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Food Security As Resilience: Reconciling Definition And Measurement Empirical Example from Nor thern Kenya Joanna Upton, Jenn Cissé and Chris Barrett The Dyson School, Cornell University Finding Meaning in Our Measures: Overcoming C h a l l e n g e s to Q u a n t i t a t i v e Fo o d Security U S DA E c o n o m i c Re s e a r c h Ser vice Fe b r u a r y 9 , 2 01 5 Motivation  Implement the Barrett and Constas (2014) framework following a decomposable poverty measure approach  Prevalence of food (in)security, or population with an acceptable probability of falling (below)above a given health/nutrition threshold over time  For individuals or any aggregate (entire sample, female headed households, specific livelihood group…)  Satisfies all four axioms of food security measurement  Can then be used to measure impacts of shocks or interventions Measurement  To implement, need to make (at least) two normative statements:  Level – An acceptable standard of well-being, for an individual or population  e.g. individual MUAC ≥ 125mm; and/or < 10% of population with MUAC < 125mm  Probability – An acceptable ikelihood of meeting that standard of well-being  These must be set by prior research, analysis of context, comparing to other measures, etc. Empirical Example Northern Kenya (Marsabit)  Data collected to assess the impacts of Index Based Livestock Insurance (IBLI)  924 households, tracked annually for five years (2009-2013)  Includes data on several well-being outcomes: livestock, expenditure, food consumption, child anthropometry Empirical Example  Follow the empirical procedure piloted by Cissé and Barrett (in production)  Choose an outcome and a threshold(s)  Mid-upper arm circumference (MUAC)  Typically, MUAC thresholds are set in the ‘negative,’ i.e. admittance to treatment at < 115mm, lower risk of death at > 125mm  Using WHO growth guidelines: > -1SD for gender and age appropriate MUAC (with acceptable probability at ⅔)  Depending on setting and goals, could use different indicators, thresholds, and/or probabilities Empirical Example  First, estimate the conditional mean MUAC equation, conditioned on:  Lagged well-being (MUAC; squared and cubed to capture path dynamics)  Livelihoods and risk factors, here livestock mortality and livestock death ‘strike point’ (based on NDVI)  Demographics (age, sex, and education level of household head)  Child sex and supplemental feeding status Empirical Example  Regression of MUAC on (selected) covariates: (1) MUAC SE MUAC lag -7.031*** (2.314) MUAC lag2 0.503*** (0.168) MUAC lag3 -0.011*** (0.004) Livestock ‘strike’ point -0.379* (0.197) Female hh head -0.105 (0.066) 0.032*** (0.009) -0.054* (0.030) -0.412*** (0.069) -0.024 (0.054) VARIABLES HH head education Dependency ratio Supp. feeding Girl Observations 1,714 Empirical Example  Square residuals and estimate the conditional variance, as a function of the same regressors  Here, assume a normal distribution (such that the mean and variance fully describe the child’s conditional MUAC distribution)  Use the mean and variance to estimate resilience  Individual probabilities of MUAC > -1SD (for age and gender), conditional on lags & other characteristics  Individual-level PDFs, with value (above cut-off) between 0 and 1 Empirical Example  Explore which characteristics are associated with food security (MUAC) resilience: VARIABLES (1) MUAC SE (3) Resilience SE MUAC lag -7.031*** (2.314) -2.501*** (0.185) MUAC lag (^2) 0.503*** (0.168) 0.117*** (0.013) MUAC lag (^3) -0.011*** (0.004) -0.004*** (0.0003) Livestock ‘strike’ point -0.379* (0.197) -0.213*** (0.024) Female hh head -0.105 (0.066) -0.063*** (0.009) 0.032*** (0.009) .0112*** (0.001) -0.054* (0.030) -0.011* (0.004) -0.412*** (0.069) 0.381*** (0.008) -0.024 (0.054) 0.0211*** (0.007) HH head education Dependency ratio Supp. feeding Girl Observations 1,714 Resilience Aggregation  We can, by construction, aggregate the resilience measure for different groups, by setting an accepted probability threshold  Set to ⅔ (i.e. acceptable threshold is 66.7% chance of falling above the -1 SD MUAC threshold)  Note, can set R=0 (headcount), R=1 (gap), R=2 (gap 2 or depth); here we calculate the resilience ‘headcount’ Resilience Aggregation  Across periods, divided by gender of household head: Resilience Aggregation  Across periods, divided by education level of household head: Summary & Next Steps  The Barrett and Constas (2014) resilience theory encapsulates the core dimensions of food security…  Stability over time, responses to shocks  Individuals and aggregate groups of interest  …and it can be empirically implemented  Condition on access (helps to illuminate mechanisms)  Choice of specific outcome to best reflect food security in a given context  Results may be sensitive to the choice of outcome indicator  Reflects all four of the axioms for measurement of food security Summary & Next Steps  We can implement this measure with panel data that is routinely collected  In some cases with minor adjustments or additions  Need further attention to data on shocks and stressors  Significant work ahead, in applying this metric to different settings and problems  Ideally also in improving (and institutionalizing) conducive data collection mechanisms Thank you Questions and comments (more than) welcome