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249 December 2005 Original Article Corneal Hydration Intra-operatively During Phacoemulsification Abhay R. Vasavada, MS, FRCS; Sheena A. Dholakia, DO Purpose: To evaluate incidence and risk factors for corneal hydration intra-operatively during phacoemulsification (CHIP). Methods and Materials: This was a randomised, clinical trial, where 240 eyes of 240 patients with senile cataracts undergoing phacoemulsification were prospectively randomised to receive one of three possible types of incision architecture – single, two or three planes. Viscoelastic injection through paracentesis, before instruments were withdrawn from the main incision, was randomly done. Incision length was grouped into 1.5, 2 and 2.5 mm. CHIP was graded as nil, mild, moderate or severe: nil - no visible CHIP, mild-CHIP involving pillars of the incision, moderate - CHIP involving pillars and lateral extension, severe - extension of CHIP in front into the clear cornea. Moderate and severe categories were combined as ‘significant’ CHIP. Statistical analysis was done by logistic regression. Results: The incidence of significant CHIP was 17.9 % (43 eyes out of 240). Five out of 80 eyes (6.25%) single plane, 8 out of 80 (10%) two plane and 30 out of 80 (37.5%) three- plane incisions developed significant CHIP (p = 0.005). Fifteen out of 120 (12.5%) with and 28 out of 120 (23.3%) without injection of viscoelastic developed significant CHIP (p = 0.044). Eighteen out of 43 (42.8%) and 25 out of 43(58.1%) with incision lengths 2 and 2.5 mm developed significant CHIP respectively (p<0.001). Conclusions: The incidence of significant CHIP was 17.9 %. Three-plane incisions, not injecting viscoelastic prior to retraction of instruments and incision length 2 mm or more are risk factors for significant CHIP. Key words: incision, phacoemulsification, viscoelastic substance Indian J Ophthalmol 2005;53:248-253 Clear corneal incisions have become the preferred technique in phacoemulsification.1,2 Clear corneal incisions have several disadvantages, including external deformation, delayed wound healing and increased risk of endophthalmitis.1,3,4 At our training centre, we have occasionally observed the phenomenon of intra-operative corneal hydration during phacoemulsification. We have termed this condition as CHIP – Corneal hydration intra-operatively during phacoemulsification. This condition does not refer to the corneal hydration performed deliberately at the end of surgery for better sealing of the incision.1,5 The purpose of the study was to evaluate patients undergoing phacoemulsification to determine incidence, severity and risk factors which may cause CHIP. Material and Methods This is a prospective, randomised, observational case series of 240 consecutive eyes of 240 patients undergoing Iladevi Cataract & IOL Research Centre, Raghudeep Eye Clinic, Gurukul Road, Memnagar, Ahmedabad, India Correspondence to Dr. Abhay Vasavada, Iladevi Cataract & IOL Research Centre, Raghudeep Eye Clinic, Gurukul Road, Memnagar Ahmedabad India. E-mail: <[email protected]> Manuscript received: 13.4.05; Revision accepted: 25.7.05 phacoemulsification at Iladevi Cataract and IOL Research Centre, Ahmedabad, India between September 2004 and January 2005. They were recruited in a continuous cohort, after informed consent of patients. The sample size was calculated using the formula n= 2pq [Zα - Zβ]2 (p - q - δ∗)2 ≅ 1 ≅ 200 0.0049 p = q = 50, δ* = 0.07, α = 0.05, β = 0.20. The element of chance was set to 5% and power was set to 80% for calculation of sample size. The allowable error was 7%, as we wanted an error margin of less than 10% and more than 5%. An additional 20% observations were taken to tackle data problems. All types of senile cataract ranging in an otherwise normal eye were included in the study. Patients with shallow anterior chamber (<2.5 mm) and patients with diabetes or hypertension were also included. Total, sub-luxated, posterior polar cataracts and patients 249 CMYK INDIAN JOURNAL OF OPHTHALMOLOGY The recruited patients were seen preoperatively by a single observer (SAD), through the slit lamp biomicroscope (SL-120 Carl Zeiss, Germany) after mydriasis, using Tropicamide (Tropicacyl 1%, Sunways (I) P. Ltd., India) eye drops. The density of cataract was graded according to the classifcation of Emery and Little6 using system of grades 1–5. The oblique slit beam width and height were fixed at 0.3 and 0.9 mm, respectively, looking at 45 0 and fixing illumination at intermediate level. Fixation light was set so that the slit-lamp beam was on the temporal side of right eye and nasal side of left eye in such a manner that it bisected the lens from 12 to 6 o’clock and focused near the centre of the lens. For statistical analysis, eyes with only cortical and/or posterior sub-capsular cataract were considered as grade 0. Preoperatively, noncontact specular microscopy using the Konan SP 8000 noncon ROBO specular microscope (Konan Medical Inc., Japan) was performed. The surgical procedures were performed by a single experienced surgeon (ARV), by a standardised technique. The two factors randomised were architecture of the incision and viscoelastic injection through paracentesis before instruments were withdrawn from the main incision. The envelope system was used for randomisation of eyes, described in the flowchart [Figure 1]. In this system, prior to commencing the study sequenced and sealed envelopes were prepared containing one of the optional surgical procedures. A nurse in the operating room would open an envelope just before the surgery and announce the procedure to the surgeon. Three types of temporal clear corneal incisions were constructed depending upon the randomisation. Single-plane incision was constructed by direct entry with a 3.0 mm angled slit knife (SatinSlit Alcon surgical). Two-plane incisions was constructed with 15 No. D knife on a Bard Parker handle with a groove of approximately half thickness, followed by the entry with a 3.0 mm angled slit knife (SatinSlit Alcon surgical). Three-plane incisions had a groove which was made as A Vol. 53 No. 4 described above followed by blunt dissection with an angled bevel up crescent knife (Satin Crescent Alcon surgical) after which entry was performed with a 3.00 mm angled slit knife (SatinSlit Alcon surgical) [Figure 2A–C]. The anterior chamber was filled with 2% Hydroxy propyl methyl cellulose (Viscomet, Milmet Inc., India). Subsequently, continuous curvilinear capsulorhexis (CCC)7 was performed with 26 G bent cystitome. The paracentesis was made with a 15° Ophthalmic knife (Alcon surgical). Hydrodissection8 was performed with a 27 G cannula mounted on a 2 cc syringe. The nucleus was rotated with an iris spatula through the paracentesis. Phacoemulsification was performed with an Alcon® Legacy 20 000 phacoemulsifier. Central sculpting was done with 25° bent kelman microtip with a 450 bevel. Parameters were adjusted appropriate to the grade of cataract. For firm cataracts, above grade-1, we used our previously published technique ‘step by step, chop in situ and lateral separation’9 and subsequently removed it by the chop, chop and stuff technique.10 For soft cataracts, we performed nucleotomy and then aspirated the lens substance using the Alcon Legacy 20000TM phacoemulsifier. The cortex was aspirated with a single port Irrigation/ Aspiration (0.3 mm diameter) cannula. The difficulty in Assessed for eligibility (n=400 eyes) Enrolment with a single functioning eye were excluded. Patients with co-existing corneal pathology (such as old healed viral keratitis, eyes with vascularised scar, corneal dystrophy and degeneration), other ocular diseases (such as uveitis, glaucoma and pseudoexfoliation), history of intraocular surgery (such as anti-glaucoma surgery, retinal detachment surgery and refractive corneal surgery) and small pupils were also excluded. Excluded (n = 160 eyes) Not meeting inclusion criteria (n= 160 eyes) Randomization (n =240 eyes) Allocation and Analysis 250 with injection of viscoelastic before retracting instruments (n=120 eyes) without injection of viscoelastic before retracting instruments (n=120 eyes) Single plane (n=40) Single plane (n=40) Two plane (n=40) Three plane (n=40) (None excluded from analysis) Two plane (n=40) Three plane (n=40) (None excluded from analysis) Figure 1: Flow chart B C Figure 2: A Depicts graphic representation of single-plane incision in profile. B Depicts graphic representation of two-plane incisions in profile. C Depicts graphic representation of three-plane incisions in profile 250 CMYK December 2005 Vasavada, et al. Corneal hydration intra-operatively during phacoemulsification Figure 3: Incisional distortion. CHIP was observed during the irrigationaspiration stage due to distortion of the incision A 251 Figure 4: Viscoelastic injection. Injection of viscoelastic substance through paracentesis prior to retraction of instruments from the main incision showing no CHIP B C Figure 5: A Depicts mild stage of CHIP. B Depicts moderate stage of CHIP. C Depicts severe stage of CHIP A B C Figure 6: A CHIP during the stage of sculpting. Note that CHIP is mild. B CHIP during the stage of fragment removal. Note that CHIP has progressed. C CHIP during the stage of irrigation-aspiration. Note the further progression of CHIP removing sub-incisional cortex and the consequent distortion of the incision was subjectively graded by the surgeon and categorised into distortion of incision [Figure 3] and no distortion of incision. randomly assigned [Figure 4]. Subsequently an Alcon Acrysof® SA60AT was implanted in the capsular bag. Residual Viscomet® was removed from the anterior chamber and from behind the IOL. Vancomycin (0.1 mg/1 ml) was injected intra-camerally. Viscoelastic injection through paracentesis before instruments were withdrawn from the main incision was The length of the incision (between external and internal lips) was grouped into three as 1.5, 2 and 2.5 mm. The incisions 251 CMYK 252 INDIAN JOURNAL OF OPHTHALMOLOGY were constructed by presetting the mark with a calipers. Total surgical clock time in minutes was noted. Primary observations related to CHIP were recorded as nil – no visible CHIP; mild – CHIP involving only pillars of the incision; moderate – CHIP involving pillars and/or lateral extension; severe – extension of CHIP into the clear cornea [Figure 5A–C]. These observations were made during the sculpting, division, fragment-removal and irrigationaspiration stages [Figure 6A–C] of the surgery by a single observer (SAD). Secondary observations of anterior chamber depth, surgical clock time and endothelial count were recorded by a single observer (SAD). Vol. 53 No. 4 Table 2: Logistic regression analysis of CHIP Variables in the Equation Log Significance odds (P Value) Exp (B) = odds Radio 95.0% C.I. for Odds Ratio Lower Upper Step 1Plane Injection of 1.090 0.005 2.975 1.392 6.358 viscoelastic 1.130 0.044 3.095 1.032 9.288 cortex -2.012 <0.001 0.134 0.045 0.394 Surgical time 1.178 <0.001 3.248 1.835 5.749 To determine the regression of CHIP, five patients each with mild, moderate and severe CHIP were followed-up every 8 h till CHIP disappeared. Length Incision 2.395 <0.001 10.969 3.805 31.618 Logistic regression models using SPSS software were applied to estimate the odds ratio of occurrence of CHIP. Test of difference of mean was applied to determine association of endothelial cell count and CHIP and surgical time and CHIP. For the purpose of statistical analysis and clinical interpretation, CHIP was divided into nil and mild CHIP as one group and moderate and severe CHIP as the second group. Moderate and severe CHIP was considered to be ‘significant’ CHIP. Since endothelial count is a running number; it was divided into less than or equal to median and more than median. Grade of cataract was divided into less than grade 3 and equal to or more than grade 3. Length of the incision was classified as 1.5, 2 or 2.5 mm. Total surgical clock time was classified as <20, 20–30 and >30 min. Results None of the eyes subjected to randomisation were excluded due to intra-operative complications. The mean age of 128 men was 61.7 years (range 42–71, median 64 years) and of the 112 women was 60.5 years (range 44–70 years, median 62 years). The incidence of significant CHIP was 17.9 % (43 eyes out of 240). Mild, moderate and severe CHIP occurred in 110 out of 240 (45.8%), 37 out of 240(15.4%) and 6 out of 240 (2.5%), eyes respectively. Mild and moderate CHIP disappeared within 8 and 32 h, respectively, Severe CHIP disappeared by 48 hours in 3 eyes and 56 hours in 2 eyes. Flow chart describes randomisation of surgical intervention. The stage of surgery at which CHIP developed is shown in [Table 1]. Logistic regression analysis is described in [Table 2]. Test of difference of mean to describe correlation of endothelial cell count and CHIP and surgical time and CHIP is described in [Table 3]. Table 1: Stage of procedure at which significant CHIP developed Sculpting Chopping Fragment removal Irrigationaspiration Total 6 (14.0%) 2 (4.6%) 29 (67.4%) 6 (14.0%) 43 (100%) 252 CMYK Sub-incisional Endothelial count -0.319 0.555 0.727 0.251 2.1 Grade of cataract 0.861 0.122 2.366 0.794 7.051 Constant 0.00 0.00 -9.972 In the above model, the following factors were statistically associated with CHIP: 1. Three-plane incisions has 2.9 times the risk of development of CHIP compared to two-plane incisions, and two-plane incisions has 2.9 times the risk of development of CHIP as compared to single-plane incision. 2. Not injecting viscoelastic substance prior to retraction of instruments increases the risk of development of CHIP three times. 3. No sub-incisional cortex difficulty decreases the odds of CHIP by 0.13 times, i.e. 87% lower chance than those having difficulty. 4. Increase in surgical time increases the risk of CHIP by 3.2 times. 5. Incisional length 2.5 mm increases the risk of CHIP by 10.9 times compared to incisional length of 2 mm, and 2 mm increases the risk of CHIP by 10.9 times as compared to 1.5 mm length. There is no significant co-relation of endothelial count and grade of cataract. Table 3: Co-relation of surgical time and endothelial count and CHIP Nil + Mild Moderate + Severe P Value of test of difference of mean Mean surgical time 24.6 (5.2) 32.2 (7.9) 0.001 Endothelial count 2059 (257) 2015 (256) 0.31 Above table concludes that the surgical time associated with CHIP is higher and statistically significant. Although, the endothelial count is lower for CHIP, it is not statistically significant. Discussion The entity of corneal hydration occurring intra-operatively has been recognised by surgeons, but as far as we are aware, the incidence and risk factors have not been reported in the literature. We had observed that CHIP occurs to a variable degree during phacoemulsification. Therefore, on the basis of the morphological pattern, we graded it as mild, moderate or severe. Although, incidence of mild CHIP was high, it does not hamper the surgeons’ visibility as it is restricted to the pillars of the incision. On the other hand, moderate and severe CHIP can obscure visibility and hamper the phacoemulsification procedure. Hindrance in the surgeons’ visibility can lead to adverse consequences such as posterior capsule rupture and vitreous December 2005 Vasavada, et al. Corneal hydration intra-operatively during phacoemulsification loss. Because of its clinical relevance, we have considered moderate and severe CHIP to be ‘significant’. Serious complications did not occur in the present study partly due to the extensive experience of the surgeon in performing the phacoemulsification procedure. This phenomenon is transient and even in the most severe cases regression occurred by 48-56 hours. Occasionally, patients noticed CHIP when it was significant and these few patients needed reassurance regarding this transient phenomenon. Of the incision architecture related factors, we believe that blunt dissection with a crescent blade produces pockets in which fluid collects. Hence the incidence of CHIP was highest in three-plane incisions. Lesser dissection on the sides by the crescent blade might reduce CHIP. Viscoelastic placement before instruments were withdrawn from the main incision has several advantages. Injecting viscoelastic through the paracentesis has been recommended by Osher and Cionni to prevent forward bulge of anterior vitreous and posterior capsule, thus preventing posterior capsule rupture and/or anterior vitreous prolapse.5 Also, viscoelastic placement eliminates the need to irrigate while going in and out of the eye. Another indication of this technique is to prevent internal entry distortion. We believe that internal entry distortion may be a factor, which may lead to CHIP. When an instrument is withdrawn from the main incision, there is a momentary fish mouthing of the internal entry. Injecting viscoelastic prevents this phenomenon by maintaining the contours of the globe and creating a pressurised environment around the internal entry. The internal entry distortion classically occurs during subincisional manoeuvres such as cortex removal. Bimanual irrigation aspiration technique11 is preferable when cortex removal is difficult. In the present study, bimanual irrigation/ aspiration was not performed as the surgical technique was standardised. It is interesting to note that ‘significant’ CHIP developed mainly during the stages of fragment removal and irrigationaspiration. Once the surgeon recognises CHIP in the early stages, injecting viscoelastic substance through the paracentesis may prevent further progression. According to I. Howard Fine (personal communication), an increase in the surgical time promotes CHIP. The results of the present study support this view. We presume that increase in surgical time can be due to a combination of several factors of which could be grade of cataract, difficulty in removing sub-incisional cortex and number of instruments introduced and removed. Incision length was varied as we believed that longer incision may lead to CHIP. There is greater distortion of the internal entry in longer incisions and more corneal stroma comes in contact with the irrigating fluid. The corneal endothelial pump mechanism is responsible for the deturgesence of fluid from the corneal stroma. 12 According to I. Howard Fine (written communication), corneal endothelial diseases can lead to intra-operative stromal 253 hydration. However, since the process of CHIP is so transient, the endothelial pump mechanism may not play a significant role. It is possible that regression may occur later in eyes with lower endothelial count or with greater endothelial cell loss. However, we did not examine patients for this phenomenon. Difficulty in removing sub-incisional cortex was subjectively evaluated by the surgeon. The lack of objective assessment can be a source of observer bias. Several other factors such as energy used during phacoemuslification and amount of irrigation fluid may contribute to CHIP. Similarly, although hydorxy propyl methyl cellulose was the viscoelastic used in the present study, other viscoelastics may influence the occurrence of CHIP differently and may be a subject for further research. This randomised, controlled trial thus concludes that threeplane incisions, not injecting viscoelastic through paracentesis before instruments were withdrawn from the main incision, sub-incisional cortex removal difficulty, tunnel length 2 mm or longer and prolonged surgical time are risk factors of CHIP. Several of the factors that contribute to CHIP including plane of incision and incision length are modifiable. Identifying this phenomenon early in the genesis can help the surgeon take such appropriate measures as viscoelastic injection through paracentesis before instruments were withdrawn from the main incision, reducing the surgical clock time and other manipulations that could decrease the incidence of CHIP. References 1. Fine IH, Hoffman RS. Clear Corneal Cataract Surgery. Ophthal Surg Lasers 1998;29:822-31. 2. Leaming DV. Practice styles and preferences of ASCRS members— 2003 survey. J Cataract Refract Surg 2004;30:892-900. 3. Barba KR, Samy A, Lai C, Perlman JI, Bouchard CS. Effect of topical anti-inflammatory drugs on corneal and limbal wound healing. J Cataract Refract Surg 2000;26:893-7. 4. Taban M, Behrens A, Newcomb RL, Nobe MY, Saedi G, Sweet PM, et al. Acute endophthalmitis following cataract surgery: a systematic review of the literature. Arch Ophthalmol 2005;123:613-20. 5. Osher RH, Cionni R. Ch. 39, In: Cataract Surgery, Technique, Complications, Management, 2nd edn. Saunders: Steinert RF; 2004. p. 469–86. 6. Emery JM, Little JH. Phacoemulsification and aspiration of cataract, Surgical Technique,Complications and Results. St. Louis: C.V. Mosby; 1979. p. 45-9. 7. Gimbel HV, Neuhann T. Development, advantages and methods of the continuous circular capsulorhexis technique. J Cataract Refract Surg 1990;16:31-7. 8. Fine IH. Cortical cleaving hydrodissection. J Cataract Refract Surg 1992;18:508-12. 9. Vasavada AR, Singh R. Step-by-step, chop in situ and lateral separation of very dense cataracts. J Cataract Refract Surg 1998;24:156-9. 10. Vasavada AR, Desai JP. Stop, chop, chop and stuff. J Cataract Refract Surg 1996;22:526-9. 11. Brauweiler P. Bimanual irrigation / aspiration. J Cataract Refract Surg 1996;22:1013-6. 12. Smolin G, Thoft RA. Physiology, In: The Cornea. Part I - Basic Science, Scientific Foundations and Clinical Practice, 3rd edn, Little, Brown and Company: 1994. p. 25–46. 253 CMYK