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GHENT UNIVERSITY
CENTRO DE INVESTIGACIÓN PRÍNCIPE FELIPE
FACULTY OF PHARMACEUTICAL SCIENCES
ADVANCED THERAPIES RESEARCH PROGRAMME
Department of Pharmaceutics
Laboratory of Polymer Therapeutics
Laboratory of General Biochemistry
and Physical Pharmacy
Academic year 2013-2014
SYNTHESIS, PHYSICOCHEMICAL CHARACTERISATION AND
CYTOXICITY EVALUATION OF DIFFFERENT PGA-PTX CONJUGATES
Pieterjan MERCKX
First Master of Drug Development
Promotor:
Prof. Dr. S. De Smedt
Co-promotor:
Dr. M. J. Vicent D’Ocon
Commissioners:
Prof. Dr. B. De Geest
Dr. K. Raemdonck
GHENT UNIVERSITY
CENTRO DE INVESTIGACIÓN PRÍNCIPE FELIPE
FACULTY OF PHARMACEUTICAL SCIENCES
ADVANCED THERAPIES RESEARCH PROGRAMME
Department of Pharmaceutics
Laboratory of Polymer Therapeutics
Laboratory of General Biochemistry
and Physical Pharmacy
Academic year 2013-2014
SYNTHESIS, PHYSICOCHEMICAL CHARACTERISATION AND
CYTOXICITY EVALUATION OF DIFFFERENT PGA-PTX CONJUGATES
Pieterjan MERCKX
First Master of Drug Development
Promotor:
Prof. Dr. S. De Smedt
Co-promotor:
Dr. M. J. Vicent D’Ocon
Commissioners:
Prof. Dr. B. De Geest
Dr. K. Raemdonck
COPYRIGHT
"The author and the promotor give the authorization to consult and to copy parts of this thesis
for personal use only. Any other use is limited by the laws of copyright, especially concerning
the obligation to refer to the source whenever results from this thesis are cited."
Promotor
Author
Prof. Dr. Stefaan De Smedt
Pieterjan Merckx
AUTEURSRECHT
“De auteur en de promotor geven de toelating deze masterproef voor consultatie beschikbaar
te stellen en delen ervan te kopiëren voor persoonlijk gebruik. Elk ander gebruik valt onder de
beperkingen van het auteursrecht, in het bijzonder met betrekking tot de verplichting
uitdrukkelijk de bron te vermelden bij het aanhalen van de resultaten uit deze masterproef.”
Promotor
Auteur
Prof. Dr. Stefaan De Smedt
Pieterjan Merckx
SUMMARY
Today, paclitaxel serves as a widely used chemotherapeutic agent but clinical use is limited
by a series of holdbacks due to its physicochemical features. Conjugation of paclitaxel with the
biodegradable, watersoluble polymer polyglutamic acid (PGA-PTX) is nowadays investigated
as a promising new strategy to enhance pharmacokinetics and drug delivery of paclitaxel.
In this study, PGA-PTX conjugates of different PGA polymer lengths and different drug
loadings were synthesised. All synthesised polymer-drug conjugates were characterised by
physicochemical techniques to study the influence of length and drug loading on their
properties. Plasma stability, drug release kinetics and cytotoxicity were also evaluated.
PGA of three different lengths (25, 50 and 100 glutamic acid subunits/polymer) was
loaded with two different amounts of PTX, aiming a total drug loading (TDL) of 5 and 10 mol%.
Determination of TDL by 1H-NMR and UV-VIS spectrophotometry showed that for polymerdrug conjugates of PGA25, a conjugation yield higher than 50% could not be reached. PGA 25
polymer-drug conjugates were found to be more difficult to purify than polymer-drug
conjugates of PGA50 and PGA100.
GPC analysis of the PDI indicated a homogenous conjugation of PTX for polymer-drug
conjugates of different length and TDL. The CAC was determined out of DLS measurements in
PBS and showed that every polymer-drug conjugate could form aggregates in solution and
that the value for CAC for polymer-drug conjugates with different length and TDL was similar.
Temperature did not influence the size of aggregates of a polymer-drug conjugate in solution.
Total drug loading influenced the size of aggregates in solution.
Plasma stability studies showed all degradation in terms of hydrolysis took place within
the first 24 hours after dissolution in plasma for polymer-drug conjugates of different length
and TDL. Polymer-drug conjugates of PGA25 were less stable than polymer-drug conjugates of
PGA50 and PGA100. TDL did not influence stability in blood plasma. Drug release kinetics studies
in PBS showed that increase of temperature led to increase of drug release for all polymerdrug conjugates. Polymer length and TDL were found to not influence drug release at constant
temperature. Study of cytotoxicity led to incoherent data so no conclusions were drawn.
It was generally concluded that polymer length of polymer-drug conjugates influenced
conjugation yield, purification and stability in blood plasma. Total drug loading influenced the
size of aggregates in PBS.
SAMENVATTING (SUMMARY IN DUTCH)
Hoewel paclitaxel in de huidige praktijk een veelgebruikt chemotherapeuticum is, wordt
het klinisch gebruik ervan bemoeilijkt door zijn fysicochemische eigenschappen. Conjugatie
van paclitaxel met het biologisch afbreekbare, wateroplosbare polymeer polyglutaminezuur
(PGA-PTX) wordt tegenwoordig onderzocht als een veelbelovende, nieuwe strategie om de
farmacokinetische eigenschappen en drug delivery van paclitaxel te verbeteren.
PGA-PTX conjugaten met verschillende polymeerlengtes en geneesmiddelenladingen
werden gesynthetiseerd en gekarakteriseerd met fysicochemische technieken, teneinde de
invloed van deze parameters op de eigenschappen van het conjugaat te bestuderen. Ook
werden plasmastabiliteit, drug release kinetiek en cytotoxiciteit geëvalueerd.
Polyglutaminezuur van drie verschillende lengtes (25, 50 en 100 glutaminezuur
subunits/polymeer) werd beladen met twee verschillende hoeveelheden PTX, strevend naar
een totale geneesmiddelenlading (TDL) van 5 en 10 mol%. De TDL werd bepaald met 1H-NMR
en UV-VIS spectrofotometrie en wees uit dat voor conjugaten van PGA25, een opbrengst van
meer dan 50% niet kon worden bereikt. Voor PGA 25 conjugaten werd eveneens vastgesteld
dat opzuivering moeilijker verliep vergeleken met conjugaten van PGA50 and PGA100.
GPC-analyse van de PDI wees uit dat er een homogene conjugatie van PTX kon worden
bereikt voor alle conjugaten. CAC analyse via DLS toonde aan dat elk conjugaat aggregaten
vormt in oplossing en dat de CAC voor conjugaten met verschillende lengte en TDL gelijkaardig
was. Er was geen invloed van temperatuur op de grootte van aggregaten van een conjugaat.
De TDL beïnvloedde de grootte van aggregaten in oplossing.
Een studie van de plasmastabiliteit toonde aan dat voor conjugaten van verschillende
lengte en TDL, alle afbraak door hydrolyse plaatsvond binnen de eerste 24 uur. Conjugaten
van PGA25 werden minder stabiel bevonden dan conjugaten van PGA50 en PGA100. TDL had
geen invloed op stabiliteit in plasma. Drug release kinetiek in PBS wees uit dat
temperatuurstoename tot een toename in geneesmiddelenvrijstelling leidde voor alle
conjugaten. Polymeerlengte en TDL beïnvloedden geneesmiddelenvrijstelling bij constante
temperatuur niet. Evaluatie van de cytotoxiciteit leidde tot incoherente data.
Algemeen werd besloten dat voor polymeer-geneesmiddelconjugaten, polymeerlengte
invloed
had
op
de
conjugatieopbrengst,
opzuivering
en stabiliteit
Geneesmiddelenlading had invloed op de grootte van aggregaten in oplossing.
in
plasma.
ACKNOWLEDGEMENTS
I would like to thank Dr. María Jesus Vicent D'Ocon for giving me the opportunity
to partake in this project. It has been a fantastic four months in which I broadened
my knowledge on a wide variety of scientific fields.
I would like to give special thanks to my supervisor Dr. Julie Movellan for the
pleasant collaboration. I want to thank her for guiding me through the process by
helping, advising and correcting me during my experimental work. I also want to
thank her for all of her support while writing my report.
I want to thank everybody of I-36 for all of their support and advice, as well as for
integrating me in the Spanish culture. I also want to thank my fellow UGent
students Frauke and Géraldine for all of their support.
I would like to thank my Belgian and Valencian friends
for all of their support and interest.
Finally, I want to thank my parents, my brother Frederik and the rest of my family
for all of their support and care, as well as for their interest in my project.
TABLE OF CONTENTS
1. INTRODUCTION..................................................................................................................1
GENERAL INTRODUCTION ............................................................................................1
POLYMER-DRUG CONJUGATES .....................................................................................2
1.2.1. Nanomedicines for improved drug delivery ...........................................................2
1.2.2. General concepts ..................................................................................................3
1.2.3. The Enhanced Permeation and Retention effect ...................................................4
1.2.4. Endocytosis ...........................................................................................................5
PACLITAXEL ..................................................................................................................7
1.3.1. General .................................................................................................................7
1.3.2. Solvent based formulation ....................................................................................9
1.3.3. Nanoparticle albumin bound-paclitaxel ...............................................................10
PACLITAXEL-POLYGLUTAMIC ACID CONJUGATES........................................................12
1.4.1. Polyglutamic acid ................................................................................................12
1.4.2. Paclitaxel-poliglumex ..........................................................................................12
2. OBJECTIVES ......................................................................................................................14
3. MATERIALS AND METHODS .............................................................................................15
3.1. CHEMICALS ................................................................................................................15
3.2. PGA-PTX SYNTHESIS FOR 5% AND 10% TOTAL DRUG LOADING ..................................16
3.3. PURIFICATTION ..........................................................................................................17
3.3.1. Work-up ..............................................................................................................17
3.3.2. Size Exclusion Chromatography ...........................................................................17
3.3.3. Freeze-drying for preservation ............................................................................19
3.4. CHARACTERISATION...................................................................................................20
3.4.1. Total Drug Loading and impurities determination by 1H-NMR .............................20
3.4.2. Total Drug Loading determination by UV-VIS spectrophotometry .......................21
3.4.3. Molecular weight and polydispersity determination by GPC ...............................22
3.4.4. Determination of CAC and Hydrodynamic diameter by DLS .................................23
3.5. PLASMA STABILITY AND DRUG RELEASE KINETICS ......................................................24
3.5.1. Determination of drug release in plasma.............................................................24
3.5.2. Determination of drug release kinetics in PBS .....................................................25
3.6. CELL VIABILITY ASSAY .................................................................................................25
3.6.1. Culturing and subculturing ..................................................................................25
3.6.2. Seeding ...............................................................................................................27
3.6.3. Treatment ...........................................................................................................27
3.6.4. MTS/PMS cell viability assay................................................................................27
4. RESULTS AND DISCUSSION................................................................................................28
4.1. PGA-PTX SYNTHESIS FOR 5% AND 10% TOTAL DRUG LOADING ..................................28
4.2. CHARACTERISATION...................................................................................................28
4.2.1. Total Drug Loading and impurities determination by 1H-NMR .............................28
4.2.2. Total Drug Loading determination by UV-VIS spectrophotometry .......................30
4.2.3. Molecular weight and polydispersity determination by GPC ...............................32
4.2.4. Critical Aggregation Concentration by DLS ..........................................................34
4.2.5. Evaluation of aggregation and temperature influence by DLS .............................36
4.3. PLASMA STABILITY AND DRUG RELEASE KINETICS ......................................................37
4.3.1. Plasma stability assay ..........................................................................................37
4.3.2. Drug release kinetics ...........................................................................................39
4.4. CELL VIABILITY ASSAY .................................................................................................41
5. CONCLUSIONS ..................................................................................................................43
6. REFERENCES .....................................................................................................................45
LIST OF ABBREVIATIONS
CAC
DEHP
DIC
DIEA
DLS
DMAP
DMF
DPBS
EPR
ESF
FDA
GPC
HOBT
HPLC
IC50
MTS
NMR
PBS
PDI
PGA
PMS
PTX
PVC
SEC
SPARC
TDL
USP
UV-VIS
VEGF
Critical Aggregation Concentration
di-(2-ethylhexyl) phtalate
N,N'-diisopropylcarbodiimide
diisopropylethylamine
Dynamic Light Scattering
4’-dimethylaminopyridine
N,N-dimethylformamide
Dulbecco's Phosphate Buffered Saline
Enhanced Permeation and Retention
European Science Foundation
Food and Drug Administration
Gel Permeation Chromatography
1-hydroxybenzotriazol
High Pressure Liquid Chromatography
Half Maximal Inhibitory Concentration
3-(4,5-dimethylthiazol-2-yl)-5-(3-carbomethoxyphenyl)-2-(4sulfophenyl)-2h tetrazolium
Nuclear Magnetic Resonance
Phosphate Buffered Saline
Polydispersity Index
polyglutamic acid
phenazine methosulfate
paclitaxel
polyvinyl chloride
Size Exclusion Chromatography
Secreted Protein Acid Rich in Cysteine
Total Drug Loading
United States Pharmacopeia
Ultraviolet-Visible light
Vascular Endothelial Growth Factor
1. INTRODUCTION
GENERAL INTRODUCTION
According to the World Health Organisation, worldwide 8.2 million deaths are caused by
cancer every year, making it the world’s second biggest killer after cardiovascular disease.
Regarding 14 million cases of cancer in 2012 and an expected increase to 22 million within the
next 20 years, the development of effective strategies to prevent and cure cancer remains
essential. Despite the fact that scientific developments already went a long way, many
challenges still lay ahead. (1)
Cancer is caused by sequential alterations of oncogenes and tumor-suppressor genes,
which regulate growth, differentiation and survival of cells. Genetic alterations are the result
of hereditary DNA abnormalities or induced by external factors such as ultraviolet or ionic
radiation, microbiological infection or chemicals. (1) (2). This eventually leads to uncontrolled
cell proliferation, resulting in aggregates of malignant cells called tumors. As tumors increase
in size, they invade surrounding tissues and often, malignant cells are capable of affecting
other tissues through metastasis. In this way, normal physiological functions are impaired,
developing a life-threatening condition for the patient. Cancer can be cured by radiotherapy,
surgery and chemotherapy, in which the ultimate goal is prolonged duration of life together
with an increased quality of life. However, most radiotherapy and chemotherapies today
cause severe side effects and sometimes, surgery requisites sacrifice of healthy tissue. (3)
Ovarian cancer is the most lethal gynaecologic cancer in the United States and moreover,
it is the fifth most diagnosed cancer among American women. The most occurring subtype is
epithelial ovarian cancer, with more than 90 per cent of the cases. (4) Higher risk of developing
ovarian cancer is related to hormonal factors, genetic factors, medication, child bearing, family
history of breast or ovarian cancer and age. Vague symptoms and the fact that the disease is
often diagnosed when it is already at and advanced stage cause a high risk of bad prognosis.
Almost all stages of ovarian cancer can be treated with surgery. This involves either a total
hysterectomy, in which the uterus is completely removed, or removal of the ovaries, fallopian
tubes, omentum or abdominal fat tissue. In most cases, chemotherapy is used after surgery,
to eliminate any remaining cancerous tissue. The standard treatment is a combination of a
platinum compound, such as carboplatin or cisplatin, and a taxane, such as paclitaxel or
docetaxel. (5) (6)
1
POLYMER-DRUG CONJUGATES
1.2.1. Nanomedicines for improved drug delivery
Nanotechnology is the general term which describes all technological developments used
to create particles with dimensions within the nanoscale range, usually between 1 and
1000 nm. These particles comprise both chemical materials and devices. However, the exact
definition of the term ‘nanomaterial’ is globally still debated and many industries and sectors
tend to classify nanomaterials in different ways. (7) (8)
The European Science Foundation (ESF) Forward Look Nanomedicine, defines the term
‘nanomedicine’ in the following way: “Nanomedicine uses nano-sized tools for the diagnosis,
prevention and treatment of disease and to gain increased understanding of the complex
underlying patho-physiology of disease. The ultimate goal is improved quality-of-life.” In this
way, nanomedicine science can be considered as the application of nanotechnology for
healthcare purposes. Generally, nanomedicines can be roughly divided into three main
domains: nanopharmaceuticals, nanoimaging agents and nanotheranostics. However, the
classification remains artificial and some nanomaterials and –devices for healthcare purposes
are on the intersection of these domains. (7)
An important evolution of nanotechnology is the development of nanomedicines for
enhanced drug delivery. Drug delivery is the strategy to target pharmaceutically active
substances more specifically to the desired pathological site(s) in the human body.
Improved drug delivery is useful to overcome disadvantages of ‘classic’ formulations, in which
the active pharmaceutical ingredient is distributed more diffuse into the whole body. This
causes a bigger diffusion into healthy, non-pathological tissue. As a result, side effects are
caused, which is important for compounds with a narrow therapeutic index, such as
immunosuppressive, antitumor and antirheumatic drugs. It eventually makes doselimiting
necessary, which also decreases the therapeutic effect of the molecule. In addition, several
small molecules have a short half-life and a higher overall clearance. By formulating
therapeutically active small molecules as a nanomedicine, drug delivery can be improved
significantly. This is due to the fact that biological barrier crossing and penetration at a cellular
and subcellular scale, largely depend on the physicochemical properties of the nanoparticle
guiding the drug. Nanoparticles also permit the incorporation of ligands for specific biological
receptors, which contributes to further targeting of the system. (7) (9) (10) (11) (12)
2
1.2.2. General concepts
Polymer-drug conjugates are a class of nanomedicines in which one or more bioactive small
molecules are linked to a biodegradable polymer. Polymers are macromolecules consisting of
constitutional repeating units. The big advantage of conjugation with polymers is that the
‘fate’ of a small molecule drug in the human body can be influenced by optimizing the
properties of the polymer that guides it.
Figure 1.1.: The Ringsdorf model for polymer-drug conjugates. The polymer backbone carries a drug through
linkage with a cleavable spacer and can consist of a solubilising group and a targeting moiety. (12)
According to the Ringsdorf model (Figure 1.1.), one or more biologically active small
molecules can be conjugated to a biocompatible polymer backbone by a cleavable spacer. The
polymer types that can be used include polysaccharides, proteins and synthetic polymers. The
spacer is usually a ‘bioresponsive’ chemical bond, meaning that it undergoes dissociation
under certain biological conditions. These conditions are either chemical, such as a pH-shift,
or either the presence of a cleaving enzyme such as an esterase, lipase or protease. As a result,
the exposure to particular enzymes or a pH-shift after uptake in cells can eventually lead to a
more selective drug release. By keeping these conditions in consideration for the desired site
of action in the body, the most suitable spacer can be selected so cleavage is induced by these
conditions and drug release takes place in this particular site. (12) (13) (11)
In addition, other entities can be conjugated to enhance the pharmacokinetic and drug
delivery aspects of the polymer-drug conjugate. Solubilising agents can be linked in order to
improve the bioavailability and physicochemical properties of hydrophobic drugs. Moieties for
targeting such as antibodies or polysaccharides can be linked in order to target specific
biologic receptors or antigens, which is called active targeting. In contrast, polymers can be
targeted passively as well, meaning that it does not require a targeting moiety. The polymer
is then targeted based on its physical and chemical properties, such as its size. (12) (13) (11)
3
1.2.3. The Enhanced Permeation and Retention effect
The Enhanced Permeability and Retention (EPR) effect is an important starting point for
developing nanoparticle systems for drug delivery of antitumor drugs. It is considered as
becoming the “gold standard”, since nearly all newly designed macromolecular, lipidic and
micellar tumor targeting strategies are based on this effect.
The EPR effect (Figure 1.2.), as described by Matsumura and Maeda in the 1980s, is the
result of the structural and anatomical differences between tumoral and healthy vascularity.
When solid tumor cell aggregates exceed a total diameter of 1-2 mm, extensive angiogenesis
is driven by a variety of growth factors. This leads to a more efficient blood supply on which
tumor cells greatly depend for provision of oxygen and nutrients. (7) (14) The newly formed
blood vessels are described as ‘neovasculature’ and they significantly differ from nonpathological mature vascular tissue, because of following abnormalities:
1) An increased vascular density as a result of extensive angiogenesis (hypervasculature)
2) Irregularity of vascular networks with big fenestrations and pores
3) Absence of a smooth muscle layer
4) Formation of pericytes
5) Extensive release of multiple mediators that induce extravasation: VEGF, NO, bradykinine,
prostaglandins, collagenase, peroxynitrine
6) A low amount of effective receptors for ATII and thus absence of ATII induced
vascoconstriction
7) A general lack of lymphatic vessels (14) (15)
Consequently, neovasculature can be considered as an irregular, incomplete structured
vascular tissue that is insufficiently sensitive to physiological responses. This is utilised, as the
previously described characteristics are in favour of drug delivery of macromolecular systems,
including polymer-drug conjugates. Characteristics 1-6 lead to enhanced permeability of the
tumoral vascular wall for polymers. Whereas the dimensions of small molecules permit them
to diffuse through the endothelial cell layer of both healthy and malignant vascular tissue,
macromolecules only diffuse through the more leaky and fenestrated tumoral vascular wall
(permeation). This results in a more selective delivery of antitumor drugs into their desired
site of action, sparing more non-tumoral tissue from exposure.
4
The lack of lymphatic vessels leads to an impaired overall lymphatic clearance, allowing
retention of polymers in the interstitial space and thus intratumoral accumulation (retention).
The intratumoral drug concentration is 10 to 100 fold bigger compared to an equivalent
conventional dose of the drug. (7) (14) (15) (16)
Figure 1.2.: The EPR-effect in tumoral neovasculature. Preferential accumulation in tumor tissue results
from higher permeability of the tumoral vascular wall in comparison with healthy vascularity. (17)
Still, drug delivery based on the EPR effect is limited due to the fact that tumor vasculature
and tissue greatly vary from tumor to tumor and from patient to patient. Even within the same
tumor, local variations in permeability and retention occur. (7)
1.2.4. Endocytosis
After permeation across endothelial cells, polymer-drug conjugates diffuse through the
interstitium to eventually reach the tumor cells. Whereas small molecules enter cells by
diffusion, for macromolecules, including polymer-drug conjugates, the molecular weight is too
high to pass the cell membrane by diffusion.
5
The mechanism of entering the cell is through endocytosis. The polymer-drug conjugates
are captured in invaginations of the cell membrane that get internalised by pinching off
inwards. In this way, intracellular endosomes are formed in which the polymer-drug
conjugates are entrapped.
The pH in endosomes is approximately 6.0 to 6.5. Endosomes fuse with lysosomes and the
polymer-drug conjugate gets exposed to lysosomal enzymes. Studies have shown that the
most important proteolytic enzyme degrading the polyglutamic acid backbone is cathepsin B,
a lysosomal protease. Other enzymes may contribute as well, though to a lower extent. Some
studies also have shown an upregulated level of cathepsin B in tumor cells, favouring
degradation of the polymer-drug conjugate. (18) (19) (16)
Compared to endosomes, the intralysosomal pH is approximately 5.0 to 5.5. It is proposed
that for drugs that are conjugated with an ester bond, the bond hydrolyses nonenzymatically
due to the pH-shift. Other studies suggest that lysosomal esterase catalyses the hydrolysis of
the ester bond. Nonenzymatic and/or enzymatic hydrolysis lead(s) to drug release and thus
free intracellular drug. After diffusion past the endolysosomal membrane, drugs can
eventually reach the nucleus to carry out their effect (Figure 1.3.). (19) (16)
B
A
C
D
Figure 1.3.: Cellular uptake of polymer-drug conjugates by endocytosis. A) internalisation of the polymer-drug
conjugate into endosomes; B) fusion with lysosomes containing lysosomal enzymes; C) degradation of polymer
backbone by lysosomal enzymes and drug release due to pH-shift and/or esterase; D) diffusion of the free drug
towards the nucleus of the cell (16)
6
PACLITAXEL
1.3.1. General
Taxol (Figure 1.4.), originally extracted from the stem bark of the Taxus brevifolia, was
firstly identified in the early 1960s by the National Cancer institute as an antineoplastic drug
with a demonstrated inhibiting effect on proliferation in many tumor models. (20) (21) Since
its commercial development by Bristol-Myers Squibb, it has been renamed to paclitaxel.
Today, it serves as a widely used chemotherapeutic agent for several types of cancers,
including ovarian cancer, breast cancer, prostate cancer and non-small-cell lung cancer. (22)
Figure 1.4.: Chemical structure of paclitaxel.
Paclitaxel is classified as a tubulin binding agent and acts as a ‘microtubule stabiliser’,
meaning that it disturbs microtubule dynamics through stabilisation. Paclitaxel has been
shown to bind a hydrophobic pocket in microtubular beta-tubulin subunits. By binding these
subunits, it promotes polymerisation of microtubules during the cell cycle. As a result, the
process of disassembly into tubulin dimers, necessary to proceed the cycle, is inhibited. The
cycle arrests during the transition from the G 0 into the G1 phase and from the G2 into the M
phase, eventually leading to cell death by apoptosis. (Figure 1.5.) (23) (24) (25)
As with other chemotherapeutics, systemic administration of paclitaxel affects all rapidly
dividing cells in the body, in which there is no differentiation between tumorous and nontumorous dividing cells. (26) Affected healthy cells include cells in the bone marrow, hair
follicles and the gastrointestinal tract, giving rise to a vast number of side effects. Following
side effects are experienced by more than 10 percent of patients treated with paclitaxel:
impaired immune system, anaemia, more frequent bleedings and bruises, arthralgia, myalgia,
allergic reactions, mouth sores and ulcers, fatigue, alopecia, numbness and diarrhea.
7
Clinically, it leads to health risks and a high level of discomfort for the treated patient,
illustrating the need for strategies that target tumor tissue more selectively. (27)
Figure 1.5.: Schematic representation of paclitaxel mechanism. Paclitaxel stabilises microtubules, eventually
leading to cell cycle arrest during G0/G1 transition and G2/M transition. (28)
The main issue regarding formulation of paclitaxel are its physicochemical features.
Paclitaxel is highly hydrophobic and thus poorly soluble, causing difficulties in formulation in
aqueous solvents which is required for intravenous administration. In addition, its
hydrophobicity leads to a series of unfavourable pharmacokinetic features. It shows to have
intense plasma protein binding, a big distribution volume, big tissue distribution and a short
distribution phase. Moreover, the plasma half-life of paclitaxel is relatively low compared to
other drugs. As a result, the relative exposure of a tumor to a biologically relevant paclitaxel
concentration is very limited compared to systemic exposure, leading to a low therapeutic
index and a high toxicity of the compound. (29) (22)
8
1.3.2. Solvent based formulation
A mixture of Cremophor EL® and dehydrated ethanol, was developed around 1980 in order
to solubilise paclitaxel in aqueous solutions for intravenous administration. Today, the solvent
based formulation of paclitaxel (sb-paclitaxel) is still used as standard formulation for
paclitaxel, despite having serious disadvantages. (30) (20)
Cremophor EL (polyoxythyl 35 castor oil USP, macrogolglycerol ricinoleate Ph.Eur.),
currently commercialised as Kolliphor ELP
TM
by BASF, is a nonionic surfactant used as an
emulsifying agent for formulation of hydrophobic molecules in aqueous solvents. (31) A
standard sb-paclitaxel intravenous formulation usually consists of 1 mg/mL paclitaxel
solubilised in a 1:1, V/V mixture of Cremophor EL and dehydrated ethanol. (29)
Despite having a good solubilising ability, Cremophor EL greatly influences pharmacokinetic
properties and drug delivery of paclitaxel. It is proposed that entrapment of paclitaxel in large
polar Cremophor EL micelles in the blood has a fencing effect on paclitaxel. Paclitaxel
entrapped in micelles is hindered from interaction with endothelial receptors. In addition,
micelles are not able to diffuse through biological membranes. The resulting impaired
transport from the vascular space into the interstitial space eventually leads to limited tumor
penetration and thus a decrease of tumoral exposure to the drug. Consequently, the
therapeutic effect of a dose of paclitaxel is reduced. Micellar entrapment also leads to
decreased metabolism and billairy excretion, causing a longer systemic exposure. As a result,
the systemic toxicity of paclitaxel is increased as well. In conclusion, the therapeutic index of
paclitaxel remains relatively low. (20) (32) (33) (34)
Several studies report hypersensitivity and peripheral neuropathies associated with
Cremophor EL and the amount used for solubilising paclitaxel is remarkably higher compared
to what is needed for other hydrophobic molecules. Therefore, the intravenous
administration of paclitaxel in this formulation clinically requires premedication with
corticosteroids and antihistamines, in order to decrease the severity of these side effects.
Nevertheless, among 41 to 44% of the patients, minor side effects such as flushing and rash
still occur and 1.5 to 3% even show potentially life threatening reactions (29) (35) (20).
Both ethanol and Cremophor EL interact with di-(2-ethylhexyl) phthalate (DHEP) which is
used as plasticiser in materials with polyvinylchloride (PVC). Because DEHP is hydrophobic, it
gets attracted by Cremophor EL which results in leaching of DEHP in the administered solution.
9
Some infusion bags and administration sets used for routine clinical administration consist
of PVC. Therefore, patients are exposed to substantial amounts of DEHP when treated with
sb-paclitaxel in this type of material. DEHP is hepatotoxic, carcinogen, teratogen and mutagen,
so chronic exposure to this plasticiser may cause considerable health risks. As a result,
alternative materials such as glass or polyolefin containers and nitro-glycerine tubings are
required for administration of sb-paclitaxel. (36) (37) (29)
1.3.3. Nanoparticle albumin bound-paclitaxel
The previously described shortcomings of the conventional formulation of paclitaxel
illustrated the importance of developing more efficient and biologically less active formulation
strategies. This led to the development of nanoparticle albumin bound paclitaxel
(nab-paclitaxel), commercialised as Abraxane ®. Nab-paclitaxel is a nanomedicine consisting
of paclitaxel bound to albumin. It is prepared by high pressure homogenisation of paclitaxel
and serum albumin, resulting in a colloidal suspension of conjugated nanoparticles with a
mean diameter of approximately 130 nm. The concentration of albumin in the formulation is
3 to 4%, making it similar to the concentration of serum albumin in human blood. The most
important feature is that Abraxane ® formulates paclitaxel without of use Cremophor EL,
making it hold some major advantages compared to the solvent based formulation. (34) (38)
(33)
Serum albumin acts as an endogenous carrier of hydrophobic compounds through the
blood such as vitamins and hormones, by binding them non-covalently. This allows transport
of hydrophobic components through the body and release at the cell surface. (32) Thus,
complexation of paclitaxel with albumin in a pharmaceutical formulation overcomes
previously described issues related to hydrophobicity of paclitaxel, without the use of
Cremophor EL. (20)
Taking these features in consideration, nab-paclitaxel holds significant advantages
compared to the rather classic solvent based formulation. Since the formulation is free of
Cremophor EL, there is no longer side effects due to pharmacological activity and leaching.
Premedication is no longer required for clinical paclitaxel administration. (34)
It is proposed that for nab-paclitaxel, enhanced penetration into tumor tissue is the result
of two possible mechanisms, the EPR effect and transcytosis through endothelial cells. They
both result in transport from the vascular space into the interstitial space. (33)
10
Transcytosis results from the interaction between albumin and albondin receptors
together with intracellular caveolin-1 of endothelial cells. These two proteins act as regulators
of the transcytosis mechanism, resulting in the transport of intravascular constituents into the
interstitial space. The albondin-receptor is found at the cell membrane of these vascular
endothelial cells. It is a glycoprotein with the size of 60 kDa (gp60) that is proposed to be a
docking site for albumin in blood vessels. Interaction between albumin and this receptor leads
to activation of the intracellular protein caveolin-1, which in turn stimulates invagination of
the membrane. During this process, both protein-bound and free compounds in the plasma
are trapped in so-called ‘caveolae’, which are the intracellular vesicles that result from this
invagination. The caveolae migrate towards the interstitial space, followed by release of the
entrapped compounds. (Figure 1.6.) In this way, nab-paclitaxel deals with the previously
described Cremophor EL fencing issues, in which paclitaxel is prevented from good tumor
penetration due to entrapment in large polar Cremophor EL micelles. (32) (34) (39) (40)
Figure 1.6.: Albumin receptor-mediated uptake of intravascular constituents and transcytosis across the
vascular endothelium. A) Albumin receptor (gp60) binds albumin, resulting in induction of caveolin-1; B)
caveolin-1 induces membrane internalisation, entrapping free and protein-bound plasma molecules; C)
formation of caveolae, leading to transcytosis and extravascular release of the caveolae content. (32)
Besides having affinity for the albondin-receptor, albumin also has been shown bind
secreted protein acid rich in cysteine (SPARC), also named osteonectine, which is a protein
that holds sequence homology with a glycoprotein 60. It is known that both caveolin-1 and
SPARC are overexpressed in several types of malignant cells, so paclitaxel in association with
albumin leads to a good tumoral accumulation in these cases. (34) (39)
11
PACLITAXEL-POLYGLUTAMIC ACID CONJUGATES
1.4.1. Polyglutamic acid
Polyglutamic acid (Figure 1.7.) (PGA) is a synthetic, non-toxic polypeptide. Structurally, it is
a homopolymer consisting of naturally occurring glutamic acid subunits, making the polymer
biodegradable. Its side chain carboxylic acid groups allow for conjugation of a vast amount of
compounds by esterification and moreover, free carboxylic acid groups make it negatively
charged at neutral pH. (7) (41)
Figure 1.7.: Chemical structure of the sodium salt form of polyglutamic acid
(n=number of monomer repeating units).
1.4.2. Paclitaxel-poliglumex
Paclitaxel poliglumex (CT-2013, OpaxioTM, previously called XytotaxTM) is currently
developed by Cell Therapeutics Inc. as a novel polymer-drug conjugate of PTX. In current FDA
clinical studies, OpaxioTM is in Phase 3 for first line treatment of ovarian cancer. (41)
2’
Figure 1.8.: Chemical structure of paclitaxel-poliglumex. The ester bond between the γ-carboxylic acid side
chain of PGA and the 2’hydroxyl group of PTX, which is the tubulin binding site, makes the conjugate
pharmacologically inactive. The active site becomes available when PTX is released from the polymer.
12
Paclitaxel poliglumex (Figure 1.8.) is a polymer-drug conjugate in which paclitaxel is
conjugated to α-poly (L) glutamic acid (PGA) as polymeric backbone (PGA-PTX). Conjugation is
obtained by esterification of the γ-carboxylic acid side chain of PGA to the 2’hydroxyl group of
paclitaxel. This results in PGA with approximately one paclitaxel bound per each 10.4 amino
acid subunits of the polymer, or 37% of the molecular weight (approximately 80 000 kDa).
Because of covalent linkage, paclitaxel poliglumex is classified as a new chemical entity.
However, the therapeutic effect is carried out by paclitaxel after intracellular dissociation from
PGA. (20) (42) (16)
By conjugating paclitaxel to PGA, solubility is enhanced without the use of toxic solvents
such as Cremophor EL. This also overcomes some of paclitaxel’s unfavourable
pharmacokinetic properties. Conjugation with PGA leads to a lower distribution volume and a
prolongation of the distribution phase compared to non-conjugated paclitaxel. Furthermore,
the elimination phase is prolonged as well. Another important feature is that paclitaxel which
is bonded to the polymer is pharmacologically inactive. In this way, systemic exposure to
paclitaxel is limited, since it does not circulate as an active drug in the bloodstream. After more
selective penetration into tumorous tissue due to the EPR effect, the drug is then released
once it is taken up in cells by endocytosis. In this way, any paclitaxel activity is ideally carried
out intracellularly in tumorous tissue. However, it should be taken in consideration that all
described pharmacokinetic enhancements only occur ideally when the PGA-PTX polymer is
well designed. (29) (16)
13
2. OBJECTIVES
Conjugation of paclitaxel with the biodegradable, watersoluble polymer polyglutamic acid
(PGA-PTX) is a promising new strategy to improve pharmacokinetics and drug delivery of
paclitaxel, without the use of cosolvents. As it is a new way to enhance PTX efficacy, it is of
interest to gain insight in its physicochemical and biological properties.
The principal objective of this project was the synthesis of PGA-PTX conjugates with
different PGA polymer lengths and different drug loadings, followed by characterisation by
different techniques to evaluate the influence of length and drug loading on their properties.
Secondary objectives were the study of polydispersity, solution conformation in PBS, stability
in plasma, drug release kinetics in PBS and cytotoxicity.
PGA of three different lengths (25, 50 and 100 glutamic acid subunits/polymer) was loaded
with two different amounts of PTX, aiming a total drug loading (TDL) of 5 and 10 mol%.
Synthesis was carried out until polymer-drug conjugates of each polymer length with a TDL
of < 5 mol% and > 5 mol% were obtained. Each synthesised polymer-drug conjugate was
purified by precipitation, liquid-liquid extraction and SEC.
Of each synthesised polymer-drug conjugate, the TDL was determined by 1H-NMR and
UV-VIS spectrophotometry. The conjugation yield in terms of TDL was evaluated. Impurities
were evaluated by 1H-NMR. The molecular weight and PDI were determined by GPC to study
the homogeneity of conjugation. The CAC and size of aggregates in PBS were studied by DLS.
The correlation between CAC and TDL and polymer length were studied. The correlation
between length and TDL and aggregate size was studied.
The correlation between TDL and length and stability in blood plasma was studied. The
release of PTX by ester bond hydrolysis over a period of 48 hours was measured by HPLC. Drug
release kinetics of different polymer-drug conjugates in PBS were studied. The release of PTX
by ester bond hydrolysis over a period of 15 days at 37 °C and 50 °C was measured by HPLC.
Correlation between temperature and drug release for each polymer-drug conjugate was
studied. Drug release of different polymer-drug conjugates at the same temperature were
compared. Correlation between drug release and TDL or length was studied. Cytotoxicity of
different polymer-drug conjugates was evaluated. A cell viability assay was performed.
14
3. MATERIALS AND METHODS
3.1. CHEMICALS
n-Butyl-polyglutamicacid (MW-range: 7600-8700 Da; average 50 subunits/polymer)
(PGA50), n-Butyl-polyglutamicacid (MW-range: 12600 – 13300 Da; average 100
subunits/polymer) (PGA100) and Npt-polyglutamicacid (MW-range: 3700-6100; average 25
subunits/polymer) (PGA25) were obtained from Polypeptide Therapeutic Solutions SL
(Valencia, Spain). Anhydrous N,N-Dimethylformamide (99,8% anhydrous) (anhydrous DMF)
was purchased from Scharlau (Sentmenat, Spain). N,N'-Diisopropylcarbodiimide (DIC) was
purchased from Iris Biotech GmbH (Marktredwitz, Germany). 1-Hydroxibenzotriazol
monohydrate (HOBt) was purchased from Iris Biotech GmbH (Marktredwitz, Germany). 4Dimethylaminopyridine (DMAP) was purchased from Sigma Aldrich (Saint Louis MO, United
States). Paclitaxel (PTX) was purchased from Xi'an Rongsheng Biotechnology (Shaanxi, China).
N,N-Diisopropylethylamine (DIEA) was purchased from Sigma-Aldrich (Saint Louis MO, United
States). N,N-Dimethylformamide (synthesis grade) was purchased from Scharlau (Sentmenat,
Spain). Ethyl acetate (analytical grade; ACS; Reag. Ph. Eur.) (ethylacetate) was purchased from
Scharlau (Sentmenat, Spain). Sodium bicarbonate (>99.5%) (sodium bicarbonate) was
purchased from Sigma-Aldrich (Saint Louis MO, United States). Dichloromethane was
purchased from VWR (Amsterdam, The Netherlands). Sephadex G-25 ® was purchased from
Sigma-Aldrich (Saint Louis MO, United States). Deionised Milli-Q ® ultrapure type 1 water
(Resistivity 18,2 MΩ.cm at 25 °C; TOC < 5 ppb) (deionised Milli-Q ® water) was purchased from
Merck Millipore (Billerica MA, United States). Liquid nitrogen (-196°C under atmospheric
pressure) was purchased from Air Liquide (Paris, France). Deuterium oxide (99.9 atom % D for
NMR analysis) was purchased from Sigma-Aldrich (Saint Louis MO, United States). Methanol
Emplura ® grade (methanol) was purchased from Merck Millipore (Billerica MA, United
States). Phosphate Buffered Saline with pH 7.4 was purchased from Sigma-Aldrich (Saint Louis
MO, United States). Diethyl ether (synthesis grade; stabilised with approx. 7 ppm BHT) (diethyl
ether) was purchased from Scharlau (Sentmenat, Spain). Acetonitrile (gradient 240 nm/far UV
HPLC grade) (acetonitrile) was purchased from Scharlau (Sentmenat, Spain). 4T1 ATCC® CRL2539™ cell line was purchased from ATCC (Manassas VA, United States).
Dulbecco’s
Phosphate Buffered Saline (magnesium free; calcium free; sterile filtered) (DPBS) was
purchased from Sigma-Aldrich (Saint Louis MO, United States). 0.5% Trypsin/EDTA Gibco ®
(trypsin) was purchased from Life
Technologies (Carlsbad CA, United States).
15
RPMI 1640 medium (containing L-Glutamine and 25 mM HEPES) completed with 10% fetal calf
serum (4T1 medium) was purchased from Life Technologies (Carlsbad CA, United States).
Trypan blue solution was purchased from Sigma-Aldrich (Saint Louis MO, United States). 3(4,5-dimethylthiazol-2-yl)-5-(3-carboxymethoxyphenyl)-2-(4-sulfophenyl)-2H-tetrazolium
(MTS) and phenazine methosulfate (PMS) were purchased from Promega (Madison WI, United
States).
3.2. PGA-PTX SYNTHESIS FOR 5% AND 10% TOTAL DRUG LOADING
DIC/HOBt
DMAP
DIEA pH 8
Figure 3.1.: PGA-PTX synthesis.
Synthesis (Figure 3.1.) was carried out in a schlenk flask under continuous stirring and
nitrogen atmosphere. PGA (100 mg, 0.77 mmol monomer units) was dissolved in 5 mL
andhydrous DMF and added. DIC (1.1 equivalents compared to PTX) was added dropwise
using a micropipette. After 5 minutes, HOBt (1.1 equivalents compared to PTX) was added into
the reaction mixture. After 10 minutes PTX (5% or 10% mol percent compared to glutamyl
monomer subunits) was added, followed by direct addition of DMAP (catalytic amount,
previously dissolved in DMF at 1 mg/mL) using a micropipette. After total dissolution, DIEA
was added dropwise until pH 8 was reached.
After 24 hours under continuous stirring under nitrogen atmosphere, the presence of
unconjugated PTX was monitored by TLC using ethylacetate as mobile phase. A small amount
of reaction mixture was spotted and compared with a spot of PTX solution (Rf = 0.8 for free
PTX and Rf = 0 for polymer-drug conjugate). In case there was still free PTX in the reaction
mixture, the reaction was reactivated by adding 0.5 equivalents of DIC and HOBt. The pH was
adjusted to 8. The reaction was then stirred for another 24 hours under nitrogen atmosphere.
When the reaction was completed, DMF was concentrated and the crude product was dried
under high vaccuum.
16
3.3. PURIFICATTION
3.3.1. Work-up
After evaporation of DMF, the crude was redissolved in the least possible amount of DMF.
The crystals of urea formed during the reaction of DIC were filtered and the product was
precipitated by a dropwise addition into a 50 mL centrifuge tube of cold (4°C) diethylether for
precipitation. The mixture was centrifuged for 10 minutes at 4000 rpm and the supernatant
was then separated from the precipitate. The precipitate was redissolved in the least possible
amount of DMF and precipitated again until a white precipitate of polymer-drug conjugate
was obtained. The solid was dried under high vacuum to remove any trace of diethylether or
DMF.
After the first purification step, 2 mL of a 1M sodium bicarbonate solution was added to
the white precipitate. The mixture was vortexed and sonicated until complete dissolution. To
the dissolution of the salt form of the polymer (PGA-COONa, aqueous phase), 4 mL of
dichloromethane was added. The mixture was vortexed and centrifuged at 4000 rpm during
10 minutes to remove emulsification. The organic phase was separated from the aqueous
phase. The same extraction was repeated once.
3.3.2. Size Exclusion Chromatography
3.3.2.1. Size Exclusion Chromatography
Size Exclusion Chromatography (SEC) is a chromatographic method in which
macromolecules, including polymers, can be separated from small molecules or other
macromolecules of a different molecular weight. The stationary phase consist of a porous
matrix as spherical particles, which are usually physically very stable and chemically inert.
Separation results from the ability of small molecules to permeate into these pores, whereas
macromolecules do not have this ability due to their size. As a result, small molecules are
transported slower through the gel matrix, making them elute later and thus separately from
macromolecules. Given the fact that size is related to molecular weight of the polymers,
different polymers can be separated from each other based on their molecular weight. The
higher the molecular weight, the bigger the retention and thus the bigger the retention
volume. Separation is mostly described using volumes of retention (Figure 3.2.).
17
Figure 3.2.: Schematic representation of SEC with elution and molecular weight of polymers.
Elution is often described relatively by using the distribution coefficient K (43)
𝐾=
(𝑉𝑒 − 𝑉0 )
(𝑉𝑡 − 𝑉0 )
(3.1)
In which:
Vt : Total column volume: the volume at which particles elute that are completely retained
V0 : Void volume: the volume at which particles elute that are not retained
Ve : Elution volume: the volume at which particles elute which are partially retained, the
volume of elution of a particular compound
3.3.2.2. Protocol
The salt form the polymer was loaded on a Sephadex G25 column which was previously
equilibrated with deionised Milli-Q ® water and SEC was performed. By dropwise elution of
the sample, the elute was collected in steps of 1,5 mL in 2 mL eppendorfs. The elution was
carried out until all polymer-drug conjugate was collected.
18
3.3.3. Freeze-drying for preservation
3.3.3.1. Freeze-drying
Freeze-drying or lyophilisation is a technique which is used to make a sample in solution
completely free of solvents and bound moisture. This results in the solid state of the sample,
avoiding the risk of solvent mediated or microbiological degradation. Also, the freeze-dried
product can be preserved without the need for freezing. It is a widely used technique for stable
and convenient preservation of samples over time. The solution can be reconstituted at any
time by dissolution of the solid sample in the original solvent.
The freeze-drying process consist of three stages, being the freezing stage, the primary
drying stage and secondary drying stage. First, the samples are frozen below the eutectic
temperature of the solution, normally using liquid nitrogen (freezing stage). The samples are
then added to a freeze-dry tube which is mounted to a lyophiliser. In order to start sublimation
of the solvent, heat is added and pressure is lowered in the environment of the sample. During
the process, temperature is carefully monitored so it is high enough for sublimation but below
the eutectic temperature so the rest of the sample remains in solid state.
The tube is connected to an ice collector, which is a chamber in which the pressure and
temperature is lower than in the freeze-dry tube. These conditions allow the gaseous phase
solvent molecules to migrate out of the freeze-dry tube as a result of the pressure difference
and then condense due to the decreased temperature (primary drying). As final stage in the
process, all bound moisture is eliminated from the sample by heating the centrifuge tube. The
temperature is usually above ambient temperature but with consideration of the stability of
the sample at high temperatures. The pressure is kept the same (secondary drying). (44)
3.3.3.2. Protocol
After purification, all eppendorfs were freeze-dried in liquid nitrogen and added to a
lyophilisation tube that was then mounted to a Benchtop K lyophiliser (VirTis SP Industries,
Warminster PA, United States). After a lyophilisation cycle of 24 hours (condenser
temperature: -80 °C; pressure: 150 µbar), all eppendorfs containing polymer were selected
and the polymer conjugate was collected for further characterisation
19
3.4. CHARACTERISATION
3.4.1. Total Drug Loading and impurities determination by 1H-NMR
3.4.1.1. Proton Nuclear Magnetic Resonance
Proton Nuclear Magnetic Resonance (1H-NMR) is a technique for identification and
quantification of organic molecules. The nucleus of an isotope has a characteristic spin (I),
which is 1/2 for 1H. When an external magnetic field is applied, the magnetic moment of the
spin can exist in two states, +1/2 and –1/2, in which +1/2 is the spin which is aligned with the
magnetic field and spin -1/2 is opposed. These two spin states have a different energy,
resulting in an energy difference between the two states. When the sample is irradiated with
radio frequency waves corresponding with the exact energy difference between the magnetic
moment of the two spin states, it results in excitation of the nucleus from the +1/2 into the 1/2 state. After absorption of this energy, it is resonated as a wave.
Figure 3.3.: Schematic overview of a 1H-NMR apparatus.
In a 1H-NMR (Figure 3.3.), the radiofrequency wave is transmitted by a radio frequency
transmitter and two magnetic poles provide the magnetic fields. The field can be fluctuated
by the sweep coils which alter the strength of the field over a small interval. During this, the
radio frequency receiver detects the emission of absorbed energy as a radiofrequency wave
which is eventually amplified by the amplifier and digitalised by the control console and
recorder. Equivalently, the radiofrequency can be varied holding the magnetic field constant.
20
Every isotope has its specific isotope nucleus with its specific magnetic moment, but
depending on how and where a proton is bonded within an organic molecule, it will give a
resonance signal at a different magnetic field strength or radiofrequency, depending on which
one is varied. This is due to the fact that protons are surrounded by electrons when covalently
bounded. Electrons are charged, so they move whenever a magnetic field is applied, resulting
in a secondary magnetic field which shields the nucleus from the external field. For resonance
of the nuclei, the field must be increased compared to the necessary field when there would
be no electrons. In this way, every proton will give a resonance signal at a magnetic field
strength along the x-axis which is unique for the molecule in which it is covalently bounded,
making it useful for identification. The intensity of the resonance is shown at the y-axis and is
proportional to the molar concentration of the compound. (45)
3.4.1.2. Protocol
Of the lyophilised polymer-drug conjugate, 500 µL of a 5 mg/mL dissolution in
deuteriumoxide was prepared and was added to a 1H-NMR -tube. 1H-NMR (128 scans, 300
MHz) was performed using a 300 UltraShieldTM (Bruker, Billerica MA, United States).
3.4.2. Total Drug Loading determination by UV-VIS spectrophotometry
3.4.2.1. UV-VIS spectrophotometry
Ultraviolet-Visible (UV-VIS) spectrophotometry is a technique which is used to quantify the
molar concentration of an ultraviolet or visible light absorbing substance in solution. When
ultraviolet or visible light is beamed towards the solution, a part of its energy is absorbed and
used by the outer electrons of the substance to shift from ground to excited state. As a result,
the intensity of the light after passing the solution will be decreased. Given the fact that every
molecule has a unique electron composition, the wavelength of maximal absorbance is
molecule specific. For quantification, a monochromatic light beam with a specific wavelength
is illuminated towards the solution. Mostly, the wavelength of maximal absorbance is used.
The intensity of the light before (I0) and after (I) passing through the solution is measured. The
transmission (T) is defined as the ratio of both intensities:
𝑇=
21
𝐼
𝐼0
(3.2)
The absorbance (A) is defined as the negative logarithm of the transmission:
𝐼
𝐴 = − 𝑙𝑜𝑔(𝑇) = − 𝑙𝑜𝑔 ( )
𝐼0
(3.3)
The absorbance (A) is a function of the molar concentration of the absorbing substance (M)
as described by the Lambert-Beer law:
𝐴 = 𝜀𝜆 𝑀𝑙
(3.4)
In which:
ελ: Molar extinction coefficient for light of the corresponding wavelength λ
d: Length of the cuvet (46)
3.4.2.2. Protocol
For calibration, paclitaxel was dissolved in methanol. For measurement of TDL, polymerdrug conjugates were dissolved in deionised Milli-Q ® water. Absorbance was measured at
λ=240 nm with a quartz cuvette (10 mm light path) in a V-630 Jasco spectrophotometer (Jasco
Analytica, Madrid, Spain).
3.4.3. Molecular weight and polydispersity determination by GPC
3.4.3.1. Gel Permeation Chromatography
Gel Permeation Chromatography is a type of Size Exclusion Chromatography (cf. 3.3.2.)
which is automated and provided by a detector to detect elution of compounds to eventually
obtain a chromatogram. It has been shown that several parameters such as elution volume
are proportional to the molecular weight of the compound. By comparing elution to the
elution of a representative standard of a known molecular weight, an accurate estimation of
the molecular weight and polydispersity can be obtained. The polydispersity is a measure for
uniformity of molecular weight in a polymer sample. (43)
3.4.3.2. Protocol
Of each freeze-dried polymer-drug conjugate, an 8 mg/mL dissolution in PBS at pH 7.4 was
prepared and filtered. 100 µL of this dissolution was added to a GPC vial. GPC was performed
using a 2695 Separations module (Waters, Milford MA, United States).
22
For detection, a Triple Detector Viscotek Array 302 (Malvern Instruments ltd.,
Worcestershire, United Kingdom) was used. The used flow was 1 mL/min. The calibration was
carried out with a pullulan standard.
3.4.4. Determination of CAC and Hydrodynamic diameter by DLS
3.4.4.1. Dynamic Light Scattering
Dynamic Light Scattering (DLS) is a technique for measuring the size distribution of particles
that are suspended, including polymer-drug conjugates. The general principle is based on the
fact that spherical suspended particles scatter monochromatic light after illumination.
However, the intensity of the scattered light fluctuates because of the Brownian motion of
these particles. The Brownian motion is the random motion of suspended particles due to
collision with smaller particles, molecules or atoms in its direct surrounding. The bigger the
particle, the slower it will move through its surrounding.
Through analysis of the fluctuation of the intensity of the scattered light, the diffusion
coefficient (D) is calculated, which is a measure for the velocity of the Brownian motion of the
particle. Eventually, the hydrodynamic diameter (Rh) is then calculated using the StokesEinstein equation:
𝐷=
𝑘𝐵 𝑇
6𝜋𝜂𝑅ℎ
(3.5)
In which:
D: Diffusion coefficient
Rh: Hydrodynamic diameter
T: Absolute temperature
η: Viscosity of the medium
kB : Boltzmann constant
During measurement, a constant temperature is maintained in order to obtain a stable
signal for calculation of the diffusion coefficient. Any measurement comes with mentioning of
the exact temperature, because it also influences the viscosity of the medium. (47) (48)
23
3.4.4.2. Protocol
Every polymer drug-conjugate was dissolved at the studied concentration in PBS at pH 7.4.
Samples were filtered to avoid dust contamination and added to a disposable cuvette for DLS.
DLS was performed using the Zetasizer Nano ZS (Malvern Instruments, Worcestershire, United
Kingdom) with a 633 nm laser at measurement angle 173°. All measurements for CAC were
performed at 20 °C. Measurements for study of the influence of temperature on
hydrodynamic diameter were performed at the respective temperatures.
3.5. PLASMA STABILITY AND DRUG RELEASE KINETICS
3.5.1. Determination of drug release in plasma
3.5.1.1. High Pressure Liquid Chromatography
High Pressure Liquid Chromatography (HPLC) is a type of liquid chromatography in which
liquid samples are separated based on their affinity for a stationary phase. Samples are
injected into the device and are transported by a liquid (mobile phase) along a column packed
with porous particles (stationary phase). Reversed Phase HPLC is a type of HPLC in which the
stationary phase is hydrophobic and is mostly used for analysis of hydrophobic molecules. The
mobile phase consists of a polar solvent, usually water, and an organic modifier in order to
solubilise the hydrophobic molecules. Samples can be analysed by gradient elution, meaning
that the composition of the mobile phase changes over time. Also, isocratic elution is possible,
in which the composition of the mobile phase is constant.
Different molecules have a different affinity for a certain stationary phase due to different
chemical and/or physical interactions with the stationary phase. This eventually results in a
different time of elution and thus a separation of the mixture. Moreover, eluting molecules
can be identified and quantified by a detector. Eventually, the signal is outputted as a
chromatogram, allowing qualitative and quantitative evaluation of the sample. For analysis,
following parameters are used:
Rt: Retention time. This is a measure for at which point in time the molecule elutes. Being a
molecule specific parameter, it is used to identify the elution of a certain molecule (qualitative
analysis).
A: Peak area. The peak area of a peak at the given retention time is used as a measure for the
concentration of this molecule (quantitative analysis). (49)
24
3.5.1.2. Protocol
A 3 mg/mL solution of each polymer in pig blood plasma was prepared. Of each solution,
a 100 µL sample was taken and lyophilised directly after dissolution as a time = 0 sample. 3
light proofed eppendorfs with 300 µL solution were prepared and put in the Thermo-Shaker
TS-100 (Biosan, Riga, Latvia) under continuous mixing at 500 rpm at 37 °C. Samples were then
taken and directly freeze-dried at different points in time and samples were kept at -20°C for
preservation until their analysis.
After defreezing, 100 µL of acetonitrile was added to each sample in order to precipitate
proteins in the plasma. The sample was vortexed and centrifuged in the Centrifuge 5451R
(Eppendorf AG, Hamburg, Germany) at 14000 rpm during 15 minutes. 100 µL of the
supernatans was taken and added to a HPLC vial. The samples were analysed by HPLC. The
used pump was a 515 HPLC Pump (Waters, Milford MA, United States) controlled by a PC2
Pump Control Module (Waters, Milford MA, United States) and 717Plus Autosampler (Waters,
Milford MA, United States). A Photodiode Array Detector 2996 (Waters, Milford MA, United
States) was used for UV-detection at λ = 230 nm. The used stationary phase was a
LiCrospher 100 ® RP-18 column (Merck Millipore, Billerica MA, United States) (5 x 150 mm,
5 µm particle size). The samples were analysed by gradient elution with an acetonitrile/water
mixture as mobile phase (gradient: 35/65, V/V to 80/20, V/V; run time: 120 minutes; injection
volume: 20 µL, flow rate: 1 mL/min, temperature: 20°C)
3.5.2. Determination of drug release kinetics in PBS
A 3 mg/mL solution of each polymer in PBS at pH 7.4 was prepared and incubated at 37°C
and 50°C in light proofed eppendorfs of 100 µL each. At different points in time, a 100 µL
aliquot was taken and immediately freeze-dried to stop the degradation. Each point was
repeated three times. The samples were kept at -20 °C for preservation before HPLC analysis
(same method as plasma stability).
3.6. CELL VIABILITY ASSAY
3.6.1. Culturing and subculturing
The cell cultures were visually checked for confluence and microbiological and/or fungal
contamination using an inverted contrasting microscope DM IL (Leica, Wetzlar, Germany).
25
The medium was completely removed and the cells were washed twice with magnesium
and calcium free, sterile filtered Dulbecco’s Phosphate Buffered Saline (DPBS). After complete
removal of all DPBS, the cell surface was completely covered with 2 mL of trypsine. The culture
was incubated at 37°C at 5% CO2 atmosphere in a Hepaclass incubator (Brand GmbH,
Wertheim, Germany) for detachment of cells from the flask surface. Detachment was
microscopically evaluated by visually observing movement of the cells. Aggregation and shape
of the cells were evaluated visually. 8 mL of fresh 4T1 medium was added to obtain a 10 mL
2/8, V/V trypsine - 4T1 medium mixture in the flask. The mixture was resuspended until cells
were disaggregated. The cell suspension was transferred into a centrifuge tube and after
homogenisation, a sample was taken. The sample was diluted 2-fold by adding an equal
volume of trypan blue. After homogenisation, 10 µL was applied in the sink of a Bluebrand ®
counting chamber (Brand GmbH, Wertheim, Germany) and the total amount of cells of the 4
big cell rooms was counted. The cell concentration (cells/mL) was calculated with following
formula:
𝐶𝑒𝑙𝑙 𝑐𝑜𝑛𝑐𝑒𝑛𝑡𝑟𝑎𝑡𝑖𝑜𝑛 (
𝑐𝑒𝑙𝑙𝑠
) = 𝑚𝑒𝑎𝑛 𝑎𝑚𝑜𝑢𝑛𝑡 𝑜𝑓 𝑐𝑒𝑙𝑙𝑠 𝑝𝑒𝑟 𝑏𝑖𝑔 𝑐𝑒𝑙𝑙 𝑟𝑜𝑜𝑚 𝑥 2 𝑥 10 000
𝑚𝐿
(3.6)
In which:
Mean amount of cells per big cell room: The amount of cells per big cell room was counted for
the 4 cell rooms in the counting grid. The mean was taken by dividing the total amount by
four.
2: The reciproque of the dilution factor after addition of trypan blue for counting
10 000: Factor for the volume of the sink
Out of the calculated concentration of cells in the flask, the mixture was diluted with 4T1
medium to obtain the desired cell concentration. The mixture was then added to a new flask
and incubated at 37°C at 5% CO2 atmosphere in a Hepaclass incubator (Brand GmbH,
Wertheim, Germany) until treatment. Subculturing was performed every two days with daily
follow up of growth and contamination. Subculturing as well as culturing, seeding, treatment
and MTS/PMS addition were performed in a certified Bio-II-A cabinet cell culture hood (Telstar
EN, Teressa, Spain). Every substance added to cells was previously brought to 37°C in a water
bath (VWR, Amsterdam, The Netherlands).
26
3.6.2. Seeding
A polystyrene, flat bottom 96 well plate (Corning Incorp., Corning NY, United States) was
used for seeding of cells. Every first and last well of each column was filled with 50 µL of
medium as a blank. All remaining wells in the column were filled with 50 µL of cell suspension
(seeding). Of columns that were not used, every well was filled with 50 µL of DPBS. The seeded
well plate was incubated at 37°C at 5% CO2 atmosphere in a Hepaclass incubator (Brand
GmbH, Wertheim, Germany) until treatment.
3.6.3. Treatment
24 hours after seeding, 50 µL of a solution of a cytotoxic drug was added in every well,
except for wells that were not used that contained DPBS. All wells of one column per well
plate were filled with 50 µL of medium as a control. Each time, one column per well plate was
filled with 50 µL of medium as a control. Cells were then incubated at 37°C at 5% CO2
atmosphere in a Hepaclass incubator (Brand GmbH, Wertheim, Germany) until MTS/PMS
assay.
3.6.4. MTS/PMS cell viability assay
3.6.4.1. MTS/PMS viability assay
When added to cells, 3-(4,5-dimethylthiazol-2-yl)-5-(3-carboxymethoxyphenyl)-2-(4sulfophenyl)-2H-tetrazolium (MTS) is reduced by reducing enzymes in cells into a formazan
product in the presence of phenazine methosulfate (PMS) as an electron coupling agent. The
concentration of formazan is measured colorimetrically and is a measure for the amount of
reducing enzymes and thus the amount of living cells in a well. The amount of living cells or
viability reflects the cytotoxicity of the evaluated drug. The viability is measured relatively to
blank wells containing only medium.
3.6.4.2. Protocol
The MTS/PMS cell viability assay was performed 48 hours after treatment. To each well,
10 µL of a 1/20, V/V PMS-MTS mixture was added. The cells were incubated at 37°C at 5% CO2
atmosphere in a Hepaclass incubator (Brand GmbH, Wertheim, Germany). 3 hours after
MTS/PMS addition, absorbance of each well was measured at λ=490 nm using a Victor 1420
microplate reader (Perkin Elmer/Wallac, Waltham MA, United States).
27
4. RESULTS AND DISCUSSION
4.1. PGA-PTX SYNTHESIS FOR 5% AND 10% TOTAL DRUG LOADING
Polyglutamic acid (PGA) of 3 different lengths (25, 50 and 100 subunits) was conjugated
with two different quantities of paclitaxel (PTX) corresponding to an aimed total drug loading
(aimed TDL) of 5 mol% and 10 mol% (cf. 3.2.). The TDL is the percentage of moles of conjugated
PTX to moles of glutamic acid subunits. The aimed total drug loading is the total drug loading
based on the quantity in moles of PTX to the quantity in moles of glutamic acid subunits as
put in the reaction, or the total drug loading in the ideal situation of 100% yield of conjugation.
Each polymer-drug conjugate batch resulting from one synthesis was referenced. Yield of the
reaction in terms of real total drug loading was evaluated by 1H-NMR and UV-VIS spectrometry
as a part of characterisation (cf. 4.2.). Synthesis of new batches was performed until for every
polymer length, a batch with TDL > 5% and < 5% was obtained (Table 4.1.).
Table 4.1.: Overview of synthesised polymer-drug conjugate batches.
Polymer
reference
Polymer type
Amount of
subunits
Aimed TDL (mol%)
PM49
PM70
PM53
PM63
PM74
PM85
PM92
PM65
PM82
PGA100PTX10
PGA100PTX10
PGA100PTX5
PGA100PTX5
PGA50PTX10
PGA50PTX10
PGA50PTX5
PGA25PTX10
PGA25PTX10
100
100
100
100
50
50
50
25
25
10
10
5
5
10
10
5
10
10
4.2. CHARACTERISATION
4.2.1. Total Drug Loading and impurities determination by 1H-NMR
Of each synthesized polymer-drug conjugate, 1H-NMR of a 5 mg/mL dissolution in
deuterium oxide was performed (cf. 3.4.1.2.) after one purification. Peaks were identified for
protons of paclitaxel at δ = 7.25-8.25 ppm (m, arHPTX, 15) and protons of glutamic acid at
δ = 4.00-4.50 (m, CH-PGA, 100) and at δ = 1.75-2.5 ppm (m, CH2-PGA, 200). After normalising
the peak area at δ = 4.00-4.50 ppm to 100 for glutamic acid, the TDL was calculated as the
ratio of the peak area at δ = 7.25-8.25 ppm divided by 15 (15 aromatic protons for one PTX
molecule) to the peak area at δ = 4.00-4.50 ppm.
28
Impurities were identified at δ = 1.00-1.75 ppm and purification steps were repeated
whenever levels of impurity were too high (clear visible peaks at δ = 1.00-1.75 ppm)
(Figure 4.1.).
.
-CH2- PGA
-CH- PGA
arH PTX
Figure 4.1.: 1H-NMR spectrum of PGA50PTX9 with peaks for PGA-PTX protons of interest assigned.
Polymer-drug conjugates of PGA25 were found to be more difficult to purify, with for every
polymer-drug conjugate of this polymer length three required repetitions of purification. For
polymer-drug conjugates of PGA50 and PGA100, repetitions of purification were not required.
A possible explanation is that PGA25 polymer-drug conjugates are smaller in size, which means
that the difference in SEC elution time with impurities is smaller so a higher fraction of
impurities is eluted along with the polymer-drug conjugate. In addition, smaller size makes it
less favourable to precipitate than PGA50 and PGA100.
29
4.2.2. Total Drug Loading determination by UV-VIS spectrophotometry
4.2.2.1. Calibration
In order to quantify the concentration of loaded PTX in a polymer-drug conjugate sample,
a calibration curve for PTX was made. A dilution series of 1 to 100 µg/mL PTX in methanol was
prepared (cf. 3.4.2.2.) and of each solution, the absorbance was measured at λ = 240 nm. The
absorbance (A) was plotted as a function of concentration (C). After elimination of the
absorbance value for 60 µg/mL as an outlier, the calibration curve and equation as shown in
Figure 4.2. were obtained. Further quantification of PTX in polymer-drug conjugate samples
by UV-VIS spectrophotometry was performed with this calibration.
2,5
A = 0,0198C + 0,0493
R² = 0,9999
Absorbance
2
1,5
1
0,5
0
0
20
40
60
80
100
Concentration PTX (µg/mL)
Figure 4.2.: Calibration curve and calibration equation for PTX in methanol.
4.2.2.2. Polymer-drug conjugate
Of each synthesised polymer-drug conjugate, a 100 µg/mL solution in deionised Milli-Q ®
water was prepared and absorbance was measured at λ = 240 nm (cf. 3.4.2.2.). The respective
concentration of PTX was calculated. The TDL was then calculated as the ratio of the molar
concentration of PTX to the molar concentration of glutamic acid subunits. Both values for
TDL as calculated with 1H-NMR and UV-VIS were compared to the aimed total drug loading as
shown in Figure 4.3..
30
12,0
10
TDL (mol%)
10,0
8,0
6,0
4,0
6,6
4,6 5,6
10
10
7,4 6,6
5,7
5
3,0
3,0
3,0
5,0
5
4,2
3,3
5,9
5,7 5,8
10
10
9,0
7,8
6,7
5
3,9 3,9
3,8
3,8
3,4 3,6
10
3,7
2,6
1,5
2,0
0,0
Polymer reference (polymer type)
TDL by NMR
TDL by UV-VIS
TDL mean
Aimed TDL
Figure 4.3.: Histogram illustrating values for TDL as obtained by 1H-NMR and UV-VIS
spectrophotometry compared to mean TDL of both values and aimed TDL.
Values for TDL as measured by 1H-NMR differ from values as measured by UV-VIS
spectrophotometry. The quantitative determination of the TDL by 1H-NMR is based on the
ratio between peak areas of PTX and PGA, equivalent with the concentration. As shown in
Figure 4.1., 1H-NMR spectra of PGA-PTX in deuterium oxide generally show peak broadening,
making integration and thus values for peak areas inaccurate. Peak broadening can be reduced
by performing 1H-NMR at a higher concentration. Future experiments can be performed with
more concentrated solutions to obtain a more accurate result. Accurate measurements by
UV-VIS spectrophotometry depend on accurate calibration of the spectrophotometer and
cuvette irregularities. For UV-VIS sample preparation, the accuracy of weighed polymer
depends on the weighed mass on the balance. When assumed that the error of the measured
mass on the theoretical mass is a constant value, the relative error to the weighed mass will
be higher for a smaller mass compared to a higher mass. For future experiments, more
accurate results can be obtained by weighing a larger mass to make the stock solutions for
calibration and solutions for measurement.
31
Table 4.2.: Overview of conjugation yields for every synthesised polymer-drug conjugate batch.
Polymer
reference
Amount of
subunits
Aimed TDL
(mol%)
TDL (mol%)
Conjugation
Yield (%)
PM49
100
10
5.60
56.0
PM70
100
10
6.55
65.5
PM53
100
5
3.00
60.0
PM63
100
5
4.15
83.0
PM74
50
10
5.80
58.0
PM85
50
10
7.82
78.2
PM92
50
5
3.87
77.4
PM65
25
10
3.60
36.0
PM82
25
10
2.59
25.9
For every synthesised polymer-drug conjugate, the conjugation yield was calculated as
shown in Table 4.2.. Results show that, for polymer-drug conjugates with PGA50 and PGA100,
for both aimed TDL’s (5 and 10 mol%), a conjugation yield of more than 50 % could be
obtained. Batches with TDL < 5 mol% and TDL > 5 mol% could be synthesised for polymer-drug
conjugates of PGA100 and PGA50. For polymer-drug conjugates of PGA25 with 10 mol% aimed
TDL, the maximum yield was 36%. Only a batch of TDL < 5 mol% could be synthesised. The
conjugation yield was found to be lower for PGA25 compared to PGA100 and PGA50.
4.2.3. Molecular weight and polydispersity determination
GPC was performed for the sodium salt form of the pure polymer before conjugation and
the resulting polymer-drug conjugate (Figure 4.4.). The evaluated polymers were
PGA100PTX4.2, PGA100PTX6.6, PGA50PTX7.8, PGA50PTX3.9 and PGA25PTX3.6. They were compared
with their polymer precursors at the protected stage analysed in DMF (PGA-COOBn) and with
the sodium salt form (PGA-COONa) analysed in PBS. The polydispersity index (PDI) for these
forms of the respective batches were provided by Polypeptide Therapeutic Solutions®.
For each polymer-drug conjugate evaluated, the PDI of an 8 mg/mL dissolution in 25mM
PBS at pH 7.4 was determined by GPC (cf. 3.4.3.2.). The PDI was compared to the PDI of the
sodium salt and the protected form of the pure polymer before conjugation with PTX. In this
way, it was evaluated to which extent the PDI was influenced by conjugation. Also, the
measured value for MW for every polymer-drug conjugate was compared to the theoretical
MW by calculation (Table 4.3.).
32
392.51
PGA50PTX3.9
Refractive Index (mV)
325.91
259.31
192.71
126.11
59.51
0.00
4.00
8.00
12.00
16.00
20.00
Retention Volume (mL)
2014-03-25_12;13;59_PM92_01.vdt:
24.00
28.00
32.00
36.00 40.00
Refractive Index
504.79
PGA50-COONa
Refractive Index (mV)
414.47
324.16
233.84
143.53
53.21
0.00
4.00
8.00
12.00
16.00
20.00
Retention Volume (mL)
2014-03-25_12;55;08_PGA_50_COONa_01.vdt:
24.00
28.00
32.00
36.00 40.00
Refractive Index
Figure 4.4.: GPC chromatogram of PGA50PTX3,9 and PGA50-COONa.
Table 4.3.: Overview of MW and PDI values for different polymer-drug conjugates
and their synthesis precursors.
Before conjugation
Polymerdrug
conjugate
PGA100PTX4.2
PGA100PTX6.6
PGA50PTX7.8
PGA50PTX3.9
PGA25PTX3.6
Protected
form (DMF)
Salt form
(PBS)
Polymer-drug conjugate (PBS)
Mw
PDI
Mw
PDI
Mw
PDI
theoretical Mw
22446
22446
12600
12600
6112
1.06
1.06
1.15
1.15
1.14
15086
15086
7369
7369
1.21
1.21
1.65
1.65
67789
33248
13293
29093
11135
1.55
1.23
1.25
1.42
1.26
18706
33
20789
10895
9203
4516
Results show moderate changes in PDI for every polymer-drug conjugate, meaning that
conjugation of PTX was homogenous. Increase in polydispersity is due to a heterogeneous
conjugation and conjugation yield for the different polymer molecules in the reaction mixture.
The further the synthesis proceeds, the more reactions are carried out, leading to an
increasing non-uniformity of molecules. PDI is an important quality parameter as it reflects
the heterogeneity of a polymer-drug conjugate batch. A higher PDI will lead to a broad
distribution in terms of molecular weight and thus in terms of TDL and polymer length. Batches
that are too heterogeneous would have a low repeatability in terms of dose and polymer
length whenever a certain mass of the batch would be weighed for formulation as a
pharmaceutical product. This would cause a high variability in effect and toxicity for
formulated units coming from the same batch, which is undesired when aiming for good
quality batches. In this way, it is important to monitor the PDI over different steps in the
synthesis. The reaction conditions for steps in the process that cause an unacceptable PDI
increase can then be identified and further optimised.
The measured values for MW greatly differ from the theoretically calculated MW. Calibration
of the used GPC device was performed with the polysaccharide pullulan, whereas a PGA-PTX
polymer-drug conjugate is a polyanion. Polyanions show different interaction with the solvent
and the column, impacting retention and thus signal. In this way, a possible error in the
determination of the Mw and PDI can be expected. Further optimisation of the method,
especially for the standard, is necessary to obtain more accurate results. A standard with a
more similar structure to PGA, such as a polypeptide, can be used for future calibrations.
4.2.4. Critical Aggregation Concentration by DLS
The Critical Aggregation Concentration (CAC) of different polymer-drug conjugates was
determined to study the conformation in solution. Of polymers PGA100PTX6.6, PGA50PTX7.8 and
PGA25PTX3.6, a dilution series of 0.01 mg/mL to 5 mg/mL in PBS was prepared. The mean count
rate of each dilution was determined by DLS (cf. 3.4.4.2). The value for mean count rate based
on intensity was plotted as a function of the polymer-drug conjugate concentration
(logarithmic). The CAC is defined as the concentration at which multimolecular aggregates
start to form, which is measured as the concentration at which the mean count rate of
particles starts to increase. The CAC was determined graphically as the x-value corresponding
to the intersection of both graphs before and after mean count rate increase (Figure 4.5.).
34
Mean count rate (nm)
300
PGA50PTX7.8
250
200
150
100
50
0
0,01
0,1
1
10
Polymer-drug conjugate concentration (mg/mL)
Mean count rate (nm)
400
PGA100PTX6.6
350
300
250
200
150
100
50
0
0,01
0,1
1
10
Polymer-drug conjugate concentration (mg/mL)
Mean count rate (nm)
600
PGA25PTX3.6
500
400
300
200
100
0
0,01
0,1
1
Polymer-drug conjugate concentration (mg/mL)
Figure 4.5.: CAC curves for PGA50PTX7.8, PGA100PTX6.6 and PGA25PTX3.6.
35
10
Results show that for each polymer-drug conjugate, an increase in mean count rate could
be observed and a CAC could be determined. Conformationally, this shows that PGA-PTX
polymer-drug conjugates form aggregates in PBS at a concentration higher than the CAC. For
each polymer-drug conjugate type, the CAC lies between 0.4 and 0.5 mg/mL, which implies
that there is no significant difference in CAC between polymers of different length or TDL.
4.2.5. Evaluation of aggregation and temperature influence by DLS
For polymer-drug conjugates PGA25PTX3.6, PGA50PTX7.8 and PGA100PTX6.6, out of results of
CAC measurements, a dissolution of every polymer drug-conjugate with a concentration of
0.1 mg/mL (d < CAC) and 2 mg/mL (d > CAC) in PBS was prepared. For each dissolution, the
hydrodynamic diameter (d) was measured at 20°C by DLS (cf. 3.4.4.2). In this way, the size of
unimolecular particles (d < CAC) and multimolecular aggregates (d > CAC) in PBS could be
studied. For each dissolution, the polydispersity index (PDI) was also measured (Table 4.4.).
Table 4.4.: PDI and hydrodynamic diameter values for different polymer-drug conjugates before and after CAC.
d (nm) < CAC
d (nm) > CAC
Polymer-drug
conjugate
d (nm)
PDI
d (nm)
PDI
PGA25PTX3.6
2.7
0.421
134.2
0.311
PGA50PTX7.8
2.3
0.336
306.2
0.278
PGA100PTX6.6
7.8
0.254
253.4
0.308
Results show that for each tested polymer-drug conjugate, the hydrodynamic diameter
was significantly lower at a concentration below the CAC than measured at concentrations
higher than the CAC. This confirms that polymer drug conjugates of all tested polymer-drug
conjugates form aggregates at a concentration higher than the CAC. Also, the higher the drug
loading, the higher the measured size, so it can be concluded that TDL influences the size of
polymer-drug conjugate aggregates in PBS.
For polymer PGA50PTX5.8, the particle size of a 2 mg/mL dissolution in PBS was measured
at 20 °C, 37°C and 50°C (Table 4.5.).
Table 4.5.: PDI and hydrodynamic diameter values for PGA50PTX5.8 at different temperatures.
20°C
37°C
50°C
Polymer-drug
conjugate
d (nm)
PDI
d (nm)
PDI
d (nm)
PDI
PGA50PTX5.8
121
0.274
127.2
0.265
129.1
0.255
36
Results show no significant difference in hydrodynamic diameter at different temperatures,
meaning that for PGA50PTX5.8, temperature does not influence the size of aggregates in
dissolution.
4.3. PLASMA STABILITY AND DRUG RELEASE KINETICS
4.3.1. Plasma stability assay
4.3.1.1. Calibration
In order to quantify the free PTX concentration, a dilution series of PTX of 1 to 200 µg/mL
in a 1/1, V/V acetonitrile-water mixture was prepared and peak areas for each concentration
were measured by HPLC. The peak area was plotted as a function of the concentration of free
PTX, resulting in the calibration curve and equation as shown in Figure 4.6.. All measurements
of free PTX for plasma stability and drug release kinetics studies were based on this calibration.
10000000
Area = 40428C + 43410
R² = 0.9963
Peak Area
8000000
6000000
4000000
2000000
0
0
50
100
Concentration (µg/mL)
150
200
Figure 4.6.: Calibration curve for free PTX in acetonitrile-water 1/1, V/V measured by HPLC.
4.3.1.2. Plasma stability
In order to evaluate the stability of different polymer-drug conjugates in blood, the
degradation in terms of ester bond hydrolysis of polymers with different lengths and different
drug loadings in blood was studied. Polymers PGA25PTX2.6, PGA100PTX6.6, PGA50PTX7.8 and
PGA50PTX3.9 were dissolved at 3 mg/mL in pig blood plasma and incubated at 37 °C. Samples
were taken at time 0 and after 6, 24 and 48 hours of continuous incubation at 37°C. Analysis
was performed by HPLC by calculating the concentration of free, non-conjugated paclitaxel
out of the peak area observed at Rt = 10.7 minutes (cf. 3.5.1.2.). A degradation profile of every
polymer-drug conjugate was made and the different profiles were compared (Figure 4.7.).
37
20
18
% PTX released (m/m)
16
14
12
10
8
6
4
2
0
0
6
24
48
PGA50PTX7.8
PGA50PTX3.9
Time (hours)
PGA100PTX6.6
PGA25PTX2.6
Figure 4.7.: Degradation profile of different polymer-drug conjugates over 48 hours.
Results show no additional PTX release between 24 and 48 hours of incubation at 37°C in
blood, so no additional degradation. All degradation takes places within 24 hours of
dissolution in plasma. A possible explanation is that in blood plasma, most enzymes and
proteins have a low stability, with most of the proteins and enzymes that are degraded and
thus inactive within the first 24 hours. In this way, there is no additional PTX release due to
hydrolysing enzymes after 24 hours of incubation. Additionally, it is proposed that in the three
dimensional conformation in solution, some conjugated PTX is trapped in a hydrophilic PGA
shell and some at the periphery of this shell. This makes that PGA-PTX ester bonds at the
periphery have a bigger contact surface with surrounding water molecules and enzymes than
the ones in the centre of the conformation. Ester bonds with a big contact surface are thus
more ‘accessible’ to water and enzymes and will be hydrolysed within the first 24 hours. Ester
bonds at the centre will remain stable for periods of time greater than 48 hours. In this way,
there is no observed difference in PTX release between 24 and 48 hours, with the accessible
bonds already hydrolysed and the protected bonds still stable after 48 hours.
38
Results also show that for PGA25PTX2.6, a drug release of 12% to 14% could be observed,
whereas for other conjugates PGA100PTX6.6, PGA50PTX7.8 and PGA50PTX3.9, drug release was
below 8%. This could be explained by the fact that less subunits form a smaller hydrophilic
shell in the three dimensional conformation in solution. In this way, ester bonds have a larger
contact surface with surrounding molecules and are thus more ‘accessible’ to enzymes and
water molecules due to less protection by the PGA shell, leading to a higher degradation.
4.3.2. Drug release kinetics in PBS
A drug release kinetics study was performed to evaluate PTX release by ester bond
hydrolysis in PBS and to study if a different release occurs at 50 °C occurs in comparison with
37°C. The difference in hydrolysis rate was compared for the different temperatures.
Of polymers PGA100PTX5.6, PGA100PTX6.6, PGA50PTX5.8 and PGA50PTX3.9, a 3 mg/mL solution
of in PBS at pH 7.4 was made (cf. 3.5.2.). These solutions were incubated at 37°C and 50°C and
samples were taken after respectively 1, 2, 3, 4, 7, 10 and 15 days of continuous incubation at
the respective temperatures. The free, non-conjugated paclitaxel concentration was
determined by HPLC by calculating the concentration out of the peak area at R t = 10.7 minutes.
A degradation profile was made for comparison. The percentage of released PTX to the total
loaded PTX over time illustrates the hydrolysis rate of the ester bond (Figure 4.8.).
25
PGA50PTX3.9
%PTX released (m/m)
PGA50PTX5.8
20
50°C
PGA100PTX6.6
PGA100PTX5.6
15
10
5
37°C
0
0
5
10
15
Time (days)
Figure 4.8.: Drug release kinetics of different polymer-drug conjugates at 37°C and 50°C over 15 days.
39
Results show no difference between polymers of different TDL or a different polymer
length in terms of drug release at a constant temperature. Drug release was significantly
higher for all conjugate types at 50°C in comparison with drug release at 37°C. Increased
temperature led to increased drug release, whereas polymer length or drug loading did not
influence release kinetics for this experiment.
The observed higher hydrolysis rate at 50 °C compared to at 37 °C can be explained by the
dependence of reaction rate on temperature, in accordance to the Arrhenius’ equation:
𝐸𝐴
𝑘 = 𝐴𝑒 −𝑅𝑇
(4.1)
In which:
k: chemical reaction rate constant
A: frequency factor
EA: activation energy
R: gass constant
T: absolute temperature
Increased temperature leads to a higher chemical reaction rate constant and thus a higher
hydrolysis rate. (50) A higher drug release at increased temperature is of interest in studies of
the use of PGA-PTX conjugates in conditions of hyperthermia.
However, results of this experiment do not suffice in order to evaluate drug release in vitro,
as it only studies the influence of temperature on drug release. In PBS, the hydrolysis is lower
than it would be in the presence of endogenous occurring enzymes and in vivo conditions.
Cathepsin B has been shown to cleave peptide bonds between glutamyl subunits of PGA in
PGA-PTX conjugates. Identified metabolites are diglutamyl-PTX and monoglutamyl-PTX
fragments. (51) The proposed PGA-PTX conformation in aqueous solvents is a central
hydrophobic PTX core with a hydrophilic PGA shell. After cleavage by cathepsin B, the bound
can be considered to become more ‘accessible’ for hydrolysis, due to the fact that the
degradation products are loose fragments of PTX conjugated to one or two glutamyl subunits.
The conformation is lost and ester bonds have a bigger contact surface with surrounding water
molecules and enzymes. This results in a higher collision frequency and thus a higher
probability of reaction, compared to conditions in which cathepsin B is not present.
40
A second important enzyme which occurs in vivo is esterase, which catalyses hydrolysis of
ester bonds. As a result, the in vivo hydrolysis rate is probably higher, making further in vivo
studies or in vitro studies in the presence of cathepsin B and esterase necessary.
Hydrolysis of ester bonds is also influenced by the pH, so further tests at different pH are
necessary. It is important to study the difference in drug release between endosomes (pH 6.06.5) and lysosomes (pH 5.0-5.5). These two cell components fuse after endocytosis of PGAPTX, thus the influence of this pH-shift should be studied in further experiments, as it is desired
that PTX is released intracellularly.
4.4. CELL VIABILITY ASSAY
For determination of cytotoxicity of different polymer-drug conjugates, a cell viability assay
was performed (cf. 3.6.). Plates were seeded with a 4T1 cell suspension corresponding to a
concentration of 1000 cells per well. For polymers PGA100PTX6.6, PGA50PTX7.8 and PGA50PTX3.9,
a dilution series in 4T1 medium was made. For every dilution of the series, the concentration
of the polymer-drug conjugate was in this way that the concentration of loaded paclitaxel was
respectively 0.1 nM, 0.5 nM, 1nM, 5 nM, 10 nM, 50 nM and 100 nM. Polymer-drug conjugates
of different length and TDL could then be compared mutually for delivery of an equal mass of
PTX. 24 hours after seeding, every column of one plate was treated with a different
concentration of the same polymer-drug conjugate. 48 hours after treatment, an MTS/PMS
assay was performed and absorbance of every well at λ=490 nm was measured.
Of every repetition of the same treatment in one column, the mean was taken as a value for
absorbance for one treatment. The standard deviation was also determined. The cell viability
of one column of the plate treated with a certain concentration of polymer-drug conjugate, is
the percentage of absorbance decrease in comparison with a blank column that was not
treated but seeded with an equal amount of cells. This represents the percentage of cells that
was killed by the treatment.
41
200
180
PGA100PTX6.6
Cell viability (%)
160
PGA50PTX7.8
140
PGA50PTX3.9
120
100
80
60
40
20
0
0,1
1
10
100
Equivalent paclitaxel concentration (nM)
Figure 4.9.: Cell viability of a 4T1 cell line when treated with different polymer-drug conjugates.
As a parameter for overall cytotoxicity, it was the goal to determine the IC50. The IC50 is the
concentration of a certain drug to carry out 50% of the studied effect. As it was the goal to
determine the toxicity of the drug, the IC 50 would be the concentration of polymer-drug
conjugate to kill 50% of all seeded cells per well, so the concentration at 50% cell viability.
Results show that for an equivalent PTX concentration of 0.1 nM, a viability value of more
than 100% was obtained for PGA50PTX7.8 and PGA50PTX3.9. This indicates data are incoherent
and no conclusions could be drawn from this experiment. However, other studies showed that
the IC50 of PGA-PTX conjugates could be determined with coherent data in similar conditions.
(22) Values for viability are calculated as a percentage of a blank that should normally contain
an equal amount of cells per well before treatment. A possible explanation is that during
seeding, not all wells were homogenously seeded, meaning that cell concentration could have
been lower in the blank wells than in the wells for treatment. When a percentage is calculated,
an unrealistic higher amount of cells after treatment with a low concentration is then possible
to be observed in other wells. As cells were seeded starting from a suspension in a centrifuge
tube, sedimentation of cells in the tube could lead to a heterogeneous distribution of cells in
the suspension while seeding. Future experiments can be performed in which the
homogeneity of the suspension is frequently checked and restored by shaking and tilting the
suspension regularly before seeding.
42
5. CONCLUSIONS
PGA-PTX conjugates of three different lengths (25, 50, 100 subunits/polymer) and two
different quantities of PTX were synthesised. For PGA100 and PGA50 conjugates, a conjugation
yield of more than 50% could be obtained and batches with TDL < 5 mol% and > 5 mol% could
be synthesised. For PGA25 the maximum obtained yield was 36% for 10 mol% aimed TDL. Only
a batch with TDL < 5 mol% could be synthesized. Yield was lower for PGA25 polymer-drug
conjugates. Polymer-drug conjugates of PGA25 were more difficult to purify than PGA100 and
PGA50 conjugates. Values for TDL after measurement with UV-VIS and 1H-NMR differed.
The PDI and molecular weight for PGA100PTX4.2, PGA100PTX6.6, PGA50PTX7.8, PGA50PTX3.9 and
PGA25PTX3.6 showed moderate changes compared to the PDI of the sodium salt form and the
protected form of PGA before conjugation. The conjugation of PTX was homogenous for all
studied polymer-drug conjugates. Total drug loading and polymer length did not influence
homogeneity of conjugation. Measured molecular weight values greatly differed from the
theoretical molecular weight.
For PGA50PTX7.8, PGA100PTX6.6 and PGA25PTX3.6, a CAC could be observed and calculated for
every polymer-drug conjugate. Every polymer-drug conjugate formed aggregates in solution
in PBS. Polymer length and TDL did not influence CAC. All polymer-drug conjugates showed
increase in size at a concentration higher than the CAC. All studied polymer-drug conjugates
formed aggregates in solution whenever the CAC was exceeded. Temperature did not
influence the size of PGA50PTX5.8 aggregates in solution in PBS. TDL influenced the size of
polymer-drug conjugate aggregates in PBS.
For PGA25PTX2.6, PGA100PTX6.6, PGA50PTX7.8 and PGA50PTX3.9 there was no additional
paclitaxel release in plasma between 24 hours and 48 hours of incubation at 37°C. For every
studied conjugate, degradation over 48 hours took place within the first 24 hours after
dissolution in plasma. Polymer-drug conjugates of PGA25 were less stable in blood than
polymer-drug conjugates of PGA50 and PGA100. Polymer length influenced plasma stability. TDL
did not influence plasma stability.
43
For polymer-drug conjugates PGA100PTX5.6, PGA100PTX6.6, PGA50PTX5.8 and PGA50PTX3.9, drug
release in PBS over a period of 15 days was higher for all polymer-drug conjugates at 50 °C
compared to 37 °C. Temperature influenced drug release kinetics for all studied polymer-drug
conjugates in PBS. TDL and polymer length did not influence drug release kinetics in PBS at
constant temperature.
Generally, it can be concluded that polymer length of polymer-drug conjugates influenced
conjugation yield, purification and stability in blood plasma. TDL influenced the size of
polymer-drug conjugate aggregates in PBS. Polymer length and TDL did not influence
homogeneity of conjugation, CAC in PBS and drug release kinetics in PBS.
44
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