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Estrogen Receptor Mutants Which Do Not Bind 17P-Estradiol Dimerize and Bind to the Estrogen Response Element in Viva Yao Zhuang, Benita S. Katzenellenbogen, and David J. Shapiro Department of Biochemistry (Y.Z and D.J.S) and Department of Physiology and Biophysics (B.S.K.) University of Illinois Urbana, Illinois 61801 To investigate the stage in estrogen receptor (ER) action at which hormone functions, we prepared human ER mutants unable to bind 176-estradiol. In transfected Chinese Hamster Ovary (CHO) cells, two of the ER mutants exhibited less than 5% of the ability to activate transcription shown by wild type ER. lmmunoprecipitation followed by Western blotting with monoclonal antibodies was used to examine the ability of the ER mutants to form heterodimers with a truncated form of wild type ER. The non-hormone-binding mutants formed heterodimers with the truncated ER as efficiently as wild type ER. We used a promoter interference assay to measure the interaction of the ER with the estrogen response element (ERE) in viva. Expression plasmids encoding the ER mutants and wild type ER were transfected into CHO cells across a range of concentrations, resulting in both high and low levels of promoter interference. The ER mutants and wild type ER elicited similar levels of promoter interference, indicating that although they were unable to bind ligand, the ER mutants bound to the ERE in viva as effectively as wild type ER. Additional evidence that the non-hormonebinding ER mutants are not in a functionally inactive complex comes from their ability to suppress the activity of wild type ER, when they were coexpressed in the same cells. These data support a model for ER action in which the unliganded ER is free to dimerize and bind to the ERE. In this model, the primary role of 176-estradiol in ER action is to induce a conformational change which activates the ligand-dependent transactivation domain. (Molecular Endocrinology 9: 457466, 1995) 0888-8809/95/$3.00/O Molecular Endocmology CopyrIght 0 1995 by The Endocrme Smety INTRODUCTION The estrogen receptor (ER) is a member of the steroid/ nuclear receptor superfamily of ligand-regulated transcription factors. Members of this superfamily possess common structural features, with discrete regions of the receptor responsible for ligand binding, nuclear localization, dimerization, DNA binding, and transcription activation (reviewed in Refs. l-4). The hormone binding domain of ER and other steroid hormone receptors interacts specifically with ligand and contains a dimerization function and a ligand-dependent transactivation domain (5-12). Transcription activation by steroid hormone receptors is largely dependent on the presence of bound hormone ligand (reviewed in Refs. l-3 and 13). Studies of the glucocorticoid and progesterone receptors (GR and PR) have led to a multistep model for conversion of steroid receptors from an inactive form to one in which they are effective transcription activators. In this model, hormone binding induces a conformational change, which both releases the receptor from an inactive complex with several heat shock proteins, and exposes the dimerization function in the hormone binding domain. By facilitating receptor dimerization, the bound hormone greatly increases the ability of the receptor to bind to its response element on DNA. Once bound to its response element, the ligand-induced conformational change enables the C-terminal liganddependent transactivation domain to function and converts the receptor to a form in which it is an effective transcription activator (reviewed in Ref. 3). While there is substantial evidence to support this model for the role of ligand in GR and PR action (14-25), the question of whether hormone functions similarly in ER action has been more controversial. The ER has been reported to possess substantial ligand-independent ability to activate transcription both in viva (26) and in some cell-free systems (27). In most in vitro studies, binding of the ER to the estrogen response element (ERE) was not dependent on the presence of added ligand (7, 12, 28-30). However, in vitro binding of the 457 MOL ENDO. Vol 9 No. 4 1995 458 ER to the ERE may be influenced by the salt used to extract the receptor, and by the ionic and temperature conditions of the binding reaction (11, 31). In vivo studies using promoter interference assays in yeast and amphibian ceils reported that binding of ER to the ERE was ligand dependent (32, 33). However, substantial in vivo binding to the ERE in the absence of ligand was observed in several mammalian cell lines (34). Analysis of the role of 17/3-estradiol (EJ binding in ER action is complicated by the presence of traces of estrogens in the charcoal-treated serum used to cuiture cells. To evaluate the ability of the unliganded ER to dimerize and to bind to the ERE under conditions that excluded a contribution from traces of bound ligand, we prepared ER mutants that were unable to bind E,. Using immunoprecipitation and Western blotting to analyze their ability to form heterodimers in vivo, we found that the non-hormone-binding ER mutants effectively formed heterodimers with ER. In vivo promoter interference assays showed that these ER mutants bound to the ERE as well as wild type ER. Although the ER mutants were able to dimerize and bind to the ERE in the absence of bound E,, they were unable to activate transcription. Another way to determine whether the unliganded ER is located in an inactive complex with other proteins is to determine whether the inactive non-hormone-binding ER mutants can suppress the activity of wild type ER, when they are coexpressed in the same cells. Several dominant negative mutants of nuclear receptors have been described (35-39). The v-erb A oncogene is a potent dominant negative mutant of thyroid receptor, which is unable to bind ligand, but retains the ability to bind to the thyroid response element (40, 41). The ER mutants we constructed, which were unable to bind estrogen, showed moderate ability to suppress the activity of wild type ER, demonstrating that they were not sequestered in an inactive complex with other proteins. These data suggest that, at least in the case of the ER in Chinese hamster ovary (CHO) cells, the major function of the hormone may be to induce a conformational change that exposes or activates the ligand-dependent AF2 transactivation domain in the hormone-binding domain of the ER. tions and deletions in the ER mutants are shown at the top of Fig. 1. The ability of the mutants to activate transcription was determined by cotransfection in CHO cells. Two of the mutants, NHB3 and NHBS, retained substantial ability to activate transcription of the (ERE),-TATA-chloramphenicol acetyltransferase (CAT) reporter plasmid (42) and were not further studied. The other two mutants, NHBl and NHB7, exhibited less than 5% of the ability of wild type ER to activate transcription (Fig. 1). Since these experiments were carried out at a high 1O-’ M concentration of E,, and the wild type ER reaches maximal activity in these cells between 0.1 and 1 nM E, (35), it seemed probable that the NHBl and NHB7 ER mutants had little or no ability to bind estrogen. The Failure of the NHBl and NHB7 Mutants to Activate Transcription Is Not Due to Extremely Rapid Degradation One potential explanation for the inability of the NHBl and NHB7 ER mutants to activate transcription is that they are unstable in cells and are rapidly degraded. We analyzed the levels of expression of wild type and mutant ERs by Western blot analysis using an ERspecific monoclonal antibody. When equal amounts of ER MUTANT hER (W-l.) Transactivation Mutants by ER Ligand-Binding Domain Amino acids in the region 515-525 of the ER have been shown to play an important role in ligand binding (7). To construct ER mutants likely to have lost the ability to bind E,, amino acid replacements and deletions were generated in this region of the human ER (hER). These hER mutants were designated non-hormone-binding (NHB) mutants. The amino acid substa- ‘I5 RHMSNKGMEHL= NHBl @S516,G521 R) RHMZNKRMEHL NHB3 (H516A,M517A) FiIiA_SNKGMEHL NHB5 NHB7 (K520A) (K520D,G521V E523R,H524L) RHMSNAGMEHL RHMSNDVMRLL --- 7 0 RESULTS AMINO ACID SEQUENCE ,L WT NHBI NHB3 NH85 NH87 ESTROGEN RECEPTOR Fig. 1. Structure and Activity of the hER Mutants The amino acid sequence and designation of each of the NHB mutants is shown at the top. For wild type hER and each of the NHB ER mutants, 5 ng CMV expression plasmid, 0.8 pg (ERE),-TATA-CAT reporter plasmid (42), and 1 fig thymidine kinase-luciferase internal standard (pT109) were cotransfected into CHO cells. The cells were treated with 10 ’ M E, for 48 h before harvesting. Cell extracts were prepared and CAT assays were performed as described in Materials and Methods. The data represent the mean 5 SEM for three separate transfections. Unliganded ER Dimerizes and Binds to the ERE 459 DNA were used in the transfections, the level of NHB7 was comparable to, or slightly higher than, the level of wild type ER. However, the level of NHBl was only one fifth the level of wild type ER (Fig. 2). When we used 5 times more of the expression plasmid encoding NHBl in the transfections, the levels of NHBl and wild type ER were comparable (Fig. 2). To ensure that equal amounts of the receptor proteins were present, in subsequent experiments, we used 5 times more of the NHBI expression plasmid than of the expression plasmids encoding wild type ER or NHB7. Even at the 5-fold higher level of expression plasmid, NHBI had less than 5% the activity of wild type ER (data not shown). The NHBl Bind E, and NHB7 ER Mutants Are Unable to Although NHBl and NHB7 are related to ER mutants that do not bind estrogen (7) and are unable to activate transcription at high concentrations of E,, it was necessary to directly evaluate their ability to bind E,. Wild type ER, NHBl, and NHB7 were expressed in COS-1 cells, and specific binding of E, to extracts containing equal amounts of each of the receptors was determined. The wild type ER exhibited a binding curve (Fig. 3) and Scatchard plot (data not shown) typical of ER, with a dissociation constant (Kd) of 0.55 nM. Using extracts that were shown by Western blotting to contain levels of NHBI and NHB7 equal to those of wild type ER, neither NHBl nor NHB7 exhibited significant ability to bind E, (Fig. 3). Since the ER mutants have not even begun to show specific binding at the highest concentration of E, tested (10 nM), it seems clear that they exhibit at least a 1OO-fold reduction in their ability to bind estrogen. NHBI and NHB7 Bind to the ERE in Gel Mobility Shift Assays We used gel mobility shift assays to investigate the ability of NHBI and NHB7 to interact with the ERE in DNA 2ug 2ug 2ug 2ug 1oug Fig. 2. Determination of the Levels of Wild Type and Mutant ERs by lmmunoblot Analysis of Transfected Cells Whole cell extracts were prepared from COS-1 cells transfected with the indicated amounts of expression plasmids encoding wild type ER or the NHBl or NHB7 ER mutants. Proteins were resolved by SDS polyactylamide gel electrophoresis, transferred to nitrocellulose, and probed with the ER- specific monoclonal antibody D547. When 5 times more of the expression vector encoding NHBl (10 wg) was used in the transfection, the expression level of NHBl was equivalent to that of wild type ER. 0.264 - 0 2 6 10 ES~RADIOLYnM) Fig. 3. Hormone Binding Profile of Wild Type ER, NHBl , and NHB7 Cell extracts were prepared from COS-1 cells transfected with expression plasmids encoding wild type ER, or either the NHBl or NHB7 mutant. The levels of ER in each extract were determined by Western blotting with monoclonal antibody D547 (see Fig. 2 legend). Extracts containing the same amount of receptor were incubated for 2 h at 22 C with varying concentrations of rH]E, in the presence or absence of a 200-fold excess of radioinert E,. Unbound pH]E, was removed by charcoal-dextran treatment, and rH]E, bound to the ERs was quantitated by scintillation counting. vitro. Extracts from COS-1 cells transfected with expression plasmids encoding either wild type ER, NHBl, or NHB7 all bound efficiently to a 51 -base pair fragment containing a consensus ERE (42) (Fig. 4.). Since unliganded and liganded ER exhibit similar binding to the ERE in most in vitro studies (7, 12, 28-30), the ability of the NHBI and NHB7 mutants to bind to the ERE in gel mobility shift assays did not clearly establish that they bind to the ERE in cells. We therefore examined the ability of the ER mutants to interact with the ERE in intact cells. The NHB ER Mutants In Vivo Efficiently Bind to the ERE To investigate the ability of the NHBl and NHB7 mutants to bind to the ERE in vivo, we used a promoter interference assay (32-34,43). In this assay, ER bound to two EREs near the transcription initiation site of the strong cytomegalovirus (CMV) promoter competes for binding with basal transcription factors. The extent of interference with transcription provides a measure of the interaction of the ER with the ERE (34). Transfections were carried out in the presence or absence of E,, with levels of the expression plasmids encoding ER and the ER mutants that produce similar levels of protein (Fig. 2). In agreement with recent data (34, 35), the wild type ER exhibited a slight increase in intetference in the presence of hormone (Fig. 5). The NHBl and NHB7 ER mutants exhibited similar levels of promoter interference in the presence and absence of hormone. Promoter interference by the NHBl and NHB7 mutants was similar to interference by unliganded wild type ER and very slightly lower than the level MOL END0 . 1995 Vol 9 No. 4 460 I 0 hER Fig. 4. Analysis of in Vitro Binding to the ERE by the ER and the NHBl and NHB7 Mutants For gel mobility shift assays, cell extracts were prepared from COS-1 cells transfected with expression plasmids encoding wild type ER (WT), or either the NHBl or NHB7 mutant. Aliquots of extracts containing the same amount of either wild type ER, or NHBl, or NHB7 were preincubated with poly deoxyinosine/deoxycytosine on ice followed by incubation with 32P-labeled ERE fragment at room temperature as detailed in Materials and Methods. DNA-protein complexes were resolved on a 5% polyacrylamide gel in a low ionic strength buffer. The figure contains the autoradiogram of a 12 h exposure at -70 C with an intensifying screen. NHB7 Fig. 5. In Viva Binding to the ERE by Wild Type ER and by the ER Mutants CHO cells were cotransfected with 2 ng of the expression plasmid encoding wild type ER or NHB7, or 10 ng of the expression plasmid encoding NHBl and 400 ng of the CMV(ERE),-CAT promoter interference reporter plasmid in the presence (+E2) or absence (-E2) of 1O-’ M E,. The cells were harvested after 24 h, and extracts were prepared and assayed for CAT activity. The level of CAT activity in cells transfected with the CMV-(ERE),-CAT reporter plasmid alone was set at 0% inhibition. The data represent the mean ir SEM for three separate transfections. and clearly establish that, in CHO cells, at a variety of concentrations of intracellular ER, the NHB mutants and liganded wild type hER exhibit similar abilities to bind to the ERE in vivo. The ER Mutants Type ER of interference exhibited by liganded wild type ER (Fig. 5). If the promoter interference assays were performed at levels of transfected DNA that produce levels of ER substantially higher than are required to saturate the promoter, then even if NHBl and NHB7 actually exhibited considerably reduced in vivo binding to the ERE, they could produce results equivalent to those for wild type ER. To eliminate this possibility, we carried out promoter interference assays using a broad range of levels of the ER expression plasmids. Since 5 times more of the NHBl expression plasmid is required to produce levels of ER equivalent to those of wild type ER or the NHB7 mutant, we compared results for levels of transfected DNA that produced equivalent intracellular levels of NHBl, NHB7, and wild type ER. Across the entire range of levels of interference with the promoter, which extend from IO%-55% inhibition of promoter activity, the NHBl and NHB7 mutants and liganded wild type ER exhibited similar promoter interference profiles (Fig. 6). These data extend earlier studies (34) NHBI Form Heterodimers with Wild Previous studies on wild type ER and on NHB mutants did not directly address the question of whether hormone is required for ER dimerization. In a previous study in which E, increased the binding of the ER to the ERE in vivo, one proposal was that the ligand might stimulate or stabilize ER dimerization (34). To test the ability of the NHB ER mutants to form dimers, we needed to be able to distinguish between the NHBl or NHB7 mutants and wild type ER. We therefore employed a truncated ER (ERl-554) in which the F domain is deleted (44). ERl-554 contains the hormonebinding and dimerization domains of the full-length ER, but lacks the epitope for recognition by the ERspecific monoclonal antibody D75 (Fig. 7 , panel A). Only homodimers of wild type ER, NHBl, or NHB7, and heterodimers between ERl-554 and a full-length ER will be immunoprecipitated by this antibody. We cotransfected COS-1 cells with expression plasmids encoding a full-length ER (either wild type ER, NHBl, or NHB7) and the truncated receptor, ERl-554. Ex- 461 Unliganded El3 Dimerizes and Binds to the ERE WT hER : NHB7 NHBl 0 0 0.1 0.5 0.2 1.0 EXPRESSION 0.3 1.5 VECTOR 0.4 2.0 0.5 2.5 (ng) Fig. 6. Subsaturating Levels of Plasmids Encoding the NHB Mutants and Wild Type El3 Exhibit Similar Levels of Promoter Interference CHO cells were cotransfected with O-O.5 ng of the expression plasmid encoding wild type ER or NHB7, or O-2.5 ng of the expression plasmid encoding NHBl (which produces 5 times less receptor protein for a given amount of transfected DNA; see Fig. 2) and 400 ng of the CMV-(ERE),-CAT promoter interference reporter plasmid in the presence (+E2) (wild type ER), or absence (NHBl and NHB7) of 10m9 M E,. The cells were harvested after 24 h and extracts were prepared and assayed for CAT activity. The level of CAT activity in cells transfected with the CMV-(ERE),-CAT reporter plasmid alone was set at 0% inhibition. The data represent the mean + sEM for five separate transfections. tracts were prepared and immunoprecipitated with D75 monoclonal antibody. Precipitated proteins were fractionated by sodium dodecyl sulfate (SDS)-polyacrylamide gel electrophoresis and blotted on to nitrocellulose, and the ERs were visualized by reaction with the ER-specific monoclonal antibody D547. The D547 antibody recognizes an epitope in the hinge region of ER and can therefore be used to visualize both the full-length ER and ERi-554. The data presented in Fig. 7 demonstrate that ERl-554 is efficiently immunoprecipitated from extracts of cells containing ERl-554 and either unliganded NHBl or NHB7, or liganded wild type ER. Heterodimer formation between the unliganded NHBl or NHB7 mutants and unliganded ERl-554 is about as efficient as heterodimer formation between liganded wild type ER and liganded ERl-554. The level of ERl-554 in the immunoprecipitates is lower than the level of full-length ER, since homodimers of ERl-554 will not be immunoprecipitated by the D75 antibody. It is also possible that binding of bivalent antibody to full-length ER homodimer stabilizes it and blocks exchange of monomers. This is consistent with the observation that antibody to ER can increase the binding of wild type ER to the ERE in gel shift assays (28). The ER Mutants Antagonize ER in Intact Cells Transactivation by Another way to determine whether the NHB ER mutants are sequestered in an inactive complex is to determine whether they exhibit biological activity in vivo. Since the NHB mutants are unable to activate transcription, but retain their capacity for DNA binding and heterodimer formation, we examined the question of whether they could act as dominant negative mutants in CHO cells. The ability of the NHB mutants to antagonize estrogen-dependent transcription by wild type ER was evaluated in a series of transfections in which different ratios of the expression plasmids encoding wild type ER or one of the NHB mutants was used. With increasing ratios of mutant protein to wild type ER protein, there was a progressive decline in the activity of wild type ER. At 1 :l, 5:1, and 1O:l ratios of the two proteins, NHBl suppressed ER activity by 37%, 64%, and 82%, while NHB7 suppressed activity by 33%, 46%, and 55% (Fig. 8). The most straightforward explanations for how an ER mutant might act as a dominant negative mutant are based on its ability to compete with wild type ER for binding to the ERE and to form inactive heterodimers with wild type ER (see below). If the NHBl and NHB7 ER mutants were sequestered in an inactive complex, it is difficult to see how they could suppress the activity of wild type ER. These data provide additional support for the view that while ligand binding is required for transactivation, it is not required for DNA binding or dimerization of the receptor. DISCUSSION There are two basic models to account for the role of ligand in steroid/nuclear receptor action. Members of the thyroid and retinoic acid receptor subfamily do not appear to exist in inactive complexes with heat shock proteins and are, therefore, able to form homodimers and heterodimers in the absence of ligand and to bind to their response elements on DNA (reviewed in Ref. 3). The unliganded forms of these nuclear receptors often act as repressors of transcription (40,41, 45-48). In apparent contrast, there is substantial evidence that the unliganded forms of GR and PR exist in a complex with heat shock proteins (14, 22, 24, 25, 49) and are usually unable to bind to their response elements on DNA (12, 16, 19-21, 50). A plausible model has been proposed, in which binding of the ligand causes the dissociation of this complex and exposes the major dimerization region of the receptor (3). This enables the liganded receptor to dimerize and bind with high affinity to the glucocorticoid response element/progesterone response element. These structural changes and related covalent modifications enable the bound receptor to function as a ligand-dependent transcription activator (3). There has been considerable disagreement on the applicability of these models to the role of ligand in ER action (7, 12, 26-31). Since some of the apparent disagreement between different studies may have been due to the presence of traces of estrogen in the medium used in the studies, we generated ER mutants unable to bind E,. Binding MOL END0 . 1995 Vol 9 No. 4 462 D75 HZ22 ERl-554 - WT hER\, EM-554 /-* .,, +./NH67 “*-‘. ERl-59 B A Fig. 7. NHBl and NHB7 Efficiently Heterodimerize with a Truncated ER in Viva Extracts were prepared from COS-1 cells transfected with expression plasmids encoding wild type ER or the NHBl or NHB7 mutants. The extracts were immunoprecipitated as described in Materials and Methods with monoclonal antibody D75. The immunoprecipitates were dissolved in SDS sample buffer, fractionated by SDS polyacrylamide gel electrophoresis, and then subjected to Western blot analysis using antibody D547, which recognizes both the full length ERs and the truncated receptor ERl-554. In segment A, in a control experiment, extracts from COS cells were transfected with expression vector for the truncated ER (ERI-554) and immunoprecipitated with either antibody D75 or H222 (which binds to the ERI-554 mutant), and the immunoprecipitates were fractionated by SDS gel electrophoresis and analyzed by Western blotting with monoclonal antibody D547. These data show that antibody D75 does not react with the ERl-554 mutant. In segment B, COS-1 cells were cotransfected with expression vectors encoding ERl-554 and wild type ER. Cells were treated with lo-’ M E, after transfection. Cell extracts were immunoprecipitated with antibody D75, proteins were resolved by SDS polyacrylamide gel electrophoresis, and the ERs were visualized by Western blotting with antibody D547. C, COS-1 cells were cotransfected with expression vectors for ERl-554, and for either NHBl (lane 1) or NHB7 (lane 2) in the absence of E,. Cell extracts were immunoprecipitated with monoclonal antibody D75, and the immunoprecipitates analyzed by Western blotting with monoclonal antibody D547. 1 T 1 km 1:1 5:l 1O:l 1:1 5:l 10:1 MlJTANT:WILDTYPE Fig. 8. Examination of the Abilities of ER Mutants to Block Wild Type ER Activity in CHO Cells CHO cells were transfected with the (ERE),-TATA-CAT reporter plasmid, 5 ng of expression vector encoding wildtype ER and increasing amounts of expression vector encoding either NHBl or NHB7. The ratios shown in the panel are the ratios of wild type and mutant receptor.protein. After transfection, cells were treated with lo-’ M E, for 48 h and then harvested. Cell extracts were prepared and analyzed for CAT activity. Values represent the mean t SEM for at least three separate transfections. studies showed that two of these mutants, NHBI and NHB7, exhibited at least a lOO-fold decrease in their ability to bind estrogen (Fig. 3). These ER mutants, therefore, have negligible ability to bind estrogens at physiologically relevant concentrations. These ER mutants also lacked significant ability to activate transcription. We were therefore able to carry out studies aimed at determining the site at which their inability to bind estrogen renders them inactive. Since receptor extracted from cells might have been inadvertently freed from a complex with other proteins, and ER made in a cell-free translation system might not be efficiently assembled into such a complex, we carried out most of our studies using assays of ER function in intact mammalian cells. We used an in vivo promoter interference assay to monitor the ability of the NHBl and NHB7 ER mutants to interact with the ERE. To accurately compare the abilities of the NHBl and NHB7 mutants and wild type ER to interact with the ERE, we carried out our experiments across a range of levels of transfected expression vector DNA. The unliganded NH61 and NHB7 mutants and liganded wild type ER exhibited similar abilities to inhibit the activity of the promoter across the entire range of DNA concentrations (Fig. 6). It therefore seems clear that the unliganded NHBl and NHB7 ER mutants are as effective in binding to the ERE in vivo as liganded wild type ER. There have been a few other studies in which promoter interference assays were used to measure the interaction of hER with the ERE. McDonnell et al. (32) reported that unliganded ER produced in yeast from low copy number plasmids did not bind to the ERE, while ER produced from high copy number plasmids bound to the ERE in the absence of ligand, and a recent report (51) indicates that it dimerizes in vitro. In apparent contrast, substantial binding to the ERE was observed in mammalian cells containing both high and low levels of endogenous ER (34). Reese and Katzenellenbogen (34) attempted to exclude the possibility that low concentrations of estrogen in the culture medium were responsible for binding by showing that the ER exhibited little ability to activate transcription in the absence of added estrogen. However, it was not possible to completely exclude the possibility that there are different E, dose-response curves for promoter interference and transcription activation. Our finding that ER mutants which do not bind estrogen show efficient binding to the ERE in the promoter interference assay extends those studies by excluding any potential contribution of residual estrogen to ERE binding. It is not Unliganded ER Dimerizes and Binds to the ERE presently clear why the ER in yeast and Xenopus cells exhibits ligand-dependent binding to the ERE, while ER in mammalian cells is able to bind to the ERE in the absence of ligand. It is possible that this reflects actual differences in ER action in Xenopus, whose ER must function at 18 C, rather than at 37 C. Alternatively, the differences may be related to differences in the way DNA is packaged into chromatin after transient transfections in these systems. What is clear from these differences is that binding of the ER to the ERE does not represent the critical determining step that converts the liganded form of hER into an effective transcription activator. There are, in principle, at least two ways in which the efficient binding of the NHB ER mutants to the ERE could represent an experimental artifact. If the ER was proteolyzed to a form that does not bind to heat shock proteins, the ER might exhibit constitutive binding. Our observations that the wild type ER and the ER mutants exhibit a single band on gel mobility shift assays and that immunoprecipitation of both the ER mutants and wild type ER from COS-1 cells followed by Western blotting reveals only the full-length receptor argue against this possibility. Also, deletion of significant segments of the ligand-binding domain that would prevent association with heat shock proteins would also prevent ER dimerization. It seems unlikely, therefore, that our data are due to partial proteolysis of the ER. The second possibility is that we have carried out the promoter interference assays at concentrations of transfected DNA far beyond those required for liganded ER to saturate the ERE. To eliminate this possibility we carried out promoter interference at subsaturating levels of transfected DNA. Since subsaturating levels of the NHBl and mutants and wild type ER exhibited similar abilities to interfere with the promoter at levels of inhibition ranging from IO%-55%, it seems clear that we are not carrying out our studies at concentrations of the expressed ERs far beyond those required to saturate the EREs. The related possibility that the level of ER in these transfected cells is sufficient to exhaust the supply of heat shock proteins also seems improbable. HSPSO and HSP70 are among the most abundant proteins in eukaryotic cells. Unliganded glucocorticoid receptor overexpressed in CHO cells is efficiently bound to heat shock proteins (52). The observation that E, increased the ability of ER to bind to the ERE in promoter interference assays led to the proposal that it either stabilized the receptor against degradation or facilitated or stabilized receptor dimerization (34). ER mutants unable to dimerize show a dramatic reduction in their ability to bind to DNA in vitro (7). Since we found that the NHB mutants effectively bound to the ERE, it seemed possible that they were able to dimerize in the absence of ligand. We cotransfected DNA encoding either of the NHB mutants and a truncated ER into cells, prepared extracts, and carried out immunoprecipitation and Western 463 blotting. Under conditions in which the NHB mutants and the truncated ER did not contain bound ligand, they formed heterodimers that were immunoprecipitated as efficiently as heterodimers between the liganded forms of wild type ER and the truncated ER. These data indicated that the unliganded ER retained an unimpaired ability to dimerize. Since these experiments were carried out in COS-I cells, our observation that the unliganded ER is able to interact with other cell components are not restricted to CHO cells. The immunoprecipitation and Western blotting assays are extremely difficult to use to quantitate the percentages of the various heterodimers that are immunoprecipitated. What is critical is the data demonstrating that the unliganded and liganded heterodimers are immunoprecipitated to a similar extent (Fig. 7). The third line of evidence supporting the view that the NHB mutants are able to interact with other cell components stems from their activity as dominant negative mutants. Three potential sites of action have been proposed to account for the ability of inactive nuclear receptor mutants to suppress the activity of the wild type receptor when they are coexpressed in the same cells: 1) Competition for binding to the hormone response element; 2) the formation of inactive heterodimers; 3) binding to a limiting component of the transcription apparatus. The ability of the NHB mutants to act as dominant negative mutants therefore provides additional evidence that the unliganded ER is not in an inactive complex with other proteins. Although the NHBl and NHB7 ER mutants were able to suppress the activity of wild type ER, both NHBl and NHB7 were considerably less potent than three recently described dominant negative mutants that contained deletions or mutations in the AF2 transactivation domain (35). At equal levels of NHBl or NHB7 and wild type ER, the activity of wild type ER was suppressed by approximately 35%. In contrast, the mutations in the ER transactivation domain suppressed activity by 60-80%. Similarly, in a recent study of the ability of dominant negative mutants to suppress the activity of the endogenous ER in MCF-7 cells, NHB7 was effective only at much higher levels of transfected DNA than the dominant negative mutants containing mutations or deletions in the AF2 transactivation domain (B. A. Ince, D. Schodin, D. Shapiro, and B. S. Katzenellenbogen, submitted for publication). The structural basis for the large differences in the ability of different ER mutants to act as dominant negative mutants is presently unknown. While our studies clearly demonstrate that ligand binding is not a prerequisite for receptor dimerization and binding to the ERE, they do not resolve the question of the role of heat shock proteins in ER action. Several studies have shown that ER binds to heat shock proteins (53, 54). An attractive possibility has been proposed by Schlatter et al. (54) to explain their data comparing the binding of heat shock proteins to ER and GR. Although heat shock proteins bound to in vitro synthesized ER, binding required additional se- MOL END0 464 1995 Vol 9 No. 4 quences not important in the interaction of GR with heat shock proteins. Based on their observation that the interaction of the heat shock proteins with the ER seemed weaker than with the GF?, and the observation by several laboratories that unliganded ER, but not GR, is translocated into the nucleus (5.5, 56), they proposed that the association of heat shock proteins with ER is weak and transitory. They theorized that this association might be related to the ability of heat shock proteins to facilitate correct protein folding. In this model, interaction of heat shock proteins with ER plays a role in preventing ER from forming inactive complexes with other proteins while it is folding, and in assuming a correct protein conformation. Once the protein is correctly folded the heat shock proteins would either dissociate from the receptor or remain bound but not affect its ability to dimerize or bind to the ERE. In this work we clearly demonstrate that ER mutants unable to bind estrogen effectively dimerize and bind to the ERE. The failure of these mutants to activate transcription is therefore not due to their inability to bind to the ERE and may be a consequence of their inability to induce ligand-dependent structural changes required for the ER to function as a transcription activator. MATERIALS AND METHODS Materials rH]Acetyl CoA (0.5 mCi/ml) and [3H]E2 were from DuPont/ New England Nuclear (Boston, MA). Radioinert E, was obtained from Sigma Chemical Co (St. Louis, MO). Monoclonal antibodies to ER were a generous gift of Dr. Geoffrey Greene (University of Chicago, Chicago, IL). Restriction enzymes and other enzymes used in cloninq and sequencinq were from GIBCO/BRL, (Gaithersburg, MD) and from U.S. Biochemicals (Cleveland, OH). Preparation Plasmids of ER Mutants and Reporter charcoal dextran-treated fetal calf serum. CHO cells were plated at 2.10s cells/60 mm plate (Falcon), maintained at 37 C in a 5% CO, incubator for 48 h and transfected by CaCI, coprecipitation with glycerol shock (34, 61). Each 60-mm plate was treated with 0.4 ml coprecipitation solution containing 1 pg pATC2 reporter plasmid, 1 pg PT109 luciferase internal standard, 5-50 ng expression plasmids in pCMV5 encoding wild type ER (58), or the ER mutants, and 6 pg PTZ18U carrier DNA. Transfections and glycerol shock were essentially as described (35). CAT assays were carried out by our mixed phase assay (62). Luciferase and protein assays were as described (42). For promoter interference assays CHO cells were transfected with 0.4 wg CMV-(ERE),-CAT plasmid, 1 pg SV40luciferase DNA as internal control, 2 ng of the expression plasmids encoding wild type ER or NHB7, or 10 ng of the plasmid encoding NHBl, and 6.6 Fg pTZ18U carrier. Cells were then harvested 24 h after transfection and assayed for CAT activity as described above. COS-1 cells were used to overexpress the ER using a modification of the method of Reese and Katzenellenbogen (58). Cells were maintained at 37 C in 5% CO,, in DME/F12 medium supplemented with 10% charcoal-dextran treated fetal calf serum. COS-1 cells were plated at 3.1 O5 cells per loo-mm dish and maintained for 40 h, and the medium was replaced. After 5 h in fresh medium, the plates were treated with 1 ml DNA precipitate containing 2-10 pg of the CMV5 expression vector encoding ER or one of the ER mutants, and PTZ18U carrier DNA to a total of 20 pg DNA. Chloroquine was then added to each plate to a final concentration of 50 FM. After 5 h, the cells were shocked with 10% dimethylsulfoxide in serum-free media for 3 min, followed by two washes with Hanks balanced salt solution. Cells were then incubated in 10 ml complete medium for 40 h, washed twice with cold PBS, and then harvested in cold PBS. The cells were pelleted (3,000 rpm for 5 min), dissolved in 75 ~1 of extraction buffer containing 20 mM Tris, pH 7.5, 2 mM dithiothreitol (Dll), 0.5 mM NaCI, 10% glycerol, 0.1 mM EDTA, 50 pg/ml leupeptin, 5 @g/ml phenylmethylsulfonylfluoride , 1 Kg/ml pepstatin, 5 wg/ml aprotinin. Cell extracts were prepared either by two freeze-thaw cycles, or by homogenization, followed by ultracentrifugation at 45,000 rpm at 4 C for 20 min. Hormone Binding the El3 Mutants Assays for Wild Type ER and Whole cell extracts were prepared from COS-1 celis transfected with either wild type ER or one of the ER mutants. The aliquots were normalized by Western blot analysis to contain the same amount of receptor. Samples were incubated at 22 C for 2 h with various concentrations of [3H]E2 in the presence or absence of a 200-fold excess of radioinert E,. Free [3H]E2 was removed by adsorption on to 0.5% charcoal-0.05% dextran, and the [3H]E2 bound to ER or ER mutants was quantitated by scintillation counting. Oligonucleotide-primed site-directed mutagenesis of the hER cDNA was performed using the dut ung- method (57) using M13K07 as helper phage. Single-stranded DNA templates were prepared from the pCMV.5 phagemid vector (58, 59). The identity of the mutants was confirmed by DNA sequencing. We have previously described the (ERE),-TATA-CAT reporter plasmid [which we previously referred to as pATC2 (42)]. The luciferase reporter plasmid pT109 (60) was used as the internal control. pTZ18U was used as carrier DNA in the transfections. The CMV-(ERE),-CAT promoter interference plasmid has been described (34). The plasmid encoding ERl-554, which lacks the F domain, was recently reported (44). Samples were fractionated on either a 12% or a 7.5% SDS polyacrylamide gel (63) followed by overnight transfer of proteins to a nitrocellulose sheet (Schleicher & Schuell, Keene, NH), which was subjected to Western blotting using anti-ER monoclonal antibody D547 as described (64), except that the chemiluminescence-based ECL system (Amersham Corp., Arlington Heights, IL) was used. Cell Cultures Gel Mobility and Transfections Chinese Hamster Ovary (CHO) cells were maintained in phenol-red free Dulbecco’s modified Eagle’s (DME)/F12 tissue culture medium (Sigma, No. 2906) supplemented with 5% lmmunoblots Shift Assays A 51 -base pair oligonucleotide probe containing a consensus ERE was cut from the plasmid PM-2 (42) and was labeled with [3’P]ATP by filling in the sticky ends with Klenow frag- Unliganded ER Dimerizes and Binds to the ERE ment. Cell extracts containing 20 Kg protein were incubated with 1-2 pg of poly(deoxyinosine-deoxycytosine) on ice in a 20 ~1 reaction containing: 15 mM Tris, pH 7.9, 80 mM KCI, 4 mM DTT, 0.2 mM EDTA, and 10% glycerol. Radiolabeled probe (10,000 cpm) was added to the mixture, and the reaction was incubated for 20 min at room temperature. Free probe and ER-DNA complex were separated on a 5% low ionic strength ployacrylmide gel as described (65). lmmunocoprecipitation Containing Truncated of Heterodimers ER and Mutant ER COS-1 cells were cotransfected with expression plasmids encoding a truncated ER (ERl-554) and one of the NHB ER mutants. Western blots were used to confirm that the proteins were expressed at equal levels in the cells. Cell extracts containing 100-200 pg total protein were incubated with anti-ER monoclonal antibody D75 on ice for 1 h, in buffer containing 20 mM HEPES, pH 7.8, 50 mM KCI, 10% glycerol, 1 mM DTT, as well as protease inhibitors (50 pg/ml leupeptin, 5 Kg/ml phenylmethylsuifonyl fluoride, 1 Fg/ml pepstatin, 5 pg/ml aprotinin), followed by incubation with rabbit-anti-rat immunoglobulin G on ice for 0.5 h; the reaction mixture was then incubated with a 10% slurry of zysorbin, which contains protein A on the membrane surface and thus has high affinity for rabbit immunoglobulin G. The immunoprecipitates were pelleted by centrifugation at 12,000 x g at 4 C for 5 min, released into SDS sample buffer by boiling for 5 min, and analyzed on Western blots. Acknowledgments We are grateful to Dr. S. Nordeen for the gift of the luciferase plasmid, to Dr. G. Greene who generously provided the monoclonal antibodies, and to Dr. B. W. 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