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JIOS 10.5005/jp-journals-10021-1294 Computed Tomographic Evaluation of Three-dimensional Changes in Pharyngeal Airway in Class II Division 1 Patients ORIGINAL RESEARCH Computed Tomographic Evaluation of Three-dimensional Changes in Pharyngeal Airway in Class II Division 1 Patients treated with Twin Block Appliance 1 Parul Temani, 2Pradeep Jain, 3Seema Chaudhary, 4Pooja Rathee, 5Yashpal Pachori, 6Ruchira Temani ABSTRACT Objective: Recent years have witnessed a renewed interest to determine a quantifiable relationship between mandibular advancement performed with an orthodontic appliance and the resulting airway dimensions and volume. The study was conducted to evaluate the changes in dimensions of pharyngeal airway space using computed tomography (CT) in Class II division 1 patients with retrognathic mandible treated by twin block appliance and to compare them with untreated controls. Materials and methods: Twenty-five patients with Class II division 1 malocclusion of age group 9 to 15 years were selected randomly and evaluated for changes in pharyngeal airway dimensions with and without twin block. Patients in each group underwent CT scan of head and neck region at pretreatment stage and 6 months after the initial scan. Institutional approval for the project was obtained from the ethical committee. Volume, area, transverse and anterioposterior (AP) dimensions of upper (oropharynx) and lower (hypopharynx) pharyngeal airways were measured on scanogram using computer software and intragroup as well as intergroup comparisons were done. Results: There was a statistically significant increase in the volume of both hypopharynx and oropharynx in patients treated with twin block. Area, transverse and AP dimensions of oropharynx also increased significantly. In hypopharynx, area and transverse dimensions increased markedly but no increase in AP dimension was observed. Three-dimensional (3D) reconstruction of the airway also demonstrates a considerable increase in pharyngeal airway space. Conclusion: Twin block can be a promising appliance for improving pharyngeal airway space in Class II division 1 patients with retrognathic mandible. However, the long-term implications of this treatment modality needs further consideration and a longer period of follow-up. Keywords: Pharyngeal airway, Twin block, Computed tomography. How to cite this article: Temani P, Jain P, Chaudhary S, Rathee P, Pachori Y, Temani R. Computed Tomographic Evaluation of 1,4 Assistant Professor, 2Professor and Head, 3Professor Reader, 6Intern 5 1-4,6 Department of Orthodontics, Government Dental College Jaipur, Rajasthan, India 5 Department of Orthodontics, Jodhpur Dental College and General Hospital, Jodhpur, Rajasthan, India Corresponding Author: Pooja Rathee, Assistant Professor Department of Orthodontics, Government Dental College, Jaipur Rajasthan, India, Phone: 9602732190, e-mail: drpoojarathee@ rediffmail.com Three-dimensional Changes in Pharyngeal Airway in Class II Division 1 Patients treated with Twin Block Appliance. J Ind Orthod Soc 2014;48(4):439-445. Source of support: Nil Conflict of interest: None Received on: 2/4/14 Accepted after revision: 15/5/14 INTRODUCTION Retrognathia has been found to be a contributing factor in obstructive sleep apnea (OSA) and other respiratory problems with patients having a shorter mandibular body length.1 As the mandible opens, the tongue is carried downward and the soft palate moves forward. Encroachment of the soft palate on the posterior oropharyngeal wall contributes to snoring and to obstructive events. In skeletal Class II patients, the problem is likely caused by a posteriorlyoriented mandible that is displacing the soft tissues attached to it, impinging on the airway space.2 There is a tremendous spurge in the systemic problems like cardiac and respiratory ailments in such patients, leading to decreased lifespan of an individual.3 An increase in superior-posterior airway space, as seen with functional appliance in place, allows a larger lumen for air to pass through during inspiration, thereby decreasing the likelihood of an obstructive event. The soft palate, suprahyoid muscles and the genioglossus are displaced anteriorly together with mandibular advancement. Other than positional changes, mandibular displacement also stret ches the palatoglossal and palatopharyngeal arches which increases upper airway muscular activity.4 Computed tomography (CT) is a radiologic imaging technique based upon computer assessment of the radiation absorbing characteristics of the various tissues of the body. The sensitivity of CT makes it possible to identify hard and soft tissues in multiple, sequential, radiographic slices (tomograms). Computed tomography could help resolve some of the issues of breathing patterns, airway anatomy, the resistance to nasal airflow and the form of facial structures and the dental arches. Although, cone beam computed tomography allows for accurate assessment of the entire volume of the upper airway, it cannot quantify the upper airway changes caused The Journal of Indian Orthodontic Society, October-December 2014;48(4):439-445 439 Parul Temani et al by pre- and post-treatment 3D registration due to the lack of stable references with a 3D craniofacial model. The purpose of this study was to evaluate changes in the pharyngeal airway space in growing patients with retrognathic mandible and small airway dimensions, treated with myofunctional orthodontic appliance, in the form of ‘twin block’, designed by William Clark in 1977.5 The null hypothesis was that there was no significant increase in oropharyngeal airway between patients treated with or without twin block. MATERIALS AND METHODS The present study was conducted with a sample consisting of 25 patients with Class II division 1 malocclusion of age group 9 to 15 years selected randomly from the patients of North Indian origin to evaluate the changes in pharyngeal airway dimensions with and without myofunctional appliance therapy (twin block). Institutional approval for the project was obtained from the ethical committee. The sample was divided into two groups as follows: • Group A (treatment group—15 subjects): Treated with twin block appliance for correction of Class II division 1 malocclusion. • Group B (control group—10 subjects): Patients with Class II division 1 malocclusion in which no treatment was given. All patients gave their consent as per the forms and regulations decided by the ethical committee of the institute after being notified of potential risks and radiation damage associated with CT radiation. Group B patients were delayed as the best time for functional and/or fixed appliance therapy was justified as per skeletal maturity and the vacations of the patient who himself/herself was not ready to start the treatment immediately. Groups A and B were matched as per the inclusion criteria. Selection Criteria Inclusion Criteria • Skeletal Class II division 1 malocclusion (ANB > 4°) with a clinically diagnosed retrognathic mandible. • Class II division 1 dental malocclusion (with the first molars at least one-half unit Class II). • Mandibular plane angle (Go-Me to FH plane) of 25° ± 5° • Overjet > 5 mm. • Age group: 9 to 15 years with significant growth potential at the beginning of treatment period. Exclusion Criteria • No sex difference taken into account. • No prior orthodontic treatment and no permanent teeth extracted before and during myofunctional appliance treatment. 440 • Patients having no congenital anomalies or facial asymmetries. • Patients with no history of any serious trauma or surgery of orofacial region. Fitting Twin Blocks Upper and lower blocks were placed in the patient’s mouth and patient was motivated to bring the lower jaw forward to engage the appliance and bite on the blocks. Patients were followed up after every month. The overjet was measured with the mandible fully retruded and this measurement was recorded in the patient’s notes and checked at every visit to monitor the progress. Methods Patients’ details were recorded in a pre-designed proforma and the following records at the beginning of treatment were taken for the study: • Study models in dental stone • Intra- and extraoral photographs • Lateral cephalogram with teeth in centric occlusion • Panoramic radiographs • CT scan in supine position Twin block appliance was delivered to the patients in Group A. Patients in Group B were not given any appliance and they were followed every month. In Group A, CT scans were again taken 6 months after the insertion of twin block. In Group B, CT scans were taken 6 months after the initial records. A cut off period of 6 months was chosen as it is the appro priate time period during which significant changes in airway can be noticed. All cases were evaluated for any lymphoid abnormalities prior to treatment. Ethical clearance for taking radiographs was obtained from the Ethical committee. COMPUTED TOMOGRAPHY Each subject had an awake supine CT scan (Light speed advantage helical CT: 16 multislice scanner with advanced windows workstation, General Electric Medical Systems, USA) of the pharyngeal airway at 120 kVp and 220 mA at a tilt of zero degree. The patient’s head was positioned with the soft tissue Frankfort plane (tragus of the ear to soft tissue orbitale) perpendicular to the floor.6 Scans were performed during tidal breathing.7 The patient was instructed to relax with the back teeth lightly contacted, and not to swallow during anyone scan. Contiguous scans were obtained at 5 mm intervals from the Frankfort plane to a level below the sixth cervical vertebra.8 The resulting image data were JIOS Computed Tomographic Evaluation of Three-dimensional Changes in Pharyngeal Airway in Class II Division 1 Patients stored in digital imaging and communications in medicine (DICOM) format. The pharynx is located behind the nasal and oral cavity and the larynx, extending from the cranial base to the level of the sixth cervical vertebra and the lower border of the cricoid cartilage. It can be divided into three parts—naso pharynx, oropharynx and hypopharynx. The nasopharynx extended from the rostral limit of the airway to the level of the hard palate, the oropharynx extended from the hard palate to the rostral tip of the epiglottis, and the hypopharynx extended to the level of the lower border of the sixth cervical vertebra.8 Volume Measurement In this study, for the volumetric analysis of the airway on CT, the volume of the oropharynx and hypopharynx were assessed. Measurements were done on the pharyngeal cross-sections as these sections are parallel to the Frankfort horizontal (FH) plane. To digitally excise the airway, a distinctive high contrast border was defined using threshold segmentation. In the resulting set of masks (highlighted areas representing the region of interest within each slice), the areas occupied by air corresponded to a range of CT units below the ranges for the denser soft tissue and bone, i.e. from the number of voxels ranging from the minimum value (–1024 HU) to (–600 HU).9,10 The threshold limits were modified to an appropriate range that adequately captured all spaces filled by air within the volume of each particular CT scan. Upper and lower landmarks for oropharynx were taken as posterior most tip of hard palate and tip of epiglottis respectively. Hypopharynx was taken from the next slice below epiglottis to the lower border of sixth cervical vertebra (Fig. 1). Airway was defined at each slice level with the help of segmentation tool (Fig. 2). Once all the slices were reconstructed, they were recombined into a single volume for visualization. After finishing the markings, volume viewer of the software measures the entire volume of the segmented region of the oropharynx and hypopharynx (Fig. 3). Fig. 1: Divisions of pharyngeal airway space Fig. 2: Demarcation of the airway at different slice levels Area and Linear Measurements Cross-sectional measurements including width, length, and area were calculated in the sectional views, because they provide precise two-dimensional (2D) visualization and linear accuracy of 2D measurements. Area and linear dimensions were measured at the level of lower border of second cervical vertebra for oropharynx and at the level of lower border of sixth cervical vertebra for hypopharynx. Linear measurement in mm was made with the help of ruler marking tool at the largest anterioposterior (AP) dimension Fig. 3: Measured volume and the largest lateral or transverse dimension (Figs 4 and 5). Area was measured at the same levels with the help of airway measurement tool. STATISTICAL ANALYSIS Mean, standard deviation and standard error were calculated, with the t-test used to determine the level of significance. The Journal of Indian Orthodontic Society, October-December 2014;48(4):439-445 441 Parul Temani et al Table 1: Distribution of study participants according to age and sex Age Male Female Total No. % No. % No. % 10 2 8 2 8 4 16 11 3 12 4 16 7 28 12 5 20 0 0 5 20 13 4 16 1 4 5 20 14 3 12 1 4 4 16 Total 17 68 8 32 25 100 Chi-square: 4.944 with 3° of freedom; p: 0.234 Table 2: Comparison of Group A with respect to oropharyngeal measurement Fig. 4: Area and linear measurements (oropharynx) N Mean Std. deviation p-value* Pre Post 15 15 12.4267 13.0333 2.29081 2.43711 <0.001 Transverse Pre Post 15 15 20.9800 22.0067 5.37696 5.31473 <0.001 Area 15 15 258.6220 284.5740 80.94989 86.37219 <0.001 AP Pre Post *Paired t-test Table 3: Comparison of Group A with respect to hypopharyngeal measurement N Mean Std. deviation p-value* Pre Post 15 15 13.3800 13.3067 2.09700 2.13992 0.683 Transverse Pre Post 15 15 12.9667 14.3333 2.44501 5.31473 <0.001 Area 15 15 175.0380 192.3040 51.42381 54.16400 <0.001 AP Fig. 5: Area and linear measurements (hypopharynx) RESULTS In this study, participation of male patients was more (68%) as compared to female patients (32%). Majority of the male patients were 12 years. of age (20%) and female patients were 11 years of age (28%) (Table 1). It was seen that the difference in age and sex distribution among cases and controls was not statistically significant (p > 0.05). Thus with respect to age and sex, cases and controls were comparable to each other. The changes in area, AP, transverse dimensions and volume measurements of upper and lower pharyngeal airway in case and control group have been summarized in (Tables 2 to 10 and Figs 6 to 9). DISCUSSION Class II division 1 malocclusion is by far a major and challenging problem in orthodontics. McNamara11 stated that 60% of the skeletal Class II malocclusions are as a consequence of mandibular retrognathism. Over the 442 Pre Post *Paired t-test Table 4: Comparison of Group A with respect to volume N Mean Std. deviation p-value* Upper pharyngeal Pre Post 15 15 7.9430 9.3459 2.44977 2.33271 <0.001 Lower pharyngeal Pre Post 15 15 8.9822 10.5499 2.61625 2.70919 <0.001 Area Pre Post 15 15 16.9252 19.8958 4.56617 4.44702 <0.001 *Paired t-test years, mandibular advancement appliances in the form of functional appliances are used in the dentofacial orthopedic treatment of growing children with hypoplastic and/or retrognathic mandible.12 Through this study, it was intended to evaluate the change in dimensions of pharyngeal airway space in all the 3D in Class II division 1 patients with retrognathic mandible JIOS Computed Tomographic Evaluation of Three-dimensional Changes in Pharyngeal Airway in Class II Division 1 Patients Table 5: Comparison of Group B with respect to oropharyngeal measurement N Mean Std. deviation p-value* Table 6: Comparison of Group B with respect to lower pharyngeal measurement N Mean Std. deviation p value* AP Pre Post 10 10 12.7100 12.7400 2.85013 2.89682 0.468 AP Pre Post 10 10 12.0300 11.9100 2.28719 2.27764 0.568 Transverse Pre Post 10 10 18.2500 17.2500 5.76546 5.81000 0.364 Transverse Pre Post 10 10 11.8900 11.9700 1.80398 1.84695 0.223 Area Pre Post 10 10 234.7840 223.1370 97.14139 99.97149 0.412 Area Pre Post 10 10 145.7710 43.33848 145.0560 42.84172 *Paired t-test 0.781 *Paired t-test Table 7: Comparison of Group B with respect to volume N Mean Std. deviation p-value* Upper pharyngeal Pre Post 10 10 5.6932 5.6865 1.04386 0.92631 0.952 Lower pharyngeal Pre Post 10 10 6.8281 6.8844 2.01784 1.98766 0.299 Area Pre Post 10 10 12.5213 12.5709 2.24846 2.32892 0.688 *Paired t-test Table 8: Comparison of groups with respect to difference in oropharyngeal measurements N Mean Std. deviation p-value* Control Case 10 15 0.0300 0.6067 0.12517 0.32175 <0.001 Transverse Control Case 10 15 –1 1.0267 3.30555 0.80929 0.031 Area 10 15 –11.6470 42.84725 25.9520 12.73565 AP Control Case 0.004 *Paired t-test Table 9: Comparison of groups with respect to difference in hypopharyngeal measurements Group N Mean Control Case 10 15 –0.1200 0.64083 –0.0733 0.68187 0.864 Upper Control pharyngeal Case 10 –0.0067 0.34132 15 1.4029 1.11880 <0.001 Transverse Control Case 10 15 0.0800 1.3667 <0.001 Lower Control pharyngeal Case 10 0.0563 15 1.5677 0.16144 0.75450 <0.001 Area 10 15 –0.7150 7.87994 17.2660 12.50508 0.001 Total 10 0.0496 15 2.9706 0.37867 1.36933 <0.001 AP Control Case Std. deviation Table 10: Comparison of groups with respect to difference in volume 0.19322 1.10238 p-value* *Unpaired t-test Group Control Case N Mean Std. deviation p-value* *Unpaired t-test Fig. 6: Pretreatment volume (oropharynx) in Group A Fig. 7: Post-treatment volume (oropharynx) in Group A treated by twin block appliance and to compare them with untreated controls. The importance of the third dimension and the use of CT have been emphasized as early as 1979, highlighting important limitations of 2D airway studies.13 Previous studies were conducted taking the same patient as the experimental subject and the control. Computed Tomography scan was made at the same time, one without the appliance, serving as a control and the second was made with the removable appliance in place.14 In this study, untreated patients were The Journal of Indian Orthodontic Society, October-December 2014;48(4):439-445 443 Parul Temani et al Fig. 8: Pretreatment volume (hypopharynx) in Group A Fig. 9: Post-treatment volume (hypopharynx) in Group A taken as control and airway was measured before and after 6 months to find out, if growth has any effect on the pharyngeal airway space. This also primarily dealt with use of CT for volumetric imaging of patients. Previous 2D studies were limited to cephalometrics,15,16 whereas previous CT and MRI studies were limited to cross-sectional area and linear measurements. These studies could not produce volumetric measurements.This study used pre-released software from GE healthcare (Advantage Workstation 4.4). In this study, it was found that it is possible to predict the volume gained, the amount of cross-sectional area gained and the lateral and AP linear dimensions gained at various levels of pharynx after mandibular advancement. In addition, change in shape of pharyngeal airway can also be visualized. The purpose of this study was to try to understand the effect of functional appliances; specifically twin block in Class II division 1 patients on airway dimensions, including cross-sectional areas, transverse and AP dimensions and volume of oropharynx (upper pharynx) and hypopharynx (lower pharynx) by 3D imaging and their efficacy in reducing obstructive respiratory problems in future. It was seen that there was a significant increase (p < 0.001) in upper pharyngeal, lower pharyngeal and total airway volume in treated cases after 6 months of twin block therapy. These findings match with those observed by Haskell and Bruce et al14 in their study on the effects of mandibular advancement device (MAD) on airway dimensions. They reported an average oropharyngeal volume increase of approximately 2800 mm3 with MAD therapy. Previous other authors have also suggested the improve ment in volume in the oropharynx with a mandibular advancement device.17-19 Whereas, it was found that there was no significant change (p > 0.05) in upper pharyngeal, lower pharyngeal and total airway volume in control cases in which no treatment was given. There was a highly significant difference (p < 0.001) between the two groups regarding changes in upper pharyn geal, lower pharyngeal and total airway volume after 6 months. There was a significant (p < 0.001) increase in area and transverse dimensions of upper and lower pharyngeal airway after 6 months with no significant (p > 0.05) change in AP dimension in lower pharyngeal airway. No significant (p > 0.05) change in area, transverse and AP dimensions were observed in control patients. It also shows a significant difference (p < 0.05) regarding change in transverse dimensions and area between the two groups. It also shows a significant difference (p < 0.05) in change in area between the two groups. But, the change in AP dimen sions between cases and controls was not significant (p > 0.05). These findings are in accordance with previous studies done on pharyngeal airway assessment. Ogutcen-Toller et al20 conducted an experiment looking at changes in the airway in 15 snoring subjects. They made a customized acrylic block for each subject that advanced each mandible 3 mm less than maximum protrusion. By using CT scans, one with and one without the mandibular advancement device, they measured the cross-sectional area of the airway. The dramatically differing measurement between the appliance and nonappliance scans, was the minimum cross-sectional area of the airway, which increased by 60 mm2 or 72%. Ozbek MM et al15 studied the use of functional-orthopedic devices in increasing oropharyngeal airway dimensions in children with Class II skeletal patients and clinically deficient mandible and concluded that oropharyngeal airway dimensions increased significantly in treated patients as compared with controls. Conley and Legan2 found a significant increase on the dimensions of the oropharynx by surgically assisted bimaxillary advancement. 444 JIOS Computed Tomographic Evaluation of Three-dimensional Changes in Pharyngeal Airway in Class II Division 1 Patients Several authors measured the total airway volume, the smallest cross-sectional area, and anterior-posterior and lateral lengths of the smallest cross-sectional area after mandibular advancement and observed similar findings.21,22 Thus, it was observed through this study that pharyngeal airway space was increased in all the dimensions after the use of twin block appliance and growth has a minimal influence on airway space in the absence of a functional appliance. CONCLUSION • The null hypothesis was rejected. • There was a statistically significant increase in the volume of both hypopharynx and oropharynx in patients treated with twin block. • Area, transverse and AP dimensions of oropharynx also increased significantly. • In hypopharynx, area and transverse dimensions increased markedly but no increase in AP dimension was observed. Hence, it can be concluded that twin block can be a promising removable functional appliance for improving pharyngeal airway space in class II division 1 patients with retrognathic mandible. However, the long-term implications of this treatment modality needs further consideration and also a longer period of follow-up is required. REFERENCES 1. Johal A, Conaghan C. Maxillary morphology in obstructive sleep apnea: A cephalometric and model study. Angle Orthod 2004; 74(5):648-656. 2. Conley RS, Legan HL. 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Effect of anterior mandibular positioning on obstructive sleep apnea. Am Rev Respir Dis 1993; 147(3):624-629. 20. Ogutcen-Toller M, Sarac YS, Cakr-Ozkan N, et al. Computerized tomographic evaluation of effects of mandibular anterior repositioning on the upper airway: a pilot study. J Prosthet Dent 2004;92(2):184-189. 21. Ogawa T, Enciso R, Memon A, Mah JK, Clark GT. Evaluation of 3D airway imaging of obstructive sleep apnea with cone beam computed tomography. Stud Health Technol Inform 2005;111:365-368. 22. Shi H, Scarfe WC, Farman AG. Upper airway segmentation and dimensions estimation from cone-beam computed tomography image data sets. Int J Cars 2006;1(3):177-186. The Journal of Indian Orthodontic Society, October-December 2014;48(4):439-445 445