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Support Care Cancer (2014) 22:3135–3141 DOI 10.1007/s00520-014-2287-z ORIGINAL ARTICLE Which quality of life instruments are preferred by cancer patients in Japan? Comparison of the European Organization for Research and Treatment of Cancer Quality of Life Questionnaire-C30 and the Functional Assessment of Cancer Therapy-General Kazuki Sato & Megumi Shimizu & Mitsunori Miyashita Received: 27 December 2013 / Accepted: 12 May 2014 / Published online: 28 May 2014 # Springer-Verlag Berlin Heidelberg 2014 Abstract Purpose We compared two health-related quality of life (HRQOL) instruments used for cancer patients [the European Organization for Research and Treatment of Cancer Quality of Life Questionnaire-C30 (EORTC QLQ-C30) and the Functional Assessment of Cancer Therapy-General (FACT-G)] to identify which instrument cancer patients most preferred. Methods Adult cancer patients who had received cancer treatments within the previous 2 years (n=395) completed both surveys; participants assessed the importance, necessity, and appropriateness of each as an indicator of their quality of life. Results The patients significantly preferred the FACT-G over the EORTC QLQ-C30 as a more important (effect size (ES)= 0.37, P<0.001), necessary (ES=0.18, P<0.001), and appropriate questionnaire (ES=0.14, P=0.005). The subgroups of patients with good performance status, and those who reported low levels of work disruption, significantly preferred the FACT-G more than the other. The corresponding correlation coefficients were the following: physical functioning and well-being subscale, r=0.65; emotional functioning and well-being subscale, r=0.60; social functioning and social/ family well-being subscale, r=0.00; and role functioning and functional well-being subscale, r=0.41. Conclusions We recommend using the FACT-G if the performance status of the subject is good, e.g., in outpatient or cancer survivor surveys, based on the observed patient preferences. When performance status is not good, an instrument should be chosen after considering the differences between K. Sato (*) : M. Shimizu : M. Miyashita Department of Palliative Nursing, Health Sciences, Tohoku University Graduate School of Medicine, 2-1 Seiryo-machi, Aoba-ku, Sendai, Miyagi 980-8575, Japan e-mail: [email protected] their scale structures and social domains and based on the availability of disease-specific modules. Keywords Quality of life . Questionnaires . Neoplasm . Patient preference . Japan . Palliative care Introduction Health-related quality of life (HRQOL) is now recognized as a key outcome in cancer patients, in both the research and clinical settings. HRQOL is a multidimensional construct including physical, psychological, social, and spiritual wellbeing [1]. Of all the cancer-specific HRQOL instruments available, the most commonly used in clinical research are the European Organization for Research and Treatment of Cancer Quality of Life Questionnaire-C30 (EORTC QLQC30) and the Functional Assessment of Cancer TherapyGeneral (FACT-G). The characteristics of the two questionnaires are shown in Table 1. The EORTC QLQ-C30 incorporates nine multi-item scales: five functional scales (physical, role, cognitive, emotional, and social), three symptom scales (fatigue, pain, and nausea and vomiting), and a global health and quality of life scale [1]. It has been translated and validated into 81 languages and has been used in more than 3,000 studies worldwide [5]. The survey can be supplemented with diseasespecific modules, and there is also a shortened version, which is suitable for research in palliative care, that consists of 15 items [8]. The FACT-G is a 27-item compilation of general questions, which are divided into four primary HRQOL domains: physical well-being, social/family well-being, emotional well- 3136 Support Care Cancer (2014) 22:3135–3141 Table 1 Characteristics of the EORTC QLQ-C30 and FACT-G Number of items Response scale Recall period Scaling EORTC QLQ-C30 FACT-G 30 Likert scale (4 or 7 points) Past week 5 functional scales • Physical functioning (e.g., Do you have any trouble doing strenuous activities, like carrying a heavy shopping bag or a suitcase?—5 items) • Role functioning (e.g., Were you limited in doing either your work or other daily activities?—2 items) • Emotional functioning (e.g., Did you feel tense?—4 items) • Cognitive functioning (e.g., Have you had difficulty in concentrating on things, like reading a newspaper or watching television?—2 items) • Social functioning (e.g., Has your physical condition or medical treatment interfered with your family life? —2 items) Symptom scale • Fatigue (3 items) • Pain (2 items) • Nausea and vomiting (2 items) • Six single-item symptoms: dyspnea, sleep disturbance, appetite loss, constipation, diarrhea, and financial difficulties Overall global health status 27 Likert scale (5 points) Past 7 days 4 well-being subscales • Physical well-being (e.g., I have a lack of energy—7 items) being, and functional well-being [2]. This has been validated not only for cancer but also in a range of chronic diseases. It has been translated and validated into more than 50 languages; there are more than 50 different scales and symptom indexes [6]. There is a shortened version of a rapid symptom/concern scale that consists of seven items [17] and another version for the assessment of QOL in palliative care patients, which consists of 14 items [18]. There is uncertainty about which HRQOL instrument should be recommended for use. A systematic review reported comparisons between the EORTC QLQ-C30 and the FACT-G [12]. The author concluded that while the psychometric evidence is inconclusive, there are important differences between the two instruments in terms of their structure, social domains, and tone. The social HRQOL is conceptualized and measured differently: the EORTC QLQ-C30 assesses impacts on social activities and family lives, whereas the FACT-G focuses on social support and relationships. With respect to scale structure, the EORTC QLQ-C30 provides 15 scores of specific interest compared with the FACT-G’s five scores. The psychometric data are not sufficient to recommend one measure over the other. In terms of tone, the EORTC QLQ-C30 functional questions focused on trouble or interference in activities, whereas the FACT-G functional questions encouraged respondents to reflect on their thoughts and feelings. The HRQOL instrument should have content validity that is important for cancer patients. However, the patients’ preferences for these different instruments are unknown because previous studies had serious limitations in terms of generalizing patient • Social/family well-being (e.g., I feel close to my friends— 7 items) • Emotional well-being (e.g., I feel sad—6 items) • Functional well-being (e.g., I am able to work (include work at home)—7 items) Overall FACT-G score (total of all items) preferences because they had small sample sizes and were biased in the types of primary cancer sites they studied. The primary aim of this cross-sectional, observational study of cancer patients was to compare the EORTC QLQ-C30 and FACT-G to identify which instrument cancer patients preferred most, in terms of importance, necessity, and appropriateness of each as an indicator of their quality of life. Methods Study design and participants We conducted a cross-sectional, observational online survey in 2011. The Ethics Committee of the Tohoku University Graduate School of Medicine approved this study (2010-388). A convenience sample of 400 adult cancer outpatients, who had received cancer treatments (surgery, chemotherapy, or radiation) within the preceding 2 years and who had visited a hospital clinic within the last 6 months, was obtained from an internet panel of a market research company (INTAGE Inc., Tokyo, Japan). Hematological cancer patients were excluded. To prevent bias arising from the type of cancer site, we requested an even sample of six major cancer types: lung, gastric, colon, hepatobiliary, breast, and others, up to a total of 400 patients. About 4,000 cancer patients were registered in the internet panel. Support Care Cancer (2014) 22:3135–3141 Measures Data were collected on (1) the EORTC QLQ-C30 and FACTG, (2) preferences about EORTC QLQ-C30 and FACT-G, and (3) details relating to the cancer patients’ background. The EORTC QLQ-C30 (version 3.0, Japanese version) and the FACT-G (version 4.0, Japanese version) were used. The EORTC QLQ-C30 consisted of 30 items, including five functional subscales (physical, role, emotional, cognitive, and social), a global health status, and nine symptom subscales; scores range from 0 to 100. Higher scores indicated better QOL for the functional subscales and global QOL, whereas a high score indicated a worse QOL for the symptom scales [1, 11]. The FACT-G consisted of 27 items, including four wellbeing subscales, as previously described, with the scores ranging from 0 to 100; a total score was calculated using all of the items. Higher scores indicate a better QOL [2, 7]. Preferences relating to the EORTC QLQ-C30 and FACT-G were measured by importance, necessity, and the appropriateness of each instrument as an indicator of their quality of life. These questions were based on the previous research [15]. We asked whether the items within each instrument included the following: (1) “important matters for you,” (2) “the matters that you would like to be cared by health care providers”, and (3) “appropriate matters to evaluate the quality of life for cancer patients.” The results were recorded separately for the EORTC QLQ-C30 and FACT-G using a 4-point Likert scale from “1. I do not think so at all” to “4. I strongly think so.” The patient characteristics included sex, age, marital status, employment disruption caused by the cancer, the primary cancer site, length of time since cancer diagnosis, time since last cancer treatment, and their Eastern Cooperative Oncology Group (ECOG) performance status. Analysis First, we reported descriptive statistics, internal consistency, and known-group validity; then, we calculated Pearson correlation coefficients to assess the relationship between the EORTC QLQ-C30 and FACT-G subscales. Internal consistency was evaluated using Cronbach’s alpha coefficient. Known-group validity was evaluated by comparing mean scores between the two subgroups having high and low performance status using t test. We assumed that conceptually corresponding relationships were the following: physical functioning and well-being subscale, emotional functioning and well-being subscale, social functioning and social/family well-being subscale, and role functioning and functional wellbeing subscale. Second, the evaluations of importance, necessity, and appropriateness of both instruments were compared using Student’s t test. We calculated Hedges’ G to estimate effect sizes (ES) [9]. For interpretation, we deemed effect sizes of 0.2 as small, 0.5 as moderate, and 0.8 as large [4]. In 3137 addition, we compared the evaluations between different patients’ backgrounds. The significance of differences between the different subgroups was assessed by interaction terms. We also calculated effect sizes in the significant subgroups. We examined the results of subgroup analysis of the importance, necessity, and appropriateness of both instruments in cases of significant interaction effects. P values of less than 0.05 were considered to be statistically significant. All tests were twotailed. Statistical analyses were performed with SAS version 9.3 for Windows (SAS Institute, Cary, NC). Results There were 400 cancer patients who responded to the questionnaires; 395 (99 %) were analyzed because five were excluded due to missing data. All patients had received cancer treatments within the preceding 2 years and visited a hospital clinic within the last 6 months. The cancer patients’ backgrounds are described in Table 2. Among these patients, 52 % were male and the mean age of all participants was 54 years. The ECOG performance status was 63 % in 0 and 31 % in 1; 63 % of patients had employment although 47 % of this group were experiencing disruptions in their work because of their cancer. Forty-seven percent of the patients had been diagnosed within 2 years, and 29 % had received cancer treatments within the preceding 6 months. Table 3 lists the scores, internal consistency, and knowngroup validity of the EORTC QLQ-C30 and FACT-G surveys. For the EORTC QLQ-C30, the mean of overall global health status was 66; the functional and symptom subscales ranged from 80 to 90 and 9 to 29, respectively. For the FACT-G, the mean of the total scores was 58 and the well-being subscales ranged from 48 to 78. Cronbach’s alpha ranged from 0.73 to 0.94 and from 0.72 to 0.91 in the EORTC QLQ-C30 and FACT-G subscales, respectively. All EORTC QLQ-C30 and FACT-G subscales but one subscale were significantly different between high and low performance status subgroups. Social/family well-being in the FACT-G was not significantly different (P=0.689). Table 4 lists the correlation between the subscales of the two instruments. The conceptually corresponding correlation coefficients were as follows: physical functioning and wellbeing subscale, r=0.65; emotional functioning and well-being subscale, r=0.60; social functioning and social/family wellbeing subscale, r=0.00; and role functioning and functional well-being subscale, r=0.41. Table 5 lists the importance, necessity, and appropriateness of the EORTC QLQ-C30 and the FACT-G as an indicator of their quality of life. For all the subjects, they significantly preferred the FACT-G more than the EORTC QLQ-C30, with the former being: more important (ES=0.37, P<0.001), 3138 Support Care Cancer (2014) 22:3135–3141 Table 2 Cancer patient characteristics Sex Male Female Age, years Less than 45 45 to 54 55 to 64 65 or more Mean±SD Marital status Married Not married ECOG performance status 0 1 2 3 Number Percent 205 190 52 % 48 % 74 142 115 82 54 19 % 36 % 29 % 21 % ±11 318 67 81 % 17 % 250 124 15 6 63 % 31 % 4% 2% 4 0 Work status Full-time/part-time 249 None 146 Current disruption of work because of cancer Definitely 30 To some extent 153 Not so much 118 Not at all 94 Primary cancer site Lung 46 Gastric and esophageal 89 Colon and rectum 53 Hepatobiliary and pancreatic 31 Breast 89 Others 87 Length of time since cancer diagnosis 5 months or less 20 6 to 11 months 18 1 to 2 years 145 2 to 5 years 186 5 years or more 26 Length of time since the last cancer treatment Within 3 months 86 3 to 6 months 26 6 to 12 month 50 12 to 24 month 233 0% 63 % 37 % 8% 39 % 30 % 24 % 12 % 23 % 13 % 8% 23 % 22 % 5% 5% 37 % 47 % 7% 22 % 7% 13 % 59 % SD standard deviation, ECOG Eastern Cooperative Oncology Group necessary (ES=0.18, P<0.001), and appropriate (ES=0.14, P=0.004). The evaluation of importance and necessity was significantly different between both the ECOG performance statuses (P=0.001 and P=0.048) and the degree of employment disturbance (P=0.009 and P=0.001). Appropriateness was significantly different between work statuses (P=0.002). Significant subgroup analyses of importance, necessity, and appropriateness are shown in Table 5. The ES of the difference of importance between the EORTC QLQ-C30 and the FACT-G tools were the following: 0.52 and 0.15 in performance status, 0 and 1 or more, and 0.27 and 0.47 for the patients with or without disturbances at work. Similarly, the ES of the differences of necessity were 0.25 and 0.05 in performance status and 0.00 and 0.33 for disturbances at work. The ES of the differences of appropriateness were 0.25 and 0.06 for with or without work. Discussion Overall, the patients significantly preferred the FACT-G over the EORTC QLQ-C30 in terms of importance, necessity, and appropriateness as an indicator of their quality of life. Both are reliable and valid for use in oncology, and to the extent that one wishes to use an instrument preferred by patients in terms of importance or appropriateness, the FACT-G edges out the EORTC QLQ-C30 by a small but significant margin. However, we are unable to recommend one of the instruments over another in general because the patient preference for the instrument is only one criterion to use. Conversely, we do recommend using the FACT-G if the performance status of subjects is good, e.g., in an outpatient or cancer survivor survey, because our study showed moderate to small effect size. The rationale for this recommendation is that cancer patients with a good performance status generally experience less distressing symptoms. The general health trajectory of cancer patients is for their performance status to remain high early in their final year, which then decreases markedly during the final 3 months [13, 14]; pain and other symptoms such as tiredness, poor appetite, shortness of breath, and drowsiness are common complaints 6 months prior to death, and these generally worsen over time [14, 16]. In this study, 7 medians out of 9 symptom scales in the EORTC QLQ-C30 were zero. As a consequence, the FACT-G may have an advantage in terms of patient preference for many cancer patients who are not in the terminal phase and with good performance status because the EORTC QLQ-C30 includes a range of symptom items that are not applicable for many cancer outpatients and not assessed by the FACT-G [12]. Another issue to consider when choosing a HRQOL instrument for cancer patients relates to differences in the measurement concept. Our results relating to the correlation between corresponding subscales are similar to those of previous Support Care Cancer (2014) 22:3135–3141 3139 Table 3 Scores, internal consistency, and known-group validity of the EORTC QLQ-C30 and FACT-G EORTC QLQ-C30 Overall global health status Physical functioning Role functioning Emotional functioning Cognitive functioning Social functioning Fatigue Nausea and vomiting Pain Dyspnea Sleep disturbance Appetite loss Constipation Diarrhea Financial difficulties FACT-G Total score Physical well-being Social/family well-being Emotional well-being Functional well-being Mean±SD Median [IQR] Alpha Mean±SD (PS=0) Mean±SD (PS>0) P value 66±23 90±15 86±22 67 [50, 83] 93 [87, 100] 100 [67, 100] 0.94 0.83 0.91 74±20 96±8 95±12 53±23 79±18 70±26 <0.001 <0.001 <0.001 80±22 81±22 82±25 29±24 9±20 13±22 17±23 16±26 12±24 19±28 18±26 26±30 83 [67, 100] 83 [67, 100] 100 [67, 100] 22 [11, 44] 0 [0, 0] 0 [0, 17] 0 [0, 33] 0 [0, 33] 0 [0, 0] 0 [0, 33] 0 [0, 33] 33 [0, 33] 0.88 0.73 0.84 0.87 0.88 0.88 – – – – – – 85±18 88±17 89±19 18±17 4±13 5±12 9±16 7±18 5±16 14±24 12±22 18±26 70±25 70±25 68±28 46±25 18±27 26±27 30±27 30±30 23±31 27±32 28±29 41±31 <0.001 <0.001 <0.001 <0.001 <0.001 <0.001 <0.001 <0.001 <0.001 <0.001 <0.001 <0.001 56±6 78±19 48±15 64±16 61±18 56 [52, 59] 82 [66, 100] 49 [43, 55] 64 [53, 72] 61 [50, 69] 0.75 0.91 0.85 0.72 0.90 58±5 87±14 49±16 68±14 66±17 52±6 62±17 48±14 55±15 52±14 <0.001 <0.001 0.689 <0.001 <0.001 The scores range from 0 to 100. Higher scores indicated better QOL for the functional subscales and global QOL in the EORTC QLQ-C30 and the total score and all well-being subscales in the FACT-G, whereas a high score indicated a worse QOL for the symptom scales in the EORTC QLQ-C30 IQR interquartile range, Alpha Cronbach’s alpha coefficient, PS Eastern Cooperative Oncology Group performance status Table 4 Pearson correlations between the subscales of the EORTC QLQ-C30 and FACT-G FACT-G Total score Physical well-being Social/family well-being Emotional well-being Functional well-being 0.54* 0.41* 0.45* 0.46* 0.46* 0.41* −0.49* −0.32* −0.45* −0.37* −0.50* 0.52* 0.65* 0.67* 0.56* 0.57* 0.63* −0.71* −0.53* −0.61* −0.55* −0.56* 0.18* 0.00 0.03 0.04 0.12* 0.00 −0.01 0.00 −0.06 0.03 −0.10 0.43* 0.31* 0.38* 0.60* 0.41* 0.40* −0.41* −0.27* −0.40* −0.27* −0.41* 0.57* 0.44* 0.41* 0.41* 0.37* 0.36* −0.47* −0.28* −0.41* −0.31* −0.46* Appetite loss Constipation Diarrhea −0.42* −0.26* −0.31* −0.56* −0.31* −0.46* −0.03 −0.05 −0.04 −0.33* −0.26* −0.27* −0.36* −0.22* −0.22* Financial difficulties −0.40* −0.54* −0.03 −0.40* −0.35* EORTC QLQ-C30 Overall global health status Physical functioning Role functioning Emotional functioning Cognitive functioning Social functioning Fatigue Nausea and vomiting Pain Dyspnea Sleep disturbance *P<0.05 (means significant correlation) 3140 Support Care Cancer (2014) 22:3135–3141 Table 5 Importance, necessity, and appropriateness of the EORTC QLQ-C30 and FACT-G as indicators of the patients’ quality of life EORTC QLQ-C30 FACT-G P value Mean±SD Mean±SD Effect size Importance 2.5±0.7 Necessity 2.5±0.7 Appropriateness 2.7±0.6 (Subgroup analysis) ECOG PS was in 0 (n=250) – Importance 2.4±0.7 Necessity 2.3±0.7 Appropriateness – ECOG PS was in 1, 2, and 3 (n=145) Importance 2.8±0.7 Necessity 2.7±0.7 Appropriateness – Work status was in full-time/part-time (n=249) Importance – Necessity – Appropriateness 2.6±0.6 Work status was in none (n=146) Importance – Necessity – 2.8±0.6 2.6±0.6 2.8±0.6 0.37 0.18 0.14 <0.001 <0.001 0.004 – 2.7±0.6 2.5±0.7 – – 0.52 0.25 – – <0.001 <0.001 – 2.9±0.6 2.7±0.6 – 0.15 0.05 – 0.009 0.323 – – – 2.8±0.6 – – 0.25 – – <0.001 – – – – – – Appropriateness 2.8±0.6 Work is currently being disturbed by cancer (n=183) Importance 2.7±0.7 Necessity 2.6±0.6 Appropriateness – Work is not currently being disturbed by cancer (n=213) Importance 2.4±0.7 Necessity 2.3±0.7 Appropriateness – 2.8±0.5 0.06 0.282 2.8±0.6 2.6±0.6 – 0.27 0.00 – <0.001 1.000 – 2.7±0.6 2.5±0.7 – 0.47 0.33 – <0.001 <0.001 – All subject The results of subgroup analysis are shown when the difference between the different subgroups was significant, as assessed by the interaction term SD standard deviation, ECOG PS Eastern Cooperative Oncology Group performance status studies [12]. Low correlations between the social functioning in the EORTC QLQ-C30 and social well-being in the FACT-G reflect differences in their content; items in the former assess impacts on social activities and family life compared with those in the latter, which focus on social supports and relationships. The concept of the social functioning in the EORTC QLQ-C30 would rather be similar as the physical well-being subscale in the FACT-G although the social well-being in the FACT-G did not correlate with any other subscales. If the social domain is of special interest to evaluate, the HRQOL instrument should be chosen by the interest to either “social activities and family life” or “social supports and relationships.” The EORTC QLQ-C30 has another advantage of providing brief scales about cognitive functioning, financial impacts, as well as a range of symptoms that are either not assessed by the FACT-G or are embedded within its well-being scales. On the other hand, the FACT-G is easy to interpret because it uses a total score from all 27 items and a simple four-domain construct. In addition, the feasibility of self-reported questionnaires can become a major issue during the terminal phase because end-of-life patients are often too ill to report their health status. Both instruments have short versions that can be used in palliative settings [8, 18]. Both also have the advantage of providing evidence-based effect sizes to decide on a sample size and interpret clinical importance [3, 10]. It is also advisable to consider issues relating to the availability of disease-specific modules for both the EORTC QLQ-C30 and FACT-G before selection. Our study has several limitations. First, the online survey may have caused selection bias by selecting a relatively healthy and younger sample in outpatient settings; the preferences of seriously ill patients are still unknown. Second, using a patient survey limited the collection of detailed information Support Care Cancer (2014) 22:3135–3141 about the patients’ disease condition, e.g., their cancer stage. The third limitation may have been our recommendation to choose a general questionnaire for cancer patients and not consider the use of disease-specific modules. The patients’ preferences for HRQOL questionnaire may differ between general questionnaires and disease-specific modules. Conclusion This study provides important information for researchers and clinicians about the use of general HRQOL instruments for cancer patients. We do recommend using the FACT-G if the performance status of the subject is good, e.g., in an outpatient survey or cancer survivor survey, based on the patient preferences observed in this study. When performance statuses are not good, the instrument should be chosen after considering the differences between their scale structures and social domains and based on the availability of disease-specific modules if needed. Acknowledgments This study was supported by a Health and Labour Sciences Research Grant for the Clinical Oncology Research Project. Conflict of interest There is no conflict of interest to declare. References 1. Aaronson NK, Ahmedzai S, Bergman B, Bullinger M, Cull A, Duez NJ, Filiberti A, Flechtner H, Fleishman SB, de Haes JC et al (1993) The European Organization for Research and Treatment of Cancer QLQ-C30: a quality-of-life instrument for use in international clinical trials in oncology. J Natl Cancer Inst 85:365–376 2. Cella DF, Tulsky DS, Gray G, Sarafian B, Linn E, Bonomi A, Silberman M, Yellen SB, Winicour P, Brannon J et al (1993) The Functional Assessment of Cancer Therapy scale: development and validation of the general measure. 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