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CHINESE JOURNAL OF PHYSICS VOL. 3, NO. 1 APRIL, 1965 Influence of the Pairing Interaction on the Nuclear Energy Level Density J E N N- LIN H W A N G (3.W$) Department of Physics, National Taiwan University, Taipei, Taiwan (Received May 30, 1965) The modern theory of superconductivity developed by BCS and BZT is emp!oyed to examine the pairing interaction on the nuclear energy level density. A statistical model of nucleus is assumed to obtain the over-al1 character of the excited states. The empirical formula for the pairing energy proposed by Nemirovsky and Adamchuck and the semi-empirical formula for the single particle level density proposed by Abdelmaleck and Stavinsky are used to ca!cuJate the transition temperature, excitation energy, entropy, specific heat and the total level density. Except for the extremely light and heavy nuclei, a phase transition is predicted all at an energy of 2.73 Mev or so for a wide range of the mass number. This is remarkabIy different from the one ca!culated by Sano and Yamasaki. The level density below the transition energy is far smaller than that expected on extropolating it from the higher energy side. § 1. INTRODUCTION pairing correlation effect in nuclei was first considered by A. Bohr, Mot7r HEtelson and Pines(‘) and Belyaev@) with the aid of the method used in the theory of superconductivity. An important consequence was a gap in the spectrum of even nuclei. Based on the existance of this energy gap Ericsonc3’ obtained a qualitative understanding of the so-called even-odd effect, namely that the level densities for odd nuclei are larger than the density for odd-mass or even nuclei. The ground state energy gap was calculated by Emery and SessIer(4), and recently by Kennedy, Wilets and Henley (5) for different types of internucleonic potentials. Through lengthy and tedious calculations it was found that the result is much sensitive to the parameters employed and an agreement with observed values for finite nuclei can hardly be claimed. Kluge (‘1 studied the influence of the magnitude of energy gap on the level density by employing the Fermi gas model. Canuto and Garcia-Colin”) treated a nucleus as a binery mixture of non-interacting gases of nucleons and counted ( 1) A. Bohr, B. R. Mottelson and Pines, Phys. Rev. 110, 936 (1958). ( 2 ) S. T. Belyaev, Mat. Fys. Medd. Dan. Vid. Selsk. 35 No. 11 (1959). ( 3 ) T. Ericson, Nuclear Phys. 8, 265 (1958) ; Advan. Phys. 9, 425 (1960). ( 4 ) V. J. Emery and A. M. Sessler, Phys. Rev. 119, 248 (1960) ; 119, 43 (1960). ( 5 ) R. Kennedy, L. Wilets and E. M. Henley, Phys. Rev. 113, B1131 (1964). ( 6 ) G. Kluge, Nuclear Phys. 55 41 (1964). (7) V. Canuto and L.S. Garcia-Colia, Sl, 177 (1965). 35 . ~__~__. JENN-LIN 36 HWANG observed variation of level densities for odd, even and odd-mass nuclei. In their calculation the energy gap was chosen as an independent free parameteter. Sano and Yamasaki,@’ used empirically known results for the energy gap to study the gross behavior of the excited states. They predicted that the phase transition would occur at the energy of some 5 to 10 Mev. The experimental data adopted by them were, however, limited only to light and medium nuclei. Recently Nemirovsky and Adamchuk (‘I have determined the pairing energy from the difference of the masses of odd-mass and adjacent even nuclei, tanking into account the corrections for the difference in the surface and coulomb energies as well as the symmetry energies in these nuclei. On the other hand Abdelmalek and Stavinsky”‘) have obtained an accurate semi-empirical formula for the single particle level density from the Erba’s results. It is the purpose of this paper to recalculate the transition energy, excitation energy, entropy, specific heat and the level density using these new data of the pairing energy and the single particle level density. It is found that the transition energy of the phase change is far smaller than the one predicted by Sano and Yamasaki@) and that the variation with the mass number is dissimilar with theirs. for the 92. PAIRING FORCE AND THERMODYNAMIC FUNCTIONS In the Bardeen-Cooper-Schrieffer”” (BCS) theory of superconductivity the thermodynamic properties were treated by the variational method, and in a different approach developed by Bogoliubov, Zubarov and Tserkovnikov”*) (BZT) they were treated by the perturbation method in the statistical mechanical perturbation theory. In the present paper only some important relations which will be referred to in the subsequent calculations are quoted.““) The Hamiltonian of a syste.m of nucleons interacting with the pairing force can be written in the same form as that of an electron system in a superconductor as follows: H=% (Q--D) (C&t +Cc,fC,+) -2,~+ C-K~G~CV,C-~L (1) where Ek and fl are the single particle energy and the chemical potential respectively. Jkv is the interaction matrix element and is a small positive quantity _ (8) M. Sano and S. Yamasaki, Prog. Theoret. Phys. (Kyoto), 29, 397 (1963). (9) P. E. Nemirovsky and Yu. V. Adamchuk, Nuclear Phys. 39, 551 (1962). (10) (11) (12) (13) (14) N. N. Abdelmalek and V. S. Stavinsky, Nuclear Phys. 58, 601 (1964). J. Bardeen, I,. N. Cooper and J.S. Schrieffer, Phys. Rev. 108, 1175 (1957). N. N. Bogoliubov, D. N. Zubarev and Iu, A. Tsarkovnikov, Doklady Akad. Nauk SSSR 117, 788 (1957). C. T. Chen-Tsai, Chin. J. Phys. 3, (1965) (this issue) A nice general survey of BZT approach has been furnished in the introductory part of this paper. 52 and $3 of this paper are written partly for an heuristic purpose, and are mainly based on the references 8,ll and 13. c PAIRING INTERACTION ON THE NUCLEAR ENERGY LEVEL DENSITY 37 symmetric in k and K’ and nonvanishing only for those k’ and k whose corresponding energy levels Ek and Ek’ locate in the neighborhood of the Fermi surface. The creation and annihilation operators CAD and Cka satisfy the usual anticommutation relations. By the BZT approach or by the Feynman diagram evaluation method of the Bloch perturbation series (Is) the grand partition. function Z=e;pP=Trace [e-PHI (2) can be evaluated, and yields an asymtotically exact expression for the Gibbs function where fi=ck (Ek-/-d)-+g (l+e-p=k) +$k tanh +,8Ek 17 (3) is the energy spectrum of the quasiparticle and the energy gap that should be determined from the equation Ek=d (&k-p)‘+ Ai dk is (4) B is the reciprocal of the temperature 0 in units of Mev. The transition temperature Bc can be determined from the ‘solution of the equation Jf ( 5 ) 2 k’ v which is obtained from (4) by dropping Ak in Ek. The mean occupation number nk of the single particle state follows from (3), 1 2(Ek-~)dk=tanh--B(Ek-~)C * Ltk’, nk=$(l-K&!! tanh+B&), (6) and therefore the total number of particles and the Helmholtz function are given N=F nk= -$S2 a n d F=SJ+,uN by (7) respectively. Other thermodynamic functions are found from (3) and (7) as follows : Entropy L =2F [10g(l+t?-8Ek) +2,8Ek/(l+dEk)].’ Ek [j2Ek-Bsk-]. 3(1/B) cash’+ /% ( 8 ) (9) y tanh -+BEk) - 2$:-tanh-;.-BEa] (10) $3. THERMODYNAMIC PROPERTIES WITH SIMPLIFYING ASSUMPTIONS AND LEVEL DENSITIES As mentioned in §l, the solution of (4) is difficult to obtain even for the JENN-LIN HWANG 38 ground state. Therefore we use, as done by BCS, the following simplifying assumptions : [ a ] Jw/V can be replaced by a constant I within a region of interval w around the Fermi surface --L<EL-P<W, and by zero outside this region. [ b ] The sum over k can be replaced by integrals with single particle density set equal to a constant g, and in every case gI<l is assum,ed. With these assumptions Eqs (4)-(10) may be simplified and the quantities in which we are intersted can be evaluated. ( I ) Ground state energy gap and transition temperature The ground state energy gap A(0) is determined by the zero-temperature limit of (4). With the simplifying conditions it is found from o 2 _= E=E-P, (4)’ SI s-.P+k, A (0) = w/sinh ( l/g11 , to be (4)” A(O)=Zw exp (-l/gI) or in the limit gI<l. The transition temperature 6, is determined similarly from the simplified f0r.m of (5) 2 -.f “tanh-&- gr -0 c l -$k, (5)’ (5)” 6,=1.14w exp (-l/gI). as Combining (4) V with (5)” yields the relation obtained by BCS, (11) 24(0)/0,=3.50. ( II ) Excitation energy The ground state energy U,(O) is obtained by putting 6=0 in (10). After the simplification, zz EF(O) -+gA'(O), (10)’ where&(O) is the normal ground state energy expected fro.m the usual Fermi gas model. Above the transition temperature Bc we have, putting A=0 in (lo), the usual expression for the Fermi gas, (10)” U,( 6) =2F Ek/[l +eQ(ck -p)] = I&(O) +ao2, where a=Ag_ 3 The excitation energy in the normal state is thus given by E”=U.(0)-US(O)=a02+-~-gA2(O). (12) (13) ., + PAIRING INTERACTION ON THE NUCLEAR ENERGY LEVEL DENSITY 39 Below the transition temperature, U,(0) is not expressible in a simple form as (lo)“, and only for temperatures sufficiently low as to satisfy d(O)/B>l we have d(8)---d(O)=--24(0)&(/3d(0)), and ~,=K(~)-K(0)=2g~2(~)Eo(B~(O)) +&(B~(o))l, (14) where K,, is the modified Bessel function of the second kind. The transition energy E c, corresponding to the transition temperature Bc is given from (43) by E,=&q + +gd2(0). (15) (III 1 Entropy The entropy S of the system (8) can be rewritten as In’ the normal state where d=O, the usual expansion in terms of 0 gives S,z2ae. Using (13) this can be expressed in terms of the excitation energy as (16) (16)’ . L=2da[&--- (1/2)gd2(0)1. In the superconducting state, (8)’ is a complicated function of 0, and only for low temperature such that d(O)/e>l we have (17) &=2~s~“(0)lX(B~(0)) +&(B~(O))l. (IV) Specific heat The specific heat (9) becomes c= -;-J-1 sech’% 8r/[2+ P[p2(E2+ A2) --&Bdd2/d(1/8)]&. (9)’ L In the normal state this reduces to C,z2aB. (18) In the superconducting state we have similarly to (14) a n d ( 1 7 ) (19) C,zB2gd3(0)[3~(Bd(O)) +K3@~(0))1. The discontinuity of the specific heat at the transition temperature is found from (9) ’ to be (cs-c~)~=@c=-$ F sech2w (g)B_-B l c = c. -C (20) The derivative dA2/dB can be obtained from the relation suggested by Buckinghamo5) A=3.070c [l.-+ 1 ’ c (15) M.J. Buckingham, Phys. Rev. _ t lOl, 1431 (1956). 40 JENN-LIN HWANG 1 dAz ~=-9.4 and (C,-CC,)e=e,=9.4gflc. (21) 0, ( d0 >o=e, The ratio of the specific heats just below and above the critical temperature is C,(e,)/C,,(6,) =2.42. given by (22) ( V ) Level density The level density w(E) of the system is related to the thermodynamic functions by e-BF= Omw (E)e-8 EdE, (23) J where F is the Helmholtz function (7). The inverse Laplace transformation of (22) gives and we find This integral can be evaluated by the method of steepest descent at the saddle point of B determined from Thus we have w(E) =ea(E-F)/[-27i.(d2BF/dB2) ~1: = es//2#C_ (24) Following the usual convention we consider the level density as the function of the excitation energy and write it w(E). In (16)-(19), the entropy and specific heat are expressed in terms of the temperature 6. On the other hand 0 is related with the excitation energy % through (13) and (14), so that the right handed member of (24) is formally expressible in 6. $4. NUMERICAL CACULATIONS The energy gap A(0) is related to the pairing energy by the relation Pz2A(O). (25) Fig. 1 shows the pairing energy of two nucleons deduced from even-odd The mean variation with mass differences by Nemirovsky and Adamchuk.“) mass numbe A can be fitted to an A-o*551 law, that is Pz2A(O) =16.2/A”.551 Mev. (26) The empirical values are scattered above and below this curve. Neverthless, for the purpose of testing the gross behavior of nuclei we use this curve in the present calculation. The parameter a in (10)” connects the excitation energy with the temperature E=ae2, in the form and appears in. the level density formula w(Z) =C exp (ada% ) for the Fermi gas model. If B is much smaller than the Fermi energy, then a=$g. (12) PAIKING INTERACTION ON THE NUCLEAR ENERGY LEVEL DENSITY 41 neutrons . - protons 0- 3.01 2.5 2.0 1.5: i.0: 0.5 - Weiyhf -.A A f omit Fig. 1. Pairing energy of two nucleons deduced from even-odd mass difference, reproduced from Nemirovsky and Adamchuk (Ref. 9) 30 . t p0 I 1 N-82 N=-50 W Q’ I , 5 , , 0 , 1 100 I , , - Average fit I I I N-l% I I I 150 200 A Fig. 2. Dependence of Ievel density parameter a on mass number A, reproduced from Abdelmalek and Stavinsky (Ref. 10) Fig. 2 shows the dependence of a on mass number A. Abdelmalek and Stavi”“ risky ” have obtained a semi-empirical formula a= (0.095 f 0.007)AZ’* (jz jly + 1) Mev-’ (27) on the basis of the experimentally observed order of filling of the single particle level. In this formula jz and jN are, respectively, the average values of the total angular momentum j for protons and for neutrons over the shells near the Fermi + 42 JENN-LIN HWANG level. For the present purpose we also neglect the local variation of d and take the smoothed fitting values. The transition energy &, is plotted against the mass number A in Fig. 3 according to (15), where the- relations (ll), (12), (26) and (27) are utilized. The result of Sano and Yamasaki is also shown in the same figure. They used P=3.36 (l-A/400) Mev and d=A/lO Mev-’ instead of (26) and (27). Therefore both curves have different character not only in magnitude but also in shape. It is impressive that the present calculation yields a plateu of about 2.74 Mev over a wide range of the mass number 5O<A<160. 1O - - Present Calculation ---- Sane-Yamasaki’s Calculation S- 4- 2- L I I 1 1 I I 100 Mass number A I I I -_ 200 Fig. 3. Transition energy plotted against the mass number A. (Eq. (15)). Parameters used by Sano and Yamasaki: P-3.36 (l-A/400), a=A/lO. Parameters used in the present paper: P= 16.2A0.551, a = 0.095 A*/* (jz +j~ + 1) In Fig. 4 and Fig. 6 the excitation energy and specific heat are given as the functions of temperature respectively. Since (14) and (19) hold only for low temperature, the intermediate portion below the transition temperature is interpolated in a reasonable manner. In Fig. 5 and Fig. 7 the entropy and logarithmic level PAIRING INTERACTION ON THE NUCLEAR ENERGY LEVEL DENSITY 43 density are respectively calculated in terms of the square root of the excitation energy. In the superconducting phase the portion near the transition energy is also interpolated suitably. In these four figures the nucleus of mass number A=100 is taken as a specific example. Dotted line in each case represents the Fermi gas model, in which only the ground state is lowered by the pairing interaction. It is evident that the Fermi gas model is invalidated in the superconducting region and the level density there is much smaller than is expected by an extrapolation from the normal region. No significant different character can, however, be found from these figures as compared with those illustrated by Sano and Yamasaki. ‘I” - (hf.+] - s 30 -. % b El 20 - 10 - Temperature 0 Fig. 4. Excitation energy as the function of temperature (Eqs. (13), (14)). @i;Teters: A=lOO, P=1.28 Mev, a=14.1 ---------‘Fermi gas model, -a-- Fermi gas model, where only the ground state is lowered by the pairing interaction. Fig. 5. Entropy plotted against the sqnare root of the excitation energy. Parameters: A = 100, P= 1.28 Mev-i, a~14.1 Mev-*. --------- Fermi gas model, --- Fermi gas model, where only the gronnd state is lowered by the pairing interaction. - Present theory. JENN-LIN 44 HWANG 30- G zo- s B ” !5 “x CA _’ 10 - Fig. 6. Specific heat plotted against the temperature (Eqs. (18), (19)). Discontinuity at the critical temperature is given by (Cs-Cn)8=,qc=9;4 g8,, where g=-$-a. Parameters: A=lOO, P=1.28 Mev, a=14.1 Mev-‘. Fig. 7. Logarithmic level density plotted against the square root of the excitation energy (Eq. (24)) _ _ _ __ _ _ _ _ Fermi gas model, -_- Fermi gas model, where only the ground state is lowered by the pairing correlation. Parameters: A =lOO, P= 1.28 Mev. a= 14.1 Mev-‘. ACKNOWLEDGMENT The author wishes to thank the National Council on Science Development for a financial support.