). Journal of the Acoustical Society of America, 104: 2511e2516. Akamatsu, T., Wang, D., Wang, K. X., and Naito, Y. 2000. 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