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CIVIL SERVICE SYSTEM IN THE REPUBLIC OF SERBIA COMPILATION OF LAWS AND EXPLANATORY ARTICLES CIVIL SERVICE SYSTEM IN THE REPUBLIC OF SERBIA COMPILATION OF LAWS AND EXPLANATORY ARTICLES Written by Jasmina Damjanovi} • Edmond Mileti} dr Hans-Achim Roll • [tefka Korade Purg DIAL Belgrade (Serbia), Mutapova 21 Under the EU funded project, managed by the European Agency for Reconstruction www.dial-serbia.com Editor Peter Mikli~ Design and Prepress Vojislav Ili} Proofreading Ljiljana Ostoji} • Valentina Kora} Translators Aleksandra ^avo{ki, LL.D • Dejan Vuruna, LL.M Edition 1000 copies Co-publisher and printing GRAFOLIK • Belgrade (Serbia), Vojvode Stepe 375 ISBN 86-902823-4-3 CIP - Katalogizacija u publikaciji Narodna biblioteka Srbije, Beograd 35.082/.087(497.11) (094.5.072) SISTEM državnih službenika u Republici Srbiji : zbirka propisa sa komenarima / [autori Jasmina Damjanović ... et al.]. - Beograd : Dial : Grafolik, 2006 (Beograd : Grafolik). 211, 212 str. ; 24 cm Nasl. str. prištampanog prevoda: Civil Service System in the Republic of Serbia. - Uporedo srp. tekst i engl. prevod. - Podatak o autorima preuzet iz kolofona. - Oba teksta štampana u međusobno obrnutim smerovima. - Tiraž 1.000. - Str. 3-6 : Predgovor / Samo Godec. Napomene i bibliografske reference uz tekst. - Iz sadržaja : Zakon o državnim službenicima. ISBN 86-902823-4-3 (Dial) ISBN 978-86-9028223-4-0 1. Damjanović, Jasmina a) Državni službenici – Srbija - Zakonski propisi b) Nameštenici - Srbija - Zakonski propisi COBISS.SR-ID 136754956 TABLE OF CONTENTS: A FOREWORD Samo Godec, LL.M 5 OVERVIEW OF THE CIVIL SERVANTS ACT Jasmina Damjanovi} 9 NEW LEGISLATION ON CIVIL SERVANTS Edmond Mileti} 43 PERFORMANCE APPRAISAL IN THE CIVIL SERVICE OF THE REPUBLIC OF SERBIA Hans-Achim Roll, LL.D 51 HUMAN RESOURCE PLANNING AND COMPETITION PROCEDURE IN THE LIGHT OF THE NEW CIVIL SERVANTS SYSTEM The overview of the system in the Republic of Serbia and certain comparison with the system of the Republic of Slovenia [tefka Korade Purg 65 CIVIL SERVANTS ACT 83 Introductory Provisions 85 Principles governing the work of civil servants 87 Rights and obligations of civil servants 89 Types of civil service jobs 94 Filling in the vacancies 98 Evaluating and promoting civil servants 109 Reassinging civil servants to meet operational needs 112 Professional training and qualifications 114 Civil servants’ liability 117 Termination of employment 123 Rights of civil servants in case of changes in organization of state authorities 126 Deciding on rights and obligations of civil servants 129 Organization of human resources system 133 Special provision on general service employees 138 Inspection over implementation of the statute 140 Transitional and final provisions 141 R REGULATION ON ESTABLISHING THE HUMAN RESOURCES MANAGEMENT SERVICE 145 REGULATION ON DEVELOPMENT OF THE HUMAN RESOURCES PLAN FOR THE STATE AUTHORITIES 148 REGULATION ON APPRAISAL OF CIVIL SERVANTS 155 REGULATION ON CONDUCTING INTERNAL AND PUBLIC COMPETITIONS TO FILL VACANCIES IN THE STATE AUTHORITIES 173 D ADMINISTRATIVE DIRECTION ON PROFESSIONAL QUALIFICATIONS, KNOWLEDGE AND SKILLS ASSESSED IN THE SELECTION PROCEDURE, MODES OF THEIR VERIFICATION AND SELECTION CRITERIA FOR EMPLOYMENT 185 Please note that the Regulation on Classification of Posts of Employment and Measures to Describe Jobs of Civil Servants and the Regulation on Classification of General Service Posts are not included in this compilation of laws FOREWORD This publication contains the Civil Service Act and subsidiary instruments thereunder. In addition, there are comments made by the experts that were involved in the drafting of the previously mentioned regulations governing the Civil Service system of the Republic of Serbia. The Republic Legislation Secretariat, supported by foreign and national experts, engaged within the framework of two projects of the European Agency for Reconstruction (EAR), drafted the said statute and regulations. The first project, “Support to the Ministry of State Administration & Local Government of the Republic of Serbia” (in short: PARiSR – Public Administration Reform in Serbia) commenced in May 2003 and ended in April 2005. The ongoing “Technical Assistance for the Preparation and Implementation of Administrative Legislation – Phase II – the Republic of Serbia” project started in September 2005 and will end in March 2008. Improvement of the state administration system and easy embracement of the new civil service system was and still is the goal of both projects. The initial attempts to outline the Bill on Civil Servants (the provisional title was then the Bill on Public Servants) were made in the summer and the beginning of fall 2003 under the auspice of the Ministry of State Administration & Local Government, represented in the working group by Ms. Jasmina Damjanovi}. The PALGO Center and its expert team supported these efforts. On behalf of the PARiSR team, there were eminent experts for public administration reform: Prof. Gorazd Trpin, LL.D, an Administrative Law professor from the Ljubljana Law School, docent Slobodan Duji}, LL.D, international expert for public administration as well as the Director of the Insitute for Project Consultancy of Ljubljana, docent Erik Ker{evan, LL.D, an Assistant Professor at the Ljubljana Law School, and Samo Godec, LL.M, EAR project team leader, all of them from Slovenia. Because of the forthcoming parliamentary elections in Serbia, the work on outlining the bills slackened significantly until the formation of the new Government. Following the creation of the Government, in the early spring of 2004, Mr. Zoran M. Balinovac was appointed the Principal of the Republic Legislation Secretariat. Soon thereafter, Ms. Jasmina Damjanovi} was appointed as Mr. Balinovac’s deputy. Under their leadership, the work 6 | Samo Godec, LL.M | FOREWORD on drafting the Bill on Civil Servants quickly resumed. At that time, the PARiSR Steering Committee decided to admit the Republic Legislation Secretariat to the project as the second beneficiary. New drafts, significantly improved in comparison to the 2003 ones, were produced in the summer of 2004 with support and advice of Professor Gorazd Trpin and Samo Godec. In the fall of 2004, talks with other organizations providing technical lawmaking support, SIGMA and the World Bank before all, commenced regarding the draft bills. At that time, Edmond Mileti}, an expert on the civil Service of Croatia, joined the PARiSR team. In Belgrade, in November 2004, the Republic of Serbia Government and the PARiSR team jointly organized a conference under the topic “The Reform of the Government and State Administration in the Republic of Serbia” where the bills pertaining to the state administration reform, including the outline for the Bill on Civil Servants, were shown. The drafters of the said bill, professors from law schools of Belgrade, Novi Sad, and Ni{, as well as the representatives of international organizations and state authorities took part in the ensuing debate. The industrious activities to draft new versions of the Bill continued in early 2005, particularly through frequent gatherings of a joint working group with the representatives of SIGMA, led by Ms. Anke Freibert, the Programme Manager for the CARDS Region. The draft bill was practically finalized by the mid spring of 2005 when the PARiSR ended. Then the Republic Legislation Secretariat took over the inter-ministerial harmonization of the text. The Government adopted the Bill on Civil Servants at its 78th session of June 17th 2005. During the summer of 2005, simultaneously with the parliamentary procedure to pass the Civil Servants Act, Ms. Jasmina Damjanovi}, the Deputy Republic Legislation Secretary, assisted by two SIGMA engaged experts (Edmond Mileti} and Samo Godec) commenced her work on outlining certain pieces of secondary legislation to be based on the new act (conducting internal and public job competitions, standards of professional qualifications, recruitment criteria, methods of verifying professional qualities of civil servants, human resources planning, etc.). The new EAR project “Technical Assistance for the Preparation and Implementation of Administrative Legislation – Phase II – Republic of Serbia (in short: DIAL – Drafting and Implementing Administrative Legislation) kicked off with the passage of the Civil Servants Act in September 2006. The DIAL team comprises the international experts that were engaged on the PARiSR project (Godec, Trpin, Mileti}, Duji}) as well as new ones (HansAchim Roll, LL.D, of Germany, Tullio Morganti of Italy, [tefka Korade Purg of Slovenia). As the Civil Servants Act fixed the start of its application for July 1st 2006, the DIAL project activities have been directed toward the application of the subsidiary instruments under the Act and the training of civil servants on the new regulations. In the fall of 2005, a series of draft regulations and other acts were prepared on the basis of the Civil Servants Act, all of that under the leadership Samo Godec, LL.M | FOREWORD | 7 of Ms Jasmina Damjanovi} of the Republic Legislation Secretariat. As the first in line, the Regulation on Establishment of the Human Resources Management Service was passed at the 106th session of the Republic of Serbia Government, on December 1st 2005. The regulation governs the responsibilities of the central governmental authority to manage personnel affairs in the state administration and the governmental services. Thereafter, The Regulation on Classification of Posts of Employment and Measures to Describe Jobs of Civil Servants was passed at the 111th session of the Republic of Serbia Government, on November 29th 2005. The EAR “Reform of the Pay System” project assisted in the preparation of the said regulation, and the DIAL team was present there through Tullio Morganti. The same applies to the Regulation on Classification of Posts of Employments of General Service Employees, which the Government passed at its 113th session of January 19th 2006. The very important Regulation on Conducting Internal and Public Competitions for Filling Posts of Employment in the State Administration Authorities, drafted with the help of [tefka Korade Purg, an expert on civil service system from Slovenia and, at the time, the acting Director of Public Administration Directorate within the Ministry of Public Administration of the Republic of Slovenia, was passed at the 112th session of the Republic of Serbia Government, on January 12th 2006. Similarly, the Regulation on Development of the Human Resources Plan by the State Authorities, which is closely linked to the preparation of the state budget and whose making [tefka Korade Purg helped as well, was passed by the Government at its 116th session of January 26th 2006. The last in the list, the Regulation on Appraisal of Civil Servants, governing advancement and career planning of civil servant, was drafted with the help of Hans-Achim Roll, a prominent German expert for administrative law and organization of state administration. The Government passed the said regulation at its 117th session of February 2nd 2006. At the end of the list of regulations there is a Rulebook on professional qualifications, knowledge and skills assessed in the selection procedure, modes for their verification and selection criteria for the employment passed by the High Civil Service and drafted by Jasmina Damjanovi} and [tefka Korade Purg. The idea to publish a kind of publication like the present one emerged simultaneously with the drafting and adoption of the aforementioned regulations. The purpose is to have all the regulations governing the new governmental and state administration system in one place together with the explanatory articles of their authors, and all of them in two languages, Serbian and English. The English translations of the statutes and subsidiary instruments done by Aleksandra ^avo{ki, LL.D, and Dejan Vuruna, LL.M, local DIAL experts, are particularly valuable. In the first part of the book, there is an article on the very Civil Servants Act by Ms. Jasmina Damjanovi} who was, on behalf of the Republic Legislation Secretariat, the chief initiator and creator of all the pieces of legislation during the last three years. I would like to point out that the article was written prior to the adoption of the new constitution of the Republic of Serbia. That is why 8 | Samo Godec, LL.M | FOREWORD all the citations refer to the old constitution. However, I think this does not diminish the relevance of her text. Edmond Mileti}, one of the main co-authors of the very Bill on Civil Servants also gave his contribution to this book on the new civil service system in Serbia. The articles by [tefka Korade Purg and Hans-Achim Roll, relates to three most significant regulations that the authors helped creating. By publishing this book, together with the book titled “The Government and the State Administration System in the Republic of Serbia”, DIAL, with EAR support, continues its activities aimed at campaigning for the state administration reform. In the same context, the “Manual on appraisal of civil servants” by Hans-Achim Roll has been already published and other manuals pertaining to other essential elements of the new civil service system (human resources planning, internal and public job competitions, etc.) will follow. The manuals, books and other publications will serve as an aid in the training of civil servants, the recently established Human Resources Management Service being responsible therefor, as well as a direct assistance to all civil servants, particularly managing ones, while being involved in personnel procedures. The passage of the legislative framework governing the civil service of Serbia is a key step in the reform process, which places Serbia in the forefront position among the reformist countries of the region. Now a more challenging and difficult task lies ahead – a proper implementation of the new regulatory framework. The authors of the texts in this book wish this publication to help an easier implementation of the new civil service regulations. Samo Godec, LL.M Team Leader OVERVIEW OF THE CIVIL SERVANTS ACT JASMINA DAMJANOVI] Jasmina Damjanovi}, former Deputy Director of Republic Secretariat for Legislaton, recently appointed as the Director of the Human Resorce Management Service of the Government of the Republic of Serbia CIVIL SERVANTS AND GENERAL SERVICE EMPLOYEES The Notion of Civil Servant and the General Service Employee - In comparative law it is accepted as a concept that civil servants provide their services in the field of state administration and their status is regulated by a special law. The general labour legislation does not apply to them. The reasons for this are the specificity of their tasks, the fact that these tasks are performed in the public and not in the private interest and these tasks influence the exercise of citizens’ constitutional rights. The state is responsible for the performance of these tasks in accordance with the principles that are part of constitutional and administrative law. Therefore, the state must ensure an efficient, professional and impartial administration. The recruitment and promotion of civil servants based on merit, their professional stability and protection from political influence are some of the questions that are explicitly regulated by this act. This statute is the path to the creation of a professional, expert and efficient administration. In member states of the EU, there is no unique model for determination of the set of civil servants. In some countries, this notion entails most of those employed in administration, while in other countries civil servants to whom the special regime applies are only those whose tasks are directly connected with the application of public legal powers and protection of the general state interest. The division of civil servants and general service employees is important from the aspect of availability of job posts in state administration to the nationals of all member states of the European Union. The principle of free movement of workers throughout the member states entails that tasks in the public sector must be available to all citizens of the EU in any member state; the exceptions are tasks directly connected with the application of public legal powers and protection of general state interest. To execute such tasks employees must be nationals of the relevant member state. Therefore, the Civil Service Act divides employees in state authorities between civil servants and general service employees. The same as in comparative law, the division is based on differences between tasks of civil servants and general service employees. A civil servant is a person whose job description includes tasks from the domain of the state authorities; a gener- 12 | Jasmina Damjanovi} | OVERVIEW OF THE CIVIL SERVANTS ACT al service employee performs tasks of general nature that may also be performed in the private sector. The status of civil servants is linked to the public legal component, for the execution of power, while the status of general service employees is not. The general labour law and the Special Collective Bargaining Agreement applies to rights and obligations of general service employees unless otherwise is prescribed by the Civil Service Act (Article 4 paragraph 3). Civil servants are employees whose job positions consist of tasks from the scope of work of state authority and related general legal, IT, financial, accountancy and similar tasks (Article 2, paragraph 1). General Service Employee is an employee who performs auxiliary technical tasks (drivers, cleaning ladies, employees in photocopy shops) – (Article 2, paragraph 3). The set of those who are general service employees may be partly observed from the aspect of the former Act on Employment Relations in State authorities. According to that act, employees in state authorities were divided between those who obtained ranks and those who worked in professions. By analyzing the professions it may be concluded that job positions that were performed as professions now became general service employee job positions, but not only those job positions. It may be expected that in future the set of civil servants shall be limited and connected only to job positions whose tasks are directly pertinent to the execution of power and that the category of general service employee job positions is increased. Who is not a Civil Servant - The Civil Servants Act directly or indirectly determines the set of persons who are not civil servants but officials. Civil servants shall not be the following: members of the Parliament, the President of the Republic, the Constitutional Court justices, members of the Government, judges, public prosecutors and deputy public prosecutors, and other persons elected to an office by the National Assembly or appointed by the Government, as well as persons ranked as officials pursuant to separate regulations (Article 2, paragraph 1). Besides officials who are explicitly enumerated by law, persons appointed by the National Assembly (Trustee for Public Information, Protector of Citizens Rights, and members of the Republic Board for Resolving Conflict of Interest) also do not have the status of civil servants. The same applies to those appointed by the Government (State Secretaries and the Secretary General of the Government). By respecting the constitutional rights of self-organisation of the National Assembly, the President of the Republic and the Constitutional Court, it is prescribed that the status of civil servants does not apply to “persons who, according to general legislation, do not have the position of an official”. Practically, it means that the aforementioned state authorities may by their acts, determine who has the status of an official and the status of a civil servant. Employer – The Republic of Serbia is the employer of civil servants and general service employees; the Principal Officer of a state authority administers the rights and obligations of the employer in the name of the Republic of Serbia (Article 3). Determination of Serbia as the employer enables the conti- Jasmina Damjanovi} | OVERVIEW OF THE CIVIL SERVANTS ACT nuity of the employment relationship during the reassignment of a civil servant from one to another state authority. The transfer from one to another state authority is done by reassignment and not by termination of employment relationship in one state authority and by commencement of a new employment relationship in the other state authority. Scope of Application of the Statute – The Civil Servants Act applies to persons employed in state administration authorities, courts, public prosecutors’ offices, Republic Public Attorney’s Office, services of the National Assembly, President of the Republic the Government and the Constitutional Court and the services of authorities whose members are elected by the National Assembly. Under the “state administration authorities” the following is understood: ministries, special organization, authorities integrated within the ministries as well as the support services of administrative districts) (argument from Article 41, paragraph 4 of the State Administration Act, according to which the state administration law applies to “support service of an administrative district”). Nature of the Act - Civil Servants Act is a special law (lex specialis). The general labour law (as lex generalis) and the Special Collective Bargaining Agreement for Civil Service shall apply to the rights and obligations of civil servants that are not governed by this or another statute or other regulation (Article 4, paragraph 1). Bearing in mind that some rights and obligations of civil servants may be regulated in a different manner than in manner prescribed by the Civil Servants Act (Article 1, paragraph 2), it derives that there may be some more «special» acts than the Civil Servants Act. The application of the Civil Servants Act to general service employees is narrower: the general labour law and the Special Collective Bargaining Agreement applies to the rights and obligations of general service employees, if it is not otherwise stipulated by the Civil Servants Act or some other statute (Article 4, paragraph 3). The Main Principle Governing the Work of Civil Servants - The principle of performance of civil servants is based on European standards. Above all, it is the principle of legality of work of civil servants (Article 5, paragraph 1). The principle of legality is a constitutional principle and imposes the execution of tasks on the basis of and within the Constitution, laws and other regulations. A civil servant shall be obliged to act in conformity with professional rules, impartially and politically neutrally (Article 5, paragraph 1), and at work he/she must not express his or her political beliefs (Article 5, paragraph 2). The application of the aforementioned principles should develop professionalism, objectivity and quality of work of civil servants and provided them with guarantees for preservation of professional integrity. A civil servant shall be accountable for lawful, professional and efficient discharge of his/her functions (Article 6). The responsibility makes civil servants perform their work in worthy and efficient manner. All vacancies in a state authority shall be available to all candidates for employment under equal conditions (Article 9 paragraph 1). The selection of the candidates shall be based on their professional qualifications, knowledge and skills (Article 9, | 13 14 | Jasmina Damjanovi} | OVERVIEW OF THE CIVIL SERVANTS ACT paragraph 2). The advancement of a civil servant shall depend on his/her professionalism, performance, and needs of a state authority; promotion to the higher ranking position is possible only if there is a vacant job position (Article 10, paragraph 1). All civil servants are equal when decisions on their promotion, rewarding and legal protection are being made (Article 11). RIGHTS AND OBLIGATIONS OF CIVIL SERVANTS. CONFLICT OF INTEREST The specificity of the legal regulation of the employment relationship of a civil servant to some extent entails giving privileges to their status in comparison to the status of employees in the private sector which derive either from the status of a civil servant or from his or her tasks. However, on the other hand, civil servants are restricted in a way which does not exist in the private sector and which derives either from the status of a civil servant or from his or her tasks. All comparative legal systems separately regulate the rights and obligations of civil servants. The reason for this is the nature of relationship between a civil servant and the state in tasks performed by civil servants. Rights of Civil Servants - A civil servant shall be entitled to: a working environment wherein neither his/her life nor health would be endangered, technical and other means he/she needs to work, and protection from threat, assault and other forms of endangering his/her safety at work (Article 12). He/she has the right to salary, compensation and other emoluments in accordance with a special statute (Article 13). A civil servant has the right to vacation and leave pursuant to the general labour law and the Special Collective Bargaining Agreement; annual vacation for a minimum of 20 and a maximum of 30 workdays pursuant to the criteria set forth in the Special Collective Bargaining Agreement (Article 14). A civil servant has the right to membership of trade unions and/or professional societies (Article 15). A civil servant shall have the right to appeal a decision whereby his/her rights and duties are determined unless this statute explicitly rules this out (Article 16, paragraph 1). The presumption is that the submitted appeal stays the execution of a ruling only when prescribed by the Civil Servants Act (Article 16, paragraph 3). Obligations of Civil Servants - A civil servant is obliged to execute his/her superior’s order except when he/she (the civil servant) deems that the order is contrary to the law (Article 18). In order to meet a temporary rise of activities or to substitute an absent civil servant and upon a written order by his/her superior, a civil servant shall be obliged to execute tasks not specified in his/her job description if he/she satisfies the requirements for the job (Article 20, paragraph 1); the execution of these tasks may not last more than 30 working days (Article 20, paragraph 2), except if the civil servant is required to replace another civil servant or the post is vacant (Article 20, paragraph 3). In case of exceptional circumstances a civil servant must work as long at a post lower in rank than his/her own as the underlying circumstances exist (Article 21). Jasmina Damjanovi} | OVERVIEW OF THE CIVIL SERVANTS ACT Rules Related to the Conflict of Interest - A civil servant must not accept any gift, other favour or benefit in relation to the discharge of his/her official duties, for either himself/herself or other person (Article 25, paragraph 1). A civil servant must not use his/her position in a state authority to exercise influence on his/her or related persons’ rights (Article 25, paragraph 2). It concerns the anti corruption rules in relation to public officials discharging public duties. They are prescribed by the Act on Prevention of Conflict of Interest. Thus, the set of connected persons, the notion of gift, gifts of protocol nature, and gifts of small value, as well as what to do with received gifts is regulated by the Act on Prevention of Conflict of Interest in Discharge of Public Function (Article 25, paragraph 3) and by laws based on this statute. Generally speaking, in regard to the conflict of interest civil servants do have, to some extent, a different status from public officials. Subject to a written consent by the Principal, a civil servant may work for other employers outside his/her work schedule provided that the outside work: is not prohibited by a statute or other regulation, does not create prospects for conflict of interests, or does not affect impartiality in discharging his/her duties (Article 26, paragraph 1). The Principal’s permission shall not be needed to: carry out outside scientific research, publish copyrightable materials, or work with cultural and artistic, humanitarian, sports and similar institutions. Nevertheless, the Principal may forbid this work if it prevents or impedes the Æregular] work of a civil servant or damages the reputation of the state authority (Article 26, paragraph 2). These rules apply to all civil servants, also for those who work in appointed position (directors of special organisations, assistant ministers, secretaries of ministries, directors of the integrated authorities, etc). The rule of anti corruption nature is the ban for a civil servant to establish a commercial entity or public service or perform entrepreneurial activities (Article 28, paragraph 1). The performance of entrepreneurial activities and establishment of a company or a public service may result in the stipulation of a measure of termination of the employment relationship to a civil servant (Article 109, paragraph 9 and article 110 paragraph 3). The statute governing the prevention of conflict of interests in the discharge of public functions shall apply to conveyance of the managerial powers in a commercial entity to civil servants (Article 28, paragraph 2). It is forbidden for civil servants and public officials to be members of managerial bodies of legal persons unless appointed to it by the Government or other state authority in accordance to a special regulation (Article 29). In order to enable decision-making on his/her recusal, a civil servant must inform his/her immediate superior in writing about each interest that he/she or a person related to him/her may have in relation to any state authority act in whose issuance he/she participates, which does not affect the rules on recusal prescribed by the statute governing the general administrative procedure (Article 30). The issue of conflict of interest of civil servants in appointed positions (directors of special organisations, assistant ministers, secretaries of | 15 16 | Jasmina Damjanovi} | OVERVIEW OF THE CIVIL SERVANTS ACT ministries, directors of integrated authorities, directors of government services) is regulated by special law (Article 31). It concerns those civil servants whose job positions, according to former regulations were considered as positions of officials and were subjected to the Act on Prevention of Conflict of Interest in Discharge of Public Function. Since those job positions are not functions any more the question of further application of the aforementioned statute was raised. Two solutions were possible. The first option was not to apply this statute to them (since they are not officials anymore but civil servants); the secondly option was to stretch the application of this statute to them. The Civil Servants Act accepted the latter solution. Besides, the statute prescribed two bans which the Act on Prevention of Conflict of Interest in Discharge of Public Office does not cover: the ban to work additionally (under the condition that it may provoke conflict of interest) and ban to establish a company, public service and perform entrepreneurial activities. Thus, it is prescribed that laws and other regulations regulating the conflict of interest in discharge of public function shall apply to civil servants in appointed positions, as well as the rules of the Civil Servants Act concerning the ban on additional work and ban to establish a company, public service and perform entrepreneur activities. In both cases the sanction is the dismissal from the position. TYPES OF CIVIL SERVICE JOBS Division of Job Positions - Depending on the complexity of duties, powers and responsibility, all civil service positions shall be assorted as either appointed or executorial ones (Article 32, paragraph 1). An appointed position is a post where a civil servant has powers and responsibilities pertinent to directing and coordinating work in a state authority (Article 33, paragraph 1). The remaining job positions are executive job positions, including job positions of officers of subordinate organisational units in state authorities such as heads of divisions in state administration, etc (Article 35, paragraph 1). Although the status of civil servants in appointed positions and civil servants in executive positions in principle does not differ, some differences do exist. One of the main differences is the manner of recruitment. The job position in appointed positions is always based on the act of appointment – when it concerns the appointed positions in state administration authorities and services of the Government the act is passed by the Government. In other state authorities the competence for the appointment depends on the act that regulates the work of those bodies. On the other hand, the work in executive positions is based on the internal acts of principals of state administration authorities and services of the Government or managers of the service of the National Assembly, the President of the Republic and the Constitutional Court (ruling on transfer or commencement of employment relationship). Jasmina Damjanovi} | OVERVIEW OF THE CIVIL SERVANTS ACT Appointed Positions - Appointed positions are the highest job positions in which a person may work in the capacity of a civil servant and which are subjected to promotion. In state administration authorities the following positions shall become appointed positions: assistant minister, secretary of a ministry, director of the integrated authority, director of a special organisation, deputy and assistant of the director of a special organisation and the head of an administrative district. The statute prescribed that the following positions are appointed positions: director of a government service, deputy and/or assistant director of a government service, deputy and/or assistant of the Government Secretariat General, the Republic Public Attorney, the Deputy Republic Public Attorney (Article 34, paragraph 1). Appointed positions in the courts and public prosecutors’ offices shall be specified by acts of the Supreme Court of Serbia and the Republic Public Prosecutor respectively. As for other state authorities the statute resolved this issue by applying the principle of their right to self-organisation. Those authorities determine who keeps the current status of officials and who is not subjected to this statute (Article 2, paragraph 2) and which appointed positions do not exist (Article 34 paragraph 2). Executorial Positions - Executive positions shall be assorted into ranks (Article 35, paragraph 2). The allocation is based on the complexity of duties and responsibility, knowledge and skills required and working environment. Although the statute kept the term rank which existed in the former Act on Employment Relations in State Authorities, in this statute the term has a different meaning. According to the Act on Employment Relations in State Authorities the ranks expressed the professional capabilities of the employee and his/her capacity to perform tasks of certain complexity. Between the rank of an employee and tasks of a job positions there was no relationship; thus, in practice the final result was the fact that salary did not reflect the complexity and responsibility of tasks. The classification system of job positions prescribed by the Civil Servants Act is targeted at the creation of preconditions for rewarding and promotion based on tasks that a civil servant performs and its working experience as the second criteria. Ranks are no longer acquired by civil servants but are linked to the tasks of the job position. The ranks are the following: Senior Counsellor, Independent Counsellor, Counsellor, Junior Counsellor, Associate, Junior Associate, Clerk, and Junior Clerk (Article 35, paragraph 3). Ranks of Senior Counsellor, Independent Counsellor, Counsellor, Junior Counsellor require university degree, Associate, Junior Associate diploma and Clerk, and Junior Clerk secondary school diploma. Job Classification – The Government, by using its legal powers, passed the Regulation on Job Classification and Criteria for Civil Servants Job Description; the regulation applies to state administration authorities, services of the Government, courts, public prosecutors’ offices and Republic Public Attorney’s Office (Article 44, paragraph 1). The regulation classified civil servants appointed by the Government into five groups: the appointed position in the first group is the position of the director of a special organisation; the appointed positions in the second | 17 18 | Jasmina Damjanovi} | OVERVIEW OF THE CIVIL SERVANTS ACT group are the director of integrated authority, deputy director of the special organisation, the deputy of the Secretariat General of the Government, director of the Service of the Government who is responsible to the president of the Government and the Republic Public Attorney; the appointed positions in the third group are the secretary of a ministry, assistant minister, deputy of the Republic Public Attorney, secretary of the Supreme Court and the secretary of the Republic Public Prosecutor’s Office; the appointed positions in the fourth group are the assistant director of the special organisation, assistant of the Secretary General of the Government, assistant director of the service of the Government who is responsible to the President of the Government and the deputy director of the service of the Government who is responsible to the Secretary General of the Government; the appointed position in the fifth group are the assistant director of the integrated authority, assistant director of the Service of the Government responsible to the Secretary General of the Government and the head of the administrative district. Executive job positions are classified in corresponding ranks by applying criteria for evaluation of job position to description of job tasks and following that the determination of rank which best correspond to a job position. Executive positions shall be assorted into ranks depending on the complexity of duties, independence, responsibility, business communication and capabilities. The Regulation prescribed what is entailed in each criterion for the appraisal of the executive job position. Complexity criterion expresses the level of generality of rules on which these tasks are based, the freedom of creativity and the use of new methods in work whether the tasks are performed in accordance with precisely defined rules and to what extent a civil servant is free in preparation of rules. Independence criterion in work expresses to what extent a task is performed according to general or individual guidelines of a principal and with his or her supervision. Criterion of responsibly expresses the extent to which tasks influence the achievement of authority’s objective, which primarily entails the responsibility for its own tasks and decision-making, but may include responsibility for managing the subordinate internal organisational unit. The criterion of business communication expresses the types of contact in work and their importance to the achievement of objectives in work of an authority – whether it concerns the communication only with other civil servants within the organisational unit or tasks entail different contacts outside the state authority which may influence the working objectives. The criterion of capacities expresses knowledge, working experience and skills needed for efficient work at the job position. It may not be determined by by-law on internal organization and staffing table of the civil service (hereafter: by-law), services of the Government, expert services of administrative districts and in Republic Public Attorney’s Office more than 10 per cent of civil servants in the rank of Senior Counsellor nor more than 20 per cent in the rank of Independent Counsellor. Positions and tasks in other state authorities shall be categorized by their own acts (Article 44, paragraph 2). Jasmina Damjanovi} | OVERVIEW OF THE CIVIL SERVANTS ACT FILLING VACANCIES Employment Requirements – An adult citizen of Serbia & Montenegro that satisfies the required professional qualifications and other requirements prescribed by a statute, other regulation or the bylaw on the internal organization and staffing table, may be employed as a civil servant unless his/her [prior] employment with a state authority was terminated due to a grave breach of employment relation duties and/or he/she was convicted of imprisonment exceeding six months (Article 45, paragraph 1). Besides, a university degree and at least nine years of relevant professional experience shall be required to hold an appointed position (Article 45, paragraph 2). In determination of working experience required for the employment in appointed position, the requirements needed for work in executive job positions in the highest rank and requirements for promotion were taken into account. Requirements for Filling Vacant Job Positions - The posts of employment, number of civil servants required at a given post of employment, requirements for work in all the posts in a state authority shall be specified by a by-law on the internal organization and staffing table of a state authority (Article 46). In order to begin the filling of a vacant job position it is not sufficient to prescribe a job position by by-law; it is necessary to ensure that the filling of a vacant job position, whether an executive or appointed one, is in accordance with the passed human resource plan (Article 47, paragraph 1). The Human Resource Plan determines, for each state authority and each budget year, the number of job positions that may be filled during the year, depending on the means provided in the budget of the Republic of Serbia. Thus, on one hand, different instruments influence the introduction of practice of planning, human resource needs in state authorities and on the other hand, disallow the recruitment of greater number of civil servants than the number corresponding to the planned budget means for this purpose. The mode of filling vacant job positions depends on whether the executive or appointed job position is filled. A vacant executorial position is filled either by reassignment within the same or from another state authority when the selected candidate is already a civil servant or by establishing employment relationship when the selected candidate is not a civil servant (Article 48, paragraph 1). A vacant appointed position is always filled by appointment (Article 48, paragraph 2). Filling Executive Job Positions - The priority in filling of executive job positions is given to the transfer/reassignment of civil servants from the same state authority. The transfer may be followed by promotion of a civil servant, if the requirements are met, although it is possible without the promotion of a civil servant (Article 49, paragraph 1). The legal basis of the transfer with promotion is the provisions regulating the legal requirements for promotion to the immediate higher job position (Article 88). The transfer without promotion entails the transfer from the job position whose tasks are in the same rank as tasks of job positions to which a civil servant is trans- | 19 20 | Jasmina Damjanovi} | OVERVIEW OF THE CIVIL SERVANTS ACT ferred. The legal basis for transfer without promotion is the provision on transfer due to the operational needs (Article 92). If a Principal decides not to fill the vacancy by reassigning a civil servant from the state authority he or she manages, an internal competition may be conducted. If an internal competition was neither conducted nor successful, a compulsory public competition must be conducted (Article 49, paragraph 2). A public competition shall be compulsory to fill an executorial vacancy in a state administration authority and/or service of the Government (Article 50, paragraph 1). In other state authorities an internal competition may be conducted but it is not compulsory: the Principal of the state authority may decide, instead of holding a competition immediately, to hold a public competition. If the public competition is unsuccessful, the post shall remain vacant but the Principal may decide to conduct a new public competition (Article 49, paragraph 3). Internal Competition – Internal competition is the instrument which enables the promotion of civil servants within the state administration system as a whole. At the same time, it is the instrument which should enable the use of personnel potentials of state administration, to proceed to the recruitment through public competition. Internal competition is the characteristic of the career systems such as the German, French and other systems. The career system enables “vertical” promotion to higher job position within the hierarchical system without conducting public competitions. Internal competition as the exception from the principle of public competition represents a special advantage for promotion of civil servants. Only civil servants from state administration authorities and/or services at the same rank as the vacant position or are “unassigned” shall have the right to participate in the internal competition (Article 50, paragraph 2). A civil servant working in job position in lower rank may participate in the internal competition for filling the job position in a higher rank only if he/she meets the requirements for promotion to that job positions. Subject to conditions laid down in a Government regulation, a preliminary internal competition may be conducted solely within the state administration authority or service of the Government where the vacancy is positioned (Article 50, paragraph 3). The Human Resources Management Service shall advertise the internal competition (Article 50 paragraph 4). A selection panel administers an internal competition and the Principal shall appoint the members of the panel. A ruling on reassignment shall always be issued following a successful internal competition and its content shall depend on whether the selected candidate is from the relevant or another state authority (Article 52, paragraph 1). When the selected candidate comes from the same state authority, the Principal shall issue the decision on his/her reassignment from one to the other position. When the selected candidate is from another state authority, the Principal shall issue a decision on the transfer to his/her own (the Principal’s) state authority (Article 52, paragraph 2). The passing of a ruling on reassignment even if the selected candidate is from the state authority (and Jasmina Damjanovi} | OVERVIEW OF THE CIVIL SERVANTS ACT not the ruling on employment) is the logical consequence of the fact that the Republic of Serbia is the employer of all civil servants (and not the state authority in which a civil servant works). If the selection panel finds none of the candidates has satisfied the selection criteria, the internal competition shall be [declared] unsuccessful (Article 53, paragraph 1). Criteria for selection in the procedure conducted for filling executive job positions in state administration authorities and services of the Government are prescribed by the Regulation on professional qualifications, knowledge and skills in the selection procedure, modes of their verification and criteria for selection to job positions, passed by the High Civil Service Council (Article 164, paragraph 2). The provisions on a public competition under this statute excepting those on modes of job advertising and application periods shall apply to an internal competition (Article 53, paragraph 2). It means that rules on selection procedure and on responsibilities of the principal of a state authority to select one candidate from the list, regulated within the institution of the public competition shall be applied to the internal competition. Public Competition - A public competition for filling executive job positions in state administration authorities and services of the Government are conducted if the internal competition failed. A public competition is advertised in “The Official Herald of the Republic of Serbia” and a daily newspaper distributed throughout the Republic of Serbia and shall also forward the vacancy notice to the agency in charge of employment (Article 54, paragraph 1). The application period may not be shorter than 15 days [starting] from the day of publishing the vacancy notice in “The Official Herald of the Republic of Serbia” (Article 55, paragraph 2). As is the case in an internal competition, the public competition for filling an executive job position is administered by a selection panel appointed by the principal of the state authority (by rule it is the same panel which conducted the internal competition) in which one member must be a civil servant employed in Human Resource Management Service (Article 54, paragraph 2 in connection with Article 51, paragraph 2). The objective of the selection panel is to examine timely submitted applications and evidence enclosed with the application, to prepare a list of candidates who meet requirements for employment in the job position and to conduct a selection procedure (Article 56, paragraph 1). In the course of the selection procedure, the score of each candidate shall be determined pursuant to the prescribed selection criteria by evaluating his/her professional qualifications, knowledge and skills (Article 56, paragraph 2). A selection procedure may be carried through several stages or by written examination, interview or [any] other appropriate manner (Article 56, paragraph 3). The objective of the selection procedure is the gradual selection of candidates in order to choose the best one. The criteria for selection in the procedure conducted for filling executive job positions in state administration authorities and services of the Government are prescribed by the Regulation on professional qualifications, knowledge and skills in the selection procedure, modes of their verifi- | 21 22 | Jasmina Damjanovi} | OVERVIEW OF THE CIVIL SERVANTS ACT cation and criteria for selection to job positions, passed by the High Civil Service Council (Article 164, paragraph 2). The selection panel shall put the candidates who have satisfied the prescribed selection criteria with the highest scores on a shortlist, and [then] transmit the list to the Principal. The Principal must select a candidate from the shortlist (Article 57, paragraphs 1 and 2). If the selected candidate is not a civil servant, the Principal shall issue a ruling on his/her employment. If the chosen candidate is already a civil servant, the Principal shall issue a ruling on his/her reassignment in accordance with the provisions of this statute on transfers following an internal competition (Article 57, paragraph 3). The composition of selection panels, professional qualifications, knowledge and skills that are to be evaluated during the selection procedure and ways of their verification and the selection criteria shall be prescribed by the Supreme Court of Serbia for the courts, by the Republic Public Prosecutor for the public prosecutors’ offices, and for other state authorities by the bodies designated in their respective acts (Article 61, paragraph 2). Commencement of Work - The selected candidate must report to work within 15 days from the day when the ruling on his/her employment i.e. transfer becomes final, except when the Principal extends the deadline for justified reasons (Article 58, paragraph 1). If the chosen candidate does not report to work by the prescribed deadline, the ruling on his/her employment i.e. reassignment shall be deemed to have never been issued and the Principal shall be free to select another candidate from the shortlist (Article 58, paragraph 2). Thus, the repetition of the whole competition is not necessary if the chosen candidate gives up the employment. Right of a Participant in a Competition to Appeal - The ruling on employment or the ruling on reassignment is submitted to the participants of the public competition. Any applicant shall have the right to appeal within eight days from the day the ruling was served, if he/she believes that he/she satisfies the requirements for employment in the given position but was not taken in consideration; or that the chosen candidate is not eligible for employment in the given position; or that significant irregularities occurred during the selection procedure that could have had an effect upon its fair outcome (Article 59, paragraph 2). The appeal is submitted to the competent Appeal Commission. Fixed-Term Employment - Fixed-term employment may be established in the following cases: in order to substitute a temporarily absent civil servant, until his/her return; due to a temporary rise of activities that the existing number of civil servants cannot meet, for a maximum of six months; for positions in the cabinet, until the expiration of the officeholder’s term of office; in order to train an intern, until the conclusion of the internship (Article 63, paragraph 1). The fixed-term employment shall be established without an internal and public competition. The absence of any competition prevents the conversion of the fixed-term employment into the indefinitive employment (Article 63, paragraph 3). The acceptance of interns represents an exception from the rule the fixedterm employment is based on the absence of public competition. The public Jasmina Damjanovi} | OVERVIEW OF THE CIVIL SERVANTS ACT competition for interns is compulsory since the employment of an intern may be converted into the indefinitive employment if there is a vacant job position and if filling of a job position is in accordance with the passed Human Resource Plan (Article 63, paragraph 2 and 3 and Article 106). Probation - Probation shall be compulsory for all those who are to be employed for the first time in a state authority and are neither interns nor staff of the cabinet. Civil servants holding appointed position shall not be subjected to probation (Article 64, paragraph 1 and 4). A probation period shall last for six months in cases of indefinite employment. A probation period of up to two months shall be compulsory in cases of fixed-term employment only if the employment is to exceed six months (Article 64, paragraph 2 and 3). The immediate superior shall monitor a civil servant’s trial work. Upon expiry of the probation period, the superior shall submit to the Principal a written opinion on whether the civil servant performed satisfactorily during the probation period (Article 65). Employment of a civil servant who has not performed satisfactorily during the probation period shall terminate without severance pay (Article 65, paragraph 2). It concerns the notice given by the employer (Article 130 paragraph 1 subparagraph 2), and the employment terminates when the ruling becomes final (Article 130, paragraph 2). Filling Appointed Positions - An internal or public competition shall be conducted in order to fill [vacant] appointed positions (Article 66 paragraph 1). An internal competition shall be compulsory if the Government is to fill a vacant appointed position (Article 66, paragraph 2). In authorities in which the Government is not competent for appointment, the public competition may be immediately conducted; an internal competition is only a possibility, while a public competition is an obligation (Article 66, paragraph 3). From the obligation of an internal or public competition there is an exception: following expiry of his/her term, an appointed civil servant may be reappointed to the same position without a public or internal competition (Article 67), upon the proposal of the one who is competent for appointment. When the Government is to fill a vacant appointed position, the Human Resources Management Service shall advertise an internal and/or public competition and a selection panel shall administer the competition. In each individual case, the High Civil Service Council shall designate the selection panel from its own membership and from experts in certain fields, out of which one may be a civil servant from a state authority in which the vacant appointed position to be filled is (Article 68, paragraph 2). When the Government is to fill a vacant appointed position, only those civil servants from state administration authorities and/or services of the Government that fulfil the requirements for promotion, who are [already] in appointed positions, whose term in office has expired, who have resigned, or whose [appointed] positions have been abolished, may take part in an internal competition (Article 69). The selection panel shall administer the selection procedure; having completed the selection procedure the selection panel shall list a maximum of three candidates who have satisfied the selection criteria with the highest scores and shall send the shortlist to the Principal or another person competent to pro- | 23 24 | Jasmina Damjanovi} | OVERVIEW OF THE CIVIL SERVANTS ACT pose the Government candidates for appointment (Articles 70 and 71, paragraph 1). The Principal of a state authority (the other competent person to propose to the Government a candidate for the appointed position) is not obliged to propose the appointment of the candidate from the list submitted by the selection panel nor is the Government obliged to appoint the proposed candidate (Article 71, paragraph 2). The rule applies to internal and public competitions. Thus, an internal competition shall fail if no candidate is proposed to the Government for appointment or the Government does not appoint the proposed candidate (Article 72, paragraph 2). A public competition shall also be conducted if the internal competition fails (Article 72, paragraph 1). If following a public competition no candidate is proposed for appointment to the Government or the Government does not appoint the proposed candidate, a new public competition shall be conducted (Article 72, paragraph 3). The provisions on internal and public competitions in the state administration authorities and services of the Government under this statute, except those on the composition of selection panels and the competences of the High Civil Service Council and the Human Resources Management Service, shall apply accordingly to recruitment for [vacant] appointed positions in other state authorities (Article 75, paragraph 1). The composition of selection panels, professional qualifications, knowledge and skills that are to be evaluated during the selection procedure and ways of their verification and the selection criteria shall be prescribed by the Supreme Court of Serbia for the courts, by the Republic Public Prosecutor for the public prosecutors’ offices, and for other state authorities by the bodies designated in their respective acts (Article 75, paragraph 2). Termination of Duty in an Appointed Position - The Civil Service Act prescribes reasons for termination of duty of a civil servant in an appointed positions: his/her term of office expires; he/she files a letter of resignation from the office; he/she assumes an office in a state authority, an authority of an autonomous province or a local government; his/her appointed position is abolished; his/her employment terminates due to the mandatory retirement age; his/her employment terminates by him/her formally resigning from the civil service or he/she is dismissed (Article 76). The termination of duty due to the abolition of an appointed position and the reasons for dismissal are regulated separately. An appointed position shall be abolished when the state authority is abolished and its competences are assumed by another state authority or by none; if the state authority competences related to the appointed position are partially assumed by another state authority; or the appointed position is abolished by adoption of a new by-law or amendments to the existing by-law (Article 77). A civil servant in an appointed position shall be dismissed if his/her employment is terminated due to: a conviction to imprisonment exceeding six months; a final ruling prescribing a disciplinary sanction of termination of employment; a final ruling assigning him/her an “unsatisfactory” grade upon a special performance appraisal; a measure of publishing recommendation for dismissal issued by the Republic Committee for Resolving Conflicts of Interest or any Jasmina Damjanovi} | OVERVIEW OF THE CIVIL SERVANTS ACT other reason prescribed by the general labour law governing termination of employment irrespective of the wishes of the employee or the employer (Article 78, paragraph 1). A civil servant in an appointed position shall be also dismissed if he/she has been issued two final non-consecutive rulings assigning him/her the “unsatisfactory” mark (Article 78, paragraph 2). Consequences of Termination of Duty in an Appointed Position - All reasons due to which the termination of duty in an appointed position occurs may be divided in two groups: reasons due to which the termination of duty in an appointed position occurs but a civil servant keep his or her civil servant status and reasons due to which the termination of duty occurs due to termination of employment. The future status of a civil servant depends on reasons due to which the termination of duty in an appointed position occurred. A civil servant whose term of office expires, who resigns from an appointed position or whose position is abolished by adoption of a new by-law or amendments to the existing by-law shall have the right to reassignment to another post within the same state authority, otherwise he/she shall become “unassigned” with same rights and obligations as other unassigned civil servants. In that case the termination of duty in appointed position does not lead to the termination of employment. A specific situation occurs when the duty in appointed position is terminated due to the abolition of a state authority or change in its scope of work, whereby the tasks are taken over by another state authority. A state authority that takes over the tasks shall have the obligation to conduct an internal competition for filling the appointed positions upon passing of the by-law on internal organization and a staffing table of the civil service, while for civil servants in executive positions the principal only passes rulings on their reassignment. Besides, there are already civil servants who, upon a conducted competition, are appointed for the execution of these same tasks but in the state authority which is abolished or which lost part of its competences. If the new By-law provides for the same or a similar appointed position in the state authority assuming competences of an abolished one and he/she satisfies requirements of the new position, a civil servant whose appointed position is eliminated thereby shall have the right to appointment to the new position [in the succeeding state authority] until the expiration of his/her [initial] term of office. If there is no such position, he/she shall have the same rights and obligations as if his/her duty ended due to expiration of term of office (Article 81, paragraph 1). The same rights and obligation belong to a civil servant whose duty in an appointed position was terminated due to the fact that another state authority took over the tasks of his or her state authority and those tasks are within the competence of appointed position (Article 81, paragraph 2). When a state authority is abolished and no other state authority assumes the competences of the abolished one, a civil servant whose appointed position is eliminated thereby shall become “unassigned”, with equal rights and obligations as other unassigned civil servants (Article 81, paragraph 3). | 25 26 | Jasmina Damjanovi} | OVERVIEW OF THE CIVIL SERVANTS ACT A civil servant dismissed from an appointed position by reason of two non-consecutive “unsatisfactory” marks shall immediately become “unassigned” (Article 80, paragraph 2), with the possibility of reassignment to another state authority. On the other hand, when the termination of work in an appointed position is the consequence of termination of employment (retirement age, termination of work in the case of written notice, emergence of a reason for dismissal which occurs due to the termination of employment), a civil servant shall not be entitled to reassignment and nor shall he or she become unassigned. It is logical since the right to reassignment or to the acquisition of a status of unassigned civil servant shall only have a civil servant who is employed. Independently from reasons due to which the employment of a civil servant in appointed position has terminated, the termination of work in the appointed position shall be determined by a ruling passed by the state authority or a body competent for the appointment of a civil servant in the appointed position in the time limit of eight days from the emergence of reasons due to which the termination of duty occurred (Article 79, paragraph 1). The ruling shall indicate the reasons for the end of duty in the appointed position as well as the date when the duty ended. The ruling may not be appealed but may be challenged in an administrative lawsuit (Article 79, paragraph 3). Transitory Regime – The provisions of the Civil Servants Act that regulate termination of work in appointed positions shall not apply to appointed and chosen persons who are in the job positions that by law shall become appointed positions. By appointment of civil servants they shall continue their work according to rules that were valid on the date of their appointment, including rules for the case of termination of duty (Article 179, paragraph 1). It means that their duty shall terminate according to rules that are valid at the time of appointment. In the case of termination of duty they shall have the same right by the Act on Employment Relations in State Authorities; they may be assigned to another executive job positions in the same state authority which correspond to their professional qualifications and meet those requirements; if they cannot be reassigned or refuse reassignment their employment shall terminate and they are entitled to a six month salary. A first competition for appointment to positions shall be conducted as a public competition by 1 July 2007 (Article 180, paragraph 1). All public competitions for appointed positions should be done by 1 July 2007 (Article 180, paragraph 1). Service of appointed persons whose posts are to become appointed positions shall end by 1 July 2007, if by that date public competitions are not conducted for their job positions and those persons are not appointed as civil servants (Article 180, paragraph 2). Jasmina Damjanovi} | OVERVIEW OF THE CIVIL SERVANTS ACT EVALUATING AND PROMOTING CIVIL SERVANTS Appraisal - The appraisal of civil servants was prescribed by the Act on Employment Relationship in State Authorities but its only purpose was the determination of conditions for acquiring a higher rank. Due to certain deficiencies of legal provisions the appraisal was generally not conducted and higher ranks were allocated just after fulfilling the requirements concerning working experience. The promotion becomes only one of the objectives of appraisal. The objective of the appraisal is to identify and eliminate deficiencies in the performance of civil servants, encourage civil servants to improve their performance, and create conditions for proper decision-making on promotions and professional training [of civil servants] (Article 82, paragraph 1). In the appraisal procedure the following shall be evaluated: results achieved by performing the tasks attached to a position against pre-defined goals; autonomy, creativity, initiative; precision and diligence at work; quality of cooperation with other civil servants and other skills that are required for the position (Article 82, paragraph 2). A civil servant shall be regularly appraised once in a calendar year, not later than by the end of February of the current year for the previous one. Civil servants managing state authorities, civil servants who have worked for less than six months in a calendar year for any reason, or civil servants with fixed-term employment shall not be appraised (Article 83 paragraph 2). The marks shall be the following: “unsatisfactory”, “satisfactory”, “good”, “distinction”, and “outstanding distinction” (Article 84, paragraph 1). The Principal shall assign a mark by a ruling (Article 84 paragraph 2) against which an appeal is allowed. The Regulation on appraisal of civil servants regulates the procedure in detail. A civil servant who has been assigned an “unsatisfactory” mark may be referred to additional professional training. In any case, he/she shall be appraised again after 90 days from the day when the ruling assigning him/her the “unsatisfactory” mark becomes final (Article 85). In the special appraisal a civil servant is not fully appraised, that is he or she can be graded only with the mark “unsatisfactory”. If a Principal of a state authority believes that a civil servant is able to achieve results required for the mark “satisfactory” in the forthcoming period, he or she shall write that in the report on special appraisal and shall not pass any ruling nor shall determine a grade to a civil servant (Article 42, paragraph 2 Regulation on appraisal of civil servants). The employment of a civil servant who has been assigned an “unsatisfactory” mark following a special appraisal shall terminate when the ruling becomes final. The ruling prescribing the “unsatisfactory” mark following a special appraisal shall also contain a statement on termination of the employment of the concerned civil servant (Article 86). Promotion - Promotion as a special form of rewarding civil servants represents, above all, a possibility to move to a higher ranking position, as well as the possibility of promotion at the same job position but with an increased salary. Promotion is in direct connection with the openness of the system in relation to persons from the private sector. The characteristic of | 27 28 | Jasmina Damjanovi} | OVERVIEW OF THE CIVIL SERVANTS ACT the career systems is that the higher ranking positions are filled by those who are already employed as civil servants, that is through the institution of promotion of civil servants. In career systems the entry of persons from the private sector to state authorities is limited to the lowest ranking positions and those job positions are the starting point for promotion. On the other side, the characteristic of open (position) systems is that all job position from lowest to highest, are filled on the basis of public competition. Completely open and closed systems do not really exist in practice. Thus, by this statute the system having characteristics of both systems is established. The internal competition for filling vacant job positions prescribed by this statute is the characteristic of a career system and the instrument for promotion of civil servants. Public competitions for higher ranking positions are a characteristic of the open system. A civil servant shall advance by either reassignment to an immediately higher-ranking executorial position or appointment to an appointed position or a higher-ranking appointed position within the same or another state authority (Article 87, paragraph 1). An immediately higher-ranking executorial position shall be one whose tasks are carried out by either the immediately higher rank or the same rank but in the capacity of the officer managing an internal unit within the state authority (Article 87, paragraph 2). When there is a vacant post and the civil servant satisfies requirements for that post, the Principal may reassign a civil servant who has been consecutively given the “outstanding distinction” mark twice or the “distinction” mark four times to an immediately higher-ranking executorial position (Article 88, paragraph 1). Civil servants who achieve exceptional working results may be quickly promoted (quick promotions exist in many comparative systems and should mainly stimulate the young and expert staff). Exceptionally and notwithstanding non-satisfying requirements regarding work experience, a civil servant who has been reassigned to an immediately higher-ranking position following two consecutive “outstanding distinction” marks may be transferred [again] to the immediately higher ranking position if he/she is given the “outstanding distinction” mark again (Article 88, paragraph 2). A civil servant may also advance without changing position by assignment to a higher salary class (Article 87, paragraph 3), in accordance with the statute governing emoluments in the civil service. This is also possible for executive job positions. According to this statute one salary group corresponds to each rank and within each salary group there are eight salary classes and for each one the coefficient for calculating the salary is determined. The promotion to a higher salary class within one salary group depends on working results. The salary of a civil servant who is promoted to the highest ranking job positions within the group for a rank for which he or she is classified is higher than the salary of a civil servant whose job position is classified in an immediately higher rank, but he or she is in the starting salary class. The promotion system to a higher salary class within the same group, namely the same job position, also represents the true balance to limited possibilities of promotion to the higher ranking job position. Jasmina Damjanovi} | OVERVIEW OF THE CIVIL SERVANTS ACT A civil servant may advance to any higher-ranking appointed position and not exclusively to the one next in line. For [the abovementioned] advancement, all conditions regarding the marks, existence of a vacant position and work experience that are required for advancement to a higherranking executorial position must be satisfied (Article 89). Unlike promotion to executive job positions the promotion to the appointed position or higher appointed position is possible exclusively after the internal and public competition. REASSIGNING CIVIL SERVANTS TO MEET OPERATIONAL NEEDS Due to operational needs, a civil servant may be reassigned, temporarily or permanently, to another corresponding position within the same state authority or temporally transferred to another state authority (Article 90 paragraphs 1 and 3). Reassignment of a civil servant due to operational needs shall not be subjected to his/her consent (Article 90, paragraph 2). The reassignment within the same state authority may be permanent or temporary while it may only be temporary in the same state authority. Due to operational needs a civil servant may be reassigned only to a corresponding job position (which prevents the conversion of reassignment to its degradation). A corresponding position shall be the one whose tasks are carried out by the same rank as the tasks of the position a civil servant is transferred from and for which he/she fulfils all prescribed requirements (Article 91). If a civil servant refuses reassignment to a corresponding job position his or her employment shall terminate (Article 130 paragraph 1 subparagraph 1). A civil servant may be permanently reassigned to another corresponding position within a state authority, if restructuring or rationalization of responsibilities and/or other justified reasons require so (Article 92). A civil servant may be temporarily reassigned to another corresponding position within a state authority to substitute an absent civil servant or to meet an increase of activities. He/she shall retain all the rights that he/she is entitled to in his/her original position (Article 93, paragraph 1). A temporary reassignment shall last up to one year after which the civil servant shall have the right to return to the position he/she held before the reassignment (Article 93, paragraph 3). A civil servant may be temporarily transferred to a corresponding position in another state authority due to an increase of activities but shall continue exercising all the rights from his/her employment with the state authority from which he/she was transferred. A temporary transfer to another state authority may last up to six months and may be exceptionally extended for another six months. Upon expiry of the term of transfer the civil servant shall have the right to return to the position he/she held before the transfer (Article 94). The principals shall conclude a written agreement on a temporary transfer of a civil servant from one state authority to another. Following the agree- | 29 30 | Jasmina Damjanovi} | OVERVIEW OF THE CIVIL SERVANTS ACT ment, the Principal of the sending state authority shall issue a ruling on the transfer (Article 95). The Civil Servants Act does not prescribe the possibility to reassign a civil servant permanently due to operational needs, according to agreement of principals of two state authorities, since in this manner the principle of rewarding in accordance with achievements shall render the purpose of the internal competition meaningless. PROFESSIONAL TRAINING AND QUALIFICATIONS Introductory Remarks - Contemporary principles of human resource management give competative advantage to employees with adequate knowledge and other capabilities required for work. The introduction of competition between employees based on their working and professional qualities exist in civil service systems. The continuous training of civil servants for quality work is a consequence of more complex tasks the employees encounter. Professional Training - The Civil Servants Act gives special importance to professional training of civil servants. Civil servants shall have the right and obligation to improve professionally in conformity with the needs of the state authorities at the expense of the budget of the Republic of Serbia (Article 96). Professional training shall be based on programmes defining the types and curricula of professional training. The Government shall adopt the general programme of professional training for civil servants in state administration authorities and services of the Government, at the proposal of the Human Resources Management Service. The Principal shall prepare the programme of special professional training of civil servants in the state authority in conformity with particular needs (Article 97). Types and curricula of professional training are defined by programmes. The Government shall adopt the general programme of professional training for civil servants in state administration authorities and services of the Government, at the proposal of the Human Resources Management Service, while the Principal shall prepare the programme of special professional training of civil servants in the state authority in conformity with particular needs thereof. Additional Education - Civil servants may be offered additional education relevant to a state authority (Article 98, paragraph 1). The selection of civil servants to undergo additional education shall be carried out through an internal competition within the state authority. Preference shall be given to civil servants who have achieved higher performance marks during the last three years (Article 98, paragraph 2). In this way, further training at the expense of the budget shall be provided for those who showed best results – indirectly this influences the further development of their career. Rights and obligations of a civil servant who is entitled to additional training shall be regulated by contract. The civil servant shall have the right to stay of his/her employment if the additional education requires Jasmina Damjanovi} | OVERVIEW OF THE CIVIL SERVANTS ACT temporary absence from work (Article 99, paragraphs 1 and 2). Following the additional education, the civil servant must remain with the state authority for at least double the time of the duration of the education. Otherwise, he/she must reimburse the costs of the additional education by a single payment (Article 99, paragraph 3). Internship - An intern shall be a person entering into employment in his/her profession for the first time in order to qualify for autonomous work (Article 103 paragraph 1). An intern shall be employed for a fixedterm; he or she is always chosen through a public competition (Article 103, paragraph 2). An internship in positions requiring a university degree shall last for one year, nine months for a post-secondary degree, and six months for a secondary education (Article 104, paragraph 1). A longer or shorter duration of the internship than the one stipulated by the Civil Service Act may be prescribed by special statute. Interns shall train for autonomous work according to a programme designed by the Principal (Article 105, paragraph 1). The Principal shall designate a mentor to monitor training [of an intern]. The mentor shall determine the individual programme of training of an intern and select civil servants who shall monitor the intern’s performance in various stages. Upon the end of the internship, the mentor shall communicate a written opinion on the level of the intern’s qualifications (Article 105, paragraph 4). Having done an internship and passed the state or other professional exam, an intern may continue working for an indefinite period if there is an appropriate vacant post and his/her assignment thereto is in compliance with the adopted Human Resources Plan (Article 106). The probation and internship periods commenced before the entry of this statute into force (01/07/2006) shall be carried on in accordance with the rules applicable at the time of their commencement (Article 185). CIVIL SERVANTS’ DISCIPLINARY LIABILITY Brief Comparative Overview - Most comparative systems regulate the disciplinary liability of civil servants which, on one hand, has the purpose of punishing the unsatisfactory work of civil servants and, on the other hand may create possibility of abuse. Thus, by rule, disciplinary liability is regulated by a statute, above all the disciplinary action and procedural rights of civil servants in a disciplinary action. The independent bodies deciding on disciplinary liability are introduced such as disciplinary committees and appeal board which are permanent or ad hoc bodies. Civil servants are members of those bodies, sometimes exclusive members. The ruling on disciplinary liability must contain grounds and must be served on to the civil servant who by rule has the right of appeal to the relevant body and following that to the court, or to the court only. In many countries the appeal bodies are also composed of civil servants. Disciplinary penalties vary. | 31 32 | Jasmina Damjanovi} | OVERVIEW OF THE CIVIL SERVANTS ACT Breaches of Employment Relation Duties and Disciplinary Penalties Traditionally, in Serbia, the enumeration system of disciplinary breaches applies which entails prescription of all ones. The Civil Servants Act divides breaches of employment in minor and grave breaches and enumerates those (Articles 108 and 109). A fine of up to 20% of the full-time salary paid for the month in which the decision on a sanction is passed may be pronounced for minor breaches of the employment relation duty (Article 110, paragraph 1). Disciplinary sanctions for grave breaches of the duty shall be the following: a fine ranging from 20 to 30% of the full-time salary paid for the month in which the decision on the sanction is passed, for up to six months; ban on promotion for two to four years; termination of employment (Article 110, paragraph 2 subparagraphs 1, 2 and 3). Thus, the penalties for grave breaches cannot be cumulative. The employment of a civil servant on whom the disciplinary sanction of termination of employment has been pronounced shall end on the day when the ruling prescribing the sanction becomes final (Article 111). Disciplinary Action - The Principal shall initiate a disciplinary action either on his/her own initiative or at the proposal of the superior to a civil servant (Article 112, paragraph 1). A disciplinary action shall be initiated by a written resolution that shall be served to the civil servant and which may not be appealed (Article 112, paragraph 2). The Principal shall administer a disciplinary proceeding and decide on disciplinary liability. The Principal may establish a [standing] disciplinary board of three members to initiate and administer a disciplinary proceeding and decide on disciplinary liability (Article 113, paragraph 2). The complete transfer of competences to the disciplinary board (including the right to pronounce a disciplinary penalty) reflects the principle of directness. An oral hearing shall be conducted during a disciplinary procedure when a civil servant shall have the right to present his/her defence. A civil servant may defend himself/herself or by a proxy and may also serve a written defence (Article 114, paragraph 2). A hearing may also be held without the presence of a civil servant, if there are important reasons for doing so and the civil servant has been duly summoned, i.e. if he or she was provided a chance to defend himself or herself (Article 114, paragraph 3). While selecting and assessing a disciplinary sanction, the following shall be taken into account: degree of the civil servant’s liability, gravity of consequences incurred and the subjective and objective circumstances under which a violation was made; a previous disciplinary sanction prescribed to the civil servant shall be taken into consideration only if it has not been deleted from the personnel record (Article 115). Suspension - A civil servant subjected to a disciplinary action for a grave breach of an employment relation duty may be suspended until the conclusion of the disciplinary proceedings, if his/her presence would harm the interests of the state authority or hinder the administration of the disciplinary proceedings (Article 116, paragraph 1). If the underlying reasons have ceased, the suspension ruling may be revoked ex officio or at the proposal of Jasmina Damjanovi} | OVERVIEW OF THE CIVIL SERVANTS ACT a civil servant (Article 116, paragraph 3). A civil servant may appeal against suspension within five days from the service of the suspension letter. The Appeals Board must decide on the appeal within five days from the service, otherwise the appeal shall be deemed rejected. The appeal shall not stay enforcement of the ruling (Article 117). Statute of Limitations - Initiation of a disciplinary proceeding shall be foreclosed after six months from the date of a minor violation or one year for a grave one (Article 118, paragraph 1). Conducting disciplinary proceedings for minor violations of an employment relation duty shall be foreclosed after one year from its initiation or two for grave violations (Article 118, paragraph 2). A prescription period shall be temporary halted while the disciplinary action cannot be initiated or administered due to the absence of a civil servant or any other justified reasons (Article 118, paragraph 3). This disables the statue of limitations to expire in case of sick leave or any other leave of a civil servant. A disciplinary sanction prescribed by a final ruling shall be entered in the personnel records and shall be erased from the personnel records if the civil servant is not issued a new disciplinary sanction within two years from the date of pronouncement of a sanction for a minor breach of duty or four years for a grave one (Article 119). Disciplinary Action against Civil Servants in Appointed Positions - The competence for initiation and conduct of a disciplinary action against civil servants working in appointed positions is specially regulated. The High Civil Service Council shall conduct a disciplinary proceeding against a civil servant appointed by the Government. Disciplinary proceedings against a civil servant appointed by another state authority or body shall be conducted by a body designated in the appointing authority’s acts (Article 120, paragraph 1). The Principal shall propose initiation of a disciplinary proceeding against a civil servant appointed by the Government; the Government shall propose initiation of a disciplinary proceeding against a civil servant managing a state authority (Article 120, paragraph 2). A ruling issued to a civil servant in an appointed position prescribing a disciplinary sanction may not be appealed but may be challenged through an administrative lawsuit (Article 120, paragraph 3). TERMINATION OF EMPLOYMENT RELATIONSHIP Employment relationship of a civil servant may be terminated for different reasons. The civil servant system in which the termination of employment occurs for the same reasons in the public and private sector are rare; reasons for termination of employment are regulated separately in order to protect the status of civil servants from political pressures. The Civil Servants Act specially regulates the termination of employment of a civil servant. The employment of a civil servant shall end: on the | 33 34 | Jasmina Damjanovi} | OVERVIEW OF THE CIVIL SERVANTS ACT expiry of the employment contract; by an agreement; by termination notice; by operation of law; and in any other way prescribed by this or another statute (Article 126, paragraph 1). One more reason for termination occurs in the following case - employment of a civil servant in an appointed position whom the Republic Committee for Resolving Conflicts of Interests has pronounced the measure of publishing the recommendation for dismissal shall terminate on the day when the ruling prescribing the termination of employment sanction becomes final (Article 126, paragraph 2). A fixed-term employment shall terminate on the expiry of a specified duration of employment. An appeal shall not stay the enforcement of a ruling pronouncing the termination of fixed-term employment (Article 127). The Principal and a civil servant may conclude a written agreement on the termination of the civil servant’s employment. The [exact] date when employment terminates shall be determined in the agreement (Article 128, paragraphs 1 and 2). However, this does not apply to civil servant in appointed positions (Article 128, paragraph 3). A civil servant may hand in a written notice of termination at least 30 days before the date denoted in the notice as the day of termination of employment (Article 129, paragraph 1). A civil servant in an appointed position shall submit a notice of termination to the state authority or a body responsible for his/her appointment which means that he/she submitted a written resignation from work in the appointed position (Article 129, paragraph 2). In case of employer’s notice the employment shall terminate when the notice of termination becomes final; a civil servant has the right to appeal (Article 130, paragraph 2). The Principal shall issue a ruling pronouncing the termination of a civil servant’s employment by operation of law, the grounds for termination and the date when the employment [effectively] ends. The ruling may not be appealed but may be challenged in an administrative lawsuit (Article 132). RIGHTS OF CIVIL SERVANTS IN CASE OF CHANGES IN ORGANIZATION OF STATE AUTHORITIES Introductory Notes – The Act on Employment Relations in State Authorities contains provisions on the status of employees in the case of change of organisation of state authority. However, due to imprecision of and insufficient provision there were many problems in the application of this statute. Thus, the Civil Servants Act contains a wide range of provisions on the status of civil servants in the case of change of organisation. In doing this, the different forms of organisational change and their different consequences were taken into consideration. There are three possible forms of change of organisation of state authority: there is a change of only the organisation of one state authority; the change of organisation of one authority causing changes in one or more Jasmina Damjanovi} | OVERVIEW OF THE CIVIL SERVANTS ACT other state authorities and the abolition of one state authority and taking over of its competences by another state authority. Changes in Internal Organization of State Authorities – The internal organisation of only one state authority may be changed in two ways: by by-law on internal organization and a staffing table of the civil service and by passing a new by-law. If the by-law is amended so as certain posts are abolished or the number of civil servants is reduced, the excess staff shall be reassigned to other corresponding posts while preference shall be given to those who had better marks in the last three years (Article 133, paragraph 1). Thus, the annual grades have a key influence on the keeping the job position, as well as on the re-assignment to another job position in the case of change of organisation of a state authority. If there is no corresponding position and subject to his/her consent, a surplus civil servant may be assigned to a lower-ranking position corresponding to his/her education. If there is no such position or the civil servant does not consent to the assignment, he/she shall become “unassigned” (Article 133, paragraph 2). The reassignment to a lower ranking job position is not in accordance with the career system of a civil servant as it entails a step back – it is however a practical solution since it enables a civil servant to keep his or her job position in the case when the alternative is to be unassigned with the possibility of termination of employment. This is the reason why the consent of a civil servant is necessary for this re-assignment. If the civil servant refuses reassignment his or her employment shall terminate (Article 130, paragraph 1 subparagraph 1). In case of passing a new by-law, the Principal shall assign all civil servants to appropriate positions taking into account tasks they had carried out before the assignment (Article 134 paragraph 1). If the new by-law abolishes certain positions or the number of civil servants is reduced, the provisions of this statute governing amendments to the by-law shall apply to the surplus civil servants (Article 134, paragraph 2 in connection with Article 133). Changes in Organization of the System of State Authorities – If a state authority is abolished and another state authority assumes its jurisdiction, the succeeding authority shall take over civil servants from the abolished one by the Principal of the succeeding authority issuing [the appropriate] rulings (Article 135, paragraph 1). The passing of a ruling is something new in regard to the Act on Employment Relationship in State Authorities which did not prescribe this obligation. In practice this led to unequal treatment. Pending the adoption of a new by-law pertaining to the succeeding state authority, the civil servants who are taken over shall continue carrying out tasks they have performed within the abolished authority, and continue enjoying the right to salary pursuant to the old rulings [on assignments]. Following the adoption of the new by-law, the provisions of this statute valid for cases when new by-laws are adopted with a single purpose of changing the internal organization of a state authority (as if there was no abolition of other state authority) shall apply (Article 135, paragraph 3 in connection with Articles 134 and 133). | 35 36 | Jasmina Damjanovi} | OVERVIEW OF THE CIVIL SERVANTS ACT If another state authority assumes a portion of responsibilities of the state authority, the succeeding authority shall also take over civil servants carrying out tasks from the assumed sphere of activities (Article 136, paragraph 1). The provision of this statute valid for abolition of a state authority followed by a take-over of its jurisdiction shall apply to all other issues (Article 136, paragraph 2). If a state authority is abolished and its responsibilities are not assumed by another state authority, the civil servants from the abolished authority shall become “unassigned” on the date of the abolition (Article 137, paragraph 1). The principal of the Human Resources Management Service shall issue rulings declaring the “unassigned” status to civil servants affected by abolition of a state administration body or a governmental service (Article 137, paragraph 2). Unassigned civil servant – While being unassigned a civil servant remains employed. He or she has the right of compensation of salary (Article 138, paragraph 1), which according to the Civil Servants Salary Act amounts to 6 per cent of his or her basic salary in the month that precedes the month when the first instance ruling declaring the unassigned status was passed. A civil servant shall enjoy all rights deriving from employment with the state authority whose principal has issued the ruling declaring the civil servant “unassigned” (Article 138, paragraph 2). A civil servant may remain unassigned for a maximum of six months. Employment of an “unassigned” civil servant shall terminate if not transferred to another state authority within six months after either an internal or a public competition (Article 138, paragraph 3). The employment shall terminate ex lege on the first day following the expiry of six months since he/she became “unassigned” (Article 131, paragraph 1 sub paragraph 3). During the period he/she is “unassigned”, a civil servant shall have the right to compensation in lieu of salary pursuant the statute governing emoluments in the civil service. The amount of this allowance shall be determined by the Government. DECISION-MAKING ON RIGHTS AND OBLIGATIONS OF CIVIL SERVANTS Decision-making in the first instance - The Principal shall decide on rights and obligations of a civil servant by a ruling, unless otherwise is stipulated by the Civil Servants Act or another statute or other regulation (Article 140, paragraph 1). The Principal may authorize in writing a civil servant with a university degree and at least five years of professional experience to decide on the rights and obligations of civil servants (Article 140 paragraph 2). The authorization may be limited in its scope and duration. The statute governing the general administrative procedure shall apply to decision-making on rights and obligations of civil servants but not to decisions on liability for damages (Article 140, paragraph 4). Jasmina Damjanovi} | OVERVIEW OF THE CIVIL SERVANTS ACT The High Civil Service Council shall decide on rights and obligations of a civil servant that manages a state authority and who has been appointed by the Government unless otherwise is prescribed by this statute. Appeals Boards - Appeals boards shall decide on appeals of civil servants against rulings whereby their rights and obligation have been decided in an administrative procedure (Article 142, paragraph 1). Appeals boards decide on appeals of participants of internal and external competitions. An appeal board must decide upon an appeal within 30 days from the day of its filing, unless otherwise is prescribed by this statute. Otherwise, the appeal shall be deemed rejected (Article 143, paragraph 1). An administrative lawsuit may be initiated against the decision of an appeals board (Article 143, paragraph 2). The ruling carrying a decision on rights and duties of a civil servant that manages a state authority may not be appealed but may be challenged in an administrative lawsuit (Article 141, paragraph 2). Civil servants managing state authorities are exempted from the competence of the appeals board since the appeal is not allowed against ruling in which their rights and obligations are decided upon (they directly achieve this right in the administrative dispute). The same applies to civil servants working in appointed positions; they have right to appeal to the appeal board against an assigned mark in the first instance appraisal (Articles 84 and 85). The Government Appeals Board shall decide on appeals of civil servants from state administration authorities, services of the Government and the Republic Public Attorney’s Office, whereas the Judicial Appeals Board shall decide on appeals of civil servants from the courts and public prosecutors’ offices (Article 144, paragraph 1). Appeals boards established by administrative acts of other state authorities shall decide upon appeals of civil servants from these authorities (Article 144, paragraph 2). ORGANIZATION OF HUMAN RESOURCES SYSTEM The provisions on regulation of the human resource system comprise the summation of rules regulating the institutions and organisational forms of special importance for the introduction of the civil service system and its functioning. Human Resource Plan - The institution of the human resource plan is introduced for the continuous planning of human resource needs, both within one state authority and at the level of state administration, courts and public prosecutors’ offices. The regulation of the human resource plan in state authorities, in accordance with the powers prescribed in the Civil Service Act (Article 155, paragraph 4), closely regulates and prepares the draft and proposal of the human resource plan; prescribes that the human resource plan describes the number of civil servants and general service employees on each appointed position, in each rank and in any type of job positions which are employed for indefinitive period; the existing number | 37 38 | Jasmina Damjanovi} | OVERVIEW OF THE CIVIL SERVANTS ACT of civil servants and general service employees in each rank and in each type of job position in an authority for fixed-term due to increased scope of work; the existing number of interns in an authority according to level of education; the number of civil servants and general service employees in each appointed position, each rank and each type of job positions needed in the state authority for indefinite employment for the year for which the human resource plan was passed; the number of civil servants and general service employees whose fixed term employment is needed in a state authority due to increased scope of work for the year for which the human resource plan was passed and the number of interns according to degree for the year for which the human resource plan was passed. Each state authority shall prepare its draft Human Resources Plan concurrently with the draft budget act so that both are harmonized (Article 155, paragraph 1). It means that each human resource programme draft should be in compliance with the limitations of the budget, that is with actual means which are planned in the budget for salaries. On the basis of the human resource draft plans of state administration authorities, the service of the Government and services of administrative districts, the Human Resources Management Service shall prepare the proposal of the Human Resources Plan for state administration authorities and the services of the Government (Article 155, paragraph 2). The ministry in charge of judicial affairs shall prepare the proposal of the Human Resources Plan for courts and public prosecutors’ offices (Article 155, paragraph 3). The Human Resources Plan shall be passed within 30 days from the adoption of the Budget Act, and shall correspond to the means secured [for that purpose] in the Republic of Serbia Budget (Article 156, paragraph 1). The Government shall adopt the Human Resources Plan for state administration authorities and the services of the Government. Subject to prior consent of the ministry in charge of financial affairs, the ministry in charge of judicial affairs shall pass the Human Resources Plan for courts and public prosecutors’ offices (Article 156, paragraph 2). The Human Resources Plan shall consist of consolidated and individual data related to state authorities it pertains to (Article 156, paragraph 4). Each state authority shall implement the pertinent part of the Human Resources Plan (Article 157, paragraph 1). Unless otherwise is prescribed by a separate regulation and subject to prior consent of the ministry in charge of financial affairs, the principals of other state authorities shall pass the Human Resources Plan for those authorities (Article 156, paragraph 3). The Principal shall be responsible for the implementation of the Human Resources Plan (Article 157, paragraph 2). Human Resources Management Service - The existence of the central management body should enable the application of the established standards in selection of candidates, promotion and transfer of civil servants all with the aim of implementing a merit system on the basis of expertise and working results - it is the condition for the creation of an efficient and professional state administration. Thus, the question of the status of that management body in state administration is very important. Consequently, the Jasmina Damjanovi} | OVERVIEW OF THE CIVIL SERVANTS ACT success of efforts aimed at the transformation of state administration depends on that, since the central body should monitor the most important tasks in the human resource management field and to be accountable for the development of the entire human resource system. Its scope of work covers the entire system of state administration and it should gather all feedback information from the whole state administration. The Human Resources Management Service was established in Serbia. It is managed by the Director and he/she answers to the President of the Government (Article 158, paragraphs 1 and 3). The Human Resources Management Service shall: advertise vacancies in the state administration and services of the Government; ensure coordinated reorganization of the State Administration; advise the state administration authorities and services of the Government on human resources management; organize professional training of civil servants; provide professional and technical support to the High Civil Service Council; perform tasks of importance for [the implementation of] the human resources policy of the Government; and other tasks prescribed by a statute or a governmental regulation (Article 158, paragraph 2 in connection with Articles 153.1, 155.2, 159.2, and 163.1). The following data on civil servants shall be kept in the Central Personnel Registry: personal name, address and citizens’ personal number; type of employment and date of its commencement; positions a civil servant has held in state administration authorities or services of the Government since establishing the employment relation; education, professional exams passed, other forms of professional training, special skills and other data on professional qualification of a civil servant; years of service, years of pension insurance, privileged years of service; date of reaching the retirement age; annual performance appraisals; prescribed disciplinary measures and determined financial liability; data necessary for salary calculation and data on termination of employment (Article 160, paragraph 1). The Central Personnel Registry may also contain other data prescribed by law and other regulation. The access to data is limited. The data stored in the Central Personnel Registry shall be available to the principals and other persons that decide on rights and obligations of civil servants, as well as to administrative inspectors (Article 161, paragraph 2). Each civil servant shall have the right to access data from the Central Personnel Registry that relate to him/her (Article 161, paragraph 3). The Human Resources Management Service shall administer records on the internal labour market for the state administration authorities and the service of the Government (Article 163, paragraph 1). The internal labour market database shall contain data on the vacant positions, civil servants wishing permanent or temporary reassignment to other positions, data on “unassigned” civil servants and other data needed in human resources management (Article 163, paragraph 2). Internal labour market should serve both state administration authorities and civil servants. A civil servant shall have the right to get all data on personnel needs contained in the internal labour market database (Article 163, paragraph 4). | 39 40 | Jasmina Damjanovi} | OVERVIEW OF THE CIVIL SERVANTS ACT High Civil Service Council - The High Civil Service Council is a new body established by the Civil Service Act (Article 164, paragraph 1). Its establishment has the aim of reinforcing the profesionalisation of the state administration and its depolitisation. Its role is especially important in conducting the competition for proposing candidates for appointed positions. The High Civil Service Council determines the members of the selection panels to administer competitions for appointed positions filled by the Government. Besides, it prescribes types of professional qualifications, knowledge and skills evaluated in the selection procedure and methods of their verification; selection criteria for appointments (for executorial and appointed positions); passes the Civil Service Code of Conduct in state administration authorities and services of the Government; passes its Rules of Procedure and performs other tasks prescribed by this statute (Article 164, paragraph 2 in connection with Article 67, paragraph 2). The High Civil Service Council shall have nine members appointed by the Government to a six-year term (Article 165, paragraph 1). Following a proposal by the President of the Government, four members shall be appointed from experts in the fields important to the functioning of the State Administration. Following a proposal by the Principal of the Human Resources Management Service, the remaining five members shall be appointed from civil servants appointed to their positions by the Government (Article 165, paragraphs 2 and 3). The members of the High Civil Service Council shall select the President among themselves by secret ballot. Officials in state authorities may not be appointed to the High Civil Service Council (Article 166, paragraph 1), while an individual may be appointed to the High Civil Service Council up to two times (Article 166, paragraph 2). The High Civil Service Council shall pass its decisions by a majority vote of all its members. SPECIAL PROVISIONS ON GENERAL SERVICE EMPLOYEES In regard to general service employees the Civil Servants Act contains minimum provisions that are necessary for understating their employment status. General labour law applies to them, except in relation to those rights and obligations regulated in a different manner by that or another statute. The Civil Servants Act only regulates necessary exemptions from the general regime of employment relations bearing in mind the fact that that their employer is also the state. When it concerns special statutes, it primarily entails the statute regulating salaries. The Government shall categorize general service posts by a regulation (Article 170, paragraph 1). The Government passed a Regulation on the Classification of Job Positions according to which the job posts of general service employee are divided into six groups. The first two are for general service employees who have university degree, while the third one is for Jasmina Damjanovi} | OVERVIEW OF THE CIVIL SERVANTS ACT those who have a diploma. The fourth group is for those with a recognised secondary education of duration of three or four years, while the fifth group is for those general service employees who have completed education in duration of two years that is with primary school diploma and recognised vocational training. The sixth group is for those who have primary school diploma. The by-law shall govern the general service posts, requirements for engagement in such posts, and the number of general service employees (Article 170, paragraph 2). It shall be necessary for filling a vacant general service post that post to be specified in the Bylaw and its filling to be in compliance with the adopted Human Resources Plan (Article 170, paragraph 3). A general service employee shall establish employment relation by [entering into] an employment contract (Article 171, paragraph 1). An employment contract must contain a provision authorizing the employer to amend, by the employer’s ruling, those elements of the contract the law allows to be unilaterally changed (Article 171, paragraph 2). The provisions on transfers and reassignments of civil servants under this statute shall apply to general service employees accordingly. The ruling on reassignment, that is reassignment of general service employee ex lege replaces the corresponding labour contract provisions (Article 172, paragraphs 1 and 2). If a general service employee refuses (re)assignment his/her employment contract shall be cancelled (Article 172, paragraph 3). The employment contract of a general service employee shall be cancelled whenever, following changes in either internal organization of a state authority or organization of the system of state authorities [in general], there are no more posts he/she may be (re)assigned to (Article 172, paragraph 4). General service employees in the process of transformation of state authorities cannot become unassigned; thus, they do have the right to get salary for the first six month after becoming unassigned. INSPECTION OVER IMPLEMENTATION OF THE STATUTE The ministry in charge of administrative affairs shall supervise the implementation of this statute through the administrative inspectorate (Article 173). An administrative inspector shall inspect: compatibility of the by-law with the statute and other regulation; conformity of one’s employment [with the Civil Service] with the Bylaw and the Human Resources Plan; legality of the internal and/or public competition administration; legality of appointments, transfers and promotions of civil servants; timeliness and correctness of submission of data for entry in the Central Personnel Registry; other issues related to employment in state authorities (Article 174). | 41 42 | Jasmina Damjanovi} | OVERVIEW OF THE CIVIL SERVANTS ACT An administrative inspector must act upon each complaint and inform the applicant of the outcome of the inspection. If she or she finds the statute, other regulation and general acts have been implemented unlawfully or irregularly, he/she shall take measures for which he/she is authorized by the statute governing the administrative inspection (Article 175, paragraph 2). He/she has one more important power. An administrative inspector may propose that the Appeals Board annul or repeal ex officio an unlawful final ruling whereby obligations or rights of a civil servant were decided upon (Article 175, paragraph 3). The invalidation of a ruling on appointment to an appointed position, employment or transfer shall not affect validity of acts or actions a civil servant issued or undertook before the invalidation of the ruling (Article 175, paragraph 4), which protects the legal certainty. NEW LEGISLATION ON CIVIL SERVANTS EDMOND MILETI] Edmond Mileti}, former Deputy Director of Central State Office for Administration of Republic of Croatia serves as a consultant on civil service and state administration reform in numerous countries in transition GENERAL INTRODUCTION In the accession process to the European Union numerous tasks relating to the modernisation of the state, particulary modernisation and harmonisation of the entire legal system are imposed on the Republic of Serbia. Modernisation of state administration in the Republic of Serbia is one of the key preconditions of the accession to the EU. There is no codified compilation of administrative principles and standards that will be equally valid for all member states. However, there is a set of administrative principles and standards that derive from the practice of member states and international documents. However, within the criteria for accession to the EU, candidate countries face direct requests entailing the acceptance of administrative principles that are common practice in member states. Those requests are emphasised at several European Councils: a) Copenhagen 1993 – request for stability of institutions which guarantee democracy, rule of law and human rights; b) Madrid 1995 – request for adjusted administrative and judicial structures in order to be able to efficiently pass and apply EU law; c) Luxemburg 1997 – request for additional strengthening and improvement of these institutions in order to make them more reliable; d) Helsinki 1999 – request for candidates to share and accept values and aims of the EU proclaimed in the founding treaties. SIGMA (Support for Improvement in Governance and Management in Central and Eastern European Countries) has the important role of defining administrative principles and standards to which the state administrations of future EU member states should adhere to. SIGMA is an organisation established by the joint initiative of the OECD and the EU in 1992 with the main purpose of giving assistance to transition countries in implementation of political and administrative reforms and is financed from PHARE programme. It is the part of the OECD service for public management. Thus the European standards in relation to state administration are the following: 1. Rule of law as the presumption of the legal certainty and predictability of administrative action and decisions; (refers primarily to the principle 46 | Edmond Mileti} | NEW LEGISLATION ON CIVIL SERVANTS of legality as the contradiction to arbitrariness in public decision-making, thus the need to respect the legitimate expectations of the citizens; includes impartiality, non discrimination, hierarchy of legal rules, supervision of administration by independent judiciary as well as the principle of proportionality, justice and timely decision-making and professionalism); 2. Openness and transparency which should ensure the supervision of administrative proceedings and their results, thus their adjustment with previously determined rules; (one of the main request is the obligation of explaining the administrative decisions that are the basis for decision-making in higher instances and obstacles to arbitrariness); 3. Accountability of state administration to legislative and judicial bodies and the hierarchical responsibility within the administration which should ensure behaviour in accordance with the principle of legality (entailed by the formalisation of proceedings, definition of supervision mechanisms); 4. Efficiency in the use of public income and efficiency in achieving objectives set up by laws and by-laws; The extent to which the candidate countries respect the set criteria is assessed by evaluations of SIGMA and reports of the European Commission. For that purpose SIGMA developed a special methodology of evaluation of founding values (baseline assessment framework). The reports of the European Commission on progress of candidates in fulfilling the membership requirements are based on this methodology. The standards that SIGMA regards as the most important in the legislative field that regulates the status of civil servant may be seen from this methodology. EUROPEAN STANDARDS IN THE LEGISLATION CONCERNING CIVIL SERVANTS Just as modernisation of the administration is the key precondition of modernisation of the entire legal system, the modernisation and harmonisation of legislation on civil servants is the key precondition for modernisation of state administration. In definition of European standards that relate to the legislation on civil servants, especially on the character and values of the civil service, SIGMA starts from the obligation of the state, in exercising public interest and its obligation to provide public services, to ensure efficient, professional and impartial action of state administration. In that respect the state administration should fulfil the following conditions: 1. Law and regulations, as well as the respect of the principle of legality which are the presumptions of regulating the state administration; 2. Depolitisation of state administration – clear demarcation between political and higher civil service positions in order to ensure a depoliticised state administration, independent from daily political interventions; Edmond Mileti} | NEW LEGISLATION ON CIVIL SERVANTS 3. Recruitment and promotion in state administration must be based on capabilities, knowledge and competence of candidates (merit system) in order to improve the professional level of civil servants, that is the state administration as a whole; 4. Establishment of the entire system of professional training is the necessary presumption of asuccessful and professional state administration; 5. Quality regulation of rights and duties of civil servants, especially the obligation of political neutrality, fairness and professional behaviour; 6. Quality regulation of all cases in which civil servants can face a conflict of interest; 7. System of two instances in decision-making regarding civil servants, that is the system of judicial review of administrative acts; 8. Strengthening of all human resource management mechanisms, especially of one central service which would have those competencies; 9. Fair regulation of evaluation of performance of each civil servant with sufficient guarantees that a civil servant may protect themselves from unjustified grades; 10. Salary system in the civil service must be prescribed by law where the manager has very little discretion in the determination of a salary of each civil servant; 11. Classification system should be the presumption of the qualitative system of promotion, evaluation and determination of salaries. In trying to enumerate the usual European standards and prescription of rights and obligations of civil servants one should have in mind the documents of the Council of Europe that, to a great extent, influence the establishment of the administrative practice and standards. “The Recommendation No. R(2000)6 – The status of public officials in Europe” should be mentioned as one of the most important documents regulating this field. The most important guidelines from this document are the following: 1. The status of public officials should be established by law and regulations or collective agreements; 2. The Government should have the general responsibility for the state of affairs and management in administration; 3. The categories and levels of public officials should be defined in the light of the function performed, to which a certain level of responsibility is attached; 4. Recruitment of public officials should be defined by equality of access to public posts and selection based on merit, fair and open competition and an absence of discrimination. Some pre-conditions may exist for accessing public posts, due to the specificity of certain services, but only if prescribed by law. 5. Recruitment procedures should be open and transparent to allow the best candidate to be appointed. The rejected candidates should have the right of objections to the decision on appointment; | 47 48 | Edmond Mileti} | NEW LEGISLATION ON CIVIL SERVANTS 6. In so far as possible, public officials should not be transferred without their consent unless it is required in the public interest and, in particular, of a good public administration. Public officials should have a legal remedy against the possible unlawfulness of such a measure; 7. Promotions involving a higher level of responsibility should be based on merit. 8. Public officials should, in principle, enjoy the same rights as all citizens. Their rights, particularly political and trade union rights, should only be lawfully restricted in so far as it is necessary for the proper exercise of their public functions. 9. There should be no unfair discrimination on the basis of, inter alia, age, disability, gender, marital status, sexual orientation, race, colour, ethnic or national origin, community background, political or philosophical opinion and religious beliefs, especially concerning access to public posts and promotion. 10. Public administrations should promote participation or consultation of public officials in decision-making processes concerning the organisation, structure and principles governing the exercise of public functions. 11. The social protection of public officials must be provided, including pensions; 12. Public officials should have an adequate remuneration commensurate with their responsibilities and function. Remuneration should be regarded as motivation for a public official to perform his or her work and should be sufficient so as to ensure that public officials are not put at risk of corruption or engaging in activities incompatible with the performance of public duties. 13. In the exercise of their public functions public officials should ensure the respect of interest of citizens, which include, inter alia, observation of principle of legality, discretion, neutrality, impartiality, hierarchical subordination, public interest and loyalty towards democratic institutions. 14. Breach of official duty may result in a disciplinary action being taken against a civil servant. Public officials should have a legal remedy against a disciplinary action. 15. The existence of a training system is an essential precondition for an efficient system of public administration. It is the task of the government to offer public officials relevant training in the frame of an appropriate training policy for them. Public officials should, therefore, have the right and the duty to undergo relevant training without discrimination. Furthermore, in certain cases training may be a condition of promotion. 16. Termination of employment should only occur in the cases and for the reasons provided for by law. A legal remedy should be guaranteed against all decisions on termination of employment. 17. A legal remedy before a court or other independent institution should be available to public officials for the protection of their rights in relation to all decisions determining rights and duties of public officials as well as protection before another independent body. Edmond Mileti} | NEW LEGISLATION ON CIVIL SERVANTS THE NEW CIVIL SERVANTS ACT The new Civil Servants Act (“The Official Herald of the Republic of Serbia” No. 79/05) represents a significant step forward in the approximation of the Serbian legislation with the EU legislation. The Act was drafted with significant assistance of SIGMA and international experts. However, there would not be any qualitative text if the drafting process was not led by experienced practitioners. Here, I should mention the immeasurable contribution of Jasmina Damjanovi}, the Deputy Secretary of the Secretariat for Legislation of the Government of Republic of Serbia. In analysing the text of the act it may be concluded that all aforementioned principles are prescribed by this Act. During the legal drafting, of course, the existing practice had to be taken into consideration. The worst mistake is to copy a foreign recipe without a critical evaluation of its influence at the existing legal system. The new Civil Servants Act and its instruments are not revolutionary news in the legislative field, but some of them, when they begin to be applied in practice, will give a completely new dimension to the state administration in Serbia. The division of employees between civil servants and general service employees, the new classification system, detailed regulation of rights and duties of civil servants with the special emphasis of the regulation of conflict of interest, the establishment of the High Civil Service Council and the Human Resource Management Service, the regulation of the disciplinary action procedure, evaluation and promotion, all represent a strong legislative basis for the establishment of the qualitative state administration system. Finally, I want to express my personal satisfaction for being able to participate in the drafting of this important piece of legislation. New experiences and knowledge will be invaluable in my future work. | 49 PERFORMANCE APPRAISAL IN THE CIVIL SERVICE OF THE REPUBLIC OF SERBIA HANS-ACHIM ROLL, LL.D Hans-Achim Roll, LL.D, a retired director-general of the Federal Republic of Germany Chancellery during the administration of premier Helmut Kohl today serves as a consultant on state administration reform and public management to governments of numerous countries in transition. PURPOSE OF THE APPRAISAL SCHEME Beginning in 2007 Serbian civil servants are evaluated under a new appraisal scheme, which constitutes a key step towards institutionalizing a politically neutral, professional and merit based civil service. Legally, the new scheme is based on Articles 82-86 Law on Civil Servants (The Official Herald of the Republic of Serbia, No. 79/05) and on the Decree on Appraisal of Civil Servants (The Official Herald of the Republic of Serbia, No.11/06). The new system aims at obtaining an objective, valid and comparable statement on the performance and on the competences of civil servants. In this context evaluation of performance refers to the measurement of efficiency and effectiveness of the civil servant concerned in relation to work objectives; and evaluation of competences means comparison of actual competences of the civil servant concerned and competences required for the work. Insofar the Serbian system corresponds to a large extent to trends that can be found also in other European civil services. The basic principles of staff appraisal are set out in Article 2 Decree on Appraisal of Civil Servants: the procedure must be conducted in an independent and impartial manner; instructions or directives with regard to the outcome of the appraisal by superiors are inadmissible. Biased appraisals or appraisal prepared without full integrity would undermine the objectives of the scheme. They could constitute, as the case may be, a disciplinary violation. Three main purposes of appraisal can be distinguished. First: appraisal may be reward oriented by providing a basis for decisions in personal matters of the civil servant concerned (positive ones like promotion and moving up on the pay scale and, of course, also negative ones as termination of employment). Second: appraisal may function as performance review through concentrating on improving or at least maintaining the performance of civil servants and serving as an instrument for human resources management in a more general perspective (staff development, training, etc.). Third: appraisal may be potential oriented and related to succession planning by reviewing the capabilities of civil servants. Article 82 Law on Civil Servants clearly refers to these three purposes. 54 | Hans-Achim Roll, LL.D | PERFORMANCE APPRAISAL IN THE CIVIL SERVICE OF THE REPUBLIC OF SERBIA On the whole, appraisal serves the interests of sides, the institution and the civil servant concerned. And, ultimately, appraisal aims, of course, at improving the quality of services provided by civil servants to the citizens of the Republic of Serbia. APPRAISAL CRITERIA There are different answers to the questions, what should be appraised. Some systems use attribute and aptitude oriented approaches, others are more job, results and performance oriented, a third, possibly a little bit outdated group, focuses on conduct and behavior of the civil servant concerned. The Serbian approach combines the fist and second of these elements in Article 82 paragraph 2 Law on Civil Servants. Reference to “results achieved in the realization of tasks” is a clear indication for a job-oriented approach; while the list of other criteria can be interpreted as an attribute and competence oriented approach. If results achieved are to be evaluated, it becomes necessary to identify and to define expected results or targets in advance. The relevant procedure is set out in detail in Articles 6-7 Decree on Appraisal of Civil Servants. Performance targets or work objectives are a specification of the job description of the respective post for a particular period and a particular job holder. Therefore, in setting work objectives the general job description contained in the Rulebook on Internal Organization and Systematization of Job Posts is translated into concrete performance targets to be achieved by the civil servant concerned during the next year with regard to the annual business plan of the respective institution. Performance targets may vary from year to year, while the job description remains unchanged. Work objectives must be as specific as possible, they should be measurable and of course they should be achievable, they must be always relevant to the main duties of the job as set out in the job description, and finally they should have a deadline. If it is impossible to set all work objectives with the necessary precision in advance, it is of course admissible to catch up with this during the appraisal period. And, of course, work objectives may be adapted or changed during the appraisal period (Article 8 Decree on Appraisal of Civil servants). Specification of work objectives should not be interpreted as top-down process imposing something on the civil servant from the outside. Work objectives for the following year shall rather be discussed openly in a meeting of the superior and the civil servant concerned. In principle, this meeting needs to take place in December before beginning of the new appraisal period, the latest before 15 January within the appraisal period (see Article 7 paragraph 1 Decree on Appraisal of Civil Servants). After the discussion the specification of work objectives shall be recorded in a document signed by the superior and the civil servant concerned. Hans-Achim Roll, LL.D | PERFORMANCE APPRAISAL IN THE CIVIL SERVICE OF THE REPUBLIC OF SERBIA The attribute or competence-oriented appraisal criteria are defined in detail in Articles 12 ff Decree on Appraisal of Civil Servants. It is obvious that the assessment of criteria like “independence”, “creativity”, “initiative”, “precision and diligence”, “quality of cooperation” requires a lot of consideration in each particular case. This is not an abstract exercise using the same standards for each civil servant. It is rather necessary to define the required standards with a view and in relation to the job description of the civil servant concerned. Independence, creativity, initiative, etc, will mean different things for the different job descriptions. The requirements for higher level civil servants with regard to, for example, independence or quality of cooperation will vary from the corresponding requirements for lower level civil servants. Only for comparable jobs of the same level equal standards can and shall be applied. APPRAISAL PROCEDURE Appraisal cycle All civil servants are appraised once a year. Exceptions to this rule are listed in Article 83 paragraph 2 Law on Civil Servants and in Article 4 Decree on Appraisal of Civil Servants. According to these provisions the manager of the state authority, a civil servant who worked less than six months during the appraisal period, and any civil servant employed for a fixed term are not appraised. Apart from this the Serbian approach is very egalitarian, because other than in some European systems all civil servants independently from their rank are evaluated in the same procedure. The appraisal cycle is defined in Article 83 paragraph 1 Law on Civil Servants and in Article 3 Decree on Appraisal of Civil Servants. According to these provisions the appraisal period runs from 1 January to 31 December of each year. Work objectives that form the basis for appraisal shall be determined, in principle, before the beginning of each appraisal period (see above). The formal appraisal procedure shall be conducted after the end of each appraisal period, which is in January of the following year, and shall be completed, with the ruling of the manager the latest by the end of February (see Article 83 paragraph 1 Law on Civil Servants). Of course, all these activities require adequate administrative preparation and appropriate follow up action. Two months, January and February, for completing the formal appraisal are not a long time. Consequently, all civil servants involved in the process must carefully plan to do this work. On average, completion of one appraisal report will take about one hour, the appraisal interview will at least take half an hour for each appraisee. There are three exceptions to the appraisal cycle described above: appraisal before expiration of the appraisal period according to Article 5 Decree on Appraisal of Civil Servants, interim appraisal in case of change of the evaluator during the appraisal period according to Article 25 Decree on Appraisal of Civil servants, and finally the “extraordinary appraisal” of civil | 55 56 | Hans-Achim Roll, LL.D | PERFORMANCE APPRAISAL IN THE CIVIL SERVICE OF THE REPUBLIC OF SERBIA servants graded “unsatisfactory” according to Article 85 f Law on Civil Servants, Articles 38 ff Decree on Appraisal of Civil Servants. From a more general perspective staff appraisal should be considered as a continuous activity throughout the whole appraisal period, and not just a once a year event. It is an interactive process requiring superiors to monitor day to day performance of their staff, to give advice and instruction to them to meet standards and to improve performance. The formal grading procedure after the end of the appraisal period is merely summarizing and formalizing all these activities. The standard appraisal form Responsibility for the formal and final decision in appraisal matters lies with the Minister or other head of the respective state authority according to Article 84 paragraph 1 Law on Civil Servants. It is obvious that these persons cannot carry out the preparatory work necessary for a proper appraisal of all civil servants working in the respective state authority by themselves. Therefore, the concept of the evaluator has been introduced by the Decree on Appraisal of Civil Servants. This corresponds to trends aiming at strengthening the line manager in the appraisal process which can be found in other European systems. According to Article 3 paragraph 3 Decree on Appraisal of Civil Servants the responsibility for preparing the evaluation is put on the immediate superior of the civil servant concerned. Therefore, depending on the hierarchy in the respective state authority, each civil servant (appraisee) will have his/her own evaluator. In many cases and for most executive civil servants this will be the head of the respective division, who will have the role of the evaluator for all of his/her subordinates. And of course each evaluator will have at the same time the position of an appraisee in relation to his/her immediate superior. The evaluator is the most appropriate person to prepare the material for the appraisal ruling of the Manager, because he/she works together with the appraisee on a daily basis and should have the best knowledge of the strengths and weaknesses of the civil servant concerned. Apart from continuously monitoring the work of the appraisee throughout the year and giving advice to the appraisee with regard to improving performance (Article 9 Decree on Appraisal of Civil Servants) the following four responsibilities are assigned to the evaluator in the formal process. First: prepare the appraisal report using the standard form according to Articles 24f Decree on Appraisal of Civil Servants. Second: conduct the appraisal interview with the appraisee according to Articles 28 f Decree on Appraisal of Civil Servants. Third: determine the proposal for a final grade based on an assessment of the appraisal criteria according to Article 26 Decree on Appraisal of Civil Servants. Fourth: liaise with the counter signer (see below) and with the personnel department to implement the further procedure. Hans-Achim Roll, LL.D | PERFORMANCE APPRAISAL IN THE CIVIL SERVICE OF THE REPUBLIC OF SERBIA The mandatory use of the standard form annexed to the Decree on Appraisal of Civil Servants simplifies and standardizes the whole appraisal procedure. The key elements of the standard form are the box dealing with the results achieved by the appraisee and the box for appraisal of the other criteria. For grading the five grades defined explicitly in the Decree on Appraisal of Civil Servants are applicable. This five points scale correspond to the practice in many other countries, however, there are also examples with a three and four points scale. In the “results achieved” box of the standard form the evaluator appraises performance by analyzing on how and to what extent the work objectives agreed upon prior to the appraisal period (see above) were fulfilled, in particular whether the appraises has met the standards as regards quality and quantity of work and whether the time table was kept (see Article 11 Decree on Appraisals of Civil Servants). According to Article 26 Decree on Appraisal of Civil Servants “results achieved” are graded for each quarter of the year. This wording should not be misunderstood as a quarterly appraisal. Actually performance is appraised only once a year after the end of the whole appraisal period, but separately for each quarter of the year. This ensures more accuracy in grading. The grades included for each quarter in the “results achieved” paragraph of the form by ticking the respective box need to be supported by explanatory comments in the respective column. These comments should highlight any significant accomplishments or significant problems or weaknesses of the civil servant concerned. Appraising results achieved requires a high degree of judgment and cannot be reduced to a simple formula. Two aspects are primarily important in this context. First: with regard to the degree each work objective has been achieved, quality, quantity of achievement and keeping deadlines have to be balanced according to their relative weight for the particular case. Second: with regard to determining the overall grade for “results achieved” the relative importance and relevance of each work objective has to be weighted. The “other appraisal criteria” box in the standard form deals with the further appraisal criteria listed in Article 82 paragraph 2 Law on Civil Servants and more precisely defined in Articles 12-17 Decree on Appraisal of Civil Servants. These criteria are interconnected with each other and also with “results achieved”. The evaluator is required to make an evaluation of the competences of the appraisee against these criteria and give a rating from 1 to 5 (see above) by ticking the appropriate box on the form, again each grade has to be supported by an appropriate explanation in the comment box. The standard form contains two further important comment boxes dealing with training suggestions for the appraisee and with other observations. This underlines that performance appraisal cannot and should not be separated from career development of the civil servant concerned. Training suggestions included in the standard form should be based on practical observations during the appraisal period. They may either aim at addressing apparent weaknesses of the appraisee or at developing further his/her abilities, qualities and aptitudes. In “other observations” the evaluator should | 57 58 | Hans-Achim Roll, LL.D | PERFORMANCE APPRAISAL IN THE CIVIL SERVICE OF THE REPUBLIC OF SERBIA include any special factors not covered elsewhere in the standard form, for example factors outside the control of the appraisee that have affected his/her performance. The appraisal interview As soon as the appraisal report has been completed by the evaluator, an interview should be held between the evaluator and the appraisee. Comparable to a growing number of other European systems the appraisal interview has been defined as a mandatory part of the procedure (Article 29 Decree on Appraisal of Civil Servants). The appraisal interview has various purposes; some of them are focusing on past performance some on career development issues. In the interview the appraisee shall be informed of the markings and all comments made by the evaluator on the standard form. Then any differences between the evaluator and the appraisee relating to the grades and comments should be resolved if possible. Additionally the interview serves enabling the evaluator to review the training needs entered into the respective box of the standard form and to include any other comments. Finally the interview should be an appropriate opportunity to review work objectives agreed upon for the coming appraisal period in the light of the current appraisal. The appraisal interview is a formal event and needs preparation. Written notice of the interview shall be given to the appraisee, and the interview shall take place the latest within seven days from the receipt of the invitation (Article 28 paragraph 2 Decree on Appraisal of Civil Servants), in principle the appraisee should have at least three days to prepare for the event on the basis of the draft appraisal report transmitted to him/her together with the invitation. The interview should take place either in the office of the evaluator or in any other room where nobody else but the participants have access. The duration of the interview will vary, but at least thirty minutes should be set aside for each interview, interviews considerably longer than one hour should be avoided. Conducting an effective interview requires from the evaluator some interviewing skills, which will grow with experience. On the whole the interview should not be conducted in an authoritarian style; the evaluator should rather choose a style focusing on coaching the appraisee and joint problem solving. The interview provides a good opportunity to exchange views between the superior and the appraisee about expectations on the one side and aspirations on the other side. At the end of the interview the proposal for an overall grade is included in the standard form by the evaluator. This proposal must reflect the grading of the individual appraisal criteria (“results achieved” and “other criteria”). According to Article 26 Decree on Appraisal of Civil Servants the proposal for the final grade is obtained as an average of the grade awarded for work objectives related performance and of the average of the grades awarded for the Hans-Achim Roll, LL.D | PERFORMANCE APPRAISAL IN THE CIVIL SERVICE OF THE REPUBLIC OF SERBIA other criteria. “Results achieved” is most important in an output oriented civil service; this criterion therefore accounts for 50% of the overall grade; the aggregated grades of the other 5/6 criteria account for the other 50%. The duties of the counter signer The appraisal report with the proposal for the final grade is signed by the evaluator after the interview (Article 30 paragraph 2 Decree on Appraisal of Civil Servants) and then submitted to the counter signer. The counter signer provides for checks and balances in the appraisal process. He/she is the immediate superior of the evaluator, and as such further removed from the work of the appraisee than the evaluator, but he/she will still have some specific knowledge of the work and the performance achieved. The tasks of the counter signer are stipulated in Articles 31-32 Decree on Appraisal of Civil Servants. Primarily he/she should, before countersigning the report, examine the report and comment accordingly with regard to the issue whether the appraisal through the evaluator is realistic and properly justified. In case there is an obvious disagreement between the evaluator and the appraisee with regard to the content of the appraisal report or to the proposed grade, the counter signer has the right to resolve this difference on his/her own judgment according to Article 31 paragraph 2 Decree on Appraisals of Civil Servants. Such differences of opinion will have emerged primarily during the appraisal interview between the evaluator and the appraisee. In this case the judgment of the counter signer, which has to be objectively based, of course, supervenes that of the evaluator. The purpose of this provision is to present to the Manager a non controversial proposal. The preparation of the final appraisal decision The countersigned appraisal report shall be then submitted to the personnel unit according to Article 32 Decree on Appraisal of Civil Servants. The personnel unit has the duty to check the appraisal report from a technical point of view, and not in substance. In case there are technical omissions or other flaws in the report, the personnel unit returns the document to the evaluator and counter signer for correction according to Article 34 paragraph 1 Decree on Appraisals of Civil Servants. If the report is massively wrong or if the marking standards applied by the evaluator are evidently incorrect or differ substantially from common practice within the state authority, the personnel unit may return the report and ask for a new appraisal. Legal basis for these steps is Article 44 paragraph 1 No 2 and 3 Decree on Appraisal of Civil Servants. However, in principle the personnel unit should accept the appraisal report as written. The evaluator and the counter signer should have more experience of the performance of the civil servant concerned than the personnel officers. | 59 60 | Hans-Achim Roll, LL.D | PERFORMANCE APPRAISAL IN THE CIVIL SERVICE OF THE REPUBLIC OF SERBIA On the basis of a correct and complete report (including a final grade) the personnel unit prepares a proposal for an appraisal ruling of the Manager (Article 35 paragraph 2 Decree on Appraisal of Civil Servants). In this proposal the personnel unit is not allowed to make any judgment of its own, or to amend and change the assessment of the evaluator and counter signer. The functions of the personnel unit are, as mentioned above, entirely technical. The proposal for a ruling is submitted to the Manager for decision. It is advisable not to submit each proposal separately, but to collect an adequate number of reports and proposals and present them together during the last two weeks of February. This allows for the manager to compare different appraisals and to organize better his/her time schedule. The manager is the formal decision maker in the appraisal process. However, as a rule and in practice the manager should be able to fully rely on the preparatory work of the evaluator and of the second signatory “translated” into a technical proposal for a ruling through the personnel unit. The manager may, however, require further information and, as the case may be, amend any of the markings or comments. But he/she should do so only if the marks or comments seem unrealistic or if there are unsolved points between the evaluator and the appraisee. If necessary, the manager shall resolve any remaining disagreement between the evaluator and the counter signer. The appraisal ruling of the manager is served formally on the appraisee together with the appraisal report as soon as possible after the decision has been taken (see Article 37 paragraph 2 Decree on Civil Servants). The appraisee shall acknowledge receipt of the ruling in writing. According to Article 16 paragraph 1 Law on Civil Servants in connection with Article 37 paragraph 2 Decree on Appraisal of Civil Servants appeal against the ruling may be filed within eight days from the formal receipt of the ruling. The appeal shall be in writing and with stating grounds. If the appraisee requests an interview either with the evaluator or the counter-signer or with an officer form the personnel unit before filing his/her appeal, this request should be granted. In many cases the appraisee will abstain from appealing formally after receiving further information and explanation in an additional interview. In case of a successful appeal against an appraisal ruling (because of procedural or other shortfalls) the decision of the Appeals Board does not replace the appraisal ruling, however, the appraisal shall be reconsidered in the light of the reasoning of the Appeals Board. Hans-Achim Roll, LL.D | PERFORMANCE APPRAISAL IN THE CIVIL SERVICE OF THE REPUBLIC OF SERBIA OBSTACLES TO EFFECTIVE APPRAISAL The biggest obstacle to the operation of effective appraisal styles is probably the reluctance or even inability of superiors to conduct the appraisal, especially the interview, adequately and in a responsible manner. From other appraisal systems it is know that superiors tend to misinterpret their role as evaluator of their subordinates as an additional bureaucratic burden and as an unnecessary intrusion into their working relations with their staff. Therefore, creating commitment for the duties related to appraisal is one of the major responsibilities of the personnel units in each state authority and primarily of the Human Resources Management Service. Irrespective of these basic problems rational and unbiased appraisal is far from being an easy exercise. Evaluators as well as counter signers need a lot of commitment, experience and character to cope with some of the major difficulties with appraisals, most of which have to do with very human dispositions. A checklist of these difficulties could include the following items: First: Appraisal should not be influenced by subjective feelings of the evaluator favoring an appraisee whom he/she likes or who is similar to him/her. Actually most civil servants believe that their superior’s evaluation is influenced by subjective elements like sympathy or dislike. Second: It should not reflect on the entire appraisal, if the appraisee has been either remarkably successful with one particular task (halo effect) or completely unsuccessful with another task (black mark effect). Third: Recent accomplishments or mistakes of the appraisee should not overshadow his/her whole performance during the appraisal period. Fourth: The appraisee should not be rated relative to other civil servants, but against standards and objectives. Fifth: Appraisal should focus on appraisal and not on anything else, like preserving a convenient working relationship, encouraging a poorly performing civil servant, or at avoiding confrontation with an aggressive civil servant. And finally sixth: Appraisal should deal with parameters which can be controlled by the appraisee, and not with those beyond his/her control. CONSEQUENCES OF APPRAISAL Consequences of appraisal are primarily dealt with by the personnel units of the respective state authority, which certainly should not restrict their activities to filing the appraisal reports and rulings. With regard to consequences a distinction should be made between “hard” and “soft “ consequences of appraisal. The “hard” consequences are listed in the Law; the “soft” consequences refer to human resources management activities like career planning and providing training. These consequences differ of course for the out performers on the one side, the good and average performers, and finally for the unsatisfactory performers on the other side. | 61 62 | Hans-Achim Roll, LL.D | PERFORMANCE APPRAISAL IN THE CIVIL SERVICE OF THE REPUBLIC OF SERBIA The most obvious consequence of an “exceptional distinction”, a “distinction” and to a certain extent also of a “good” grade is the chance of promotion. With regard to promotion two categories have to be distinguished: out performing executive civil servants who are marked with “exceptional distinction” at least two consecutive times or with “distinction” at least at four consecutive times may be promoted to a higher ranking job position according to Article 88 Law on Civil Servants; comparable requirements are stipulated for promotion of to appointed or higher ranking appointed positions according to Article 89 Law on Civil Servants. However, it has to be underlined that there is no promotion automatism. In each case it is necessary, that a vacant job position is available and that the civil servant fulfills the requirements for work on the respective higher work position. Promotion of executive civil servants on the pay scale for one or two pay grades without changing jobs is provided for by the Law on Pay for Civil Servants and Employees. Details depend on the marks accumulated in one, two or three appraisal periods. Generally not much more than about 5% of staff, and almost never more than 10%, will fall into the category of civil servants really deserving the title of out performers. They are always a highly valuable resource for the civil service in the respective state authority and should certainly be retained. Consequently their aspirations regarding training and career development should be met with priority through human resources management in the respective state authority. The majority of civil servants will be marked “good” or “satisfactory” in any appraisal period. They are in fact the backbone of any administration. It corresponds to good human resources management practice to review the medium and long term career objectives of these civil servants following the appraisal. This review should deal with identifying, if appropriate, transfer options within the state authority, and with discussing training and other development needs and possibilities. In many cases there will be no need for specific follow up action after appraisal, and the civil servant will continue doing his/her good or average job without any intervention through the human resources management. With regard to underachievers two types can be distinguished: first those who are in fact not capable to perform adequately, and it is perfectly acceptable, that they are subject to termination of employment as provided for in Articles 86 Law on Civil Servants, 42 Decree on Appraisals of Civil Servants. And second those who underperformed and were graded “unsatisfactory”, but who have the potential to improve. The Law takes due account of this distinction by providing the necessary instruments to identify and support those civil servants who have the potential. These instruments are an extraordinary appraisal 90 days after the “unsatisfactory” appraisal has become final and additional professional training. (See Article 85 Law on Civil Servants, Articles 38 and 39 Decree on Appraisal of Civil Servants). The obligatory extraordinary appraisal provided for “unsatisfactory“ civil servants in Article 85 paragraph 2 Law on Civil Servants is different in Hans-Achim Roll, LL.D | PERFORMANCE APPRAISAL IN THE CIVIL SERVICE OF THE REPUBLIC OF SERBIA substance from the regular appraisal. It would not make sense to let the evaluator repeat the whole appraisal exercise after 90 days, because this is too short a period to produce new realistic and firm results in a performance oriented appraisal. Therefore, the extraordinary appraisal is focussed on the potential of the appraisee for future improvement. It has a forward looking perspective, while the regular appraisal has a retrospective character. The prognosis adopted in the extraordinary appraisal deals with the issue whether the civil servant concerned should get a second chance, or whether the right approach is termination of employment, because there is no realistic chance that the civil service gets the value out of him/her it should get. This requires a lot of judgement and fairness from the evaluator and the counter signer conducting the extraordinary appraisal procedure provided for in Articles 39 ff Decree on Appraisal of Civil Servants. When the prognosis is negative, the manager issues a ruling to that effect, stating also that the employment relationship is terminated. In case of a positive prognosis the civil servant concerned stays in office. CHARACTERISTICS OF SUCCESSFUL APPRAISAL The Law on Civil Servants and the Decree on Appraisal of Civil Servants provide transparent and effective procedures for the appraisal, however, to make the appraisal scheme really successful and credible, these legal provisions need to be complied with and implemented properly by evaluators, counter signers and personnel units. And most of all the appraisal systems need to receive acceptance by the appraisee and commitment from the leadership of the respective state authorities. Acceptance by the appraisee will be achieved only when appraisal is perceived as valid and free from bias and as an important element within the individual career development. Leadership commitment will depend on the effectiveness of the exercise in relation to the long term objectives of the institution. And finally a successfully implemented appraisal scheme will have also an important and positive impact on the public perception of the civil service system as a whole. To ensure that the procedure does not ossify into a mere annual ritual it is necessary that all persons realize that appraisal is important for them personally: for superiors with regard to their leadership function, for appraisee with regard to their career planning and development, and for personnel units with regard to their human resources management activities. Information and training can support this. This places a specific responsibility on the capacities for human resources management in the various state authorities and on the Human Resources Management Service with regard to organizing mutual information and providing training. Capacities for human resources management in each state authority have a series of more general managerial, coordinating and advisory func- | 63 64 | Hans-Achim Roll, LL.D | PERFORMANCE APPRAISAL IN THE CIVIL SERVICE OF THE REPUBLIC OF SERBIA tions apart from their duties relating to particular stages of the appraisal procedure. Ensuring procedural uniformity is one of these duties (Article 44 paragraph 1 No.2 Decree on Appraisals of Civil Servants). This uniformity can be promoted through written information and through meetings with evaluators and counter signers to discuss appraisal problems and difficulties. And advising evaluators and counter signers on all appraisal related issues according to Article 44 paragraph 1 No. 3 Decree on Appraisal of Civil Servants is also a permanent task. Consequently at least one staff member in the personnel unit should be the best informed person in the ministry or state authority with regard to appraisal issues. This staff member should take part on a regular basis in relevant training measures. The more general issues with regard to appraisal are dealt with by the Human Resources Management Service as central institution for civil service management. The HRMS has the responsibility for ensuring high and uniform standards of appraisal procedures within state institutions and for planning and providing the relevant training for evaluators as well as the appropriate training for “unsatisfactory” civil servants as provided for in Article 85 Law on Civil Servants. And most important the HRMS has the explicit duty as stipulated in Article 46 Decree on Appraisals of Civil Servants to issue an analytical report on the appraisals conducted within the previous year through the various state authorities. In this report, which is based on the reports prepared by the particular state authorities (see Article 44 paragraph 2 Decree on Appraisal of Civil Servants), the HRMS shall monitor the procedure and trace trends, for example an inappropriate inflation of the highest grades, and identify reform necessities. On the whole the HRMS report will be the most comprehensive document on appraisal in the Serbian civil service, contributing also to the evolution of the scheme. HUMAN RESOURCE PLANNING AND COMPETITION PROCEDURE IN THE LIGHT OF THE NEW CIVIL SERVANTS SYSTEM THE OVERVIEW OF THE SYSTEM IN THE REPUBLIC OF SERBIA AND CERTAIN COMPARISON WITH THE SYSTEM OF THE REPUBLIC OF SLOVENIA [TEFKA KORADE PURG [tefka Korade Purg, former Secretary General of the Ministry of the Interior and former Director of the Directorate for Public Administration in the Ministry of Public Administration of the Republic of Slovenia, also consultant on civil servants system reform of numerous countries in transition INTRODUCTION The modernisation of administration is a long term process which is the element of the change of the entire social system in the transition period. Whenever we get ready for changing a system we must know what the objectives to be achieved by those changes are. If administrative reform is one of the significant objectives it means that the reform process must be a part of other reforms both economic and social. Within the process of modernisation of administration the objective is known and it is the full membership in the European Union, as well as an administration which may satisfy both the membership criteria and the expectation of its citizens; those citizens expect legal certainty and predictability of the administrative system, responsibility and openness, thus transparency of administrative performance and finally efficiency in using the public resources. This situation was also present in the Republic of Slovenia when the country prepared for the full membership in the EU. The situation is not much different in the Republic of Serbia which also prepares to fulfil the EU accession criteria. The approximation process has a significant role in the process of modernising the administration. Within this process a special focus should be on the introduction of a civil servants system which is the integral part of the modernisation of administration. It is well known that without qualified and professionally trained civil servants we cannot expect a professional civil service. Without changes one cannot expect successful reforms and further successful work in the area of human resource management, both of those civil servants who are already employed and of those who will be recruited, according to the prescribed procedures and requirements set out in advance. The civil servants system is a part of reform which may rely on European administrative standards as well as on European standards and recommendations in the field of law that regulates civil servants. The introduction of the civil servants system goes along with the changes in the organisational structure of state administration. This means that the establishment of a system includes the following phases: Decision on required system changes with the strategic objectives to be encouraged in the normative part of the process of modernisation 68 | [tefka Korade Purg | HUMAN RESOURCE PLANNING AND COMPETITION PROCEDURE of administration (which administrative areas need to be changed in organisation and functional sense, and which laws and regulations need to be passed); Bases, recommendations, standards and principles that will be taken as the basis of the new normative system; Scope of disposable resources for the process of modernisation and especially the implementation of the civil servants system with secondary consequences in the field of grading, promotion, human resource planning and especially in the field of conducting the internal and public competitions with the aim of obtaining the best candidates and, in the professional sense, the best civil servants for performing the most complex state administration tasks. As the normative part of work in the area of civil servants system is completed in the Republic of Serbia, the efficient and professional work in the implementation of the system is required now. This primarily entails the professional training of all civil servants who participate in the process. The Government Act and the State Administration Act prescribe the working principles of state administration, of which the principle of publicity of work and principle of expertise, must be mentioned. The State Administration Act includes bases for human resource plans and competition procedures, which means that the work should commence on new bases; there is also a need for change of thinking and working of all civil servants, especially those who will deal with human resource tasks in the widest sense of that work. The state administration in Slovenia underwent all these phases and encountered equal problems and dilemmas when it started to implement the new system. On the basis of experience we may claim that the beginning is the most difficult part when the solutions of the new system must be accepted and the old rules and working methods must be forgotten. The Civil Servants Act in Slovenia was passed in July 2002 and it started to be implemented in practice on 28 June 2003. A year should be enough time to adopt a new system but again it was confirmed that implementation in practice is the best way. Only then the new system is established and the question of which direction to take is raised. There were many problems in the beginning of the implementation of the system, especially the undertaking of the public competitions and with ranks, as well as with appointed positions; they were all the changes of the status of officials and their change to the status of a civil servant with corresponding rights and appointment to positions for a determined period of time. Some problems were solved by statute amendments and some in practice, by legal interpretation and mostly by professional training of civil servants who worked on organisational and human resource tasks and others. Within the overview of the civil servants system in the Republic of Serbia the following issues shall be specially examined: the field of human resource planning and the conduct of public and internal competitions (new [tefka Korade Purg | HUMAN RESOURCE PLANNING AND COMPETITION PROCEDURE | 69 rules prescribed by law1 and regulations2 shall be presented) together with the parallel enumeration of rules and particularities of the system in the Republic of Slovenia. HUMAN RESOURCE PLANNING A state administration is, according to the Constitution, an independent but within the limits of the Constitution and the law. The ministries and other state administration bodies perform state administration tasks. Organisational system of state administration in term of its tasks and ministries is prescribed by the State Administration Act. The internal organisation of state administration authorities is determined by the Government and, on the basis of the general organisation, each administrative authority has its own internal organisation and staffing table which is the basis for the implementation of competitions procedure for occupying vacant job positions. The internal organisation and staffing table in each state administration authority is regulated by the Bylaw on Internal Organisation and Staffing Table. The Bylaw comprises the job positions, the required number of civil servants on each job position and requirements for each job position. The second important moment in personnel processes is the process of human resource planning which entails the preparation, passing and subsequent implementation of that plan. The Plan determines for each state authority the number of job positions that may be filled in the course of the year depending on the scope of means for salaries and other expenses set out in the passed budget. In both, theory and practice, special meaning of human resources for each administration, its successful work and development is well known. This of course, means that human resources are very important; even more important than resources in general. The role of human resources was always a focal point in the preparation of the legislative framework and its subsequent application in practice. The State Administration Act establishes a legislative framework for human resource planning in administration and for passing by-laws which elaborate in more detail the procedures for the preparation of human resource plans. The Human resource plan is the basis for the human resource procedures for filling the vacant job positions: By reassignment of civil servants within and among state authorities; By recruitment for fixed term employment and indefinite employment and Recruitment of interns. 1 Civil Servants Act, Official Herald of the Republic of Serbia, No. 79/05, 81/05-corrigendum and 83/05-corrigendum 2 Regulation on Conducting Internal and Public Competitions for Filling Vacancies in State Authorities, Official Herald of the Republic of Serbia, No. 3/06 and the Regulation on Preparation of Human Resource Plan in State Authorities, Official Herald of the Republic of Serbia, No. 8/06 70 | [tefka Korade Purg | HUMAN RESOURCE PLANNING AND COMPETITION PROCEDURE The procedure of preparation of the human resource plan is connected to the preparation of the budget, which means that human resource planning is connected to the planning of the required means for civil servants’ salaries. It is understood that such planning is also connected to the business plans and scope of work of each civil servant and administration as a whole. It is important to mention that the procedure of planning and preparing a budget and human resource plan in the Republic of Serbia begins in the current year for the next year. This means that the working conditions of administration are known in advance. The same applies to the Republic of Slovenia where the starting basis for the preparation of the budget are known and prepared in advance and on that basis the budget is prepared for new two years as well as the preparation of the human resource plan – the corrections of the human resource plan for current year and following two years. The business plans for the next year is prepared in the current year; the basis for calculation of civil servants’ salaries and of other employees in the public sector is known in advance as well as other expenses and the inflation rate is also determined – all this is the basis for the preparation of budget and the human resource plan for state authorities, state administration authorities and certain legal persons from public sector (public agencies, employment agencies, health insurance funds, pension and disability insurance fund). We may say that the system of preparation of human resource plan is essentially the same in both, the Republic of Slovenia and the Republic of Serbia, with the difference in term of time limits of approximating the human resource plan with the passed budget. In Serbia the approximation of human resource plan with passed budget must be completed within the time limit of 30 days from the publication of the Budget Act and in the Republic of Slovenia in the time limit of 60 days from the entry into force of the Budget Act. In any case in both, Serbia and Slovenia, human resource plan may be amended if the scope of resources for salaries is changed in the budget on the basis of the amendments of the Budget Act. Content of the Human Resource Plan The Human Resource Plan prepared according to the law and regulations consists of two parts, the schemes and the explanation. The schemes show, on one side, the existing number of civil servants and, on the other, the proposal for the next year. The first part referring to the existing situation also includes: The existing number of civil servants and general service employees that are employed for indefinite employment according to position, rank and type of job position; The existing number of civil servants and general service employees that are employed for fixed-term employment according to position, rank and type of job position; Existing number of interns according to levels of education. [tefka Korade Purg | HUMAN RESOURCE PLANNING AND COMPETITION PROCEDURE | 71 The second part of schematic overview that refers to the proposal for the year for which the human resource plan shall be passed includes: The existing number of civil servants and general service employees that are required for indefinite employment according to position, rank and type of job position; The existing number of civil servants and general service employees that are required for fixed-term employment due to the increased scope of work according to ranks and types of job positions; Number of interns according to levels of education required to be recruited for the year for which the human resource plan is passed. The explanation of the human resource plan includes information on achievement of human resource plan for the current year, reasons due to which there is need to increase or reduce the number of civil servant and general service employees employed for indefinite time period (the change of competences of an authority as the result of the amendment of legislation may be a reason) and reasons due to which their job positions should be described and allocated in a different manner. The explanation should enumerate reasons due to which there will be an increased scope of work, which will affect the number of civil servants required additionally in an authority. When preparing a human resource plan attention should be paid to certain particularities prescribed by a bylaw and those particularities refer to the period (at the end of the year or in the course of the year) for which the number of civil servants is determined. Thus, the human resource plan proposal for the year for which the plan is passed includes the proposed number of civil servants and general service employees, who will be employed for indefinite time period, and proposal of the human resource plan for the year for which the plan shall be passed includes the number of civil servants and general service employees, who will be employed for fixed time period due to the increased scope of work. When planning the number of interns in the human resource plan for the year for which the human resource plan shall be passed, it is necessary to include the number of interns according to levels of qualification whose recruitment is planned for the year for which the human resource plan is prepared. If we make a comparison with the system in the Republic of Slovenia3, we may see that the human resource plan consists of a schematic part and the explanation. The main difference is in the schematic part which includes only the highest number of all civil servants and officials in a certain state administration authority or other state authority at the end of the year for which the human resource plan is passed. The human resource plan for state administration authorities (ministries, integrated authorities, governmental services and 3 In the Republic of Slovenia the preparation of human resource plans is prescribed by the Civil Servants Act (Civil Servants Act, Official Gazette of the Republic of Slovenia, No. 32/2006) and by the Ministry of Public Administration administrative direction on the content and the procedure for devoloping and proposing human resources plans (Official Gazette of the Republic of Slovenia, No. 60/06). 72 | [tefka Korade Purg | HUMAN RESOURCE PLANNING AND COMPETITION PROCEDURE administrative units) is passed as the decision of the Government and the explanation states which civil servants and officials are included in the human resource plan and how a civil servant in fixed term-employment fits in the plan (those servants are employed as the replacement for civil servants absent due to illness of other justified reasons). When the comparative overview is made it is especially required to mention in the explanation that the total number of civil servants does not include civil servants paid from the EU budget (for example, from structural funds). Other state authorities including courts, prosecutors’ office and attorneys’ offices independently pass their human resource plans but under the same requirements and within the scope of means for salaries provided from the budget4. Preparation procedure and passing of human resource plans According to the existing legislation in the Republic of Serbia, the preparation of human resource plans begins in certain authorities in the following manner: the authorities prepare a human resource draft and submit it to the Ministry of Finance together with the proposal of the financial plan. The role of the Ministry of Finance is especially emphasised in this phase since a great part of the budget serves for paying salaries; thus the ministry must have important role in the preparation. The question of scope of work and working programme is always raised since, on one side, it is the state authority which has certain arguments for certain number of civil servants required for performance of all tasks from its competence while, on the other side, it is always the state budget which has limited scope of assets and must control all users of public means. The role of the Human Resource Management Service5 is important in the procedure of preparing the human resource plans. The ministries, special organisations, service of the Government and the expert service of administrative districts must submit a draft human resource plan to the Human Resource Management Service while courts and prosecutors’ offices submit their drafts to the Ministry of Justice. Prepared human resource drafts must be verified in the following cases: if they are prepared in accordance with the provisions of the regulations; if necessary the guidelines for removing deficiencies will follow. It 4 Article 43 of the Civil Servants Act prescribes the authority which prepares the draft of the human resource plan in the Republic of Slovenia. The Ministry of Public Administration is competent for state administration authorities, the Supreme Court for courts, the State Prosecutor’s Office for prosecutors’ offices and the State Attorney’s Office for attorneys’ offices. Other state authorities are independent. 5 The Regulation on Establishment of the Human Resource Management Service enumerates competences of the Service. Article 2 prescribes that the Service prepares for the Government the proposal of the human rescore plan and ensures the proper implementation of the passed human resource plan. [tefka Korade Purg | HUMAN RESOURCE PLANNING AND COMPETITION PROCEDURE | 73 is also necessary to verify if the plans are prepared in a way that the Ministry of Finance will approve the sum of money required to pay salaries from the budget. If there are no objections the procedure for preparing the draft of human resource plans is completed and after passing the budget it is necessary to prepare a proposal of a human resource plan. Certain authorities have competences in the procedure of preparing the proposal of a human resource plan. Primarily, it is the Human Resource Management Service, which prepares proposals of a human resource plan for ministries, special organisations, and services of the Government and expert services of the administrative districts as well as the Ministry of Justice, which prepares proposals of a human resource plan for all courts and public prosecutors’ offices. Other state authorities independently prepare a proposal of a human resource plan. The time limit for preparation of the proposal of a human resource plan is eight days from the date of publication of the Budget Act of the Republic of Serbia in the Official Herald of the Republic of Serbia. There is a subsequent verification of proposals of human resource plans where certain authorities have a significant role; according to the provisions of the regulation governing the preparation of the human resource plans each authority is obliged to verify if the data are correct and if the proposal of human resource plan is adjusted with the assets at the disposal for the salaries. The verification of adjustment of the proposals of human resource plans with the available assets for salaries is an important part of the procedure and the Ministry of Finance again has an important role. Supervision over implementation of human resource plan Following all procedures of verification within its competences for passing the human resource plans the competent authorities, that is the Government and the Ministry of Justice and principals of other authorities, pass human resource plans which become the basis for the further work of authorities in the field of human resource management. An efficient work entails the supervision and there are supervision competences for the implementation of the passed human resource plan. The adjustment of filling the vacant job positions with the human resource plan is especially significant. The administrative inspection performs this task in the Republic of Serbia. The role of the Human Resource Management Service which follows the implementation of human resource plans is also important. On the basis of this follow-up the Service prepares a report for the Government, upon its request. In case of any deviation the Government may, within its competences, order a state administration authority to undertake corresponding measures. In the Republic of Slovenia the competence for supervision of implementation of the human resource plan is vested in the Ministry of Public Administration which must monthly follow, on the basis of the 74 | [tefka Korade Purg | HUMAN RESOURCE PLANNING AND COMPETITION PROCEDURE decision of the Government, 6 the implementation of the human resource plan. If it finds out that certain authority has more employees than what was determined in the human resource plan it may supervise the recruitment. This means that the authority may no longer independently decide on employment of new civil servants even in the case when it has a need to employ a civil servant for a fixed termemployment due to the absence of some other civil servant. This decision is passed due to the Government’s decision to reduce the number of employed civil servants not only in state administration authorities but in the entire public sector and in the part of the public sector where the Government has a possibility to influence the number of employed civil servants. CONDUCT OF THE INTERNAL AND PUBLIC COMPETITION As it was already said, the legal basis for filling the vacant job position in the administration is prescribed by the Civil Servants Act and regulation (it regulates the procedures). The legal basis is not only important because of the fact that the administration should function on the basis of the law and secondary legislation but also for principles and standards with the aim of efficient administration, the best human resources and accessibility of job positions under equal conditions for all. The Civil Servants Act, as the basis for filling vacant job positions, includes the employment requirements among which are citizenship, professional qualifications and other requirements in connection with the Bylaw on Internal Organisation and Staffing Table and the passed human resource plan. In relation to the citizenship requirement the European standards are very interesting as they allow an exception from the free movement of workers principle and which applies to the civil servants positions. This standard as well as other standards and principles are incorporated in the Civil Servants Act. The Act also prescribes the modalities of filling a vacant job positions depending on whether it is an appointed or executive one. The modalities are the following: the reassignment, the internal and public competition and the appointment. It may be said that the law by rule prescribes reassignment from the same or another state authority and following that the compulsory internal competition in the state administration authorities. If the internal competition fails, the public competition is an option and the 6 Decision of the Government of the Republic of Slovenia, No: 10002-18/2006/19 of 06/07/06, (Consolidated human resources plan of the state administration authorities for year 20062008; 81st regular session of 06/07/2006) - http://www.mju.gov.si/si/zakonodaja_in_dokumenti/pomembni_dokumenti/ [tefka Korade Purg | HUMAN RESOURCE PLANNING AND COMPETITION PROCEDURE | 75 employment of the candidate who, according to special criteria,7 was chosen as the best candidate at the public competition. On the basis of the Act, the Government passed a special regulation which determines the procedure of conducting the internal and public competition for filling a vacant job position in state authorities. The regulation must be applied together with the statute and in that manner it is possible to have a transparent and lawfull procedure for selecting candidates who fulfil both formal and expert requirements and requirements regarding knowledge and skills required for the performance of administrative tasks in executive job positions. The comparative solution and example are contained in Article 122 of the Constitution of the Republic of Slovenia8, which states that the employment in administrative services is possible only on the basis of public competition, unless otherwise is prescribed by law. These exceptions on the basis of the statute are possible only for employment in security services or in the area of the national defence of the country. The public competition procedure is regulated in detail by the Civil Servants Act and it is necessary for filling of civil servants’ positions when a vacancy position is filled by employment of a candidate coming from outside of administration. Internal Competition An internal competition for filling a vacant job position is conducted if the position is not filled by reassignment from the same state authority. This means that the internal competition is compulsory when a job position is not filled by reassignment. The rules according to which the internal competition is conducted are the same that apply to the public competition, except provisions on advertising of a vacant job position and the time limit for the submission of applications. The general rule for conducting internal competitions states that the following categories may participate in that competition: civil servants who fulfil requirements for promotion, civil servants who work in the same rank as the rank of the job position that is being filled and civil servants who are unassigned. In relation to the conduct of an internal competition it is necessary to especially emphasise that the rules and competences of the human resource management service are connected to the conduct of the internal competition for state administration authorities and services of the Government. Those rules also apply to other state author7 Special criteria are prescribed by the administrative direction on professional qualifications, knowledge and skills that are verified in the selection procedure, modalities of their verification and criteria for selection to the job position, Official Herald of the Republic of Serbia, No. 64/2006. 8 Constitution of the Republic of Slovenia, Official Gazette of the Republic of Slovenia, No. 33/1991. 76 | [tefka Korade Purg | HUMAN RESOURCE PLANNING AND COMPETITION PROCEDURE ities, although some of them are specially determined by the principal (for example, the method of advertising the internal competition). It is necessary to mention that the internal competition is compulsory for state administration authorities. The regulation determines another possibility for the internal competition and that is to be conducted only within one state authority or service of the government under the condition that the authority or service has more than 100 prescribed job positions. Only civil servants from that authority may participate in the competition under the conditions that they satisfy necessary requirements. If the internal competition fails the next step is a public competition at which civil servants from other state administration authorities and services of the government may participate. Those civil servants must fulfil the requirements for the participation in the competition which also entails the fulfilment of the requirements of the job position. The Human Resource Management Service advertises the internal competition when the requirements for advertising are met. This means that the principal of the authority passed a ruling on filling the vacant job position, that the job position is prescribed by the Bylaw on the internal organisation and staffing table and that the filling of the vacant job position is in accordance with the addopted human resource plan. According to the Regulation the competition is advertised on the web page of the Human Resource Management Service, on the notice board of the Service and of the authority in question or of the government service. The selection panel conducts the internal competition. The principal of the authority appoints the selection panel and one member of the selection panel must be a civil servant from the Human Resource Management Service. The role of this selection panel is very important since it already has an active role at the beginning of the competition. The selection panel must prepare criteria for the selection and evaluation of the professional qualifications, knowledge and skills of a candidate. In a case where the internal competition fails, the same selection panel shall conduct a public competition. In order to have a lawful internal competition according to rules set and known in advance it is very important to respect all provisions as well as the provision regarding information that an advertisement must contain. This is the following information: Information on authority in which the vacant job position is filled, information on job position and location of work; Information on working conditions, professional requirements, knowledge and skills evaluated in the selection procedure and the modalities of their verification; Time limit in days and the address for submission of applications; Date of advertisement; Documentation enclosed with the application with the note that in case of a competition conducted in an state administration authority or [tefka Korade Purg | HUMAN RESOURCE PLANNING AND COMPETITION PROCEDURE | 77 service of the Government for filling the vacant job position the applicant is not required to submit proofs on facts, that are official records kept by an authority; Information on authority from which civil servants may participate in the internal competition; Information on civil servants that may participate at the internal competition. The advertisement of the internal competition must contain some information on the type of a job performed in the job position and there must be information on the contact person. Only when the advertisement is clear on what information is required from candidates shall the applications be complete and valid and the selection panel shall have less work. Upon expiry of the time limit for submission of the applications the selection panel must examine all applications, enclosed documentation and establish which candidate fulfil requirements for the specific job position. The selection panel will short list those candidates and the selection procedure will take place. The work of professional services and the work of the selection panel must be professional and legal since, according the law and regulation, a participant of the internal competition has the right to appeal under the same requirements as for public competition. This means that a participant may lodge an appeal within eight days from the day the ruling was served (the ruling is served on everyone). The reasons for the appeal are the following: if he/she believes that he/she satisfies the requirements for employment in the given position but was not taken into consideration; or that the chosen candidate is not eligible for employment in the given position; or that significant irregularities occurred during the selection procedure. A participant in a public competition shall have the right to examine the documentation and the selection panel shall decide on appeal according to the provision of the General Administrative Procedure Act. There are no significant differences between the conduct of internal competition in the Republic of Serbia and the Republic of Slovenia. The internal competition in Slovenia is regulated by the provisions of the Civil Servants Act and regulations9 that determine the procedure for filling a vacant job positions. The procedure is less formal and there is no appeal. 9 In Slovenia the procedure is regulated by the Regulations on procedures for filling vacant job posi- tions in state administration authorities and judicial bodies, Official Gazette of the Republic of Slovenia, No. 22/2004, 57/05, 10/06, which was amended due to changes of the Civil Servants Act. An important novelty in the procedure of submitting the applications for the internal competition refers to documentation that needs to be proposed by the applicant. In the light of the polite and efficient administration the participants of the competition should only give statement to meet requirements and the authority conducting the competition should verify information given in the statement or to get information from official records. On the basis of this the competition is conducted and the best candidate is selected. 78 | [tefka Korade Purg | HUMAN RESOURCE PLANNING AND COMPETITION PROCEDURE Significant difference concerns the authority for conducting the internal competition – in Serbia it is the exclusive competence of the selection panel while in Slovenia the selection panel is one of several possible authorities. The differences are the following: REPUBLIC OF SERBIA A selection panel conducts the internal competition. A participant has the right to appeal the ruling under the same conditions as for the public competition Compulsory internal competition when the positions are filled by the Government. The list of candidate is prepared from which the principal must choose one candidate. REPUBLIC OF SLOVENIA The principal, chief of an internal unit, authorised person or selection panel conduct the internal competition. A participant in the internal competition only receives a notice that he or she was not chosen and can inspect all documentation. Compulsory internal competition when the positions are filled by the Government. Only one candidate is chosen who the best is in the professional sense. Public Competition The next step in filling a vacant job position is the public competition in a case when an internal competition failed. According to law, a public competition is compulsory if an intern is recruited. The Human Resource Management Service again has a significant role since it advertises a public competition in the Official Herald of the Republic of Serbia and in a daily newspaper which is distributed on the territory of the country. The advertisement is submitted to the institution competent for employment as well as information on the vacant job position. The official advertisement is the advertisement in the Official Herald. The time limit commences the first day after the publication of the advertisement. The advertisement of a public competition is put on the web page of the Human Resource Management Service with the information on the date of publication in the Official Herald and the time limit for applications. If we look again at the differences between the system of advertising a public competition in the Republic of Serbia and in the Republic of Slovenia we may observe the following ones: [tefka Korade Purg | HUMAN RESOURCE PLANNING AND COMPETITION PROCEDURE | 79 REPUBLIC OF SERBIA Public competition is advertised by the Human Resource Management Service which has secured financial means at its disposal The Official Herald of the Republic of Serbia and any public newspaper which is distributed in the whole Republic of Serbia. Web page of the Human Resource Management Service with the note on publication in the Official Herald and with the time limit for submission of application. According to the Regulation the advertisement is submitted to the authority competent for employment. REPUBLIC OF SLOVENIA Each state administration authority advertises independently and each authority has financial means in its financial plan. The Official Gazette of the Republic of Slovenia and any daily newspaper. Obligatory publication on the web page of the Ministry of Public Administration. Submitted to the Employment Agency – compulsory according to the Insurance Act during the unemployment The content of the public competition advertisement does not differ significantly from the content of the internal competition but it only has to have certain other information. The advertisement has to contain also the following information: information on the authority in which the job position is filled, job position and location of work; information on working conditions at the job position; information of types of tasks at the job position; information on expertise, knowledge and skills that are evaluated in the selection procedure and modalities of their verification; time limit and address for applications; name and surname of a person authorised to give information on public competition and documentation to be enclosed with the application. Evidence must be either original or the certified copies of the following documents: citizenship certificate, the birth certificate, certificate of degree and working experience and other evidence on fulfilment of requirements for a job position. There is always a discussion on what is an appropriate certificate of working experience. Most often it is the document called “work 80 | [tefka Korade Purg | HUMAN RESOURCE PLANNING AND COMPETITION PROCEDURE booklet” 10 which contains enumerated years of service experience with the title of organisation where the candidate worked. The mere information on years of service does not prove someone’s working experience and thus other evidence must be submitted. According to the regulation a civil servant encloses a ruling on reassignment and the ruling on unassigned civil servant; in this way the fulfilment of requirements for the job position is proved. In relation to evidence it is very interesting to show the situation in the Republic of Slovenia. After the amendments of the Civil Servants Act and after the amendments of the General Procedure Act there is a change of all data from official records between authorities, except those data referring to taxation data or to data from criminal records for which an authority needs written consent of an individual. This means that participants in a public competition may only propose statements on the fulfilment of requirements for job position for which a public competition is advertised and the authority itself must verify if the data is correct and if a candidate fulfils the requirements. A special obligation of the state administration of the Republic of Slovenia refers to verification of evidence of professional qualification at universities and schools. This means that it is necessary to verify, before the signing of the employment contract, if the certificate on graduation or some other certificate on professional qualification is genuine. All those procedures are new and they will undoubtedly create problems. However, in the light of principles of efficient, fast and transparent work of state administration it is necessary to start working in this way. Supervision over conduct of internal and public competitions Both, the law and the regulation on conduct of internal and public competitions, prescribe supervision. The administrative inspectorate is competent for supervision and it monitors the adjustment of filling the job positions with the bylaw on internal organisation and staffing table and Human Resource Plan. The administrative inspectorate supervises the legality of conducting the internal and public competition. Unlike the system in the Republic of Serbia the inspectorate for the civil servants system in the Republic of Slovenia is competent for supervision of conducting the internal and especially public competitions. It acts in accordance with the Civil Servants Act. This solution proved to be a very good solution since the inspection in this manner helped in rendering the public competition procedures to be better, efficient and legal. 10 A work booklet is a document that is not known in the member states of the EU. The Republic of Slovenia has kept a work booklet which is in accordance with the Employment Relations Act. Recently there have been discussions on its abolition and its replacement with the ‘social card’. [tefka Korade Purg | HUMAN RESOURCE PLANNING AND COMPETITION PROCEDURE | 81 CONCLUSION As all changes were prepared and implemented with the aim of a better and more efficient administration, on the basis of the brief overview of the civil servants system in the Republic of Serbia and the Republic of Slovenia we may claim that the new system is a proper basis for a lawfull and transparent work of the administration which offers more possibilities for the selection of candidates that are best in the professionals sense. This brief overview at the same time demonstrates that the reforms processes and the modernisation of the administration in both, Slovenia and Serbia, are the processes that went or go towards the modern development trends and approximation of state administrations in the light of European standards and principles and in the light of better services for their citizens and other users of administrative services. CIVIL SERVANTS ACT “OFFICIAL HERALD OF THE REPUBLIC OF SERBIA”, NO. 79/2005 Please note that the Regulation on Classification of Posts of Employment and Measures to Describe Jobs of Civil Servants and the Regulation on Classification of General Service Posts are not included in this compilation of laws Content of the Act (1) (2) Article 1 This act shall govern the rights and obligations of civil servants and certain rights and obligations of general service employees. Certain rights and obligations of civil servants in specific state authorities may be regulated differently by a special statute, if the nature of their work requires so. CHAPTER I INTRODUCTORY PROVISIONS 85 (1) (2) (3) Article 2 A civil servant is a person whose job description includes tasks from the domains of the state administration, courts, public prosecutors’ offices, the Republic Public Attorney office, services of the National Assembly, the President of the Republic, the Government, the Constitutional Court, and services whose management is elected by the National Assembly (hereafter: state authorities) or related general legal, informatics, financial, accounting and/or clerical tasks. Civil servants shall not be the following: members of the Parliament, the President of the Republic, the Constitutional Court justices, members of the Government, judges, public prosecutors and deputy public prosecutors, and other persons elected to the office by the National Assembly or appointed by the Government, as well as persons ranked as officials pursuant to separate regulations. A general service employee is a person in a state authority whose job description includes ancillary technical tasks. Employer of Civil Servants and General Service Employees (1) Article 3 The Republic of Serbia shall be the employer of civil servants and general service employees. CIVIL SERVANTS ACT Definition of a Civil Servant and a General Service Employee A (2) The Principal Officer of a state authority (hereafter: the Principal) shall administer the rights and obligations of the employer in the name of the Republic of Serbia unless otherwise is prescribed by this or another statute or another regulation. Application of General Labor Law and the Special Collective Agreement (1) CHAPTER I (2) CIVIL SERVANTS ACT 86 A (3) Article 4 The general labor law and the Special Collective Bargaining Agreement for Civil Service (hereinafter: the Special Collective Bargaining Agreement) shall apply to the rights and obligations of civil servants that are not governed by this or another statute or other regulation. The Government and representative trade unions established for the [entire] territory of the Republic of Serbia shall enter into the Special Collective Bargaining Agreement. The general labor law and the Special Collective Bargaining Agreement shall apply to rights and obligations of general service employees unless otherwise is prescribed by this or another statute. Legality, Impartiality and Political Neutrality (1) (2) Article 5 A civil servant shall be obligated act in accordance with the Constitution, the law and other regulations, in conformity with professional rules, impartially and politically neutrally. At work, a civil servant may neither express nor advocate his/her political beliefs. CHAPTER II PRINCIPLES GOVERNING THE WORK OF CIVIL SERVANTS 87 Accountability for Performance (1) (2) Article 6 A civil servant shall be accountable for lawful, professional and efficient discharge of his/her functions. No one may influence a civil servant to act or refrain from acting contrary to the law. Article 7 Favoring or discriminating against a civil servant in enjoyment of his/her rights and responsibilities, particularly on racial, religious, gender, ethnic or political grounds or for [any] other personal attribute shall be prohibited. Access to Information on Civil Servants’ Performance Article 8 The general public shall access information on civil servants’ performance in accordance with the statute governing free access to information of public interest. CIVIL SERVANTS ACT Prohibition of positive and/or negative discrimination A Equal Access to Vacancies (1) (2) Article 9 All vacancies in a state authority shall be available to all candidates for employment under equal conditions. The selection of the candidates shall be based on their professional qualifications, knowledge and skills. Professional Advancement and Development (1) CHAPTER II (2) CIVIL SERVANTS ACT 88 A Article 10 The advancement of a civil servant shall depend on his/her professionalism, performance, and needs of a state authority. A civil servant shall have the right and obligation to vocational training that corresponds to the needs of the state authority. Equal Opportunities Article 11 All civil servants shall be equal when decisions on their promotion, rewarding and legal protection are being made. I. RIGHTS OF CIVIL SERVANTS Working Environment (1) (2) Article 12 A civil servant shall be entitled to: a working environment wherein neither his/her life nor health would be endangered, technical and other means he/she needs to work, and protection in case of a threat, assault and other forms of endangering his/her safety at work. At the request by a civil servant, the Principal must implement measures for the protection of the civil servant’s safety at work. CHAPTER III RIGHTS AND OBLIGATIONS OF CIVIL SERVANTS 89 Salary Article 13 A civil servant shall have the right to salary, compensation and other emoluments in accordance with the statute governing emoluments in state authorities. (1) (2) Article 14 A civil servant shall have the right to vacation and leave pursuant the general labor law and the Special Collective Bargaining Agreement. A civil servant shall have the right to an annual vacation for a minimum of 20 and a maximum of 30 workdays pursuant to the criteria set forth in the Special Collective Bargaining Agreement. Membership of Trade Unions and Professional Societies Article 15 A civil servant shall have the right to membership to trade unions and/or professional societies as well as the managing bodies thereof. CIVIL SERVANTS ACT Vacation and [other] Leaves A Right to Appeal (1) (2) (3) Article 16 A civil servant shall have the right to appeal a decision whereby his/her rights and duties are determined unless this statute explicitly rules this out. An appeal must be filed within eight days from the service of a ruling, unless this statute prescribes a shorter time limit. An appeal shall stay execution of a ruling unless otherwise is expressly prescribed by this statute. CHAPTER III Additional Rights of Civil Servants 90 Article 17 In conformity with this statute and the general labor law, the Special Collective Agreement may stipulate [additional] rights of civil servants not prescribed by this statute. II. OBLIGATIONS OF CIVIL SERVANTS Execution of Orders (1) (2) (3) Article 18 A civil servant shall be obligated to execute his/her superior’s verbal order except whenever he/she (the civil servant) deems that the order is contrary to the law, rules of the profession, or that the execution may cause damage. The civil servant shall communicate this [objection] to his/her superior. The civil servant must execute an order that the superior has re-issued in writing, and notify the Principal thereof in writing. A civil servant must refuse to execute a verbal and/or written order whose execution would represent a criminal offence and must notify the Principal in writing about the case i.e. notify the supervisory body when the order was issued by the Principal. CIVIL SERVANTS ACT Reassignments A Article 19 A civil servant shall be obligated to accept a position in the same or another state authority he/she is temporary or permanently assigned to in conformity with the provisions of this statute. Temporary Work not specified in the Job Description (1) Article 20 In order to meet a temporary rise of activities or to substitute an absent civil servant and upon a written order by his/her superior, a civil servant shall be obligated to execute tasks not specified in his/her job description if he/she satisfies the requirements for the job. (2) (3) The superior shall determine the type and duration of the work by his written order [but the duration shall be limited] to a maximum of 30 workdays. The work may last longer than 30 days if the civil servant is required to replace another civil servant or the post is vacant. Temporary Assignment to a Lower-rank Post (2) Work in a Working Group Article 22 A civil servant shall be obligated to act upon a written order whereby the Principal assigns him or her to work in a working group within his/her own or another state authority. Keeping Official and Other Secrets Article 23 A civil servant shall be obligated keep official and/or other secrets as determined by a statute or other regulation. CHAPTER III (1) Article 21 In case of natural disasters, force majeure or other unforeseeable events and upon a written order of his/her superior, a civil servant must work as long as the underlying circumstances exist at a post lower in rank than his/her own. The [affected] civil servant shall retain all the rights that derive from his/her [regular] post throughout that period. 91 Observing Work Hours (2) III. PREVENTING CONFLICT OF INTERESTS Ban on Accepting Presents and Misusing Positions in State Authority (1) (2) Article 25 A civil servant must not accept any gift, other favor or benefit in relation to discharge of his/her [official] duties, for either himself/herself or other person, except a protocol or appropriate presents of a smaller value. A civil servant must not use his/her position in a state authority to exercise influence on his/her or related persons’ rights. CIVIL SERVANTS ACT (1) Article 24 A civil servant must observe the working hours and the Code of Conduct applied in a state authority. Whenever prevented from working a civil servant must inform his/her immediate superior about the [underlying] reasons within 24 hours from their emergence. A (3) The statute governing prevention of conflict of interest in the discharge of public office shall apply to determination of the related persons and acceptance of gifts. Outside Work (1) CHAPTER III (2) 92 Article 26 Subject to a written consent by the Principal, a civil servant may work for other employers outside his/her work schedule provided that the outside work: is not prohibited by a statute or other regulation, does not create prospects for conflict of interests, or does not affect impartiality in discharging his/her duties. The Principal’s permission shall not be needed to: carry out outside scientific research, publish copyrightable material, or work with cultural and artistic, humanitarian, sports and similar institutions. Nevertheless, the Principal may forbid this work if it prevents or impedes the [regular] work of a civil servant or damages reputation of the state authority. Information on Outside Work (1) (2) Article 27 A civil servant must inform the Principal about his/her outside work. When the [concerned] civil servant manages a state authority, the state authority or body in charge of his/her appointment shall decide on giving assent to his/her outside work. Ban on Establishing Commercial Entities and/or Public Services (1) (2) CIVIL SERVANTS ACT (3) A Article 28 A civil servant may not establish a commercial entity or public service or perform entrepreneur activities. The statute governing prevention of conflict of interests in the discharge of public functions shall apply to conveyance of the managerial powers in a commercial entity to other persons. A civil servant shall be obligated to submit the data on the transferee to the Principal together with the evidence of the conveyance, while a civil servant in an appointed position must submit the equivalent to the Republic Committee for Resolving Conflicts of Interest. Limitations on Membership to Managing Bodies of a Legal Person Article 29 A civil servant may not be the director, a deputy or assistant director of a legal person but may be a member of the Executive or Supervisory Board or other managing body of a legal person if appointed to it by the Government or other state authority in accordance to a special regulation. Declaring Interests in a Decision of a State Authority (3) Application of Law Governing Prevention of Conflict of Interests in Discharge of Public Function Article 31 Statutory legislation and other regulations governing prevention of conflict of interests in the discharge of public office, as well as the provisions of this statute on outside work and ban on establishing commercial entities and/or public services and/or undertaking entrepreneurial activities shall apply to civil servants holding appointed positions. CHAPTER III (2) 93 CIVIL SERVANTS ACT (1) Article 30 In order to enable decision-making on his/her exemption, a civil servant must inform his/her immediate superior in writing about each interest that he/she or a person related to him/her may have in relation to any state authority act in whose issuance he/she participates. A civil servant managing a state authority shall inform in writing the state authority or body in charge of his/her appointment on his/her interests. The aforementioned shall not affect [the application] of the rules on exemption prescribed by the statute governing the general administrative procedure. A CHAPTER IV TYPES OF CIVIL SERVICE JOBS 94 I. APPOINTED AND EXECUTORIAL* POSITIONS (1) (2) Article 32 Depending on complexity of duties, powers and responsibility, all civil service positions shall be assorted as either appointed or executorial ones. The provisions of this statute on classification of the jobs shall not apply to police officers, customs and tax officers, civil servants working on security related affairs, and civil servants working with penitentiaries. II. APPOINTED POSITIONS Definition (1) CIVIL SERVANTS ACT (2) A Article 33 An appointed position is a post where a civil servant has powers and responsibilities pertinent to directing and coordinating work in a state authority. An appointed position shall be received by appointment by the Government or other state authority or body. Appointed Positions in the Government and other State Authorities (1) Article 34 The Government shall make appointments to the following positions: assistant minister, secretary of a ministry, director of an authority within * Remark by the translator: “Executorial” has been chosen instead of “Executive” as the latter is usually associated with chief officers of a government, state, or political division or persons having administrative or managerial authority. (2) a ministry, assistant director of an authority within a ministry, director of a special organization, deputy and/or assistant director of a special organization, director of a government service, deputy and/or assistant director of a government service, deputy and/or assistant of the Government General Secretariat, the Republic Public Attorney, the Deputy Republic Public Attorney and the head of an administrative district. Appointed positions in the courts and public prosecutors’ offices shall be specified by acts of the Supreme Court of Serbia and the Republic Public Prosecutor respectively. The appointed positions in other state authorities shall be specified by their acts. Definition and Classification into Ranks (1) (2) (3) Article 35 Executorial positions are all those positions that are not appointed, including positions of officers managing internal units within a state authority. Executorial positions shall be assorted into ranks depending on the complexity of duties and responsibility, knowledge and skills required, and working environment. The ranks shall be the following: Senior Counsellor, Independent Counsellor, Counsellor, Junior Counsellor, Associate, Junior Associate, Clerk, and Junior Clerk. CHAPTER IV III. EXECUTORIAL POSITIONS 95 (1) (2) Article 36 The rank of a senior counsellor shall entail the most complex tasks that can significantly influence the policy-making process or achievement of results in certain fields from a state authority’s sphere of activities. [The post at this rank] requires creativity, initiative, high level of professionalism, independence and experience without turning to the superior except about policy-making related issues only. A civil servant ought to have a university degree and at least seven years of relevant professional experience to work in the rank of a senior counsellor. Independent Counsellor (1) Article 37 The rank of an independent counsellor shall entail complex tasks that require specialized knowledge and experience, analytical capacity, independent work without supervision by the superior, as well as decision-making in complex cases in line with the superior’s general guidelines and instructions. CIVIL SERVANTS ACT Senior Counsellor A (2) A civil servant ought to have a university degree and at least five years of relevant professional experience to work in the rank of an independent counsellor. Counsellor (1) CHAPTER IV (2) Article 38 The rank of a counsellor shall entail complex tasks that are mostly precisely defined, application of predetermined methods, procedures, or professional techniques, clear limits of independent action and occasional supervision by the superior. The job shall require the ability to solve problems without individual directives from the superior and/or turning to the superior except for complex issues that require additional knowledge and experience. A civil servant ought to have a university degree and at least three years of relevant professional experience to work in the rank of a counsellor. Junior Counsellor (1) 96 (2) Article 39 The rank of a junior counsellor shall entail complex tasks that involve application of predetermined methods, procedures, or professional techniques within precisely established limits of action and under regular supervision by the superior, as well as decision-making based on the established practice and general and individual instructions from the superior. The job shall require the ability to solve minor technical or procedural problems. A civil servant ought to have a university degree and have completed his/her internship to work in the rank of a junior counsellor. Associate CIVIL SERVANTS ACT (1) A (2) Article 40 The rank of an associate shall entail less complex duties encompassing a limited group of interrelated different tasks that require the capacity for independent application of adequate work methods, procedures or professional techniques subject to general guidance and instructions as well as occasional supervision by the superior. A civil servant ought to have a post-secondary diploma* and at least three years of relevant work experience to work in the rank of an associate. * Third-level diploma in UK, or an associate degree in USA Junior Associate (1) (2) Article 41 The rank of a junior associate shall entail less complex precisely defined duties, application of adequate methods, procedures or professional techniques and the ability to solve routine problems subjected to general and individual operational instructions and regular supervision by the superior. A civil servant ought to have a post-secondary diploma and have completed his/her internship to work in the rank of a junior associate. (1) (2) Article 42 The rank of clerk shall entail administrative, technical and other duties that are mainly routine [in character] and include a wider range of tasks that may require knowledge and application of simpler work methods and procedures and that are carried out autonomously under occasional supervision by the superior. A civil servant ought to have a secondary school diploma and at least two years of relevant professional experience to work in the rank of a clerk. Junior Clerk (1) (2) Article 43 The rank of a junior clerk shall entail routine administrative, technical and other duties with a limited range of similar tasks that may require knowledge and application of simple procedures and work methods under occasional supervision by the superior. A civil servant ought to have a secondary school diploma and have completed his/her internship to work in the rank of a junior clerk. CHAPTER IV Clerk 97 (1) (2) Article 44 A regulation of the Government that applies to state administration authorities, services of the Government, courts, public prosecutors’ offices and the Republic Public Attorney’s Office shall govern: classification of the appointed positions and the principals of internal units; specification of the types of tasks carried out by each rank; and the criteria for elaboration of job descriptions in a bylaw on the internal organization and staffing table. Positions and tasks in other state authorities shall be categorized by their own acts. CIVIL SERVANTS ACT IV. JOB CLASSIFICATION BY REGULATIONS A FILLING IN THE VACANCIES I. COMMON PROVISIONS CHAPTER V 1. ELIGIBILITY FOR EMPLOYMENT 98 (1) (2) Article 45 An adult citizen of Serbia & Montenegro that satisfies the required professional qualifications and other requirements prescribed by a statute, other regulation or the bylaw on the internal organization and staffing table, may be employed as a civil servant unless his/her [prior] employment with a state authority was terminated due to a grave breach of employment relation duties and/or he/she was convicted to imprisonment exceeding six months. Besides, a university degree and at least nine years of relevant professional experience shall be required to hold an appointed position. 2. BYLAW ON THE INTERNAL ORGANIZATION AND STAFFING TABLE OF A STATE AUTHORITY CIVIL SERVANTS ACT Article 46 The posts of employment, number of civil servants required at a given post of employment, requirements for work in all the posts in a state authority shall be specified by a bylaw on the internal organization and staffing table of a [respective] state authority (hereafter: the Bylaw). A 3. PERMISSIBILITY OF RECRUITMENT (1) (2) Article 47 A vacancy may be filled if two requirements are satisfied: the post has been listed in the Bylaw, and the recruitment fits into the adopted Human Resources Plan. When both requirements are satisfied, the Principal shall decide whether to fill a vacancy or not. 4. MODES OF RECRUITMENT (1) (2) Article 48 A vacant executorial position shall be filled either by reassignment within the same or from another state authority when the selected candidate is already a civil servant or by establishing employment relationship when the selected candidate is not a civil servant. A vacant appointed position shall always be filled by appointment. II. FILLING IN EXECUTORIAL POSITIONS (1) (2) (3) Article 49 While filling an executorial position, priority shall be given to reassignment of a civil servant within a state authority with or without his/her promotion. If a Principal decides not to fill the vacancy in such a manner, an internal competition may be conducted. If an internal competition was neither conducted nor successful, a compulsory public competition must be conducted. If the public competition is unsuccessful, the post shall remain vacant but the Principal may decide to conduct a new public competition. CHAPTER V 1. SEQUENCE OF ACTIONS IN FILLING EXECUTORIAL POSITIONS IN ALL STATE AUTHORITIES 99 2. INTERNAL AND PUBLIC COMPETITION IN STATE ADMINISTRATION AUTHORITIES AND SERVICES OF THE GOVERNMENT a) Internal Competition (1) (2) (3) Article 50 Unless a vacancy is filled by reassignment of a civil servant within a state authority, a public competition shall be compulsory to fill an executorial vacancy in a state administration authority and/or service of the Government. Only civil servants from state administration authorities and/or services of the Government that fulfill the requirements for promotion or [already] work in a position assorted at the same rank as the vacant position or are “unassigned” shall have the right to participate in the internal competition. Subject to conditions laid down in a Government regulation, a preliminary internal competition may be conducted solely within the state CIVIL SERVANTS ACT Compulsory Internal Competition. Eligibility to Participate in Internal Competition A (4) administration authority or service of the Government where the vacancy is positioned. The Human Resources Management Service shall advertise the internal competition. Selection Panel Article 51 A selection panel shall administer an internal competition. The Principal shall name members of a selection panel making sure a civil servant from the Human Resources Management Service is among them. CHAPTER V Successful Internal Competition and Issuing a Ruling on Reassignment 100 (1) (2) (3) Article 52 A ruling on reassignment shall always be issued following a successful internal competition and its content shall depend on whether the selected candidate is from the relevant or another state authority. When the selected candidate comes from the same state authority, the Principal shall issue the decision on his/her reassignment from one to the other position. When the selected candidate is from another state authority, the Principal shall issue a decision on the transfer to his/her own (the Principal’s) state authority. A candidate who has taken part in an internal competition shall have the right to appeal the ruling on transfer under the same terms and within the same time limits as if the ruling was issued following a public competition. Unsuccessful Internal Competition. Application of Provisions on Public Competition under this Statute (1) CIVIL SERVANTS ACT (2) A Article 53 If the selection panel finds none of the candidates has satisfied the selection criteria, the internal competition shall be [declared] unsuccessful. The provisions on a public competition under this statute excepting those on modes of job advertising and application periods shall apply to an internal competition. b) Public Competition Advertising a Public Competition. Selection Panel (1) Article 54 The Human Resources Management Service shall have a public competition advertised in “the Official Herald of the Republic of Serbia” and a daily newspaper distributed throughout the Republic of Serbia and shall also forward the vacancy notice to the agency in charge of employment. (2) A selection panel shall administer a public competition. The Principal shall name the members of the selection panel by applying the provisions of this statute on naming members of a selection panel to administer an internal competition. (1) (2) (3) Article 55 A vacancy notice shall contain information on: the [employing] state authority, [vacant] position, eligibility for employment, place of work, professional qualifications, knowledge and skills to be evaluated in the selection procedure and modes of their verification, application period, the personal name of a person tasked to give information on the competition, the address for sending the applications, and the documentation that is to be enclosed with the application. The application period may not be shorter than 15 days [starting] from the day of publishing the vacancy notice in “the Official Herald of the Republic of Serbia”. A selection panel shall issue a resolution rejecting untimely, inadmissible, unintelligible and incomplete applications as well as those missing all required evidence enclosed. The ruling may not be contested. Selection Procedure (1) (2) (3) Article 56 The selection panel shall make a list of the candidates who have satisfied the requirements for employment at the given position and then carry out selection among them. In the course of the selection procedure, the score of each candidate shall be determined pursuant to the prescribed selection criteria by evaluating his/her professional qualifications, knowledge and skills. A selection procedure may be carried through several stages or by written examination, interview or [any] other appropriate manner. CHAPTER V Content of a Vacancy Notice. Application Period 101 (1) (2) (3) (4) Article 57 The selection panel shall put the candidates who have satisfied the prescribed selection criteria with the highest scores on a shortlist, and [then] transmit the list to the Principal. The Principal must select a candidate from the shortlist. If the selected candidate is not a civil servant, the Principal shall issue a ruling on his/her employment. If the chosen candidate is already a civil servant, the Principal shall issue a ruling on his/her reassignment in accordance with the provisions of this statute on transfers following an internal competition. A ruling on employment shall contain the personal name of the [selected] candidate, the title of the employing state authority, and the title of the position [the candidate is] assigned to. CIVIL SERVANTS ACT Shortlist. [Final] Selection A Reporting to Work (1) (2) (3) Article 58 The selected candidate must report to work within 15 days from the day when the ruling on his/her employment i.e. transfer becomes final, except when the Principal extends the deadline for justified reasons. If the chosen candidate does not report to work by the prescribed deadline, the ruling on his/her employment i.e. reassignment shall be deemed to have never been issued and the Principal shall be free to select another candidate from the shortlist. The selected candidate shall acquire his/her employment rights and obligations on the day he/she reports to work. CHAPTER V Right of a Participant in a Public Competition to Appeal 102 (1) (2) (3) Article 59 A ruling on employment i.e. transfer shall be transmitted to all the applicants participating in a public competition. Any applicant shall have the right to appeal within eight days from the day the ruling was served, if he/she believes that he/she satisfies the requirements for employment in the given position but was not taken in consideration; or that the chosen candidate is not eligible for employment in the given position; or that significant irregularities occurred during the selection procedure that could have had an effect upon its fair outcome. A participant in a public competition shall have the right to examine the [entire] documentation related to the competition under monitoring by a state authority official. Unsuccessful Public Competition (1) CIVIL SERVANTS ACT (2) A Article 60 If the selection panel finds none of the candidates satisfied the selection criteria, the public competition shall be [declared] unsuccessful. All the candidates shall be informed about the failure of the public competition. 3. INTERNAL AND PUBLIC COMPETITIONS IN OTHER STATE AUTHORITIES (1) (2) Article 61 The provisions on internal and public competitions in the state administration authorities and services of the Government under this statute, except those on the composition of selection panels and the competences of the Human Resources Management Service, shall apply to recruitment for [vacant] executorial positions in other state authorities. The Supreme Court of Serbia-for the courts, the Republic Public Prosecutor-for the public prosecutors’ offices, and the bodies designated (3) in their respective acts-for other state authorities, shall prescribe: the composition of selection panels; professional qualifications, knowledge and skills that are to be evaluated during the selection procedure and ways of their verification; and the selection criteria. The Government shall, by its regulation, regulate in more detail the administration of an internal or public competition for filling in vacant executorial positions in all state authorities. 4. DURATION OF EMPLOYMENT Article 62 As a rule, a civil servant shall be employed for an indefinite period. Indefinite employment may terminate only in cases prescribed by law. Fixed-Term Employment (1) (2) (3) Article 63 Fixed-term employment may be established in the following cases: 1) In order to substitute a temporarily absent civil servant, until his/her return; 2) Due to a temporary rise of activities that the existing number of civil servants cannot meet, for a maximum of six months; 3) For positions in the cabinet, until the expiration of the officeholder’s term of office; 4) In order to train an intern, until the conclusion of the internship. Fixed-term employment shall be established without an internal and public competition except for internships. Fixed-term employment may not be converted into an indefinite employment, except for interns that have passed the state or another professional exam. CHAPTER V Indefinite Employment 103 Obligation and Duration of Probation (1) (2) (3) (4) Article 64 Probation shall be compulsory for all those who are to be employed for the first time in a state authority and are neither interns nor staff of the cabinet. Probation period shall last for six months in cases of indefinite employment. Probation period of up to two months shall be compulsory in cases of fixed-term employment only if the employment is to exceed six months. Civil servants holding an appointed positions shall not be subjected to probation. CIVIL SERVANTS ACT 5. PROBATION A Assessment of Probation Work (1) (2) Article 65 The immediate superior shall monitor a civil servant’s trial work. Upon expiration of the probation period, the superior shall submit to the Principal a written opinion on whether the civil servant performed satisfactorily during the probation period. Employment of a civil servant who has not performed satisfactorily during the probation period shall terminate without severance pay. III. FILLING IN APPOINTED POSITIONS CHAPTER V 1. SEQUENCE OF ACTIONS TO FILL APPOINTED POSITIONS IN ALL STATE AUTHORITIES 104 (1) (2) (3) Article 66 An internal or public competition shall be conducted in order to fill in [vacant] appointed positions. An internal competition shall be compulsory if the Government is to fill in a vacant appointed position. In other state authorities, a public competition may be conducted immediately. 2. APPOINTMENT WITHOUT COMPETITION Article 67 Following expiration of his/her term, an appointed civil servant may be reappointed to the same position without a competition. CIVIL SERVANTS ACT 3. PROCEDURE WHEN THE GOVERNMENT FILLS IN A VACANT APPOINTED POSITION A Advertising the Competition. Selection Panel (1) (2) Article 68 When the Government is to fill in a vacant appointed position, the Human Resources Management Service shall advertise an internal and/or public competition and a selection panel shall administer the competition. In each individual case, the High Civil Service Council shall designate the selection panel from its own membership and from experts in certain fields, out of which one may be a civil servant from a state authority in which is the vacant appointed position to be filled. Right to Participate in an Internal Competition Article 69 When the Government is to fill in a vacant appointed position, only those civil servants from state administration authorities and/or services of the Government that fulfill the requirements for promotion, are [already] in appointed positions, whose term in office has expired, who have resigned, or whose [appointed] positions have been abolished, may take part in an internal competition. (1) (2) Article 70 The selection panel shall administer the selection procedure. Having completed the selection procedure the selection panel shall list a maximum of three candidates who have satisfied the selection criteria with the highest scores. Powers of the Person Competent to Nominate (1) (2) (3) Article 71 The selection panel shall send the shortlist to the Principal or another person competent to propose the Government candidates for appointment. Neither the Principal nor the other competent person shall be obliged to propose the Government any candidate for appointment but [in such a case] must communicate the reasons for not proposing the candidate to the High Civil Service Council and the Human Resources Management Service. When the selection panel finds that none of the candidates satisfied the selection criteria, no candidate for appointment may be proposed to the Government. CHAPTER V Selection Procedure 105 (1) (2) (3) Article 72 A public competition shall be conducted if the internal competition fails. An internal competition shall fail if no any candidate is proposed to the Government for appointment or the Government does not appoint the proposed candidate. If following a public competition no any candidate is proposed for appointment to the Government or the Government does not appoint the proposed candidate, a new public competition shall be conducted. Contesting the Ruling on Appointment. Assuming an Appointed Position (1) Article 73 A Government’s ruling on appointment may not be appealed but may be challenged in an administrative lawsuit. CIVIL SERVANTS ACT Correlation between Internal and Public Competitions. Unsuccessful Internal and/or Public Competition A (2) A civil servant shall assume his/her appointed position and shall begin exercising rights and obligations associated to his/her position once the ruling on appointment becomes final. Application of Provisions on Competitions for Executorial Positions under this Act Article 74 The provisions on internal and public competitions for filling in [vacant] executorial positions under this statute shall apply to internal and public competitions when the Government is to fill in an appointed position. CHAPTER V 4. FILLING IN [VACANT] APPOINTED POSITIONS IN OTHER STATE AUTHORITIES 106 (1) (2) (3) Article 75 The provisions on internal and public competitions in the state administration authorities and services of the Government under this statute, except those on the composition of selection panels and the competences of the High Civil Service Council and the Human Resources Management Service, shall apply accordingly to recruitment for [vacant] appointed positions in other state authorities. The Supreme Court of Serbia-for the courts, the Republic Public Prosecutor-for the public prosecutors’ offices, and the bodies designated in their respective acts-for other state authorities, shall prescribe: the composition of selection panels; professional qualifications, knowledge and skills that are to be evaluated during the selection procedure and ways of their verification; and the selection criteria. By its regulation, the Government shall regulate in more detail conduct of an internal or public competition for filling [vacant] appointed positions in all state authorities. CIVIL SERVANTS ACT 5. TERMINATION OF DUTY IN AN APPOINTED POSITION A a) Grounds for Termination of Duty in an Appointed Position All Grounds Article 76 Duty of a civil servant in an appointed position shall terminate if his/her term of office expires; he/she files a letter of resignation from the office; he/she assumes an office in a state authority, an authority of an autonomous province or a local government; his/her appointed position is abolished; his/her employment terminates due to the mandatory retirement age; his/her employment terminates by him/her formally resigning from the civil service or he/she is dismissed. Abolition of an Appointed Position Article 77 An appointed position shall be abolished when the state authority is abolished and its competences are assumed by another state authority or by none; if the state authority competences related to the appointed position are partially assumed by another state authority; or the appointed position is abolished by adoption of a new or amendments to the existing Bylaw. (1) (2) Article 78 A civil servant in an appointed position shall be dismissed if his/her employment is terminated due to: a conviction to imprisonment exceeding six months; a final ruling prescribing a disciplinary sanction of termination of employment; a final ruling assigning him/her an “unsatisfactory” grade upon a special performance appraisal; a measure of publishing recommendation for dismissal issued by the Republic Committee for Resolving Conflicts of Interest or any other reason prescribed by the general labor law governing termination of employment irrespective of the wishes of the employee or the employer. A civil servant in an appointed position shall be also dismissed if he/she has been issued two final nonconsecutive rulings assigning him/her the “unsatisfactory” mark. CHAPTER V Reasons for Dismissal 107 b) Declaring Termination of Duty in an Appointed Position (2) (3) c) Consequences of Termination of Duty in an Appointed Position Consequences Resulting from Expiration of Term of Office, Resignation, Changes in the Internal Organization of a State Authority, and/or Negative Performance Appraisal (1) Article 80 If there is such a post and he/she satisfies the requirements for it, a civil servant whose term of office expires, who resigns from an appointed position or whose position is abolished by adoption of a new or amendments to the existing Bylaw shall have the right to reassignment to CIVIL SERVANTS ACT (1) Article 79 The state authority or the body having competence to appoint a civil servant shall issue a ruling declaring terminate of his/her duty in an appointed position within eight days from the emergence of the underlying reasons. The ruling shall indicate the reasons for the end of duty in the appointed position as well as the date when the duty ended. The ruling may not be appealed but may be challenged in an administrative lawsuit. A (2) another post within the same state authority, otherwise he/she shall become [an] “unassigned” [civil servant]. A civil servant dismissed from an appointed position by reason of two nonconsecutive “unsatisfactory” marks shall immediately become “unassigned”. Consequences resulting from Changes in the Organization of State Administration (2) 108 (3) CIVIL SERVANTS ACT CHAPTER V (1) A Article 81 If the new Bylaw provides for the same or a similar appointed position in the state authority assuming competences of an abolished one and he/she satisfies requirements of the new position, a civil servant whose appointed position is eliminated thereby shall have the right to appointment to the new position [in the succeeding state authority] until the expiration of his/her [initial] term of office. If there is no such a position, he/she shall have the same rights and obligations as if his/her duty ended due to expiration of term of office. A civil servant whose appointed position is abolished because of another state authority assuming competences of his/her state authority shall also have the previously mentioned rights and obligations. When a state authority is abolished and no other state authority assumes the competences of the abolished one, a civil servant whose appointed position is eliminated thereby shall become “unassigned”. I. APPRAISAL Objective and Subject of Appraisal (1) (2) Article 82 The objective of the appraisal is to identify and eliminate deficiencies in the performance of civil servants, encourage civil servants to improve their performance, and create conditions for proper decisionmaking on promotions and professional training [of civil servants]. The following shall be evaluated: results achieved by performing the tasks attached to a position against predefined goals; autonomy, creativity, initiative; precision and diligence at work; quality of cooperation with other civil servants and other skills that are required for the position. CHAPTER VI EVALUATING AND PROMOTING CIVIL SERVANTS 109 (1) (2) Article 83 A civil servant shall be regularly appraised once in a calendar year, not later than by the end of February of the current year for the previous one. Civil servants managing state authorities, civil servants who have worked for less than six months in a calendar year for any reason, or civil servants with fixed-term employment shall not be appraised. Type of Marks. Assigning Marks (1) (2) (3) Article 84 The marks shall be the following: “unsatisfactory”, “satisfactory”, “distinction”, and “outstanding distinction”. The Principal shall assign a mark by a ruling. The Government shall determine the evaluation criteria and procedure in more detail by a regulation. CIVIL SERVANTS ACT Appraisal Period. Exemptions from Appraisal A Special Appraisal (1) (2) Article 85 A civil servant who has been assigned an “unsatisfactory” mark may be referred to additional professional training. In any case, he/she shall be appraised again after 90 days from the day when the ruling assigning him/her the “unsatisfactory” mark becomes final. Termination of Employment (1) CHAPTER VI (2) 110 II. PROMOTION Definition and Types of Promotion (1) (2) CIVIL SERVANTS ACT (3) A Article 86 The employment of a civil servant who has been assigned an “unsatisfactory” mark following a special appraisal shall terminate when the ruling becomes final. The ruling prescribing the “unsatisfactory” mark following a special appraisal shall also contain a statement on termination of the employment of the concerned civil servant. Article 87 A civil servant shall advance by either reassignment to an immediately higher-ranking executorial position or appointment to an appointed position or a higher-ranking appointed position within the same or another state authority. An immediately higher-ranking executorial position shall be the one whose tasks are carried out by either the immediately higher rank or the same rank but in the capacity of the officer managing an internal unit within the state authority. A civil servant may also advance without changing position by assignment to a higher salary class in accordance with the statute governing emoluments in the civil service. Promotion to a Higher-Ranking Executorial Position (1) (2) Article 88 When there is a vacant post and the civil servant satisfies requirements for that post, the Principal may reassign to an immediately higher-ranking executorial position a civil servant who has been consecutively given the “outstanding distinction” mark twice or the “distinction” mark four times. Exceptionally and notwithstanding non-satisfying requirements regarding work experience, a civil servant who has been reassigned to an immediately higher-ranking position following two consecutive “outstanding distinction” marks may be transferred [again] to the (3) immediately higherranking position if he/she is given the “outstanding distinction” mark again. The marks that represented the basis for previous advancements shall not count for future promotions. Promotion to an Appointed Position or to a Higher-Ranking Appointed Position CHAPTER VI (2) 111 CIVIL SERVANTS ACT (1) Article 89 A civil servant may advance to any higher-ranking appointed position and not exclusively to the one next in line. For [the abovementioned] advancement, all conditions regarding the marks, existence of a vacant position and work experience that are required for advancement to a higher-ranking executorial position must be satisfied. A CHAPTER VII REASSINGING CIVIL SERVANTS TO MEET OPERATIONAL NEEDS 1. DEFINITION AND TYPES OF REASSIGNMENTS (1) 112 (2) (3) Article 90 Due to operational needs, a civil servant may be reassigned, temporarily or permanently, to another corresponding position within the very state authority or temporally transferred to another state authority. Reassignment of a civil servant due to operational needs shall not be subjected to his/her consent. A civil servant holding an appointed position may not be transferred. 2. DEFINITION OF CORRESPONDING POSITION CIVIL SERVANTS ACT Article 91 A corresponding position shall be the one whose tasks are carried out by the same rank as the tasks of the position a civil servant is transferred from and for which he/she fulfils all prescribed requirements. A 3. REASSIGNMENT WITHIN A STATE AUTHORITY Permanent Reassignment Article 92 A civil servant may be permanently reassigned to another corresponding position within a state authority, if restructuring or rationalization of responsibilities and/or other justified reasons require so. Temporary Reassignment (1) (2) (3) Article 93 A civil servant may be temporarily reassigned to another corresponding position within a state authority to substitute an absent civil servant or meet an increase of activities. He/she shall retain all the rights that he/she is entitled to in his/her original position. An appeal shall not stay enforcement of the ruling [on reassignment]. A temporary reassignment shall last up to one year after which the civil servant shall have the right to return to the position he/she had held before the reassignment. Reasons and Duration (1) (2) (3) Article 94 A civil servant may be temporarily transferred to a corresponding position in another state authority due to increase of activities but shall continue exercising all the rights from his/her employment with the state authority he/she was transferred from. A temporary transfer to another state authority may last up to six months and may be exceptionally extended for another six months. Upon expiry of the term of transfer the civil servant shall have the right to return to the position he/she had held before the transfer. CHAPTER VII 4. TEMPORARY TRANSFER TO ANOTHER STATE AUTHORITY 113 Modes of Temporary Transfer to another State Authority (2) (3) CIVIL SERVANTS ACT (1) Article 95 The principals shall conclude a written agreement on a temporary transfer of a civil servant from one state authority to another. Following the agreement, the Principal of the sending state authority shall issue a ruling on the transfer. An appeal shall not stay enforcement of the ruling. A CHAPTER VIII PROFESSIONAL TRAINING AND QUALIFICATIONS 114 I. PROFESSIONAL TRAINING AND ADDITIONAL EDUCATION 1. PROFESSIONAL TRAINING Definition (1) (2) Article 96 Civil servants shall have the right and obligation to improve professionally in conformity with the needs of the state authorities. The Republic of Serbia shall secure the funds for training in its budget. Programmes (1) (2) CIVIL SERVANTS ACT (3) A Article 97 Professional training shall be based on programmes defining the types and curricula of professional training and funds allocated thereto. The Government shall adopt the general programme of professional training for civil servants in state administration authorities and services of the Government, at the proposal of the Human Resources Management Service. The Principal shall prepare the programme of special professional training of civil servants in the state authority in conformity with particular needs thereof. 2. ADDITIONAL EDUCATION SIGNIFICANT TO A STATE AUTHORITY Definition. Internal Competition (1) Article 98 Civil servants may be offered additional education relevant to a state authority. (2) (3) Selection of civil servants to undergo additional education shall be carried out through an internal competition within the state authority and preference shall be given to civil servants who have achieved higher performance marks during the last three years. The state authority shall bear the costs of the additional education. (1) (2) (3) Article 99 A contract shall govern rights and obligations of a civil servant undergoing additional education. The civil servant shall have the right to stay of his/her employment if the additional education requires temporary absence from work. Following the additional education, the civil servant must remain with the state authority for at least double the time of the duration of the education. Otherwise, he/she must reimburse the costs of the additional education by a single payment. II. PROFESSIONAL EXAM State Professional Exam (1) (2) Article 100 A permanently employed civil servant must have passed the state professional exam. The Government shall determine in detail the programme and manner of taking the state professional exam for all state authorities by its regulation. CHAPTER VIII Rights and Obligations regarding Additional Education 115 (1) (2) Article 101 Neither civil servants in courts, public prosecutors’ offices and Republic Public Attorney’s Office, who have to take the Judicial Exam*, nor other civil servants in other state authorities who have passed the Judicial Exam shall have to take the state professional exam. A statute may prescribe another professional exam that is taken in lieu of the state professional exam for employment in positions with special obligations and authorities. Time Limit for taking the State Professional Exam (1) Article 102 A civil servant on probation who has established an indefinite * Similar to the Bar Exam in the Common-Law jurisdictions. It is mandatory for those wishing to act as judicial officers. However, those seeking membership to the Serbia Bar Association must also take the Bar Exam in addition to the judicial one. The Bar Exam in Serbia is similar to MPRE in USA. CIVIL SERVANTS ACT Exceptions from Taking the State Professional Exam A (2) employment shall take the state professional exam by the expiry of the probation period. An intern shall take the state professional exam by the end of the internship. III. PROFESSIONAL TRAINING - INTERNSHIP Definition of an Intern CHAPTER VIII (1) (2) 116 (2) (3) Article 103 An intern shall be a person entering into employment in his/her profession for the first time in order to qualify for autonomous work. Following a public competition an intern shall enter into a fixed-term employment. Duration of Internship (1) Article 104 An internship in positions requiring a university degree shall last for one year, nine months for a post-secondary degree*, and six months for a secondary education. A longer or shorter internship period may be prescribed by a statute. The internship of an intern who has been absent from the office for more than a month for justified reasons shall be extended for the duration of the absence. Training of Interns (1) (2) (3) CIVIL SERVANTS ACT (4) A Article 105 Interns shall train for autonomous work according to a programme designed by the Principal. The Principal shall designate a mentor to monitor training [of an intern]. The mentor shall determine the individual programme of training of an intern and select civil servants who shall monitor the intern’s performance in various stages. Upon the end of the internship, the mentor shall communicate a written opinion on the level of the intern’s qualifications. Continuation of Work in Case of Indefinite Employment Article 106 Having done an internship and passed the state or other professional exam, an intern may continue working for an indefinite period if there is an appropriate vacant post and his/her assignment thereto is in compliance with the adopted Human Resources Plan. * See the remark to Article 40 I. DISCIPLINARY LIABILITY 1. DEFINITION. TYPES OF BREACHES OF EMPLOYMENT RELATION DUTIES (1) (2) Article 107 A civil servant shall be disciplinary accountable for a breach of the employment relation duties. Liability for a criminal or petty* offence shall not rule out disciplinary liability. Breaches of employment relation duties shall be minor and/or grave ones. CHAPTER IX CIVIL SERVANTS’ LIABILITY 117 Article 108 Minor breaches of the duty shall be: 1) Recurring unpunctual start of work, unjustified absence from work during working hours, or leaving the office early; 2) Handling official documents or data inattentively; 3) Unjustified absence from work for a day; 4) Failure to inform the immediate superior on reasons preventing one to report to work within 24 hours from the occurrence of reasons; 5) Violation of the civil service code of conduct not subsumed by another breach of employment relation duties prescribed by this or another statute. * infraction CIVIL SERVANTS ACT 2. MINOR BREACH OF EMPLOYMENT RELATION DUTY A 3. GRAVE BREACH OF EMPLOYMENT RELATION DUTY CHAPTER IX Article 109 Grave breach of the employment relation duty shall be: 1) Failure to perform and/or inattentive, untimely or negligent performance or execution of the superior’s orders; 2) Unlawful conduct or omission on the side of a civil servant responsible for preventing unlawfulness or damage; 3) Misuse of employees’ rights; 4) Breach of the principle of impartiality and political neutrality and/or expressing or advocating political beliefs at work; 5) Disclosure of an official or other secret; 6) Accepting gifts in relation to the official duties in contravention to the provisions of this statute; accepting favors or benefits for him/herself or another person or misuse of the civil servant status with a state authority to influence the exercise of his/her rights or rights of a related person; 7) Outside work contrary to conditions prescribed by this statute; 8) Assuming offices of the director, a deputy or assistant director of a legal person; violating limitations on membership of authorities of a legal person; 9) Establishment of an enterprise or a public service and/or entrepreneurship; 10) Failure to transfer managing rights in a commercial entity to another person; failure to communicate the data on the transferee to the Principal; failure to communicate to the Principal evidence on conveyance of the managing rights; 11) Failure to declare interests the civil servant or a related person may have with regard to a decision of the state authority in whose making he/she (the civil servant) participates; 12) Unlawful assets management; 13) Violation of rights of other civil servants and general service employees; 14) Improper, violent and offensive behavior towards clients and associates; 15) Impeding a party’s exercise of rights and interests before a state authority; 16) Unjustified absence from work for at least two consecutive days; 17) Repeating minor breaches of duty [already] established by a final ruling prescribing a disciplinary sanction. CIVIL SERVANTS ACT 118 A 4. DISCIPLINARY SANCTIONS Types (1) Article 110 A fine of up to 20% of the full-time salary paid for the month in which the decision on a sanction is passed may be pronounced for minor breaches of the employment relation duty. (2) (3) Disciplinary sanctions for grave breaches of the duty shall be the following: 1) A fine ranging from 20 to 30% of the full-time salary paid for the month in which the decision on the sanction is passed, for up to six months; 2) Ban on promotion for two to four years; 3) Termination of employment. A fine shall always be executed through an administrative procedure. Moment of Termination of Employment 5. DISCIPLINARY ACTION Initiation (1) (2) (3) Article 112 The Principal shall initiate a disciplinary action either on his/her own initiative or at the proposal of the superior to a civil servant. A disciplinary action shall be initiated by a written resolution that shall be served to the civil servant and which may not be appealed. Any civil servant who learns about a violation of an employment relation duty may propose the Principal to initiate a disciplinary action. CHAPTER IX Article 111 The Employment of a civil servant on whom the disciplinary sanction of termination of employment has been pronounced shall end on the day when the ruling prescribing the sanction becomes final. 119 (1) (2) (3) Article 113 The Principal shall administer a disciplinary proceeding and decide on disciplinary liability. Otherwise, the Principal may establish a [standing] disciplinary board of three members to initiate and administer a disciplinary proceeding and decide on disciplinary liability. Members of the disciplinary board must have a university degree and at least five years of relevant work experience, and one member must be a law-graduate. Oral Hearing (1) (2) (3) Article 114 An oral hearing shall be conducted during a disciplinary procedure when a civil servant shall have the right to present his/her defense. A civil servant may defend himself/herself or by a proxy and may also serve a written defense. A hearing may also be held without the presence of a civil servant, if there are important reasons for doing so and the civil servant has been duly summoned. CIVIL SERVANTS ACT Administering Proceeding A (4) The provisions of the statute governing the general administrative procedure shall apply to remaining issues concerning the administration of disciplinary proceedings. Penalty Selection (1) CHAPTER IX (2) Article 115 While selecting and weighing a disciplinary sanction, the following shall be taken into account: degree of the civil servant’s liability, gravity of consequences incurred and the subjective and objective circumstances under which a violation was made. A previous disciplinary sanction prescribed to the civil servant shall be taken into consideration only if it has not been deleted from the personnel record. 6. SUSPENSION Reasons and Suspension Procedure (1) 120 (2) (3) Article 116 A civil servant subjected to a disciplinary action for a grave breach of an employment relation duty may be suspended until the conclusion of the disciplinary proceedings, if his/her presence would harm interests of the state authority or hinder the administration of the disciplinary proceedings. Depending on who administers the disciplinary procedure, either the Principal or the disciplinary board shall issue the suspension ruling. If the underlying reasons have ceased, the suspension ruling may be revoked ex officio or at the proposal of a civil servant. Appeal (1) CIVIL SERVANTS ACT (2) (3) A Article 117 A civil servant may appeal a suspension within five days from the service of the suspension letter. The appeal shall not stay enforcement of the ruling. The Appeals Board must decide on the appeal within five days from the service, otherwise the appeal shall be deemed rejected. 7. STATUTE OF LIMITATIONS (1) (2) Article 118 Initiation of a disciplinary proceeding shall be foreclosed after six months from the date of a minor violation or one year for a grave one. Conducting disciplinary proceedings for minor violations of an employment relation duty shall be foreclosed after one year from its initiation or and two for grave violations. (3) Prescription period shall be temporary halted while the disciplinary action cannot be initiated or administered due to absence of a civil servant or any other justified reasons. (2) 9. DISCIPLINARY ACTION AGAINST CIVIL SERVANTS IN APPOINTED POSITIONS (1) (2) Article 120 The High Civil Service Council shall conduct a disciplinary proceeding against a civil servant appointed by the Government. Disciplinary proceedings against a civil servant appointed by another state authority or body shall be conducted by a body designated in the appointing authority’s acts. The Principal shall propose initiation of a disciplinary proceeding against a civil servant appointed by the Government; the Government shall propose initiation of a disciplinary proceeding against a civil servant managing a state authority. A ruling issued to a civil servant in an appointed position prescribing a disciplinary sanction may not be appealed but may be challenged through an administrative lawsuit. II. LIABILITY FOR DAMAGES 1. LIABILITY FOR DAMAGES CAUSED TO STATE AUTHORITY Liability Requirements Article 121 A civil servant shall be liable for damages he/she causes to a state authority intentionally or with gross negligence while at work or in relation to his/her work. 121 CIVIL SERVANTS ACT (1) Article 119 A disciplinary sanction prescribed by a final ruling shall be entered in the personnel records. A disciplinary sanction shall be erased from the personnel records if the civil servant is not issued a new disciplinary sanction within two years from the date of pronouncement of a sanction for a minor breach of duty or four years for a grave one. CHAPTER IX 8. ENTERING AND ERASING A DISCIPLINARY SANCTION IN PERSONNEL RECORDS A Proving Damages and Compensation (1) (2) (3) (4) Article 122 The Principal, or a person authorized so in writing by the Principal, shall establish occurrence of damages, amount of losses and circumstances under which the damages have occurred. If establishing the amount of losses would be disproportionally costly, damages may be established in a flat sum. If a civil servant refuses to pay compensation, the damages may be recovered through a civil lawsuit. The Principal and a civil servant may sign a written agreement settling the amount of losses and modes of compensation; that agreement shall be an enforceable document. CHAPTER IX Release of Liability 122 Article 123 A civil servant shall be released from liability for damages he/she caused by executing a superior’s order if he/she informed the superior that the execution could inflict damages. 2. LIABILITY FOR DAMAGES CAUSED TO A THIRD PARTY (1) (2) CIVIL SERVANTS ACT (3) A Article 124 The Republic of Serbia shall be liable for damage a civil servant causes to a third party by his/her unlawful conduct or unsatisfactory performance. The injured party shall also have the right to claim compensation directly from a civil servant that deliberately caused damages. If the Republic of Serbia compensates an injured party for damages caused by a civil servant intentionally or with gross negligence, he/she shall have the right to claim indemnification from the civil servant within six months from the date of payment. 3. LIABILITY OF THE REPUBLIC OF SERBIA FOR DAMAGES CAUSED TO A CIVIL SERVANT (1) (2) Article 125 The Republic of Serbia shall be liable for damages a civil servant suffers at work or in relation to work, in accordance with the general rules of law on contracts and torts. The Principal and a civil servant may conclude a written agreement settling the amount of losses and modes of compensation. The agreement shall be an enforceable document. 1. GROUNDS FOR TERMINATION OF EMPLOYMENT (1) (2) Article 126 Employment of a civil servant shall end: 1) On the expiry of the employment contract; 2) By an agreement; 3) By termination notice; 4) By operation of law; 5) In any other way prescribed by this or another statute. Employment of a civil servant in an appointed position whom the Republic Committee for Resolving Conflicts of Interests has pronounced the measure of publishing the recommendation for dismissal shall terminate on the day when the ruling prescribing the termination of employment sanction becomes final. CHAPTER X TERMINATION OF EMPLOYMENT 123 (1) (2) Article 127 A fixed-term employment shall terminate on the expiry of a specified duration of employment. An appeal shall not stay the enforcement of a ruling pronouncing the termination of fixed-term employment. 3. TERMINATION OF EMPLOYMENT BY AN AGREEMENT (1) Article 128 The Principal and a civil servant may conclude a written agreement on the termination of the civil servant’s employment. CIVIL SERVANTS ACT 2. TERMINATION OF FIXED-TERM EMPLOYMENT ON THE EXPIRY OF SPECIFIED DURATION OF EMPLOYMENT A (2) (3) The [exact] date when the employment terminates shall be determined in the agreement. Employment of a civil servant in an appointed position may not terminate by a written agreement. 4. CIVIL SERVANT’S NOTICE (1) CHAPTER X (2) Article 129 A civil servant may hand in a written notice of termination at least 30 days before the date denoted in the notice as the day of termination of employment. A civil servant in an appointed position shall submit a notice of termination to the state authority or a body responsible for his/her appointment. 5. EMPLOYER’S NOTICE 124 (1) (2) Article 130 The Principal shall terminate a civil servant’s employment: 1) if the civil servant either refuses reassignment that is not subjected to his/her consent or fails to report to work at the position he/she has been reassigned to; 2) if the civil servant has performed unsatisfactorily during probation; 3) if the civil servant does not report to work within fifteen days from cessation of reasons for the stay of employment; 4) if the civil servant does not pass the professional exam; The employment shall terminate when the notice of termination becomes final. CIVIL SERVANTS ACT 6. TERMINATION OF EMPLOYMENT BY OPERATION OF LAW A Grounds (1) Article 131 Employment of a civil servant shall terminate by operation of law: 1) When he/she reaches the mandatory retirement age - on reaching 65 years of age if he/she has participated in the mandatory pension scheme for at least fifteen years; 2) if he/she has been convicted to imprisonment exceeding six months - on the day the judgment becomes final; 3) if he/she is “unassigned” and has not been reassigned to another position – on the first day following the expiry of six months since he/she became “unassigned”. (2) Employment of a civil servant shall also terminate by operation of law for other reasons prescribed by the general labor law governing termination of employment irrespective of the will of the employee and/or the employer. Declaring Termination of Employment by Operation of Law CHAPTER X (2) 125 CIVIL SERVANTS ACT (1) Article 132 The Principal shall issue a ruling pronouncing the termination of a civil servant’s employment by operation of law, the grounds for termination and the date when the employment [effectively] ends. The ruling may not be appealed but may be challenged in an administrative lawsuit. A CHAPTER XI 126 RIGHTS OF CIVIL SERVANTS IN CASE OF CHANGES IN ORGANIZATION OF STATE AUTHORITIES 1. CHANGES IN INTERNAL ORGANIZATION OF STATE AUTHORITIES Amendments to the Bylaw (1) (2) CIVIL SERVANTS ACT (3) A Article 133 If the Bylaw is amended so as certain posts are abolished or the number of civil servants is reduced, the excess staff shall be reassigned to other corresponding posts while preference shall be given to those who have had better marks in the last three years. If there is no any corresponding position and subject to his/her consent, a surplus civil servant may be assigned to a lower-ranking position corresponding to his/her education. If there is no such a position or the civil servant does not consent to the assignment, he/she shall become “unassigned”. An appeal shall stay execution of neither the ruling on reassignment nor the ruling declaring a civil servant “unassigned”. Passing New Bylaw (1) (2) Article 134 In case of passing a new Bylaw, the Principal shall assign all civil servants to appropriate positions taking into account tasks they had carried out before the assignment. If the new Bylaw abolishes certain positions or the number of civil servants reduced, the provisions of this statute governing amendments to the Bylaw (Article 133 of this statute) shall apply to the surplus civil servants. 2. CHANGES IN ORGANIZATION OF THE SYSTEM OF STATE AUTHORITIES (1) (2) (3) Article 135 If a state authority is abolished and another state authority assumes its jurisdiction, the succeeding authority shall take over civil servants from the abolished authority by the Principal of the succeeding authority issuing [the relevant] rulings. Pending the adoption of a new Bylaw pertaining to the succeeding state authority, the civil servants taken over shall continue carrying out tasks they have performed with the abolished authority, and continue enjoying the right to salary pursuant to the old rulings [on assignments]. Following the adoption of the new Bylaw, the provisions of this statute valid for cases when new bylaws are adopted with a single purpose of changing the internal organization of a state authority (Article 134 of this statute) shall apply. Changes of a State Authority’s Sphere of Activities (1) (2) Article 136 If another state authority assumes a portion of responsibilities of the state authority, the succeeding authority shall also take over civil servants carrying out tasks from the assumed sphere of activities. The provision of this statute valid for abolition of a state authority followed by a take-over of its jurisdiction shall apply to all other issues. CHAPTER XI Abolition of a State Authority with Takeover of its Competences 127 Abolition of a State Authority and its Competences (2) 3. STATUS OF AN “UNASSIGNED” CIVIL SERVANT (1) (2) Article 138 During the period he/she is “unassigned”, a civil servant shall have the right to compensation in lieu of salary pursuant the statute governing emoluments in the civil service. A civil servant shall enjoy all rights deriving from employment with the state authority whose principal has issued the ruling declaring the civil servant “unassigned”. CIVIL SERVANTS ACT (1) Article 137 If a state authority is abolished and its responsibilities are not assumed by another state authority, the civil servants from the abolished authority shall become “unassigned” on the date of the abolition. The principal of the Human Resources Management Service shall issue rulings declaring the “unassigned” status to civil servants affected by abolition of a state administration body or a governmental service. A (3) Employment of an “unassigned” civil servant shall terminate if not transferred to another state authority within six months after either an internal or a public competition. 4. SPECIAL RULES ON “UNASSIGNED” CIVIL SERVANTS OF STATE ADMINISTRATION AUTHORITIES AND SERVICES OF THE GOVERNMENT CHAPTER XI (1) CIVIL SERVANTS ACT 128 A (2) Article 139 A final ruling declaring a civil servant from a state administration body or service of the Government “unassigned” shall be forwarded to the Human Resources Management Service. The Human Resources Management Service shall enter the data on unassigned civil servants in the records pertaining to internal labour market and examine possibilities for their transfers. Primary Powers. Delegation of Powers (1) (2) (3) (4) Article 140 The Principal shall decide on rights and obligations of a civil servant by a ruling unless otherwise is stipulated by this or another statute or other regulation. Instead, the Principal may authorize in writing a civil servant with a university degree and at least five years of professional experience to decide on the rights and obligations of civil servants. The authorization may be limited in its scope and duration. The statute governing the general administrative procedure shall apply to decision-making on rights and obligations of civil servants but not to decisions on liability for damages. Deciding on Rights and Duties of a Civil Servant Managing a State Authority (1) (2) Article 141 The High Civil Service Council shall decide on rights and obligations of a civil servant that manages a state authority and who has been appointed by the Government unless otherwise is prescribed by this statute. A body designated by a state authority or the body in charge of [other] appointments of civil servants shall decide in the corresponding cases. The ruling carrying a decision on rights and duties of a civil servant that manages a state authority may not be appealed but may be challenged in an administrative lawsuit. CHAPTER XII I. DECISION-MAKING POWER 129 CIVIL SERVANTS ACT DECIDING ON RIGHTS AND OBLIGATIONS OF CIVIL SERVANTS A II. APPEALS BOARD 1. COMMON RULES FOR ALL APPEALS BOARDS Competence of Appeals Boards (1) CHAPTER XII (2) 130 Article 142 Appeals boards shall decide on appeals of civil servants against rulings whereby their rights and obligation have been decided in an administrative procedure as well as on appeals of participants in internal and/or public competitions. Appeals boards shall apply the statute that governs the general administrative procedure. Time Limit for Deciding upon an Appeal. Right to an Administrative Lawsuit (1) (2) Article 143 An appeal board must decide upon an appeal within 30 days from the day of its filing, unless otherwise is prescribed by this statute. Otherwise, the appeal shall be deemed rejected. An administrative lawsuit may be initiated against the decision of an appeals board. Types of Appeals Boards (1) (2) Article 144 The Government Appeals Board shall decide on appeals of civil servants from state administration authorities, services of the Government and the Republic Public Attorney’s Office, whereas the Judicial Appeals Board shall decide on appeals of civil servants from the courts and public prosecutors’ offices. Appeals boards established by administrative acts of other state authorities shall decide upon appeals of civil servants from these authorities. Functioning of Appeals Boards CIVIL SERVANTS ACT (1) A (2) (3) Article 145 Appeals boards shall be independent in their functioning and shall conduct business through panels of three members. Each Appeals Board shall adopt its Rules of Procedure that shall regulate, among other issues, the number of panels and methods of their establishment. In compliance with the statute that governs stamps of state authorities, appeals boards shall have their stamps. Number and Status of Appeals Boards Members (1) Article 146 The state authority or the body in charge of appointment and dismissal of an Appeals Board member shall specify the number of (2) appeal board members, ensuring that the number exceeds five. Members and the President of an appeal board shall be appointed for a five-year term and may be reappointed. Members of the Appeals Board shall be entitled to remuneration for their work. The Government shall decide on the amount of remuneration. (1) (2) Article 147 An Appeals Board member’s duty shall end on expiration of his/her term, by filing a letter of resignation, on reaching the [mandatory] retirement age, or by dismissal. A new member shall be appointed for the remaining time of the Appeals Board term instead of a member whose duty has ended prematurely. Dismissal from an Appeals Board (1) (2) (3) (4) Article 148 An Appeals Board member shall be dismissed if he/she: negligently performs his/her duties or is sentenced to imprisonment exceeding six months or for an offence that makes him or her unfit to serve in an appeals board. An Appeals Board member appointed from the civil service shall be dismissed if he/she stops being a civil servant or is issued a disciplinary sanction. The president of an Appeals Board shall be dismissed from his/her function if he/she performs it negligently or unsuccessfully. The ruling prescribing dismissal may not be appealed but may be challenged in an administrative lawsuit. CHAPTER XII End of Duty with an Appeals Board 131 Performance Reports of Appeals Boards 2. SPECIAL RULES ON APPEALS BOARDS OF THE GOVERNMENT AND THE JUDICIARY Appointment and Composition of the Government Appeals Board (1) Article 150 Upon the proposal by the Principal of the Human Resources Management Service, the Government shall appoint the Presidents and the members of the Government Appeals Board from civil servants who are law-graduates and have at least five years of work experience in the legal profession. CIVIL SERVANTS ACT Article 149 Appeals boards shall submit to the state authorities and/or bodies competent for the appointment of their membership performance reports at least once a year. A (2) When nominating the candidates the Principal of the Human Resources Management Service must take into account their knowledge of the civil service and administrative procedure regulations. Appointment and the Composition of the Judicial Appeals Board Article 151 The Supreme Court of Serbia and the Republic Public Prosecutor shall jointly appoint the members and the President of the Judicial Appeals Board from civil servants working with courts and public prosecutors’ offices. CHAPTER XII Special Rule on Presidents of Appeals Boards of the Government and the Judiciary 132 Article 152 The presidents of the Government Appeals Board and Judicial Appeals Board shall be civil servants appointed exclusively to serve as presidents of the appeals boards. At the end of their service they shall be entitled to assume their former or other corresponding posts in a state authority. Specialist and Administrative Support to the Appeals Boards of the Government and the Judiciary (1) CIVIL SERVANTS ACT (2) A Article 153 The Human Resources Management Service shall carry out specialist, technical and administrative tasks for the Appeals Board of the Government and shall secure operational assets for its operations. The Secretariat of the Supreme Court of Serbia shall carry out specialist, technical and administrative tasks for the Judicial Appeals Board and shall secure operational assets for its operations. I. HUMAN RESOURCES PLAN Content of the Human Resources Plan Article 154 The Human Resources Plan shall contain an overview of the [total] number of civil servants and civil service posts i.e. the number of permanently employed civil servants needed in the year covered by the Plan. In addition, the Plan shall contain the number of interns planned for engagement, as well as fixed-term civil servants that could be engaged to address a possible increase of operations. CHAPTER XIII ORGANIZATION OF HUMAN RESOURCES SYSTEM 133 (1) (2) (3) (4) Article 155 Each state authority shall prepare its draft Human Resources Plan concurrently with the draft budget act so that both are harmonized. The draft shall be submitted to the body in charge of proposing the Human Resources Plan. The Human Resources Management Service shall prepare the proposal of the Human Resources Plan for state administration authorities and the services of the Government. The ministry in charge of judicial affairs shall prepare the proposal of the Human Resources Plan for courts and public prosecutors’ offices. The Government shall regulate in detail preparation of the draft and proposal of the Human Resources Plan in all state authorities by its regulation. Adoption of Human Resources Plan (1) (2) Article 156 The Human Resources Plan shall be passed within 30 days from the adoption of the Budget Act, and shall correspond to the means secured [for that purpose] in the Republic of Serbia Budget. The Government shall adopt the Human Resources Plan for state administration authorities and the services of the Government. Subject to prior con- CIVIL SERVANTS ACT Preparation of the Human Resources Plan A (3) (4) sent of the ministry in charge of financial affairs, the ministry in charge of judicial affairs shall pass the Human Resources Plan for courts and public prosecutors’ offices. Unless otherwise is prescribed by a separate regulation and subject to prior consent of the ministry in charge of financial affairs, the principals of other state authorities shall pass the Human Resources Plan for those authorities. The Human Resources Plan shall consist of consolidated and individual data related to state authorities it pertains to. Responsibility for Implementation of the Human Resources Plan CHAPTER XIII (1) 134 (2) II. HUMAN RESOURCES MANAGEMENT SERVICE. PERSONNEL RECORDS 1. HUMAN RESOURCES MANAGEMENT SERVICE (1) CIVIL SERVANTS ACT (2) A Article 157 Each state authority shall implement the pertaining part of the Human Resources Plan. The Principal shall be responsible for the implementation of the Human Resources Plan. (3) Article 158 The Human Resources Management Service, established by the Government, shall carry out specialist tasks related to human resources management in the state administration. The Human Resources Management Service shall: advertise vacancies in the state administration and services of the Government; take care about coordinated reorganization of the State Administration; advise the state administration authorities and services of the Government on human resources management; organize professional training of civil servants; provide professional and technical support to the High Civil Service Council; perform tasks of importance for [the implementation of] the human resources policy of the Government; and other tasks prescribed by a statute or a governmental regulation. The Director shall manage the Human Resources Management Service and he/she shall answer to the President of the Government. 2. PERSONNEL RECORDS a) The Central Personnel Registry. Definition and Responsibility for Administration of the Central Personnel Registry (1) Article 159 The Central Personnel Registry shall serve for human resources management and other purposes in the field of employment. (2) (3) The Human Resources Management Service shall administer the Central Personnel Registry on civil servants and general service staff in the state administration authorities and services of the Government. The Central Personnel Registry shall be administered as an electronic database. (1) (2) (3) Article 160 The following data on civil servants shell be kept in the Central Personnel Registry: 1) Personal name, address and citizens’ personal number; 2) Type of employment and date of its commencement; 3) Positions a civil servant has held in state administration authorities or services of the Government since establishing the employment relation; 4) Education, professional exams passed, other forms of professional training, special skills and other data on professional qualification of a civil servant; 5) Years of service, years of pension insurance, privileged years of service; 6) Date of reaching the retirement age; 7) Annual performance appraisals; 8) Prescribed disciplinary measures and determined financial liability; 8) Data necessary for salary calculation; 10) Data on termination of employment. The Central Personnel Registry may also contain other data prescribed by law and other regulation. The Government shall, by a regulation, prescribe in detail methods of administering the Central Personnel Registry and securing data that are to be entered into the Central Personnel Registry. CHAPTER XIII Data Stored in the Central Personnel Registry 135 (1) (2) (3) Article 161 State administration authorities must provide the data on which entries in the Central Personnel Registry depend within eight days from the date of a data creation. The data stored in the Central Personnel Registry shall be available to the principals and other persons that decide on rights and obligations of civil servants, as well as to administrative inspectors. Each civil servant shall have the right to access data from the Central Personnel Registry that relate to him/her. Records on General Service Staff (1) Article 162 The provisions on entering data on civil servants under this statute shall apply accordingly to the data on general service employees stored in the Central Personnel Registry. CIVIL SERVANTS ACT Imparting Data and Data Use A (2) The provisions of this statute applicable to civil servants shall also apply to the submission and use of the data on general service employees entered in the Central Personnel Registry. b) Records on Internal Labour Market (1) CHAPTER XIII (2) 136 (3) (4) Article 163 The Human Resources Management Service shall administer records on the internal labor market for the state administration authorities and the service of the Government. The internal labor market database shall contain data on the vacant positions, civil servants wishing permanent or temporary reassignment to other positions, data on “unassigned” civil servants and other data needed in human resources management. Data on civil servants shall be entered into the internal labor market database from the Central Personnel Registry. A civil servant shall have the right to access all data on personnel needs contained in the internal labor market database. III. HIGH CIVIL SERVICE COUNCIL Competences of the High Civil Service Council (1) (2) (3) CIVIL SERVANTS ACT (4) A Article 164 The High Civil Service Council is [hereby] established. By regulations applicable to the state administration authorities and services of the Government, the High Civil Service Council shall prescribe types of professional qualifications, knowledge and skills evaluated in the selection procedure and methods of their verification; selection criteria for appointments; pass the Civil Service Code of Conduct, and perform other tasks prescribed by this statute. The regulations of the High Civil Service Council shall be published in the “Official Herald of the Republic of Serbia”. The High Civil Service Council shall be independent in its functioning and shall pass its Rules of Procedure. Appointment and Composition of the High Civil Service Council (1) (2) (3) Article 165 The High Civil Service Council shall have nine members appointed by the Government to a sixyear’s term. Following a proposal by the President of the Government, four members shall be appointed from experts in the fields important to the functioning of the State Administration. Following a proposal by the Principal of the Human Resources Management Service, the remaining five members shall be appointed (4) from civil servants appointed to their positions by the Government. The members of the High Civil Service Council shall select the President among themselves by secret ballot. Bans and Restrictions on Appointments to the High Civil Service Council (1) (2) Article 166 Officials in state authorities may not be appointed to the High Civil Service Council. An individual may be appointed to the High Civil Service Council up to two times. (1) (2) (3) Article 167 The High Civil Service Council shall pass its decisions by a majority vote of all its members. The President and the members of the High Civil Service Council shall be entitled to emolument in conformity to the criteria prescribed by a Government act. Pursuant to the statute governing the stamps of the state authorities, the High Civil Service Council shall have its stamp. End of Duty with the High Civil Service Council (1) (2) CHAPTER XIII Passing Decisions. Emoluments for Members. Stamp 137 Article 168 The term of office of a High Civil Service Council member shall terminate: upon the expiry of the term of appointment; by resignation; on reaching the [mandatory] retirement age, or by dismissal. A new member shall be appointed for the remaining duration of the High Civil Service Council term instead of a member whose duty ended before expiration of the term of appointment. (1) (2) (3) Article 169 A High Civil Service Council member shall be dismissed if he/she performs his/her duties negligently or is convicted to imprisonment exceeding six months or he/she has committed an offence rendering him or her unfit to serve on the High Civil Service Council. Furthermore, the member of the High Civil Service Council appointed from civil service shall be dismissed if his/her service in an appointed position ends or he/she is prescribed a disciplinary sanction by a final ruling. The ruling on dismissal may not be appealed but may be challenged in an administrative lawsuit. CIVIL SERVANTS ACT Dismissal from the High Civil Service Council A CHAPTER XIV SPECIAL PROVISIONS ON GENERAL SERVICE EMPLOYEES 138 Positions of General Service Employees (1) (2) (3) Article 170 The Government shall categorize general service posts by a regulation. The Bylaw shall govern the general service posts, requirements for engagement at such posts, and the number of general service employees. It shall be necessary for filling a vacant general service post that post to be specified in the Bylaw and its filling to be in compliance with the adopted Human Resources Plan. Employment of General Service Staff (1) CIVIL SERVANTS ACT (2) A (3) (4) Article 171 A general service employee shall establish employment relation by [entering into] an employment contract. An employment contract must contain a provision authorizing the employer to amend, by the employer’s ruling, those elements of the contract that law allows to be unilaterally changed. The Principal, or a civil servant authorized in writing by the Principal, shall decide on rights and obligations of a general service employee by a ruling. A general service employee shall have the right to salary, compensation and other earnings in accordance with the statute governing emoluments in state authorities. Transfers and Assignments of General Service Employees (1) Article 172 The provisions on transfers and reassignments of civil servants under this statute shall apply to the general service employees accordingly. (4) CHAPTER XIV (3) The ruling on (re)assignment of a general service employee shall, by operation of law, replace the corresponding provisions of the employment contract. If a general service employee refuses (re)assignment his/her employment contract shall be cancelled. The employment contract of a general service employee shall be cancelled whenever, following changes in either internal organization of a state authority or organization of the system of state authorities [in general], there are no more posts he/she may be (re)assigned to. 139 CIVIL SERVANTS ACT (2) A CHAPTER XV INSPECTION OVER IMPLEMENTATION OF THE STATUTE 140 Competence for Inspection Article 173 The ministry in charge of administrative affairs shall supervise the implementation of this statute through the administrative inspectorate. Subject of Inspection Article 174 An administrative inspector shall inspect: 1) Compatibility of the Bylaw with the statute and other regulation; 2) Conformity of one’s employment [with the Civil Service] with the Bylaw and the Human Resources Plan; 3) Legality of the internal and/or public competition administration; 4) Legality of appointments, transfers and promotion of civil servants; 5) Timeliness and correctness of submission of data for entry in the Central Personnel Registry; 6) Other issues related to employment in state authorities. Responsibilities and Powers of an Administrative Inspector CIVIL SERVANTS ACT (1) A (2) (3) (4) Article 175 An administrative inspector must act upon every complaint from his/her competence and inform the petitioner on the outcome of his/her action. If an administrative inspector finds the statute, other regulation and general acts have been implemented unlawfully or irregularly, he/she shall take measures for which he/she is authorized by the statute governing the administrative inspection. An administrative inspector may propose that the Appeals Board annul or repeal ex officio an unlawful final ruling whereby obligations or rights of a civil servant were decided upon. The invalidation of a ruling on appointment to an appointed position, employment or transfer shall not affect validity of acts or actions a civil servant issued or undertook before the invalidation of the ruling. Time Limit for Passing Regulations Article 176 By 31 January 2006, the Government shall pass regulations prescribed by this statute. Establishment of the Human Resources Management Service. Appointment of Members of the High Civil Service Council and the Appeals Boards (2) (3) Article 177 The Government shall form the Human Resources Management Service and appoint the Director of the Human Resources Management Service by 31 December 2005. Members of the High Civil Service Council shall be appointed by 31 March 2006 and the President of the Government shall also propose, from appointed persons who have at least five years of service with the state administration authorities and service of the Government, those members of the High Civil Service Council that are not experts in the fields important for the functioning of the state administration. Members of the appeals boards shall be appointed by 15 July 2006. Passing of Acts (1) (2) 141 Article 178 By 30 November 2005, the Supreme Court of Serbia and the Republic Public Prosecutor shall issue acts specifying appointed positions in courts and public prosecutors’ offices. By 31 March 2006, the President of the Republic, the National Assembly, the Constitutional Court and authorities whose members are appointed by the National Assembly shall issue acts specifying the appointed positions that exist in the services of these authorities, classify appointed positions and positions of principals of internal units, and specify the types of tasks that are performed under each rank prescribed by this statute. CIVIL SERVANTS ACT (1) CHAPTER XVI TRANSITIONAL AND FINAL PROVISIONS A (3) (4) By 31 June 2006, the High Civil Service Council shall pass its Rules of Procedure and other acts from its competence. By 31 January 2006, the Director of the Human Resources Management Service shall pass a bylaw on internal organization and a staffing table of the civil service. Status of Appointed Persons CHAPTER XVI (1) 142 (2) Article 179 Until the [final] appointment of civil servants to the appointed positions, the appointed persons from state administration authorities whose posts are to become appointed positions shall continue their work in accordance with rules, including ones on termination of office, applicable on the day of their appointment. If the term of office of an appointed person terminates before the appointment of a civil servant to the position, a new person shall be appointed pursuant to the rules applicable on the day of the appointment of his/her predecessor whose term of office ceased. Conducting Competition for Appointed Positions (1) (2) Article 180 A public competition for appointment to positions shall be conducted by 1 July 2007. In any case, service of appointed persons whose posts are to become appointed positions shall end by 1 July 2007. Application of Regulations to Judges and Employees in the Petty Offence Authorities (1) CIVIL SERVANTS ACT (2) A Article 181 The provisions that apply to civil servants and general service staff in courts shall apply to the employees of petty offence authorities as of the day when this statute enters into force. The provisions of the Employment in State Authorities Act shall apply to judges from petty offence offices until the commencement of functioning of petty offence courts. Positioning Civil Servants. Signing Employment Contracts with General Service Employees (1) (2) Article 182 Positioning of civil servants in accordance with the bylaws on internal organization and staffing table of state authorities that have been harmonized with this statute and subsidiary instruments thereunder shall be completed by 15 July 2006. A civil servant found in a position for which he/she does not meet the requirements in terms of work experience may still be assigned to the same position under the conditions from the regulation governing classification of posts and jobs in the state administration authorities, (3) services of the Government, courts, public prosecutors’ offices and the Republic Public Attorney (Article 44, paragraph 1 of this statute). Employment contracts continuing employment of general service employees shall be entered into by 15 July 2005. Conclusion of Ongoing Proceedings Article 183 The proceedings for deciding on rights, obligations and liabilities of employees commenced before the entry of this statute into force shall be carried out in accordance with the rules applicable at the time of their initiation. Article 184 The persons who, before the entry into force of this statute, obtain the right to salary upon termination of office pursuant to the Employment in State Authorities Act shall continue to enjoy that right in accordance with the said statute. Probation and Internship Article 185 The probation and internship periods commenced before the entry of this statute into force shall be carried on in accordance with the rules applicable at the time of their commencement. CHAPTER XVI Right to Salary upon Termination of Office 143 Professional Exam (2) Application of Special Collective Agreement for State Authorities in Force Article 187 Except for the provisions contravening this statute, the Special Collective Agreement for the State Authorities (“The Official Herald of RS”, No. 23/98) shall apply until the signing of the special collective bargaining agreement for the state authorities in conformity with this statute. Taking Over Employees by the Human Resources Management Service (1) Article 188 By 15 January 2006, the Human Resources Management Service shall take over the employees who, within the Ministry for State CIVIL SERVANTS ACT (1) Article 186 The Regulation on Professional Exam of Employees in State Administration Authorities (“The Official Herald of RS”, No. 80/92 and 62/01) shall apply by the moment the regulation governing the methods of taking and programme of the state professional exam enters into force. The persons who have passed the professional exam for employees in the state administration authorities shall not take the state professional exam. A (2) Administration and Local Government, performed the tasks from the Human Resources Management Service competence, as well as the corresponding cases, equipment, records, archive and assets. Until the entry of this statute into force, the Human Resources Management Service shall: make preparations for the introduction of the Central Personnel Registry, provide expert-technical support to the High Civil Service Council, and organize training of employees to implement this statute. CHAPTER XVI Regulations Applied in Authorities of Autonomous Province and Local Government 144 Article 189 The provisions of the Employment in State Authorities Act shall continue to apply accordingly to authorities of an autonomous province and/or a local government until the passing of another statute. Invalidity of Certain Regulations (1) (2) Article 190 Application of the Employment in State Authorities Act (“The Official Herald of RS”, No. 48/91, 66/91, 44/98, 49/99, 34/01 and 39/02) to employment in state authorities shall stop when this statute enters into force. The entry into force of this statute shall result in invalidation of the following acts: 1) Article 23 of the Public Services Act (“The Official Herald of RS”, No. 42/91 and 71/94), 2) Article 6 of the Ministries Act (“The Official Herald of RS”, No. 19/04 and 84/04) in the part relating to monitoring human resources needs in the Administration; 3) Article 6, paragraph 3, and Article 121, paragraph 8, of the Fundamentals of the Educational System Act (“The Official Herald of RS”, No. 62/03, 64/03, 58/04 and 62/04). CIVIL SERVANTS ACT Entry into Force A Article 191 This Act shall enter into force on 1 July 2006, except the provisions under Article 158, paragraphs 1 and 3; Article 164, paragraph 1; Articles 165-167; Article 176; Article 177, paragraphs 1 and 2; Article 178 and Article 188 that shall enter into force on the eighth day from the publication in “The Official Herald of the Republic of Serbia”. Pursuant to Article 158, paragraph 1, and Article 177, paragraph 1, of the Civil Servants Act („The Official Herald of the Republic of Serbia”, No. 79/05, 81/05–corrigendum and 83/05–corrigendum), and Article 31, paragraph 1, of the Government Act („The Official Herald of the Republic of Serbia”, No. 55/05 and 71/05–corrigendum), the Government [hereby] passes REGULATION ON ESTABLISHING THE HUMAN RESOURCES MANAGEMENT SERVICE “OFFICIAL HERALD OF THE REPUBLIC OF SERBIA”, NO. 106/2005 145 (1) (2) Article 1. The Human Resources Management Service is hereby established. Its organization and domain of activities shall be governed by this regulation. The Human Resources Management Service is a service of the Government. Domain of the Human Resources Management Service (1) Article 2. The Human Resources Management Service (hereinafter: the Service) shall carry out the following specialist tasks related to the personnel management in the ministries, special organizations, services of the Government, and support services of the administrative districts (hereinafter: the Authorities): 1) Advertising internal and public competitions for filling appointive and executorial* positions with the Authorities, and ensuring the proper administration of the competitions; * Remark by the translator: “Executorial” has been chosen instead of “Executive” as the latter is usually associated with chief officers of a government, state, or political division or persons having administrative or managerial authority. REGULATION ON ESTABLISHING THE HUMAN RESOURCES MANAGEMENT SERVOCE Content of the Regulation R REGULATION ON ESTABLISHING THE HUMAN RESOURCES MANAGEMENT SERVOCE 146 R (2) (3) 2) For the Government, preparing the Human Resources Plan Proposal of the Authorities and ensuring the proper implementation of the adopted human resources plans; 3) Taking care of a coordinated reorganization of the state administration, which includes: development of the civil service system, regulatory initiative related to regularizing the status of civil servants and general service employees, and taking part in the drafting of regulations; 4) Providing its opinion on bylaws on internal organization and staffing tables of the Authorities; 5) Providing specialist support to the Authorities in relation to the personnel management and internal organization; 6) Administering the Central Personnel Registry of civil servants and general service employees with the Authorities; 7) Administering records of the Internal Labor Market in the authorities, assisting civil servants with reassignments and work in project groups, and assisting the Authorities with solving personnel related needs; 8) Drafting the Programme of the General Professional Civil Service Training Proposal for the Government, and organizing professional training in line with the adopted Program; 9) Carrying out specialist, technical and administrative tasks for the High Civil Service Council, and the Government Appeals Board, and providing environment and resources for their operations. The Service shall advertise internal and public competitions for filling appointive positions with the Republic Public Attorney’s Office, ensure the proper administration of the competitions, and issue its opinion on the Bylaw on Internal Organization of the Republic Public Attorney’s Office and its Staffing Table. The Service shall also carry out other tasks significant for the personnel management that the Government entrusts it with, as well as the tasks prescribed by a statute or a Government’s regulation. Director of the Service (1) (2) (3) Article 3. The Director appointed by the Government to a five-year’s term at a proposal by the President of the Government shall manage the Service. The Director of the Service shall be accountable to the Government and the President of the Government. The Director of the Service shall be a civil servant in an appointive position. Assistant Directors of the Service (1) (2) Article 4. There shall be assistants to the Directors of the Service appointed by the Government upon his/her proposal to a five-year’s term. Assistant directors of the Service shall be civil servants in appointive positions. Appointment of the Director of the Service and his/her Assistants (1) (2) Article 5. The Government shall appoint the Director of the Service within fifteen days from the entry of this regulation into force. The Government shall appoint the assistant directors of the Service within fifteen days from entry of the Bylaw on Internal Organization of the Service and its Staffing Table into force. Deadline for Adoption of the Bylaw Article 6. The Director of the Service shall pass the Bylaw on the Internal Organization of the Service and its Staffing Table within 30 days from the appointment to the office. Status of the Director of the Service and Assistant Directors before Appointment of Civil Servants (1) (2) Article 7. As long as the Director of the Service and the assistant directors are not appointed as civil servants, the Director of the Service and the assistant directors shall work in accordance to the rules, including those on the termination of office, applicable on the day of their appointment. If the office of the Director of the Service or an assistant director that have not been appointed to the position as a civil servant terminates, the new Director of the Service and/or assistant director shall be appointed in conformity with the rules applicable on the day of the predecessor’s appointment. 147 (1) (2) Article 8. As soon as the Director of the Service is appointed, the Service shall take over from the Ministry of State Administration and Local Government all the employees engaged on transactions from the domain of the Service, the corresponding equipment, resources, records, archive, and cases. The Service shall be, even before 01 July 2006, making preparations for the introduction of the Central Personnel Registry, providing specialisttechnical support to the High Civil Service Council, and organizing training of the staff for the application of the Civil Servants Act. Entry of this Regulation into Force Article 9. This regulation shall enter into force a day after its publication in “The Official Herald of the Republic of Serbia”, except the provision under Article 2 that shall enter into force on 01 July 2006. REGULATION ON ESTABLISHING THE HUMAN RESOURCES MANAGEMENT SERVOCE Takeover R Pursuant to Article 155, paragraph 4, of the Civil Servants Act (“The Official Herald of the Republic of Serbia”, No. 79/05, 81/05–corrigendum, and 83/05–corrigendum), the Government [hereby] passes REGULATION ON DEVELOPMENT OF THE HUMAN RESOURCES PLAN FOR THE STATE AUTHORITIES “OFFICIAL HERALD OF THE REPUBLIC OF SERBIA”, NO. 8/2006 148 REGULATION ON DEVELOPMENT OF THE HUMAN RESOURCES PLAN FOR THE STATE AUTHORITIES I. PRINCIPAL PROVISIONS R Content of the Regulation Article 1. This regulation shall govern development of the human resources plans for the ministries, special organizations, support services of the administrative districts, courts, public prosecutors’ offices, the Republic Public Attorney’s Office, services of the National Assembly, offices of the President of the Republic, the Government, the Constitutional Court, and services of the authorities whose members are appointed by the National Assembly (hereinafter: the Authorities). Content of the Human Resources Plan Article 2. The Human Resources Plan shall present: 1) The existing number of civil servants and general service employees indefinitely employed with the Authorities, broken down by the position, rank, and job type of each post of employment; 2) The existing number of civil servants and general service employees that are employed with the Authorities on fixed term due to rise of activities, broken down by the position, rank, and job type of each post; 3) The existing number of interns engaged by the Authorities, broken down by the educational level; 4) The number of civil servants and general service employees, broken down by each position, rank and job type of the post, that the Authorities need to employ for an indefinite period in the year for which the Human Resources Plan is to be adopted; 5) The number of fixed-term civil servants and general service employees that the Authorities need to employ in the year for which the Human Resources Plan is to be adopted; 6) The number of interns, broken down by the educational level, that the Authorities need to admit in the year for which the Human Resources Plan is to be adopted. Significance of the Human Resources Plan Article 3. Filling vacancies in an authority, admittance to fixed-term employment resulting from a rise of activities, and admittance of interns to an authority shall be allowed only if it conforms to the adopted Human Resource Plan. Adoption and Duration of the Human Resources Plan (2) (3) II. DEVELOPMENT OF THE DRAFT HUMAN RESOURCES PLAN Who, When, and How prepares the Draft Human Resources Plan (1) (2) (3) Article 5. Each authority itself shall prepare its Draft Human Resources Plan. An authority shall develop the Draft Human Resources Plan simultaneously with its Financial Plan Proposal. The draft Human Resources Plan shall be based on: the evaluation of the current year’s Human Resources Plan implementation, planned changes of operative procedures applied in the authority, and the requests for increase or decrease of the number of civil servant and/or general service employees and/or for re-categorization or re-drafting their job descriptions as a result of the [anticipated] changes of the mode and/or the extent of activities. 149 REGULATION ON DEVELOPMENT OF THE HUMAN RESOURCES PLAN FOR THE STATE AUTHORITIES (1) Article 4. The Human Resources Plan shall be adopted within 30 days from the publication of the Republic of Serbia Budget Act in “The Official Herald of the Republic of Serbia”. The Human Resources Plan shall be valid for a fiscal year. The Human Resources Plan shall be amended if, in the course of a fiscal year, a statute amending and/or supplementing the state budget act is adopted by which the amount of monies earmarked for salaries is changed to correspond to a smaller or bigger number of civil servants and general service employees anticipated. R Content of Draft Human Resources Plan (1) REGULATION ON DEVELOPMENT OF THE HUMAN RESOURCES PLAN FOR THE STATE AUTHORITIES 150 R (2) (3) Article 6. The Draft Human Resources Plan shall consist of a spreadsheet and a narrative. The spreadsheet shall show: 1) The existing number of civil servants and general service employees indefinitely employed with the authority, broken down by position, rank, and type of job; 2) The existing number of civil servants and general service employees employed with the authority on fixed-term basis due to increase of activities, broken down by position, rank, and type of job; 3) The existing number of interns engaged with the authority, broken down by the educational degree; 4) The number of civil servants and general service employees employed with the authority for an indefinite period foreseen to be in the active service at the end of the year for which the Human Resources Plan is being developed, broken down by position, rank and type of job; 5) The number of fixed-term civil servants and general service employees planned for engagement by the authority in the year for which the Human Resources Plan is being developed because of the [anticipated] rise of business activities; 6) The number of interns planned for admittance by the authority in the year for which the Human Resources Plan is being prepared, broken down by the educational level. The narrative part of the Draft Human Resources Plan shall contain information on: the implementation of the current year’s Human Resources Plan, reasons for increment or reduction of the number of the indefinitely employed civil servants and general service employees, reasons underlying the necessity for changing job descriptions and re-categorization of jobs, and, if engagement of fixed-term civil servants and general service employees is planned, reasons underlying the expected rise of activities. A ministry that has an integrated administrative authority within the ministry shall first, in its Draft Human Resources Plan, present the data pertaining to the ministry itself without the said authority, then the data pertinent to the administrative authority, and finally, the consolidated data pertinent to the ministry as a whole. To Whom a Draft Human Resources Plan is furnished? (1) (2) Article 7. Each authority shall furnish its Draft Human Resources Plan to the Ministry of Finance together with its Financial Plan Proposal. Besides transmitting their draft human resources plans to the Ministry of Finance, the ministries, special organizations, services of the Government, and support services of the administrative districts shall furnish their draft plans to the Human Resources Management Service or the Ministry of Justice in case of courts and public prosecutors’ offices. Duty of the Human Resources Management Service and/or the Ministry of Justice to check Draft Human Resources Plans of Certain Authorities (1) (2) Article 8. The Human Resources Management Service shall examine whether the draft human resources plans of the ministries, special organizations, services of the Government, and support services of the administrative districts have been prepared in accordance to the provisions of this regulation. If deficiencies are found, the Human Resources Management Service shall issue instructions for their rectification. While examining the draft human resources plans of the courts and the public prosecutors’ offices, the Ministry of Justice shall have the same powers as the Human Resources Management Service does when examining draft human resources plans of the ministries, special organizations, services of the Government, and support services of the administrative districts. Conforming the Draft Human Resources Plan to the Draft State Budget Act (2) (3) Duty of Certain Authorities to transmit the Amended Draft Human Resources Plan to the Human Resources Management Service and/or the Ministry of Justice Article 10. The ministries, special organizations, services of the Government, and support services of the administrative districts shall transmit their draft human resources plans, that have been amended at the request by the Ministry of Finance or the Government, to the Human Resources Management Service. The courts and public prosecutor’s offices shall transmit the same to the Ministry of Justice. 151 REGULATION ON DEVELOPMENT OF THE HUMAN RESOURCES PLAN FOR THE STATE AUTHORITIES (1) Article 9. If the Ministry of Finance agrees to the amount of the state budget monies to be disbursed for the implementation of the Draft Human Resources Plan, the preparation of the Draft shall be deemed concluded and the Draft harmonized with the Draft Republic of Serbia Budget Act. If the Ministry of Finance disagrees to the amount of state budget monies foreseen as needed for the implementation of the Draft Human Resources Plan, the Ministry shall propose amendments to the Draft Plan. If the [responsible] authority agrees to the proposed amendments, it shall make a new Draft Human Resources Plan and furnish the Draft to the Ministry of Finance. In cases of disagreement, and following the Draft State Budget Act review and the resolution of the dispute by the Government, the [responsible] authority must harmonize its Draft Human Resources Plan with the position of the Government. R III. DEVELOPMENT OF HUMAN RESOURCES PLAN PROPOSAL Competence for Development of Human Resources Plan Proposal. Deadline for the Development of Human Resources Plan Proposal (1) (2) (3) (4) Article 11. The Human Resources Management Service shall prepare the Human Resources Plan Proposal for all ministries, special organizations, services of the Government, and support services of the administrative districts. The Ministry of Justice shall prepare the Human Resources Plan Proposal for all courts and public prosecutor’s offices. Other authorities shall prepare their own Human Resources Plan proposals. The Human Resources Plan Proposal shall be prepared within eight days from the publication of the Republic of Serbia Budget Act in “The Official Herald of the Republic of Serbia”. Content of Human Resources Plan Proposal (1) REGULATION ON DEVELOPMENT OF THE HUMAN RESOURCES PLAN FOR THE STATE AUTHORITIES 152 R (2) Article 12. The Human Resources Plan Proposal prepared by an authority itself shall contain the information from the Draft Human Resources Plan’s spreadsheet harmonized with changes applied between the moments when the Draft and the Proposal were produced. The Human Resources Plan Proposal prepared by the Human Resources Management Service shall contain the data from Draft Human Resources Plans spreadsheets for each authority as harmonized with changes applied between the moments when the Draft and the Proposal were produced, as well as the consolidated data for all authorities. To Whom the Human Resources Plan Proposal is furnished (1) (2) (3) Article 13. The Human Resources Management Service shall furnish the Human Resources Plan Proposal for inspection to the Ministry of Finance and all the authorities encompassed in the Plan. The Ministry of Justice shall furnish the Human Resources Plan Proposal for inspection to all the courts and public prosecutors’ offices, as well as to the Ministry of Finance for approval. The Authority that prepares the Human Resources Plan Proposal by itself shall transmit its Human Resources Plan Proposal to the Ministry of Finance for approval. Examination of the Human Resources Plan Proposal (1) Article 14. Each authority encompassed in the Human Resources Plan Proposal prepared by the Human Resources Management Service or the Ministry of Justice respectively must check whether the data pertinent to it are accurate, and whether the Human Resources Plan (2) (3) Proposal is conformed to the amount of monies to be disbursed for salaries under the Republic of Serbia Budget Act. The authorities must dispatch written information on the check up conducted to the Human Resources Management Service or the Ministry of Justice respectively within eight days. The Ministry of Finance shall check whether the Human Resources Plan Proposal prepared by the Human Resources Management Service or the Ministry of Justice is entirely harmonized with the Republic of Serbia Budget Act. The Ministry of Finance shall also check whether its own Human Resources Plan Proposal is in harmony with the Republic of Serbia Budget Act. IV. ADOPTION OF THE HUMAN RESOURCES PLAN Competence for Adoption of the Human Resources Plan (2) (3) Duty of the Human Resources Management Service and/or the Ministry of Justice to Submit Certified Excerpts from the Adopted Human Resources Plan to Certain Authorities (1) (2) Article 16. The Human Resources Management Service shall transmit the relevant certified excerpt from the adopted Human Resources Plan to each authority encompassed in the Plan. The Ministry of Justice shall transmit the relevant certified excerpt from the adopted Human Resources Plan to each court and/or public prosecutor’s office. 153 REGULATION ON DEVELOPMENT OF THE HUMAN RESOURCES PLAN FOR THE STATE AUTHORITIES (1) Article 15. The Human Resources Management Service shall adopt the Human Resources Plan for the ministries, special organizations, services of the Government, and support services of the administrative districts upon a proposal by the Government. Having received approval from the Ministry of Finance, the Ministry of Justice shall adopt the Human Resources Plan for the courts and the public prosecutors’ offices. Having received approval from the Ministry of Finance, the principals of other authorities shall adopt the human resources plans pertinent to these authorities, unless otherwise is prescribed by a separate regulation. R V. OVERSIGHT OF AND MONITORING PLEMENTATION OF THE HUMAN RESOURCES PLAN (1) (2) (3) (4) REGULATION ON DEVELOPMENT OF THE HUMAN RESOURCES PLAN FOR THE STATE AUTHORITIES 154 R Article 17. The Administrative Inspectorate shall inspect consistency of employment in all authorities with the Human Resources Plan. The Human Resources Management Service shall monitor implementation of the Human Resources Plan in the ministries, special organizations, services of the Government, and support services of the administrative districts when internal and public job competitions are conducted there. The Ministry of Justice shall monitor implementation of the Human Resources Plan in the courts and the public prosecutors’ offices. The Government may request the Human Resources Management Service and/or the Administrative Inspectorate to submit reports on the implementation of the Human Resources Plan in the ministries, special organizations, services of the Government, and support services of the administrative districts. If deviations from the Human Resources Plan are found, the Government may order undertaking of appropriate measures. VI. FINAL PROVISION Article 18. This regulation shall enter into force on 01 July 2006 but shall apply as of the development of the 2007 Budget. Pursuant to Article 84, paragraph 3, of the Civil Servants Act (“The Official Herald of the Republic of Serbia, No. 79/05, 81/05-corrigendum, and 83/05corrigendum), the Government [hereby] passes REGULATION ON APPRAISAL OF CIVIL SERVANTS “OFFICIAL HERALD OF THE REPUBLIC OF SERBIA”, NO. 11/2006 I. PRINCIPAL PROVISIONS 155 Content of the Regulation Appraisal Principles (1) (2) Article 2 The appraisal procedure shall be [conducted in an] independent and impartial [manner]. No one participating in the appraisal procedure may be subjected to any directive that could affect the outcomes of the appraisal. Appraisal Cycle (1) (2) (3) Article 3 The civil servant shall be appraised for the period between 1 January and 31 December (hereinafter: appraisal period). By the end of February of the current year, the Principal of a state authority shall issue the ruling assigning a grade to the civil servant for the preceding appraisal period. The Principal’s ruling shall be based on the appraisal report prepared by the person that is directly superior to the [appraised] civil servant (hereinafter: the Evaluator) and signed by a person that is directly superior to the Evaluator (hereinafter: the Countersigner). REGULATION ON APPRAISAL OF CIVIL SERVANTS Article 1 This Regulation shall govern the criteria and procedure of appraising civil servants in all state authorities. R Exceptions from Appraisals Article 4 Principals managing state authorities, a civil servant who during the appraisal period worked for less than six months for any reason, and a civil servant who had been employed on fixed-term shall not be appraised. Appraisal before Expiration of the Appraisal Period Article 5 A civil servant subjected to an appraisal may file a motion for an early appraisal if his/her employment is nearing its end or for an impending longer leave of absence. The appraisee must be appraised within 30 days from the filing of the motion. II. PREREQUISITES FOR APPRAISAL 1. WORKING OBJECTIVES Definition of Working Objectives 156 (1) (2) Article 6 Each civil servant subjected to an appraisal may be assigned a maximum of five working objectives for a given appraisal period. The working objectives must derive from the job description and the purpose of the position, be achievable and measurable, and have reasonable deadlines set. REGULATION ON APPRAISAL OF CIVIL SERVANTS Specifying Working Objectives R (1) (2) (3) (4) Article 7 The Evaluator shall specify the working objectives after an interview with the civil servant [conducted] before the beginning of an appraisal period, at the latest fifteen days after the beginning of the appraisal period. The specified working objectives shall be written down, in the order of importance, in a specific document that shall be signed by the Evaluator and the civil servant to be appraised. The document shall be transmitted to the office within the state authority charged with personnel affairs (hereinafter: the Personnel Unit) for filing with the personal file of the concerned civil servant. The copies of the filed document shall be retained by the Evaluator and the civil servant. If a civil servant does not agree with the working objectives as specified by the Evaluator and thus refuses to sign the document prescribing the working objectives, the Countersigner shall ultimately specify the working objectives after the interview with the concerned civil servant and the Evaluator. Revision of Working Objectives (1) (2) (3) Article 8 The working objectives may be revised if priorities of the state authority or the internal unit have changed or such circumstances have occurred making the [specified] working objectives unachievable. The working objectives may be also revised if the need for doing so is found upon the appraisal. The revision of the working objectives shall be done in as the same manner as the initial specification of the working objectives. The act specifying the amendments shall be attached to the document listing the initial working objectives. 2. DUTIES OF THE EVALUATOR DURING THE APPRAISAL PERIOD III. APPRAISAL CRITERIA AND MARKS 1. APPRAISAL CRITERIA a) All Appraisal Criteria Article 10 The Civil Service appraisal criteria shall be the following: achieved results in carrying out tasks attached to the post of employment and the specified working objectives, autonomy, creativity, initiative, precision and diligence, cooperation with other civil servants, and other abilities required for the job. b) Explanation of Appraisal Criteria Achieved Results Article 11 “Achieved results” in performing tasks associated to the post of employment shall demonstrate how successful the civil servant is at fulfilling the specified working objectives, including the one on the quality of performance. 157 REGULATION ON APPRAISAL OF CIVIL SERVANTS Article 9 During the appraisal period, the Evaluator shall: 1) constantly supervise the work of the civil servant and collect necessary information on outcomes of his/her performance, taking into consideration the nature of the tasks, working environment and the level of the civil servant’s experience; 2) document the work of the civil servant during the appraisal period by writing down and commenting on the important examples and evidence of the civil servant’s performance. R Autonomy Article 12 “Autonomy” shall mean the extent to which the appraised civil servant has been able to achieve his/her working objectives under the [appropriate] guidance and control by the Evaluator that correspond to the appraisee’s rank. Creativity Article 13 “Creativity” shall mean the extent to which the appraised civil servant has been able to make analytical and creative judgments and assess facts and circumstances while making decisions or giving proposals for solving problems. Initiative Article 14 “Initiative” shall mean the extent to which the appraised civil servant has been able to, without specific directives by the Evaluator, plan and implement his/her working objectives within limits of responsibilities and powers specified in his/her job description. 158 Precision and Diligence Article 15 “Precision and diligence” shall mean the extent to which the appraised civil servant has been able to perform in a punctual and proper manner. REGULATION ON APPRAISAL OF CIVIL SERVANTS Quality of Cooperation R Article 16 “Quality of cooperation” shall mean the extent to which the appraised civil servant has been able to work and communicate productively and harmoniously with the superiors, peers, and subordinates in his/her unit. It shall also include the extent to which the appraisee has been able to link and coordinate his/her actions with ones of civil servants from the units of his/her own state authority and/or other state authorities. Additional Appraisal Criteria Article 17 “Additional appraisal criteria” pertinent primarily to understanding and use of particular skills required for the job shall be determined before an appraisal period and shall be included in the working objectives specified for a civil servant. 2. MARKS a) Types of Marks Article 18 The marks shall be the following: “unsatisfactory” (1), “satisfactory” (2), “good” (3), “distinction” (4) and “outstanding distinction” (5). b) Explanation of Marks “Unsatisfactory” Mark Article 19 An “unsatisfactory” mark shall be assigned to the civil servant who has failed to achieve even a minimal level of the specified working objectives and/or conventional job requirements. “Satisfactory” Mark Article 20 A “satisfactory” mark shall be assigned to the civil servant who has achieved the specified working objectives and satisfied the conventional job requirements at a minimal performance level. “Good” Mark Article 21 A “good” mark shall be assigned to the civil servant who has achieved the specified working objectives and satisfied the conventional job requirements at an average performance level. 159 Article 22 A “distinction” mark shall be assigned to the civil servant who has achieved the specified working objectives and satisfied the conventional job requirements above an average performance level. “Outstanding distinction” Mark Article 23 An “outstanding distinction” mark shall be assigned to the civil servant who has achieved the specified working objectives and satisfied the conventional job requirements at an exceptionally high performance level. IV. APPRAISAL PROCEDURE 1. APPRAISAL REPORT a) Tasks of the Evaluator Preparation of the Appraisal Report (1) Article 24 Following the expiration of the appraisal period, the Evaluator shall prepare the report on the appraisal of a civil servant. REGULATION ON APPRAISAL OF CIVIL SERVANTS “Distinction” Mark R (2) (3) The appraisal report shall contain the proposed mark for the appraised civil servant and the underlying information. The appraisal report shall be prepared by filling up the form appended to this regulation under Annex I. Change of the Evaluator in the Course of the Appraisal Period (1) (2) (3) Article 25 If during the appraisal period the Evaluator has to be changed for whatever reason, the preceding Evaluator shall have to prepare an interim appraisal report for the period he/she covered in the capacity of the Evaluator, in accordance with the provisions of this regulation governing regular appraisal reports. The Countersigner associated to the preceding Evaluator shall countersign the interim appraisal report and send it to the succeeding Evaluator through the Personnel Unit. Upon the expiry of the appraisal period, the succeeding Evaluator shall prepare the appraisal report under the obligation to consult the interim appraisal report. 160 (1) REGULATION ON APPRAISAL OF CIVIL SERVANTS Computing the proposed Mark in the Appraisal Report (2) R (3) Article 26 While taking into account specific significance of each specified working objective, the proposed mark shall be determined according to the appraisal criteria by firstly assigning marks ranging from 1 to 5 (unsatisfactory, satisfactory, good, distinction, outstanding distinction) to the appraised civil servant for the achieved results during each quarter of the appraisal period. Thereafter, the average mark for the entire appraisal period shall be computed. Then, the appraised civil servant shall be assigned marks ranging from 1 to 5 (unsatisfactory, satisfactory, good, distinction, outstanding distinction) for each remaining appraisal criterion for the entire appraisal period. Then the average shall be computed for all these criteria cumulatively. The average mark computed by the application of the “achieved results” criterion shall be summed up with the average mark computed by application of the all-remaining appraisal criteria. The produced total shall be divided by two. Depending on the produced result, the proposed mark shall be the following: – results ranging from 4,78 to 5,00 – “outstanding distinction”; – results ranging from 3,77 to 4,77 – “distinction”; – results ranging from 2,77 to 3,76 – “good”; – results ranging from 1,65 to 2,76 – “satisfactory”; – results below 1,65 – “unsatisfactory”. Remaining Content of the Appraisal Report Article 27 Among other things, the Evaluator shall enter the following in the appraisal report: comments underlying the proposed mark, particularly the “exceptional distinction” and the “unsatisfactory” ones; factual working difficulties encountered by the civil servant during the appraisal period; proposals for professional training of the civil servant; the remark that the appraised civil servant will be subjected to a special appraisal because of an “unsatisfactory” mark, as well as other comments of significance for the [ultimate] determination of the mark. b) Appraisal Interview Informing the Civil Servant about the Interview (2) Purpose of the Appraisal Interview Article 29 The appraisal interview shall serve for explaining the content of the appraisal report, discussing the comments that the Evaluator entered in the appraisal report, as well as the comments on the appraisal report made by the appraisee, revising the report, and, if necessary, changing the working objectives for the ongoing appraisal period. Signing the Appraisal Report (1) (2) Article 30 The appraised civil servant shall enter his/her comments in the appraisal report and, when applicable, his/her reasons for dissenting the proposed mark or Evaluator’s comments. The appraised civil servant shall write down the date of the comment and put his/her signature underneath his/her comment. Thereafter, the Evaluator shall sign the appraisal report. c) Tasks of the Countersigner Forwarding the Appraisal Report to the Countersigner (1) (2) Article 31 The Evaluator shall forward the signed appraisal report to the Countersigner without delay. Within ten days from the receipt, the Countersigner shall inspect the appraisal report, settle any possible disagreements between the Evaluator and the appraised civil servants, and shall enter in the report his/her own comments on the proposed mark. 161 REGULATION ON APPRAISAL OF CIVIL SERVANTS (1) Article 28 The Evaluator shall transmit the appraisal report to the appraised civil servant together with an invitation to the appraisal interview. The interview shall be conducted within seven days from the receipt of the invitation to the interview. R Countersignature Article 32 The Countersigner shall countersign the appraisal report and submit it to the Personnel Unit. Procedure when there is no Countersigner Article 33 If the Evaluator is immediately subordinated to the Principal of a state authority, the appraisal report shall be submitted to the Personnel Unit without a countersignature. 2. AUTHORITY OF THE PERSONNEL UNIT (1) (2) 162 Article 34 The Personnel Unit shall examine whether the appraisal report was properly prepared and, if deficiencies are found, return the report to the Evaluator and the Countersigner for rectification. Following rectification of the deficiencies, the appraisal report shall be again submitted to the Personnel Unit. REGULATION ON APPRAISAL OF CIVIL SERVANTS 3. ISSUING A RULING ASSIGNING THE MARK R (1) (2) Article 35 Having received the properly prepared appraisal report from the Personnel Unit, the Principal of the state authority shall issue the ruling whereby the mark is assigned to the appraised civil servant. The Personnel Unit shall draft the aforesaid ruling. 4. ISSUANCE OF A RULING ASSIGNING A MARK WITHOUT PREPARING AN APPRAISAL REPORT (1) (2) Article 36 No appraisal report shall be prepared if the appraised civil servant is immediately subordinated to the Principal of a state authority. In such a case, having conducted an interview with the civil servant about the appraisee’s performance, stated his/her comments and considered the appraisee’s comments, the Principal of the state authority shall issue a ruling assigning a mark to the appraised civil servant. 5. FURNISHING THE RULING AND THE APPRAISAL REPORT TO THE CIVIL SERVANT (1) (2) Article 37 The ruling carrying the mark assigned to the appraised civil servant and the appraisal report shall be furnished to the civil servant with no delay. The appraised civil servant may file an appeal with the competent Appeals Board against the ruling assigning him/her the mark within eight days from the receipt of the ruling. V. SPECIAL APPRAISAL Consequences of an “Unsatisfactory” Mark (1) (2) Article 38 If an appraised civil servant has been assigned an “unsatisfactory” mark by a final ruling and the appropriate type of training is anticipated in the [planned] professional training programmes, the Evaluator shall propose the Personnel Unit to refer the concerned civil servant to additional training before a special appraisal is conducted. In any case, the civil servant who has been assigned an “unsatisfactory” mark shall be subjected to a special appraisal for the period of 90 days (the special appraisal period) starting on the day when the ruling carrying the “unsatisfactory” mark becomes final. 163 Article 39 On a special appraisal, the Evaluator and the Countersigner shall assess whether the appraised civil servant is able to produce the results required for assigning him/her a “satisfactory” mark throughout the entire special appraisal period. Special Appraisal Report (1) (2) (3) Article 40 The Evaluator and the Countersigner shall prepare the special appraisal report. No specific mark shall be proposed in the special appraisal report if the results of the appraised civil servant are positive. If the results are negative, an “unsatisfactory” mark shall be proposed. The special appraisal report shall be prepared by filling up the form appended to this regulation under Annex II. Furnishing the Special Appraisal Report (1) Article 41 The special appraisal report shall be filed with the Personnel Unit within seven days from the expiry of the special appraisal period. REGULATION ON APPRAISAL OF CIVIL SERVANTS Assessment by the Evaluator and the Countersigner R (2) The Personnel Unit shall examine whether the special appraisal report was properly prepared. If yes, the Unit shall transmit the report to the Principal of the state authority. Otherwise, the unit shall return the report to the Evaluator and the Countersigner to rectify the deficiencies. Decisions of the Principal of the State Authority (1) (2) 164 (3) Article 42 In a case the Principal considers that the appraised civil servant is not able to achieve results required for a “satisfactory” mark throughout the entire ongoing appraisal period, he/she shall issue a ruling assigning the concerned civil servant an “unsatisfactory” mark and declaring the termination of the appraisee’s employment. The special appraisal report shall be also furnished to the appraised civil servant together with the said ruling. In a case the Principal believes that the appraised civil servant is able to achieve the results required for a “satisfactory” mark during the entire ongoing appraisal period, he/she shall note that in the special appraisal report and shall not issue any ruling. In such a case, the concerned civil servant shall remain in service and his performance during the special appraisal period shall count in the ongoing [regular] appraisal period. However, if the civil servant is assigned an “unsatisfactory” mark [again] for the ongoing appraisal period, his/her employment shall terminate. VI. OBLIGATIONS OF STATE AUTHORITIES REGULATION ON APPRAISAL OF CIVIL SERVANTS Confidentiality of the Appraisal Procedure R (1) (2) (3) (4) Article 43 The appraisal procedure shall be confidential. The Evaluator and the appraised civil servant must keep confidential everything they talked about during the preparation of the appraisal report. Only the civil servant subjected to an appraisal, the Evaluator, the Countersigner, a civil servant working in the Personnel Unit, the Principal of the state authority and the competent Appeals Board may have access to the appraisal report. They all must keep the content of the appraisal report confidential. Subject to consent of the appraised civil servant, the appraisal report may be made available to other civil servants. Duties of Personnel Unit (1) Article 44 The Personnel Unit shall: 1) Prepare a list identifying the Evaluator and the Countersigner of each civil servant for each appraisal period, and inform evaluators, countersigners and civil servants thereon, (2) 2) Ensure uniform conduct of appraisal procedures, 3) Advise evaluators and countersigners on all appraisal related issues, 4) Add the appraisal reports into the personnel file of each civil servant. Personnel units within ministries, special institutions, services of the Government and specialist services of the administrative districts shall dispatch information on annual grades for each civil servant to the Central Personnel Registry, and produce an analytical report on each appraisal period to forward it to the Human Resources Management Service. If the Personnel Unit cannot be formed Article 45 The principals of state authorities where personnel units cannot be formed shall assign the tasks, rights and duties associated to the Personnel Unit under this regulation to a managing officer. Duties of the Human Resource Management Service Article 46 The Human Resource Management Service shall regularly compile annual analytical reports relating to appraisal cycles in the ministries, special institutions, services of the Government and specialist services of the administrative districts. In its annual report, the Service shall state whether any and what changes in the appraisal procedure are needed. 165 First Appraisal Cycle (1) (2) (3) Article 47 First appraisal cycle [conducted] in compliance with this regulation shall commence on 1 January 2007. The working objectives for all civil servants for the appraisal period starting on 1 January and ending on 31 December 2007 shall be specified by 15 December 2006. The performance of the civil servants in 2006 shall be evaluated pursuant to the Regulation on Appraisal of Employees in State Authorities („The Official Herald of the Republic of Serbia”, No. 80/92 and 137/04). Final Provision Article 48 This regulation shall enter into force on 1 July 2006. REGULATION ON APPRAISAL OF CIVIL SERVANTS VII. TRANSITIONAL AND FINAL PROVISIONS R ANNEX I APPRAISAL REPORT 1. GENERAL DATA First name and family name of the appraised civil servant: State authority: Position and Rank of the appraised civil servant: Education: 166 Date of last promotion REGULATION ON APPRAISAL OF CIVIL SERVANTS Appraisal period: from: R to: Training programs attended during the appraisal period: First name and family name of the Evaluator: Position of the Evaluator: First name and family name of the Countersigner: Position of the Countersigner: 2. SUMMARY OF THE APPRAISED CIVIL SERVANT’S SPECIFIED WORKING OBJECTIVES Short description of the overall purpose of the appraised civil servant’s job:: Specified working objectives of the appraised civil servant (in order of importance): 1 2 3 4 5 3. APPRAISAL 167 3.1 RESULTS ACHIEVED 1st Quarter 2nd Quarter 3rd Quarter 4th Quarter Average for all four quarters (I.-IV.) Marks 1 2 3 4 5 Comments underlying the mark REGULATION ON APPRAISAL OF CIVIL SERVANTS Results achieved R 3.2 OTHER APPRAISAL CRITERIA Marks Other appraisal criComments underlying the mark teria 1 2 3 4 5 a. Independence b. Creativity c. Initiative d. Precision and Diligence e. Quality of cooperation 168 f. Additional Criteria REGULATION ON APPRAISAL OF CIVIL SERVANTS Average of a-f R 3.3 TRAINING SUGGESTIONS FOR THE APPRAISED CIVIL SERVANT 3.4 OTHER OBSERVATIONS BY THE EVALUATOR 3.5 INTERVIEW WITH THE APPRAISED CIVIL SERVANT Date of interview: Comments by the appraised civil servant: Date: Signature of the appraisee: 3.6 PROPOSED MARK 169 3.7 SIGNATURE OF THE EVALUATOR: Signature of the appraisee: 4. COUNTERSIGNATURE Comments by the Countersigner: Date: Signature of the Countersigner: REGULATION ON APPRAISAL OF CIVIL SERVANTS Date: R ANNEX II SPECIAL APPRAISAL REPORT GENERAL DATA First name and family name of the appraised civil servant: State authority: Position and Rank of the appraised civil servant: Education: Date of last promotion Date when the “unsatisfactory” ruling became final: 170 Special appraisal period from: to: REGULATION ON APPRAISAL OF CIVIL SERVANTS Training programs attended during the appraisal period: R First name and family name of the Evaluator: Position of the Evaluator: First name and family name of the Countersigner: Position of the Countersigner: 2. SPECIAL APPRAISAL Appraisal Criteria Ability and capacity to achieve satisfactory standards of performance during the entire ongoing appraisal period Positive Comments Negative (“unsatisfactory”) Achievement of work objectives: Independence: Creativity: Initiative: Precision and Attentiveness: Quality of cooperation: Other additional criteria: Overall result of the special appraisal: 3. INTERVIEW WITH THE APPRAISED CIVIL SERVANT 171 Date of interview: Date: Signature of the appraisee: 4. SIGNATURES Date: Signature of the Evaluator: Signature of the Countersigner: REGULATION ON APPRAISAL OF CIVIL SERVANTS Comments by the appraised civil servant: R 5. CONCLUSION BY THE PRINCIPAL OF THE STATE AUTHORITY Date: Signature of the Principal of the State Authority: REGULATION ON APPRAISAL OF CIVIL SERVANTS 172 R Pursuant to Article 61, paragraph 3, and Article 75, paragraph 3, of the Civil Servants Act (“The Official Herald of the Republic of Serbia”, No. 79/05, 81/05–corrigendum, and 83/05–corrigendum), the Government [hereby] passes “OFFICIAL HERALD OF THE REPUBLIC OF SERBIA”, NO. 3/2006 I. MAIN PROVISIONS Content of this Regulation Article 1. The present regulation shall govern the administration of internal and public competitions for filling executorial* and appointive positions within the ministries, support services of the administrative districts (state authorities), courts, public prosecutors’ offices, the Republic Public Attorney’s Office, services of the National Assembly, the office of the President of the Republic, the Government, the Constitutional Court, and services of the authorities whose members are elected by the National Assembly (hereinafter: the authorities). * Remark by the translator: “Executorial” has been chosen instead of “Executive” as the latter is usually associated with chief officers of a government, state, or political division or persons having administrative or managerial authority. 173 REGULATION ON CONDUNTING INTERNAL AND PUBLIC COMPETITIONS TO FILL VACANCIES IN THE STATE AUTHORITIES REGULATION ON CONDUCTING INTERNAL AND PUBLIC COMPETITIONS TO FILL VACANCIES IN THE STATE AUTHORITIES R Permissibility of Recruitment Article 2. A vacancy may be filled only if the following two requirements are satisfied: the post has been listed in the bylaw on the internal organization and the staffing table of an authority, and the recruitment fits into the adopted Human Resources Plan. Commencement of Recruitment for an Executorial Position (1) (2) (3) REGULATION ON CONDUNTING INTERNAL AND PUBLIC COMPETITIONS TO FILL VACANCIES IN THE STATE AUTHORITIES 174 R (4) (5) Article 3. Prior to [actual] filling an executorial vacancy in a state administration authority or a Government’s service, the Principal shall issue a ruling on filling an executorial position and shall transmit it to the Human Resources Management Service (hereinafter: the Service). Documentation on fulfillment of the requirements for filling an executorial vacancy, and the Principal’s statement on whether the vacancy is to be filled by either reassignment of a civil servant within the authority or an internal competition shall be enclosed with the ruling transmitted to the Service. If the Principal of a state administration authority or a Government’s service declares that an executorial vacancy is to be filled by [conducting an] internal competition, all the information needed for advertising the internal competition shall be also submitted to the Service. The Service shall establish whether the requirements for filling an executorial positions are met and shall communicate that to the Principal of the [employing] state administration authority i.e. the Government’s service within three days from the service of the ruling on filling an executorial position. In disputable cases, the Government shall decide on whether the requirements for filling an executorial position have been met or not. As to the other authorities, the Principal shall not issue the ruling on filling in an executorial position. II. INTERNAL COMPETITION 1. INTERNAL COMPETITION FOR FILLING AN EXECUTORIAL POSITION a) Internal Competition in a State Administration Authority or Government’s Service When is an Internal Competition conducted in a State Administration Authority or Government’s Service Article 4. An internal competition for filling an executorial position in a state administration authority or Government’s service shall be conducted when the executorial position has not been filled in by reassignment of a civil servant within the authority. Types of Internal Competitions in a State Administration Authority and Government’s Service (2) (3) b) Internal Competition in Other Authorities (1) (2) Article 6. The internal competition for filling an executorial position in other authorities shall be conducted only if the Principal of the authority decides so and the vacancy has not been filled by reassignment of a civil servant within the authority itself. The Principal of the authority shall decide on eligibility of civil servants from certain state authorities to participate in the competition. v) Advertising an Internal Competition Who advertises an Internal Competition (1) (2) Article 7. The Service shall advertise an internal competition in state administration authorities and services of the Government within four days from the receipt of the ruling on filling in an executorial position. Other authorities shall advertise the internal competition autonomously. Mode of Advertising an Internal Competition (1) Article 8. The Service shall have an internal competition advertised on its web site, message boards and in the premises of the state administration 175 REGULATION ON CONDUNTING INTERNAL AND PUBLIC COMPETITIONS TO FILL VACANCIES IN THE STATE AUTHORITIES (1) Article 5. In a state administration authority and Government’s service where there are more than 100 executorial posts listed in the staffing table, an internal competition open only to the civil servants of the concerned body shall be conducted first under the condition that there are civil servants that actually meet the requirement prescribed for the posts to be filled, and these civil servants are [actually] eligible to participate in the internal competition. If that internal competition fails or the civil service personnel records show that no civil servant satisfies the requirements of the post to be filled or none is eligible to participate in the internal competition, an internal competition open to civil servant from all state authorities and services of the Government shall be conducted. In other state administration authorities and services of the Government internal competitions shall be open to civil servants from all state administration authorities and services of the Government that satisfy the requirements to work at the given post and are eligible to participate in the competition. R (2) authority or Government’s service where the executorial vacancy is positioned. The principals of other authorities shall determine the mode of advertising their internal competitions. Content of the Vacancy Notice (1) (2) REGULATION ON CONDUNTING INTERNAL AND PUBLIC COMPETITIONS TO FILL VACANCIES IN THE STATE AUTHORITIES 176 R Article 9. The notice announcing an internal competition to fill a vacancy shall contain: data on the [employing] authority; place of work; requirements for employment; professional qualifications [required], knowledge and skill to be assessed during the selection procedure and methods of their verification; application period; the name of the person charged with giving information on the competition; the address to send the application to; the date of notice; specification of documentation to be enclosed with the application; and the list of authorities whose civil servants may participate in the competition and what catergory of civil servants may participate as prescribed by the law. If an internal competition is conducted in a state administration authority or a governmental service where the vacant executorial position is, the participants in the competition shall not be required to submit documentation about the facts that the authority registers ex officio. Application Period (1) (2) Article 10. If only civil servants from the state administration authority or governmental service where the vacant executorial position is are eligible to apply, the application period shall last for five days from the publication of the notice. In other cases, the application period shall last for eight days from the advertising of the internal competition. 2. INTERNAL COMPETITION TO FILL AN APPOINTIVE POSITION When is an Internal Competition Mandatory (1) (2) Article 11. An internal competition for filling appointive positions shall be conducted mandatorily if the Government is to fill in an appointive position. An authority or a body in charge of appointments shall decide on the need to conduct an internal competition and specify eligible civil servants in other cases, unless otherwise is prescribed by a specific normative act. Initiating an Internal Competition to fill an Appointive Position (1) (2) (3) Article 12. If the Government is to fill an appointive position, the internal competition shall be initiated by the body in charge of proposing the candidates to the Government issuing a ruling on filling an appointive position through an internal competition, and filing the ruling with the Service. As for the enclosures with the ruling submitted to the Service and the powers of the Service and the Government, the provision on filling in a [vacant] executorial position in state administration authorities and services of the Government under this regulation shall apply accordingly. [All] other authorities shall not issue rulings on filling [vacant] appointive positions by an internal competition. Who advertises an Internal Competition to fill an Appointive Position (2) Content of the Vacancy Notice and Manners of Advertising an Internal Competition to Fill an Appointive Position. Application Period (1) (2) (3) Article 14. An internal vacancy notice regarding an appointive position shall contain the same information as an internal vacancy notice to fill an executorial vacancy, as well as the information on the job duration. An internal vacancy notice to fill an appointive position shall be advertise in the same manner as an internal competition to fill an executorial vacancy. Applications for the appointive position shall be submitted within eight days from the advertising of the internal competition. III. PUBLIC COMPETITION When is a Public Competition Conducted (1) Article 15. A public competition shall be mandatory in all authorities to admit an intern. 177 REGULATION ON CONDUNTING INTERNAL AND PUBLIC COMPETITIONS TO FILL VACANCIES IN THE STATE AUTHORITIES (1) Article 13. If the Government is to fill a [vacant] appointive position, the Service shall advertise the internal competition within four days from the receipt of the ruling on filling a vacancy by internal competition. The authorities filling other appointive positions shall advertise their internal competition autonomously. R (2) Furthermore, a public competition shall be conducted in a state administration authority or a governmental service if an internal competition to fill an executorial or an appointive position has failed or, in other authorities, if an internal competition has not been conducted or has failed. Initiation of a Public Competition in a State Administration Authority or Service of the Government (1) (2) (3) REGULATION ON CONDUNTING INTERNAL AND PUBLIC COMPETITIONS TO FILL VACANCIES IN THE STATE AUTHORITIES 178 R Article 16. A public competition to admit an intern shall be initiated by the Principal of a state administration authority or a governmental service issuing a ruling on hiring an intern, and submitting the ruling to the Service. The provisions on filling [vacant] executorial positions in state administration authorities and governmental services under this regulation shall apply accordingly to the content of the ruling, its enclosures submitted to the Service, and the responsibilities of the Service and the Government. A public competition to fill an executorial position in a state administration authority or a governmental service or an appointive position that the Government is to fill shall be initiated by the Principal of an authority or the officer who is in charge of proposing the candidates for appointment to the Government by giving a notice to the Service on the failure of an internal competition. Who Advertises a Public Competition (1) (2) (3) Article 17. The Service shall advertise all public competitions for filling executorial positions or admittance of interns to state administration authorities and services of the Government, as well as for filling appointive positions by the Government. The Service shall advertise a public competition within four days from the receipt of the ruling on engaging interns or a day following the receipt of information on the failure of an internal competition. Other authorities shall autonomously advertise public competitions to fill appointive and executorial positions or to hire interns. Manners of Advertising a Public Competition (1) (2) Article 18. Each public competition shall be advertised in “The Official Herald of the Republic of Serbia” and a daily newspaper that is disseminated throughout Serbia. The notice shall be also transmitted to the institution in charge of employment affairs. The Service shall advertise a public competition on its web site with a note on the date of the publication of the competition announcement in “The Official Herald of the Republic of Serbia” and the application deadline. Application Period (1) (2) (3) Article 19. The application period related to a public competition shall begin a day after advertising the competition in “the Official Herald of the Republic of Serbia” and may not be shorter than fifteen days. The principal of an authority shall set application deadlines for executorial and intern’s vacancies. The person who is in charge of nominating candidates for appointive positions shall set the application deadlines related to a public competition for appointive positions. Content of a Public Competition Announcement (2) Evidence enclosed with the Application to a Public Competition (1) (2) Article 21. The participant in a public competition shall attach original or certified photocopies of the citizenship certificate, birth certificate, evidence of the appropriate education, evidence of work experience and other documentation proving fulfillment of the prescribed requirements to work at the vacant position. A civil servant who applies in a public competition shall submit the ruling on assignment to his/her [current] position or the ruling declaring him “unassigned” in lieu for the citizenship and birth certificates. IV. TO WHOM INTERNAL/PUBLIC COMPETITION APPLICATIONS ARE SENT (1) Article 22. Applications used in internal and/or public competitions for filling [vacant] executorial positions and applications used in public compe- 179 REGULATION ON CONDUNTING INTERNAL AND PUBLIC COMPETITIONS TO FILL VACANCIES IN THE STATE AUTHORITIES (1) Article 20. The public competition announcement shall contain information: on the [employing] authority; the vacancy, the place of work, the requirements for work at the given position, the required qualifications, knowledge and skills that are going to be evaluated during the selection procedure and modes of their verification, the application period, the name of the person charged with giving information on the competition, the address for applications, the documentation to enclose with the application. In addition, a public competition announcement for filling an executorial position shall contain a notice on the mandatory probation for those establishing an employment relation with a state authority for the first time. A public competition announcement for engagement of interns shall contain a note on fixed-term character of the employment and its duration. R (2) (3) titions for internships shall be sent to the authority wherein the vacancy being filled is. Applications for internal and/or public competitions to fill [vacant] appointive positions by the Government shall be sent to the Service. Applications for internal and/or public competition to fill [vacant] appointive positions by another authority shall be sent to the respective authority. V. SELECTION PROCEDURE 1. CANDIDATES CHOSEN IN THE SELECTION PROCEDURE (1) (2) (3) REGULATION ON CONDUNTING INTERNAL AND PUBLIC COMPETITIONS TO FILL VACANCIES IN THE STATE AUTHORITIES 180 R Article 23. Following expiration of the application period of an internal/public competition, the Selection Panel shall review all the applications received and documentation enclosed with and make a list of candidates to be considered in the selection process. The selection procedure shall encompass exclusively those [candidates] who satisfied the requirements for work at a given post and, when a statute requires so, who are eligible to participate in a competition. All members of the Selection Panel shall sign the list of candidates to be considered for selection. 2. INFORMING THE CANDIDATES ON THE SELECTION PROCESS (1) (2) (3) Article 24. At least eight days prior to the commencement of the selection process, the candidates listed for selection shall be notified in writing thereon. If a selection process is administered through a several stages, at the beginning of each stage, the candidates shall be informed about the beginning of the following one. A candidate who has not answered the call to participate in one of selection stages shall not be invited to participate in the following ones. 3. CONDITIONALITY OF A SELECTION PROCESS ON THE CONTENT OF AN ANNOUNCEMENT (1) (2) Article 25. In a selection process, the Selection Panel may assess only those qualifications, knowledge and skills and apply those methods of verification that have been specified in the competition announcement. In a selection process for hiring interns, professional qualifications may not be assessed. 4. WRITTEN EXAMINATION OF QUALIFICATIONS, KNOWLEDGE AND SKILLS Designing Tasks (1) (2) (3) (4) Article 26. Professional qualifications, knowledge and skills of the candidates may be tested first by means of a written examination. In such a case, the Selection Panel shall prepare three different tasks at the earliest 24 hours prior to the written exam. If the [employing] authority does not have experts for the fields to be tested by means of a written examination of the qualifications, knowledge and skills, the preparation of tasks may be entrusted to external experts or specialized entities. Each task shall be copied in as many copies as there are candidates, and shall be kept in a separate sealed envelope. Selecting Tasks. Determination of Results (2) (3) (4) 5. INTERVIEWING CANDIDATES (1) (2) (3) Article 28. The Selection Panel shall interview the candidates that have met the selection criteria by having achieved the highest scores in the written examination. If no written examination has been conducted, the Selection Panel shall interview all the candidates taken into consideration for selection. The interviewed candidates shall be evaluated in accordance with the prescribed selection criteria. 181 REGULATION ON CONDUNTING INTERNAL AND PUBLIC COMPETITIONS TO FILL VACANCIES IN THE STATE AUTHORITIES (1) Article 27. Prior to the commencement of a written examination, a candidate shall choose at random the task to be worked on by all the candidates. The time [available] for working on the task may not be longer than two hours. While working on the task the candidates may use the texts of statutes and other regulations only and if the task is related to their application. The Selection Panel shall determine the results of the candidates in accordance with the prescribed selection criteria. R 6. WHO PRESCRIBES SELECTION CRITERIA Article 29. The High Civil Service Council-for the state administration authorities and services of the Government, the Supreme Court of Serbia-for the courts, the Republic Public Prosecutor-for the prosecutors’ offices, and bodies determined by their own acts-for other authorities shall prescribe the selection criteria. 7. SHORTLIST Making Shortlist (1) (2) (3) REGULATION ON CONDUNTING INTERNAL AND PUBLIC COMPETITIONS TO FILL VACANCIES IN THE STATE AUTHORITIES 182 R Article 30. Following the interviews with the candidates, the Selection Panel shall make the shortlist. No more than three candidates that have met the selection criteria with the highest scores may be listed in the shortlist. The shortlist must contain all the data on the results the candidates have achieved in the course of the selection process. Delivering the Shortlist (1) (2) (3) Article 31. In cases of competitions for filling executorial posts or engaging interns, the Selection Panel shall deliver the shortlist to the Principal of the [employing] authority. The Principal may conduct additional interviews with the [short-listed] candidates before selecting one of them. In cases of competitions for filling appointive positions, the Selection Panel shall deliver the shortlist to the person in charge of nominating the candidates for appointment. He/she (the nominator) may conduct additional interviews with the [short-listed] candidates before selecting one of them. The Selection Panel shall attach the records of its activities to the shortlist. VI. SELECTION PANELS Selection Panels in General (1) (2) (3) Article 32. Selection Panels shall administer internal and public competitions. Each Selection Panel shall consist of at least three members. A Selection Panel shall be constituted before advertising an internal or public competition. (4) As a rule, the Selection Panel that has administered an unsuccessful internal competition shall administer the following public competition. Designation and Composition of Selection Panels for Filling Executorial Positions and/or Engagement of Interns (2) (3) Designation and Composition of Selection Panels for Filling Appointive Positions (1) (2) Article 34. If the Government is to fill appointive positions, the High Civil Service Council shall, by its ruling for each vacancy, appoint members of the Selection Panel from the Council’s membership and experts for specific fields, out of which one may be from the employing authority. The President of the Selection Panel shall always be one of the Council’s members. When the appointive position being filled is in a court, the Selection Panel shall be nominated in accordance with the act of the Supreme Court of Serbia; in public prosecutor’s office according to the act of the Republic Public Prosecutor; and in other state authorities according to their acts. Preventing Conflict of Interests (1) (2) (3) Article 35. Having examined the applications for the internal or public competition, the President and the members of the Selection Panel must make written declaration on whether they, or persons related to them, are interested in a particular outcome of the competition. The President or any other member of the Selection Panel that is affected by the conflict of interests shall be exempted and a new member shall be designated to substitute the exemted one. The High Civil Service Council-for the state administration authorities and services of the Government, the Supreme Court of Serbia-for the 183 REGULATION ON CONDUNTING INTERNAL AND PUBLIC COMPETITIONS TO FILL VACANCIES IN THE STATE AUTHORITIES (1) Article 33. When an executorial position is to be filled and/or an intern is to be engaged, the Principal of the [employing] authority shall designate the President and the members of the Selection Panel by his/her ruling making sure that one of them is the immediate superior to the future incumbent of the [currently] vacant position. On the proposal by the Director of the Service, the Principal of a state administration authority or service of the Government shall always name a civil servant from the Service to the Selection Panel. A Selection Panel at a court shall be designated in accordance with the act of the Supreme Court of Serbia; a Selection Panel at a prosecutor’s office shall be designated in accordance with the act of the Republic Public Prosecutor; a Selection Panel at [all] other authorities shall be designated in accordance with the respective acts of those authorities. R courts, the Republic Public Prosecutor-for the public prosecutors’ offices, the bodies designated by their respective acts-for other authorities shall rule on what persons shall be deemed related to the President and other members of a Selection Panel. Activities of a Selection Panel (1) (2) (3) Article 36. The Selection Panel shall adopt its decisions by a majority vote. The Selection Panel shall produce records of its activities. The Selection Panel members must keep information they gathered in the conduct of the competition. Support to Selection Panels (1) (2) REGULATION ON CONDUNTING INTERNAL AND PUBLIC COMPETITIONS TO FILL VACANCIES IN THE STATE AUTHORITIES 184 R Article 37. The unit responsible for personnel affairs within the [employing] authority shall carry out specialist and administrative tasks for the Selection Panel. The Service shall carry out specialist and administrative tasks for the Selection Panel appointed by the High Civil Service Council. VII. OVERSIGHT BY THE ADMINISTRATIVE INSPECTORATE (1) (2) Article 38. The administrative inspectorates in all authorities shall inspect conformity of the [actual] filling of positions with the [rules of the] Bylaw on Internal Organization and Staffing Table, and the Human Resources Plan. The administrative inspectorates shall also control lawful conduct of internal and/or public competition in all authorities. VIII. FINAL PROVISION Article 39. The present regulation shall enter into force on 1 July 2006. ADMINISTRATIVE DIRECTION ON PROFESSIONAL QUALIFICATIONS, KNOWLEDGE AND SKILLS ASSESSED IN THE SELECTION PROCEDURE, MODES OF THEIR VERIFICATION AND SELECTION CRITERIA FOR EMPLOYMENT "OFFICIAL HERALD OF SERBIA", NO. 64/2006 AND 81/2006 II. COMMON RULES FOR FILLING EXECUTORIAL AND APPOINTIVE POSITIONS 1. GENERAL RULES What Knowledge and Skills are assessed? (1) Article 2 The professional qualifications shall be assessed by checking the capacity of a candidate for successful work at the post of employment. KNOWLEDGE AND SKILLS ASSESSED IN THE SELECTION PROCEDURE, MODES OF THEIR VERIFICATION AND SELECTION CRITERIA FOR EMPLOYMENT Article 1 This administrative direction shall prescribe the professional qualifications, knowledge and skills that are assessed in the selection procedure of competitions for filling executorial and appointive job positions in the ministries, special organizations, administrative authorities integrated within the ministries, services of the Government, support services of the administrative districts, and for filling the appointive positions of the Republic Public Attorney, Deputy Republic Public Attorney and the Head of an administrative district (hereafter: the authorities); modes of verifying the professional qualifications, knowledge and skills; and selection criteria for employment. 185 ADMINISTRATIVE DIRECTION ON PROFESSIONAL QUALIFICATIONS, I. CONTENT OF THIS ADMINISTRATIVE DIRECTION D (2) (3) (4) The knowledge shall be assessed by checking [general] knowledge about the fields from the domain of the authority as well as the jobspecific knowledge. The knowledge of the EU law and the knowledge of a foreign language may be verified depending on the domain of the authority and/or the responsibilities pertinent to the specific job. The skills of a candidate shall be assessed by checking his/her logical and analytical reasoning, communication skills, organizational capabilities, and management and computer skills. Modes of Verifying Professional Qualifications, Knowledge and Skills (1) (2) (3) ADMINISTRATIVE DIRECTION ON PROFESSIONAL QUALIFICATIONS, KNOWLEDGE AND SKILLS ASSESSED IN THE SELECTION PROCEDURE, MODES OF THEIR VERIFICATION AND SELECTION CRITERIA FOR EMPLOYMENT 186 D Article 3 The professional qualifications, knowledge and skills may be checked by written and/or oral (interview) examination. Modes of verifying professional qualifications, knowledge and skills shall depend on whether an executorial or appointive job position is being filled, requirements for work at a specific post of employment and other requirement deriving from the job description. Modes of the verification may be manifold but the interview shall be compulsory without exception. Powers of the Selection Panel (1) (2) Article 4 If an executorial position is being filled, the selection panel shall, in cooperation with the subordinate unit of the authority i.e. the civil servant in charge of personnel affairs in the authority, independently specify professional qualifications, knowledge and skills to be assessed as well as the modes of their verification. If an appointive position is being filled, the selection panel shall assess the professional qualifications, knowledge and skills of the candidate in accordance with this administrative direction. 2. WRITTEN EXAMINATION Forms of Written Examination Article 5 The forms of written examination of professional qualifications, knowledge and skills shall be the following: a test, written paper and simulation ("sample work"). Test (1) Article 6 A test may serve for assessment of professional qualifications, knowledge and assessment of skills. (2) (3) If a test serves for assessment of professional qualifications and knowledge, candidates shall answer the questions by choosing one of several answers offered. Except for the computer and communication skills, all other skills shall be assessed indirectly through standardized tests prepared by competent professional associations. Written Paper (1) (2) Article 7 The written paper shall require a brief analysis and drawing conclusions about the topic assigned by the selection panel. The selection panel shall decide on the topic and the time available for completing the written paper in advance. Simulation 3. INTERVIEW (1) (2) (3) (4) Article 9 A selection panel shall also verify the professional qualifications, knowledge and skills of a candidate by conducting an interview. Before interviewing the candidates, the selection panel shall be obliged to determine the information it needs about the candidates and the questions that will be put to obtain that information. All candidates shall be asked the same questions and in the same order. The selection panel may ask, in the course of the interview, additional questions if there is a need for further explanations and information. An interview may include simulation of a typical problem related to the target job that the candidates are required to solve. All candidates shall be given the same typical problem. 187 KNOWLEDGE AND SKILLS ASSESSED IN THE SELECTION PROCEDURE, MODES OF THEIR VERIFICATION AND SELECTION CRITERIA FOR EMPLOYMENT (2) ADMINISTRATIVE DIRECTION ON PROFESSIONAL QUALIFICATIONS, (1) Article 8 A simulation ("sample work) shall require solving, in writing, of a typical problem related to the target job. A selection panel shall draw a brief description of a typical problem and specify the time available for solving the problem in advance. D III. SELECTION PROCEDURE FOR FILLING EXECUTORIAL POSITIONS Sequence of Examination (1) (2) Article 10 If in the selection procedure for filling an executorial positions the selection panel decides to assess the professional qualifications, knowledge and skills through written examination, the compulsory interview with the candidate shall be conducted after the examination. A written examination may be carried out by using one or more forms thereof prescribed by this administrative direction only. Knowledge Test (1) (2) ADMINISTRATIVE DIRECTION ON PROFESSIONAL QUALIFICATIONS, KNOWLEDGE AND SKILLS ASSESSED IN THE SELECTION PROCEDURE, MODES OF THEIR VERIFICATION AND SELECTION CRITERIA FOR EMPLOYMENT 188 D Article 11 If in the selection procedure the knowledge is examined by test, the results of the candidates shall be evaluated by establishing the percentage of the correct answers. Only those candidates who have scored more than 50% of correct answers may participate in the next part of the selection procedure. Skills Test (1) (2) (3) Article 12 If in the selection procedure the skills are verified by test, there shall be "unsatisfactory and "satisfactory" marks. A mark must be briefly explained. Only those candidates who have achieved a "satisfactory" mark may participate in the next part of the selection procedure. Written Paper and Simulation (1) (2) Article 13 If written papers and simulations are used in the selection procedure as modes of verification, each member of the selection panel shall asses the work of a candidate with the following marks: "unsatisfactory", "partially satisfactory" and "satisfactory" according to the criteria determined in advance by the selection panel. Only those candidates who were assigned the "partially unsatisfactory" and/or "satisfactory" marks by all members of the selection panel may participate in the next part of the selection procedure. Interviews with Candidates (1) (2) Article 14 The interview with a candidate shall be the final part of a selection procedure. Only those candidates who have during the previous parts of the selection procedure earned the right to be interviewed may be called for. Assessment of Candidates' Oral Answers (1) (2) (3) Article 15 Each member of the selection panel shall evaluate candidates' answers with grades ranging from 1 to 3 in accordance with the criteria that the selection panel determined in advance. A grade 3 shall be given to a candidate who fully satisfies the professional qualifications, knowledge and communication skills requirements for the selection to the target job (hereinafter: the selection criteria). A grade 2 shall be given to a candidate who partially satisfies the selection criteria. A grade 1 shall be given to a candidate who does not satisfy the selection criteria. The candidates' results shall be established by calculating the average grade. The average grade shall be calculated only for the candidates who have been assigned either grade 2 or 3 by each member of the selection panel. Short-listing the Candidates Article 16 A maximum of three candidates who have achieved the best result at the interview shall be put on the shortlist for selection. (2) IV. SELECTION PROCEDURE FOR FILLING APPOINTIVE POSITIONS Content of Job Applications (1) Article 18 The content of job applications shall be assessed during the selection procedure for filling an appointive position as well. 189 KNOWLEDGE AND SKILLS ASSESSED IN THE SELECTION PROCEDURE, MODES OF THEIR VERIFICATION AND SELECTION CRITERIA FOR EMPLOYMENT (1) Article 17 If several candidates have achieved identical results, precedence of being placed on the short list shall be given to those who achieved the best results at a written examination of knowledge and professional qualifications (first additional criteria). If following the application of the previous provision the selection panel fails to determine all three candidates, the precedence shall be given to those with best results from the skills test (second additional criteria). If the selection panel is still not able to shortlist three candidates with the best results, the panel shall again interview the candidates who following the application of the first or the second additional criteria have retained prospects for short-listing. The selection panel shall act in the said manner until it short-lists those candidates whose results best match the job requirements. ADMINISTRATIVE DIRECTION ON PROFESSIONAL QUALIFICATIONS, If Several Candidates have achieved identical Results D (2) A job application shall contain the following: name and surname of the candidate, date and place of birth, residence address, information on educational background, information on the type and duration of work experience with a brief description of the tasks the candidate performed and his/her responsibilities before filing the job application and level of responsibility in relation to these tasks, information on professional training and information on special fields of knowledge [possessed]. What Knowledge and Skills are assessed? (1) (2) ADMINISTRATIVE DIRECTION ON PROFESSIONAL QUALIFICATIONS, KNOWLEDGE AND SKILLS ASSESSED IN THE SELECTION PROCEDURE, MODES OF THEIR VERIFICATION AND SELECTION CRITERIA FOR EMPLOYMENT 190 D (3) (4) Article 19 The knowledge of fields from the domain of the authority and the knowledge of EU law shall be verified in the selection procedure for the following appointive positions: the director of a special organization, the deputy director of a special organization, the director of an authority integrated within a ministry, the director of a governmental service, the deputy director of a governmental service, the Republic Public Attorney and the Deputy Republic Public Attorney. The job-specific knowledge and the knowledge of EU law relevant for the target job shall be verified for the remaining appointive positions. The skills of logical and analytical reasoning, communication skills, organizational capabilities and management skills shall be verified for all appointive positions. [In addition,] the bylaw on internal organization and staffing table of the authority may stipulate examination of other knowledge and skills for particular appointive positions. Verification of Knowledge and Professional Qualifications (1) (2) (3) (4) Article 20 The knowledge, professional qualifications and communication skills of candidates shall be verified by examination of information from the job application and by questions orally posed to the candidates (an interview). Each member of the selection panel shall evaluate information contained in the job applications and candidates' answers with grades ranging from 1 to 3 according to the criteria that the selection panel has determined in advance. A grade 3 shall be given to the candidates who fully satisfy the selection criteria; a grade 2 shall be given the candidates who partially satisfy the selection criteria; a grade 1 shall be given to the candidates who do not satisfy the selection criteria. Candidates' results shall be established by calculating the average grade. The average grade shall be calculated only for the candidates who have been assigned either grade 2 or 3 by each member of the selection panel. Verification of Skills (1) (2) (3) Article 21 Skills of logical and analytical reasoning, management skills and organizational capabilities of only those candidates who have their average grades following an interview computed shall be verified indirectly through the standardized tests determined by the High Civil Service Council. Following the interpretation of achievements indicated at the test, each candidate shall be assigned either an "unsatisfactory" or "satisfactory" mark. The "satisfactory" mark shall be given to a candidate who has achieved average results at the test. A mark must be briefly explained. Short-listing the Candidates Article 22 A maximum of three candidates who achieved the best result at the interview shall be put on the shortlist for selection. If Several Candidates have achieved identical Results (1) (2) Article 23a A member of the selection panel who does not come from the state administration authorities or services of the Government or is not a member of the High Civil Service Council shall have the right to remuneration for his/her work in a selection panel in the amount of 15,000 dinars for each competition conducted. The Human Resource Management Service shall provide for the remuneration. V. ENTRY OF THE ADMINISTRATIVE DIRECTION INTO FORCE Article 24 This administrative direction shall enter into force a day after its publication in "The Official Herald of the Republic of Serbia". KNOWLEDGE AND SKILLS ASSESSED IN THE SELECTION PROCEDURE, MODES OF THEIR VERIFICATION AND SELECTION CRITERIA FOR EMPLOYMENT (2) 191 ADMINISTRATIVE DIRECTION ON PROFESSIONAL QUALIFICATIONS, (1) Article 23 If several candidates have achieved identical results, the selection panel shall examine knowledge and professional qualifications of these candidates through additional interviews until it finds the candidates whose results best match the job requirements. Finally, the selection panel shall shortlist three candidates and furnish the list with accompanying explanation to the Principal i.e. other person in charge of proposing to the Government the candidate for the appointment to the position. D