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SINO-PLATONIC PAPERS Number 10 June, 1989 Buddhist Influence on the Neo-Confucian Concept of the Sage by Pratoom Angurarohita Victor H. Mair, Editor Sino-Platonic Papers Department of East Asian Languages and Civilizations University of Pennsylvania Philadelphia, PA 19104-6305 USA [email protected] www.sino-platonic.org SINO-PLATONIC PAPERS is an occasional series edited by Victor H. Mair. The purpose of the series is to make available to specialists and the interested public the results of research that, because of its unconventional or controversial nature, might otherwise go unpublished. The editor actively encourages younger, not yet well established, scholars and independent authors to submit manuscripts for consideration. Contributions in any of the major scholarly languages of the world, including Romanized Modern Standard Mandarin (MSM) and Japanese, are acceptable. 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In such circumstances, those who wish to purchase various issues of SPP are requested to wait patiently until he returns. If issues are urgently needed while the editor is away, they may be requested through Interlibrary Loan. N.B.: Beginning with issue no. 171, Sino-Platonic Papers will be published electronically on the Web. Issues from no. 1 to no. 170, however, will continue to be sold as paper copies until our stock runs out, after which they too will be made available on the Web. _______________________________________________ Table of Contents I. Introduction 2. Sagehood as a n Attainable Goal 3. Cultivation of Sagehood 3.1 Elimination of Desires 3.2 Extension of Knowledge 3.2.1 The School of Principle 3.2.2 The School of Mind 3.3 Quiet-Sitting 4. Conclusion Notes Bibliography Buddhist Influence on the Neo-Confucian Concept of the S a w 1. Introduction Buddhism is generally thought to have been introduced into China around the Eastern or Later Han period (25-220 I.E.), and reached its higest growth during the T 1 a n g Dynasty (618-906 I.E.). It continued prospering in China until around the eleventh century. Thus, there is no doubt that the influence of Buddhism on Chinese life and thought was tremendous. However, in the course of time, some Chinese scholars, who were deeply concerned with the Confucian sense of this-worldliness and social responsibility, arose to protest against the Buddhist emphasis on other-worldliness and an illusion of phenomena, and wanted to bring people back to early Confucianism. Confucianism. This movement became known as Neo- Emerging in the Sung Dynasty (960-1280 I.E.) as a strong intellectual movement, Neo-Conf ucianism became an effective mechanism for circulating and preserving the Confucian doctrines of loyalty, social responsibility, and conformity to a traditional way of life. Through this school of thought, Hencius became the greatest sage after Confucius; the Four Books and the Five Classics constituted the intellectual focus of scholars over seven hundred years. There are three lines of thought that can be traced as 1 the main sources of Neo-Confucianism. The first is Confu- cianism itself. The second is Buddhism, via the medium of the C h l a n sect, for of all the schools of Buddhism, C h t a n was Pratoom Angurarohita, "Buddhist Influence on the NeeConfucian Concept of the Sage" the most influential at the time of the formation of Neo- Confucianism. The third is the Taoist religion, of which the cosmological view of the Y in-Yang school formed a n important element. The cosmology of the Neo-Confucianists is chiefly connected with this line of thought. 4 Since Buddhism had become an intimate part of Chinese intellectual life for several centuries, it was impossible for the Sung reformists to replace Buddhism entirely by their new philosophy. While using concepts found in the Confucian Classics, the Neo-Conf ucianists interpreted them in the Light of Buddhist understanding. To limit the topic of study, this paper will examine only the influence of Buddhism on the Neo-Confucian concept of the sage, focusing on sage- hood as a n attainable goal and self-cultivation. The study of the concept of the sage in Neo-Confucianism will show not only the Buddhist influence, but also the development of the concept from early Confucianism. 2. Saqehood as a n Attainable Goal The Neo-Confucian concept of the sage was thoroughly described in the Reflections of Chu Hsi (1130-1200 I.E.). on Thinss at Hand (Chin ssu lu) The second chapter of the book begins with a quotation from Chou Tun-i (1017-1073 I.E.): "The sage aspires to become Heaven, the worthy aspires to 2 become a sage and the gentleman aspires to become a worthy." This passage explicitly shows the possibility of achieving sagehood. It is presented as something that can be attained Sino-Platonic Papers, 10 (June, 1989) through proper c u l t i v a t i o n . T r a d i t i o n a l l y , e a r l y C o n f u c i a n i s m had a l w a y s p l a c e d a n emphasis on t h e r o l e o f sagehood b u t i n t e r m s of s a g e s o f t h e past. The s a g e s a s t h e y a p p e a r e d i n C o n f u c i a n o r t h o d o x t e x t s were c o n s i d e r e d s a g e - k i n g s o r i d e a l r u l e r s , t e a c h e r s of a n t i q u i t y , o r i g i n a l s o u r c e s of t h e Way ( T a o ) , t r a n s m i t t e r s of 3 t h e o r t h o d o x s u c c e s s i o n a n d a l s o models of v i r t u e . I n this s e n s e t h e C o n f u c i a n s a g e s were l o f t y f i g u r e s who s t a y e d f a r away from o r d i n a r y p e o p l e . C o n s e q u e n t l y , t h e s t a t e of sage- hood was u n a t t a i n a b l e f o r most p e o p l e . R. L. T a y l o r t h o u g h t t h a t V h e idea t h a t saqehood was s o m e t h i n g t h a t c o u l d be c u l t i v a t e d a n d s o u g h t a f t e r t o o k t h e c o n c e p t of sagehood o u t of t h e p a s t making i t a g o a l one c o u l d r e a l i s t i c a l l y a s p i r e 4 toward^.^ Thus, it would seem that s a g e h o o d a c q u i r e d a new c o n n o t a t i o n i n Sung Neo-Confucianism. Even t h o u g h t h e i d e a that sagehood became a n a t t a i n a b l e i t had g o a l w a s a s t r o n g e m p h a s i s i n Sung Neo-Confucianism, a l r e a d y been m e n t i o n e d i n t h e works of Han YU ( 7 6 8 - 8 2 4 I . E . ) and L i Ao ( d . c a . 8 4 4 I . E . ) , who were c o n s i d e r e d t o be f o r e - r u n n e r s of Neo-Confucianism i n t h e T ' a n g Dynasty. Han YU a n d L i Ao combined t h e D o c t r i n e o f t h e Mean's d e f i n i t i o n o f t h e s a g e as "a m e t a p h y s i c a l a b s o l u t e , [ a n d ] as 5 a s p i r i t u a l h e r o a t one with t h e u n i v e r s e , " Mencius' n o t i o n of human n a t u r e as o r i g i n a l l y with the good. Then t h e y p r e s e n t e d a new image of t h e s a g e as a s p i r i t u a l f i g u r e 6 who had i d e n t i t y w i t h common p e o p l e . This reinterpretation of t h e c o n c e p t of t h e s a g e w a s d e r i v e d f r o m the f u n d a m e n t a l i d e a that men a r e e q u a l and have a b i l i t i e s t o d e v e l o p Pratoom Angurarohita, "Buddhist Influence on the NeeConfucian Concept of the Sage" themselves to reach the state of sagehood. It is quite certain that their reinterpretation was partly a result of Mencius' teaching that all men could be Yao and Shun 7 (sages), and partly was influenced by Taoism, and Buddhism, The reason is that the Taoist teaching that all men possess Tao in their nature and therefore could attain sagehood, and the Buddhist teaching that all men had Buddha-nature in them and therefore could become Buddhas, were universally accepted in the time of Han YU and Li Ao. Han ~ i i ,in On the Oriqins a man. I am a man. af Slander, writes, "Shun was What he could do, I should be able to do 8 also." Similarly, Li Ao, in his Essay on Returninq t o the Nature (Fu-hsinq shu), states that, wAbsolute Sincerity 9 (chtenq) is the Nature (hsinq) of the Sage ." "So, then do The nature sf the common 10 that of the Sage.It "Alas1 All common folk not have this nature? folk is not different from men are capable of reaching this condition, yet because they 11 act not, none rest in it." Such a viewpoint is stated with equal clarity in the work of Liang Su ( 7 5 3 - 7 9 3 I . E . ) , whose idea was derived from Chan-Jan (d. 772 I.E.), the ninth patriarch of the T'ien-t'ai 12 sect of Buddhism, Liang Su, in General P r i n c i ~ l e saf Cessation and Contem~lation, states: Can the state of supreme Sagehood (shenq) be s e p a r a t e d and far distant, cut off from the realm of ordinary men ( f a n ) ? Both have but a single n a t u r e . Those who a t t a i n it become enlightened ( w u ) , those who lose it become deluded. There is o n l y one P r i n c i p l e (li), but delusion makes o r d i n a r y men, and e n l i g h t e n m e n t makes sages. 1 3 Sino-Platonic Papers, 10 (June, 1989) The same n o t i o n i s b a s i c t o C h T a n Buddhism. The P l a t f o r m S G t r a of t h e S i x t h P a t r i a r c h ( L i u - t s u - t f a n - c h i n q ) maintains, T h e r e f o r e w e know t h a t , unawakened, e v e n a Buddha is a s e n t i e n t b e i n g , a n d t h a t e v e n a s e n t i e n t b e i n g , i f h e i s a w a k e n e d i n a n i n s t a n t o f t h o u g h t , is a Buddha. .14 From t h e o u t s e t o u r own n a t u r e is pure. I f we p e r c e i v e t h e m i n d s a n d s e e o u r own n a t u r e s , t h e n o f o u r s e l v e s we h a v e a c h i e v e d t h e Buddha Way. 1 5 .. From t h e q u o t a t i o n s a b o v e , i t is h a r d t o r e j e c t t h e a s s u m p t i o n t h a t Buddhism had i n f l u e n c e on t h e s e two f o r e r u n - case, W i n g - t s i t Chan I n Han ~ 6 % n e r s of Neo-Confucianism. a r g u e s t h a t a l t h o u g h Han YG i n t e r p r e t e d t h a t sagehood i n t h e Mencius is a n a t t a i n a b l e g o a l , t h i s d o e s n o t s u g g e s t t h a t Han Y" borrowed t h e i d e a f r o m Buddhism, b e c a u s e t h e r e i s n o 16 e v i d e n c e t h a t he had s t u d i e d B u d d h i s t t e x t s . trary, On t h e c o n - C a r r u n Chang c i t e s t h e f a c t t h a t Han Y; good r e l a t i o n s h i p w i t h T a - t i e n who w a s a d i s c i p l e o f S h i h - t ' a n maintained a (732-824 I . E . ) , a C h ' a n monk 17 (700-790 I . E . ) . However, t h i s d i s c r e p a n c y b e t w e e n t h e s e t w o p i e c e s o f e v i d e n c e seems t o b e a m i n o r a r g u m e n t b e c a u s e t h e p r o b l e m o f Buddhahood o r s a g e h o o d w a s w i d e l y d e b a t e d among B u d d h i s t s a n d r e g a r d e d a s b e i n g s i g n i f i c a n t by men o f Han Y u f s t i m e . Thus, w h e t h e r c o n s c i o u s l y o r u n c o n s c i o u s l y , t h e B u d d h i s t i d e a o f Buddhahood w a s a b s o r b e d i n Han y u l s t h o u g h t . I n L i A o l s case, i t is c e r t a i n t h a t h e w a s i n t e r e s t e d i n Buddhism, e s p e c i a l l y i n t h e Ch'an s e c t , a n d also had a n i n t i m a t e f r i e n d s h i p w i t h L i a n g 18 Su. T h e r e f o r e , t h o u g h h i s e f f o r t t o o k the form of d i s c u s s i o n i n Confucian terms, t h e d r i v i n g i n f l u e n c e of Buddhism b e h i n d him is q u i t e c l e a r , p a r t i c u l a r l y on t h e t o p i c of s e l f - Pratoom Angurarohita, "Buddhist Influence on the NeeConfucian Concept of the Sage" cultivation which will be discussed later. The idea of sagehood as an attainable goal became central to the Neo-Confucianists of the Sung Dynasty. Star- ting with Chou Tun-its phrase cited at the beginning of the chapter, Chang Tsai (1021-1077 I.E.), I.E.), Ch'enq Hao ( 1 0 3 2 4 0 8 5 Ch'eng I (1033-1107 I.E.), and Chu H s i (1130-1200 I.E.) followed the same track. Chu Hsi, like his precursors of the T'ang Dynasty, presented the image of the sage as a secular model who aspires to achieve sagehood. Reflections QQ In the Thinss at Hand, Chu H s i says, HThe essential training [of government1 should be the way of choosing the good and cultivating the self until the whole world is transformed and brought t o perfection so that all people from the 19 ordinary person up can become sage^.^ Thus, any aspirant t o become a sage has the ability to achieve this goal. This marks a big difference between the early Confucian sage and the Neo-Confucian one. The way of the sages in the past had rarely been thought of as something to which anyone could aspire, or as a practical program of cultivation and action by which even "a young man in an isolated village who has the 20 will to learn/ will be able to find the Way. In the Sung Dynasty, the way of the sage-kings was shifted to the way of an individual's moral and spiritual cultivation. So the practice of saqehood was to be found in the ordinary pursuit of scholars, officials, rulers, fathers, and so on, not merely in the sage-kings' activities. As a result, the Sung Neo-Confucianists tended to give relatively little attention to the ancient sages and their great achievments in terms of Sino-Platonic Papers, 10 (June, 1989) wealth and material goals. De Bary points out two historical reasons behind the emerging emphasis on the individual cultivation of sagehood. The first reason is the relation between Buddhism and Neo- 21 He finds it difficult t o accept either that Conucianism. Neo-Confucianism tried to construct its metaphysical system out of Buddhist philosophy or that it tried t o challenge 22 it. A. C. Graham and Carsun Chang, on the other hand, follow the argument that Neo-Confucianism was a reaction to Buddhist 23 metaphysics, such a s the concept of emptiness. De Bary sees the influence of Buddhism as "a deeper subjectivity in the 24 practice of self-cultivation.w His main comment on this point is that in the Sung Dynasty Buddhist metaphysics was in a state of decline and unlikely to pose a direct challenge. He states that, "Just as C h g a n Buddhism, the dominant form amonq intellectuals, was a system of practice rather than a system of metaphysics, s o Neo-Confucianism was, I believe, unconsciously emulating the spiritual training and character formation of the C h t a n monk at his best - but, of course, 25 domesticating and secularizing i t m n Such a n interpretation opens a new understanding of the relation between Budddhism and Neo-Confucianism. The second historical factor in the emphasis upon individual cultivation of sagehood was derived from the program for social and political reforms in the early Sung 26 Dynasty. This movement had as its aim the hope for reali- zation of the Confucian ideal of the Great S o c i e t y . For Ratoom Angurarohita, "Buddhist Influence on the NeeConfucian Concept of the Sage" example, Chang T s a i t h o u g h t t h a t t h e w e l l - f i e l d s y s t e m a n d f e u d a l i s m s h o u l d be b a s e d upon t h e R i t e s of Chou by which t h e s a g e c o u l d manage t h e e m p i r e b y s h a r i n g h i s power w i t h o t h e r 27 men. For Ch'eng I , humanity ( > e n ) w a s t o be f u r t h e r e d by 28 good government. F o r Wang An-shih (1021-1086 I.E.), r e f o r m was t o b r i n g a b o u t the reemergence of t h e way o f t h e 29 s a g e s of a n t i q u i t y . Those r e f o r m s , however, f a i l e d . In another respect, t h e c o l l a p s e of t h e r e f o r m movement r e s u l t e d i n a t u r n i n g away from t h e c o n s t r u c t i o n of t h e i d e a l s o c i e t y t o t h e c u l t i v a t i o n of t h e i n d i v i d u a l by t h e n e x t g e n e r a t i o n of NeoConfucianists. Chu Hsi r e c o g n i z e d t h a t t h e i d e a l r e f o r m s of Chang, Ch'eng, and Wang were t o o d i f f i c u l t t o be p u t i n t o 30 practice during t h a t period. For t h e s e r e a s o n s , I tend t o a g r e e with d e Bary t h a t Neo-Confucianism m a i n l y p l a c e d a n e m p h a s i s on s a g e h o o d as a n attainable goal i n society. The most e l o q u e n t e x p r e s s i o n of the q u e s t f o r t h i s g o a l a p p e a r s i n t h e R e f l e c t i o n s on Thinss a t Hand, as f o l l o w s : The Way of t h e Sage is t o be h e a r d t h r o u g h t h e e a r , t o be p r e s e r v e d i n t h e h e a r t , t o be d e e p l y embraced t h e r e t o become o n e ' s m o r a l c h a r a c t e r , a n d t o become one @ s a c t i v i t i e s a n d u n d e r t a k i n g s when i t is p u t i n t o p r a c t i c e . 31 3 , Cultivation of Saqehood For t h e N e o - C o n f u c i a n i s t s , achievement sagehood became a g o a l whose was c o n s i d e r e d p o s s i b l e t h r o u g h the c o r r e c t means of c u l t i v a t i o n . A t t h i s p o i n t I would l i k e t o t u r n t o a dis- c u s s i o n of how t o a t t a i n sagehood. Sino-Platonic Papers, 10 (June, 1989) From the time of Han ~ i ui ntil the Sung NeoConfucianists, a new system of thought began to ripen. Although each thinker had his own formula for personal cultivation, they all had many things in common. First, they believed in hurnan nature which is essentially good. Second, emotions or desires, which appear when man comes into contact with the outside world, can be removed. Then the mind becomes bright and calm, and can reflect everything objectively and impartially. Third, to keep the mind bright and calm, man has t o cultivate himself seriously in order that he can achieve Absolute Sincerity which is the nature of t h e sage. Generally, three main methods are used in the cultivation of sagehood. 3,l Elimination Desires Although Chinese thinkers from Mencius to Han YU considered man's desires as something that obstruct personal cultivation, they believed that the first step of rectifying the mind was to have only a few d e s i r e s . However, from the time of Li Ao t o the Sung Neo-Confucianists, this concept changed to the elimination of desires, particularly selfish desires. According t o Han Yii, the sage was the person who had attained the highest state, called Absolute Sincerity. He affirms, in On the Oriqin of the Nature, that this state could be attained through nourishing the mind and having 32 fewer desires. T h i s point was developed further in Li A o t s Essay on Returninq to the Nature, in which Buddhist Pratoom Angurarohita, "Buddhist Influence on the Neo-Confucian Concept of the Sage" i n f l u e n c e became q u i t e c l e a r . He says: T h a t which may make a man a Sage is h i s N a t u r e ( h s i n g ) . T h a t which may make a man b e t r a y h i s N a t u r e is F e e l i n g ( c h ti n q ) Joy, anger, p i t y , f e a r , love, h a t e and d e s i r e : t h e s e s e v e n a r e a l l t h e o p e r a t i o n of F e e l i n g . When f e e l i n g o b s c u r e s , t h e N a t u r e is t h e r e b y drowned. T h i s is n o t t h e f a u l t of t h e N a t u r e , b u t b e c a u s e , owing t o t h e e n d l e s s r e v o l u t i o n and i n t e r m i n g l i n g of t h e s e s e v e n , t h e N a t u r e is u n a b l e t o g a i n its f u l f i l l m e n t . When F e e l i n g d o e s n o t o p e r a t e , t h e N a t u r e w i l l g a i n f u l f i l l m e n t . 33 . A s a g e is a man who is a master o f h i s e m o t i o n s a n d k e e p s c a l m n e s s of mind. Though h e h a s e m o t i o n s , he d o e s n o t seem t o have them. O r d i n a r y p e o p l e have t h e i r human n a t u r e too. I t is n o t d i f f e r e n t f r o m t h a t of t h e s a g e . But t h e y c a n be b l i n d e d by t h e i r e m o t i o n a n d t h e n d o n o t know what human n a t u r e i s , 3 4 A s a g e is n o t a man w i t h o u t e m o t i o n s . ... These l e n g t h y q u o t a t i o n s a r e L i Ao's main i d e a s o f t h e way t o become a s a g e . The i d e a s a r e p u r e l y C h i n e s e , b u t L i Ao's i n t e r p r e t a t i o n is r e m a r k a b l y c l o s e t o B u d d h i s t d o c t r i n e , 35 p a r t i c u l a r l y t h a t o f t h e C h t a n sect. Li Ao's c o n c e p t of f e e l i n g is s i m i l a r t o t h e B u d d h i s t i d e a of c r a v i n g a n d p a s s i o n ( t a n h a a n d k l e & in Sanskrit), a n d what he c a l l e d " n a t u r e " r e s e m b l e s t h e Buddha-nature. A c c o r d i n g t o Ch'an Buddhism, a l l s e n t i e n t b e i n g s a r e e q u a l w i t h t h e Buddha h i m s e l f . They p o s s e s s c o m p l e t e l y t h e Buddha- n a t u r e and c a n a t t a i n p e r f e c t wisdom. some i n t e r r u p t i o n s i n t h i s p r o c e s s . However, t h e r e may be T h a t is, t h e i r Buddha- n a t u r e s a r e c o v e r e d by so many p a s s i o n s a n d d e s i r e s t h a t t h e y are unable t o s h i n e f o r t h . t o t h e Buddha-nature, Thus, p a s s i o n s are n o t opposite b u t i t is o u t of t h i s f u n d a m e n t a l nature t h a t these passions arise. I t is i n t h e same way that Li Ao i n t e r p r e t s p e o p l e ' s b l i n d n e s s t o t h e i r f u n d a m e n t a l n a t u r e when t h e y i n d u l g e t h e m s e l v e s i n e m o t i o n s . "Nature and Sino-Platonic Papers, 10 (June, 1989) Feeling cannot exist one without the other. Thus without the Nature, Feeling would have no source from which to come into 36 being, because Feelinq comes forth out of the Nature." For Li Ao, a sage is a man who understands this reality and becomes awakened. That is why a sage has feelings without feeling, thoughts without thinking. Although a sage in such a state of mind participates in a l l sorts of activi- ties or is subject t o various changes, his real nature remains unchangeable. The state of mind in this condition is what Li Ao called "Absolute S i n c e r i t y a H "Having Absolute Sincerity in thought, the mind is then rectified. The mind being 37 rectified, the person becomes cultivated." This concept is the same a s what is described in the Great Learninq a s "the extension of knowledge lies in the investigation of things," which, according t o Li Ao, means that when things come before a man, his mind should clearly understand and distinguish among them, and yet a t the same time should not be moved by 38 them. It is evident that Li Ao spoke the language of Confucius, but the influence of Buddhism is implicit in his explanation of the absence of thought. It is the same a s the idea of absence of thought ( w u nien) in the Ch'an sect. The Platform Siitra of the Sixth Patriarch, which purports to record the conversations of Hui-neng (638-713 I.E.) who was regarded as the sixth patriarch of the Ch'an sect, reads, "The formless (E hsianq) lies in the formal (hsianq), and yet is separate from the formal. The absence of thought nien) lies in thought (nien), and yet in it thought is (wu Pratoom Angurarohita, "Buddhist Influence on the NeeConfucian Concept of the Sage" 39 absent. The absence of thought, according to Buddhism, really means freedom from false and conflicting thoughts, and 40 not a n absolute mental vacuum. 3.2 Extension of Knowledse For the Neo-Confucianists, there are two major ways of interpreting the Great Learning's concept that "the exten- sion of knowledge lies in the investigation of things," which is the most significant method of self-cultivation. The Ch'enq-Chu School, which became known as the School of Principle, emphasizes the extension of knowledge through the investigation of things and mind, whereas the Lu-Wang School, which became known a s the School of Mind, places an emphasis on the investigation of mind only. 3.2.1 The School of Principle In the Ch'eng-Chu School, C h l e n g I and Chu Hsi introduced in their theory a n immaterial and unchanqeable principle inherent in all things, which gives them their f o r m and constitutes their essence. nPrinciplew (li). is his true nature. This is called This principle in man, fundamentally good, Man's mind is in essence one with the mind of the universe, capable of entering into all things and understanding their principle. Consequently, according t o Chu Hsi, the practice of sagehood is an all-embracing system of understanding this principle. He suggested a twofold method: the extension of knowledge through the investigation of things, and the attentiveness or reverence (chinq) of the 41 mind which is man's inner moral nature. This method was Sino-Platonic Papers, 10 (June, 1989) traced back to Ch'eng I who advised that it should not be necessary t o investigate everything in the world. I f man investigates one thing or one event exhaustively, the principle in other things can also be revealed. And there are many ways to investigate thinqs: by reading ancient texts, by discussing historical events, and by dealing with 42 things and people properly. The last method cannot be utilized unless man cultivates his mind to the utmost. Chu Hsi followed C h l e n g I in the investigation of things but also s a w that the investigation of things and the cultivation of mind are the two ways of realizing one's nature to the fullest extent. Since all things in the universe have the same principle, it is man's duty to comprehend their principle in order to understand his true nature. For Chu Hsi, the first step of learning is t o investi- gate things. By Yhings," Chu Hsi means the matters of conduct, human relationships, political p r o b l e m and so forth, which are revealed in the orthodox Confucian texts. But this is not enough t o get a full understanding of principle. Man must also cultivate his true nature, humanity (jen), which is the same principle as that of the universe. To cultivate his true nature, man's mind must be sincere ( c h t e n q ) and reverent or serious (chinq) in order that he can become one with the principle of the universe. At the same time, he can deal with things and people in society impartially. Therefore, according to Chu Hsi, man must Pratoom Angurarohita, "Buddhist Influence on the NeeConfucian Concept of the Sage" devote his efforts both to investigation of things and cultivation of his mind to the utmost. nNeither seriousness 43 nor knowledge can be overemphas ized or neglected, Chu Hs i concludes. Looking particularly at the concept of humanity, which is essential to the cultivation of sagehood, we can see its development from early Confucianism. There is no doubt that this development reflects Buddhist influence. From the time of Mencius, the Confucian tradition maintained that human nature is born with the four virtues: humanity (den), righteousness (chih). (L), propriety They are standards of moral conduct. (u), and wisdom When the Sung Neo-Confucianists appeared on the scene, they coPlectively called these four virtues nprinciple" or nli,w and applied it 44 t o all things, saying specifically, however, that humanity is the root of the other three virtues. a person from the very beginning. Works Humanity comes with Chu Hsi, in the Complete of Master Chu, sums up the concept of humanity by saying that humanity is "the character of the mind and the 45 W. T. Chan explains that "humanityw principle of love." here "not only means the love of all people but the love of all things as well. * 46 Chu Hsi, in the Reflections on Thinss at Hand, also adds the idea that a man of humanity would be 47 impartial and altruistic. His idea was mentioned before by Ch'eng Hao and C h v e n g I. When we turn t o the Buddhist idea of the bodhisattva, we can see the similarities between these two teachings. Har Dayal, in the Bodhisattva Doctrine in Buddhist Sanskrit Sino-Platonic Papers, 10 (June, 1989) Literature, cites the characteristics of a bodhisattva to the effect that he has no selfish motive for his charitable deeds, and is inspired only by love, pity, mercy, and compas- 48 sion. wHe desires enlightenment first for all beings and 49 not for himself 50 ." nHe desires the good and welfare of the "The bodhisattva should not think of self at all, world." when he asserts himself for the good of others. He should be filled with love, and love alone, without any admixture of 51 self-interest." A sage is like a bodhisattva in the sense that he lacks selfish desires and wants to extend his humanity to all things. C h l e n g Hao says, mTo be charitable and to assist 52 all things is the function of the sage." This idea already occurs in the Bodhisattva Bhiimi in which it is described that Honly the perfect Buddhas and very advanced bodhisattvas can act from purely altruistic motives, as when they condescend to be born in a lower world for the good of the living 53 beings. Since the Neo-Confucian concept of humanity covers the whole realm of existence, it is quite certain that it reflects Buddhist influence, because in early Confucianism, love had been confined mainly to the mundane world, whereas the object of moral consciousness in Buddhism is the entire universe as expressed in the bodhisattvags compassionate activity. 3.2.2 The School of Mind Now let us move to the School of Mind. In the Ming Pratoom Angurarohita, "Buddhist Influence on the Neo-Confucian Concept of the Sage" Dynasty interest in the cultivation of sagehood continued and developed but in a new way. The Chteng-Chu School emphasized broad learning together with the cultivation of mind, whereas the Lu-Wang School stressed the direct realization of saqehood through V n n a t e or intuitive knowingw (lians chih). Wang Yang-ming (1472-1529 I.E.) shifted the center of study from the investigation of things t o what he considered a primal source, the mind itself. For Wang Yang-ming, through avoiding dependency upon the investigation of things and b y emphasizing inner realization, the goal of sagehood suddenly became more accessible. Accepting the basic idea of the Chteng-Chu School that a l l things in the universe have the same principle, which is good because it is the sum total of moral value in the unlverse, the Lu-Wang School rejected its doctrine of knowledge- seeking. Since the principle is endowed in man's nature, he c a n realize his nature fully by only cultivating his mind. This thesis was initiated by C h t e n g Hao, who placed a n emphasis on concentration of mind, but firmly established by L u Hsiang-shan (1139-1193 I.E.), and later elaborated by Wang L u Hsiang-shan says that, nThe mind is one and the principle is one. Perfect truth is reduced to a unity and 54 the essential principle is never a duality." Thus, one c a n approach Perfect Truth by restoring the purity and brightness of the mind, and not by seeking more knowledge. Because man is complete in himself, it is not necessary t o seek knowledge Sino-PlaronicPapers, 10 (June, 1989) from the outsidemW At this point, one can see that Lu Hsiang-shan based his idea on the supremacy of mind and the elimination of desires not on knowledge-seeking such as reading books. For him, a l l the S i x Classics a r e the 55 footnotes of the mind. It may be safe to say that the influence of C h t a n Buddhism was behind his idea. Traditionally, the Chinese had become accustomed to thinking of books, particularly the Confucian texts, as the basis from which knowledge was derived. Later, however, Ch'an Buddhism, introduced by Bodhidharma, came into existence in China and it opened a new way of learning. Far Bodhidharma, it was no use to depend 56 upon words or sutras. By this he meant that man knows what is right or wrong without having to read. Man is originally good, and by appealing directly to the mind, without seeking ready-made knowledge, the mind is trained to greater 57 alertness. It would seem that Lu Hsiang-shan could not help but be attracted and influenced by these ideas since he lived at a time when C h f a n Buddhism flourished. of the mind is infinite. For him, "The reality I f one can completely develop his 58 mind, he will become identified with HeavenaVt The ways of developing the mind to become a sage, according to Lu Hsiang- 59 shan, are wto be his own ma~ter,~' and not necessarily V o 60 f o l l o w other people's footsteps nor repeat their words These are simple words but they try to get at the innermost point of the mind. However, like other Neo- Confucianists, Lu Hsiang-shan abandoned the negative attitude Pratoom Angurarohita, "Buddhist Influence on the Neo-Confucian Concept of the Sage" toward life of C h l a n monks but kept their method of seeking Carsun Chang argues that "Lu [Hsiang- the original mind. shanl m y be called a believer in C h t a n thought only in the 61 methodological sense." By this he means that Lu Hsfang- shan, methodologically, applied the C h l a n technique by calling the mind directly to attention in the interest of moral perfection, and also for the sake of Confucianism. The C h l a n influence of original mind became evident in Wang Yang-ming's cultivation of sagehood. the Record of Wang Yang-ming, in Discourse, says that the sage has the same 62 knowledge as the common people from birth. intuitive knowledge. That is "Intuitive knowledge of good (lianq- chih) is characteristic of all men. The sage, however, 63 guards and protects it so that nothing obscures it." According to Wang Yang-ming, intuitive knowledge is the original substance of the mind, or in another sense, the Principle of Nature. Originally, the mind of man is always shining and reflecting things as things come without being stirred. But it is obscured by means of selfishness, and 64 therefore its original character is lost. Thus, it is necessary to cultivate the mind in order to get back to the original nature. He suggests that: The tranquility resulting from the dominance of natural law is a state in which no discrimination is made between good and evil; while the stirring of the passion nature is a state in which both good and evil are present. I f there are no stirrings of the passion nature, there is neither good nor evil, and this is what is called the highest good. 65 The f a c t t h a t t h e r e are Buddhist elements in Wanq Yang-mingls doctrine is undeniable. The original mind which Sino-Platonic Papers, 10 (June, 1989) is r e a l i z e d a t t h e t i m e of n e i t h e r good n o r e v i l is a good e x a m p l e t o show C h l a n i n f l u e n c e on h i s d o c t r i n e . I t seems t h a t Wang Yang-ming a l s o s p o k e of t h e a b s e n c e of t h o u g h t which is v e r y s i m i l a r t o t h a t o f S h e n - h u i who e l a b o r a t e d H u i - n e n g ' s (670-762 I . E . ) , d o c t r i n e of no-thought. In the P l a t f o r m S l t r a of t h e S i x t h P a t r i a r c h , t h e absence of t h o u g h t s i m p l y means t h a t t h e mind would r e t u r n t o i t s o r i g i n a l s t a t e of t r a n q u i l i t y and be f r e e from a t t a c h m e n t t o t h e d i f f e r e n 66 t i a t e d c h a r a c t e r s of t h i n g s . However, Wang Yang-ming r e j e c t e d t h i s c o n c e p t e n t i r e l y because t h e a b s e n c e of t h o u g h t is i m p o s s i b l e w h i l e w e a r e awake. He s a y s , "From m o r n i n g t o e v e n i n g , a n d f r o m y o u t h t o o l d a g e , i f o n e w a n t s t o be w i t h o u t t h o u g h t , t h a t is, n o t t o know a n y t h i n g , h e c a n n o t d o s o u n l e s s h e is s o u n d a s l e e p o r d e a d l i k e d r y wood, o r d e a d 67 ashes. " I t would a p p e a r t h a t Wang Yang-ming m i s i n t e r p r e t e d S h e n - h u i ' s a b s e n c e of t h o u g h t . A c t u a l l y , what S h e n - h u i m e a n t was t h a t t h e d o c t r i n e o f a b s e n c e o f t h o u g h t l e a d s t o a n 68 indifference t o things. 3.3 Quiet-sittinq An i m p o r t a n t a d j u n c t t o t h i s k i n d of s p i r i t u a l g u i d a n c e was t h e p r a c t i c e o f q u i e t - s i t t i n g . I t is a method of e x e r - c i s e most c o n d u c i v e t o t h e a t t a i n m e n t o f s a g e h o o d . The C o n f u c i a n i s t s i n g e n e r a l had a t e n d e n c y t o d e n y t h i s k i n d o f p r a c t i c e s i n c e i t w a s t h e way of c o n t r o l l i n g mind i n Buddhism w h i c h t h e y a t t a c k e d . However, Chu H s i h i m s e l f s p o k e of s p e n d i n g h a l f a day on q u i e t - s i t t i n g a n d h a l f a d a y 69 r e a d i n g books. In the Reflections on T h i n s s a t Hand, Ratoom Angurarohita, "Buddhist Influence on the Neo-Confucian Concept of the Sage" Chu Hsi also referred to it in such a way a s to approve and encourage the practice. The Ming thinkers later adopted Chu Hsi's suggestion of quiet-sitting. Chu Hsi writes: One day Ch'eng Hao said, W h e n there is nothing t o put into practice, go and sit in meditation. For while sitting in meditation, we can cultivate our original mind and become calm to some degree. Although we are still not free from chasing after material things, when we come to a n awakening, we can collect and concentrate on our mind and then there w i l l be a solution. 70 The Neo-Confucian adoption of sitting in meditation shows the most pervasive influence of Buddhism on its doctrine, in spite of the fact that it stood in such a strong opposition to Buddhism. There are several reasons why medi- tation was adopted by the Neo-Confucianists. De Bary explains that if sagehood was just a n ideal that one admired, a purely descriptive approach would have sufficed. But since Neo-Confucian sagehood became something to which everyone should aspire, some definite method of practice was 71 necessary. That Chu Hsi spoke of two activities, namely knowledge-seeking and contemplating, supports his teaching of the search for principles and the practice of reverence. In consequence, Neo-Confucian cultivation places a n emphasis on the individual, and this meditative practice leads to a deep interiorization of personal cultivation and to belief in the achievement of self-realization. In terms of practice, it is not accurate t o identify Neo-Confucian meditation practice with sitting in meditation in Ch'an Buddhism, because even though there is something in common, some features are different. What the two practices Sino-Platonic Papers, 10 (June, 1989) share is the sitting. However, the position of sitting, for the Neo-Confucianists, was not a s strict as that of Ch'an. 72 It could simply take the form of sitting on a chair. For the Neo-Confucianists, the most important thing in the prac- tice was to control the breath with or without counting of each respiration. Regulation of the breath was recommended as a means of nourishing one's vital spirit or physical nature. It is known that a manual on this subject was attributed to 73 Chu Hs i . In addition, Neo-Confucian quiet-sitting could be prac- tised at home, not necessarily in a Buddhist meditation hall. This is what de Bary called, "the secularization of medita- 74 t i ~ n , ~which means a practice of daily life in connection with one's normal activities. The rigid practice of C h t a n monks was never encouraged because, for the Neo- Confucianists, quiet-sitting was to be used for calming one's emotions, and filling one's mind with principles of right action in order that one could fulfil one's responsibilities 75 to the family as well a s in society at large. In relation t o quiet-sitting, it was found that Neo-Confucian scholars often lit a n incense stick to time their period of sitting by 76 the burning out of the stick. The use of incense sticks was common among Buddhists who wanted to pay homage t o the Buddhas or bodhisattvas, but the Neo-Confucianists adopted it later for a different purpose. 4. Conclusion As a whole, the Neo-Confucianist system was built up Pratoom Angurarohita, "Buddhist Influence on the Neo-Confucian Concept of the Sage" under the influence of Buddhism, particularly the C h t a n tradition. However, Neo-Confucianism never lacked the basic Chinese attitude of this-worldliness and life-affirmation, In conclusion, there are two topics that I want t o discuss: first, the close relationship between C h t a n Buddhism and Neo-Confucianism; second, two major criticisms which Neo- Confucianism made of Buddhism in relation t o self-cultivation. First, a s we have seen, among many schools of Buddhism, C h f a n was the most attractive sect t o Neo-Confucianism. In addition to the fact that C h f a n was the most popular Buddhist sect at the time of the emergence of Neo-Confucianism, C h q a n has something in common with early Confucian teachings. This is a major reason why Ch'an doctrine was easily absorbed by the Neo-Csnf ucianists . First of all, C h f a n Buddhism believes in the goodness of human nature, just a s was taught by Mencius. Here is a basic relationship between C h t a n and Confucianism which was adopted later by the Neo-Confucianists. Secondly, according t o C h f a n , every sentient being possesses Buddha-nature and can become enlightened by making a direct appeal to mind, while Mencius taught that everyone c a n be a Yao or Shun by nourishing o n e f s mind. Eventually, mind cultivation became central to Neo-Confucianism. Thus, it was more convenient for the Neo-Confucianists to utilize Ch'an ideas to reinterpret the concepts of the sage and selfcultivation in the Confucian texts. Second, although Neo-Confucianism, to some extent, is very close to Buddhism, the Neo-Confucian scholars attempted Sino-Platonic Papers, 10 (June, 1989) t o distinguish their teachings from Buddhism. They often considered two main Buddhist notions t o be incompatible with the Chinese way of life: life-denial, and a selfish approach to life. In the case of life-denial, the Neo-Confucianists criticized the Buddhist doctrine of renouncing the world in contrast t o the Chinese preference for life-affirmation. For example, C h t e n g I says, "Man is a living thing; the Buddhists speak not of life but of d e a t h . 77 . . b . Buddhists speak not of principle but of i l l u s i ~ n . ~ And also Wang Yang-ming states: In nourishing the mind, we Confucianists have never On the other departed from things and events. , hand, the Buddhists insist on getting away from things and events completely and view t h e mind a s an illusion, gradually entering into a life sf emptiness and silence, and seem t o have nothing t o do with the world at all. 7 8 .. From the Neo-Confucian viewpoint, Buddhism deprecates life in this world. However, we can argue that this eharac- terization may not be a s true of the more developed forms of Buddhism, particularly Ch Ian Buddhism. As stated before, the Buddhas or bodhisattvas can live in this world as ordinary people but remain indifferent to things that come before them, Lin-chi (d. 867 I.E.), a C h g a n master, suggested the acceptance of ordinary life in so far as one recognizes its 79 ultimate reality or emptiness. The second charge against Buddhism, and probably the most crucial, is a n accusation of selfishness. Almost e v e r y generation and school of Neo-Confucianism had a similar atti- tude that Buddhism teaches people to cultivate only one's mind and discard human affairs. In consequence, the Pratoom Angurarohita, "Buddhist Influence on the Neo-Confucian Concept of the Sage" Buddhists fail t o understand the human relationships taught by Confucius. Chu Hsi says that, "Now the Buddhists discard everything and seek only enlightenment in the mind, therefore 80 it is asked, 'Can that be right?"' Lu Hsiang-shan had an idea that the Hselfishnessn of Buddhism was derived from its escapist view of human life. He cites that, "The Buddhists, even when they strive t o ferry souls across the sea of 81 suffering, always aim at withdrawing from the world." This criticism lies in the fundamental idea that Confucianism strongly emphasizes an ethical view of man largely in terms of his social relationships. For the Confu- cianists, self cultivation, which is a basic ideal of life, would lead man t o understand the five social relationships, whereas Buddhism teaches people to renounce the world. As a result, the Buddhists tend to neglect the obligations t o their families, parents, rulers, and s o forth. Thus, in the eyes of the Neo-Confucianists, this kind of doctrine could be reduced to a selfish approach to life. Chu Hsi concludes, 82 "In the final analysis, this is nothing but self-interest." It might be true t o say that this criticism touches at the heart of Buddhism, but at the Theravada (Hinayana) tradition of which personal awakening is the supreme goal of life. But i f we look at the Mahayana tradition, we find that its ideal goal is t o become the bodhisattva who seeks t o save all beings. I think that it is the bodhisattva ideal that over- comes Lu Hsiang-shan's charge against those who "strive to ferry souls across the sea of suf ferinq. " Sino-Platonic Papers, 10 (June, 1989) Notes 1. Yu-lan Fung, & Short History of Chinese Philosophy (New York: The Macmillan Company, 1948), p. 268. on Thinqs 2. Wing-tsit Chan. tr., Reflections at Hand (New York: Columbia University Press, 1967), p . 3 5 . 3. Arthur Waley, tr ., The Analects a Conf ucius (New York: Vintage Books, 1938), pp. 17-19, 135. 4. R. L. Taylor, The Cultivation of Saqehood a s a_ Religious Goal in Neo-Confucianism: A_ Study of Selected Writinqs Kao P'an-luns. of 1562-1626 (Missoula: Scholars Press, 1978), p. 1. 5. Charles Hartman, Han YU and the T t a n q Search for Unity (Princeton: Princeton University Press, 1986), p. 178. 6. Zbid., p . 190. 7. Leonard A. Lyall, tr ., Mencius (London: Longmans, Green a n d C o . , 1932), p . 68. 8. Hartman, Han YU and the T 9 a n q Search for Unity, p . 186. 9. Fung, "The Rise of Neo-Confucianism and Its Borrowings from Buddhism and T a o i ~ m ,tr. ~ by Derk Bodde, Harvard Journal of Asiatic Studies, 7(1942) 102. 10. T. H. Barrett, Buddhism. Taoism. and Confucianism t he Thouqht - of Li Ao, Ph.D. Dissertation, Yale University, 1978, p. 229. 11. Fung, "The Rise of Neo-Confucianism and Its Borrowings from Buddhism and Taoism, I' 112. 12. Ibid. Ratoom Angurarohita, "Buddhist Influence on the Neo-Confucian Concept of the Sage" 13. Barrett, Buddhism, Taoism, and - Confucianism in the Thouqht of Li Ao, p. 242. 14. Philip B. Yampolsky, tr., The Platform Siitra of the Sixth Patriarch ( N e w York: Columbia University Press, 19671, p. 151. 15. Ibid. 16. Wing-tsit Chan, Neo-Confucianism ETC: Essays ( N e w York: Oriental Society, 19691, p . 139. 17. Carsun Chang, The Development of Neo-Conf ucian Thouqht, vol. 1 ( N e w York: Bookman Associates, 1957), p. 127. 18. Ibid., p. 104. 19. Chan, Reflections on Thinqs at Hand, p. 219. 20. Ibid., p . 2. 21. Wm. Theodore d e Bary, The Unfoldinq af Neo-Confucianism (New York: Columbia University Press, 1975), p . 161. 22. Ibid. 23. A. C. Graham, Two Chinese P h i l o s o ~ h e r s :Ch'ena Minq-tao and C h l e n q Yi-chuan (London: Lund Humphries, 19581, p . xvi, and Chang, The Development vol. l., Neo-Conf ucian Thought, p. 129. 24. De Bary, The Unfolding 25. Ibid., of of Neo-Confucianism, p. 161. p . 162. 26. Ibid. 27. Wm. T. d e Bary, W. T. Chan, and B. Watson, ed., of Chinese Press, Sources Tradition, vol. 1 ( N e w York: Columbia University 1960), p. 405. 28. Ibid., p. 397. 29. Ibid., p. 409. • Sino-Platonic Papers, 10 (June, 1989) 30. Chan, Reflections on Thinqs at Hand, p.237. 31. Ibid., p . 35. 32. Fung, "The Rise of Neo-Confucianism and Its Borrowings from Buddhism and Taoism," 96. 33. Ibid., p a 100. 34. Chang, The Development of Neo-Confucian Thought, vol. I., p . 106. 35. Ibid., p . 104. 36. Fung, "The Rise of Neo-Confucianism and Its Borrowings from Buddhism and Taoism," 101. 37. Ibid., p. 108. 38. Ibid. 39. Ibid., p . 102. 40. William Edward Soothill and Lewis Hodous, A Dictionary of Chinese Trubner Buddhist Terms (London: kegan Paul, Trench, Co. Ltd., & 41. Chan, Reflections 19371, p. 379. on Thinqs at Hand, p. 65. 42. Chang, The Development of Neo-Confucian Thouqht, vol. l., p. 221. 43. Chan, Reflections on Thinqs at Hand, p . 65. 44. Chang, The Development p. 133., of Neo-Confucian Thouqht, vol. l., and note on p. 44. 45. Quoted from Chan, Neo-Confucianism, ETC: Essays, p . 255. 46. Ibid., p . 151. 47. Chan, Reflections 4 8 . Har Dayal, on Thinqs at Hand, p . 62. The Bodhisattva Doctrine Buddhist Pratoom Angurarohita, "Buddhist Influence on the NeeConfucian Concept of the Sage" Sanskrit Literature (Delhi : Motilal Banarsidass, 1932), p . 178. 0 49. C. Bendall, ed., 8 Santidevars ~iksa-samuccaya (St. Petersberg, 1897-1902), p. 146., 50. 5 . Lefmann, ed., quoted from Ibid. ~alitz-vikt~ra ( Halle, G.S., 1902- 1908), p. 180., quoted from Ibid. 51. Ibid., p . 180. 52. Quoted from Chan, Neo-Confucianism, ETC: Essays, p.153. 53. Quoted from Dayal, The Bodhisattva Doctrine Buddhist Sanskrit Literature, p. 180. 54. Quoted from Chan, Neo-Confucianism, ETC: Essays, p. 173. 55. Ibid., p . 174. 56. The ~afik&ratgra~ i t r awas one of the main texts transmitted by Bodhidharma t o his successor, H u i - k g o (484-590 I.E.). I t teaches that words are not necessary for the communication of thoughts. Buddhism & China See Kenneth Ch'en (Princeton: Princeton University Press, 19631, p . 352. 57. Chang, The Development of Neo-Confucian Thought, vol. l., p. 133. 58. Chan, Neo-Conf ucianism, ETC: Essays, p. 174. 59. Ibid. 60. Ibid. 61. Chang, The Development of Neo-Confucian Thouqht, vol. l., p. 303. 62. F. G. Henke, tr., The Philosophy of Wana Yanq-minq (London: The Open Court Publishing Co., 1916), p. 153. c Sino-Platonic Papers, 10 (June, 1989) 63. Ibid. 64. Ibid., p. 154. 65. Ibid., p. 115. 66. Yampolsky, The Platform ~ u t r aof the Sixth Patriarch, p . 153. 67. Chan, Neo-Conf ucianism, ETC: Essays, p. 240. 68. Ibid. 69. Wing-tsit Chan, ed., Chu Hsi and Neo-Confucianism (Honolulu: The University of Hawaii Press, 1986), p. 283. 70. Chan, Reflections on Thinqs at Hand, p. 151. Neo-Confucianism, p . 171. 71. De Bary, The Unfoldinq p. 72. Ibid., 172. 73. Ibid. 74. Ibid. 75. 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Yampolsky, Phillip. tr. Patriarch. New The Platform Siitra of the Sixth York: Columbia University Press, 1976. Since June 2006, all new issues of Sino-Platonic Papers have been published electronically on the Web and are accessible to readers at no charge. Back issues are also being released periodically in e-editions, also free. For a complete catalog of Sino-Platonic Papers, with links to free issues, visit the SPP Web site. www.sino-platonic.org