Download Federalism and Separation of Powers

Document related concepts

Infamous Second Son wikipedia , lookup

Head of state wikipedia , lookup

Devolution wikipedia , lookup

President of Russia wikipedia , lookup

Legislative violence wikipedia , lookup

President wikipedia , lookup

Congress of Colombia wikipedia , lookup

Veto wikipedia , lookup

Federal government of the United States wikipedia , lookup

Government of Australia wikipedia , lookup

Presidency wikipedia , lookup

Separation of powers in Singapore wikipedia , lookup

Separation of powers wikipedia , lookup

Separation of powers under the United States Constitution wikipedia , lookup

Transcript
Federalism and Separation of Powers
J. Alexander Branham
Fall 2016
Introduction
Federalism and the separation of powers
1
Federalism and the separation of powers
Federalism
1
Federalism and the separation of powers
Federalism
• Limits government
1
Federalism and the separation of powers
Federalism
• Limits government
• Divides government into two levels
1
Federalism and the separation of powers
Federalism
• Limits government
• Divides government into two levels
• National and state
1
Federalism and the separation of powers
Federalism
Separation of powers
• Limits government
• Divides government into two levels
• National and state
1
Federalism and the separation of powers
Federalism
• Limits government
Separation of powers
• Limits government
• Divides government into two levels
• National and state
1
Federalism and the separation of powers
Federalism
Separation of powers
• Limits government
• Limits government
• Divides government into two levels
• Divides government against itself
• National and state
1
Federalism and the separation of powers
Federalism
Separation of powers
• Limits government
• Limits government
• Divides government into two levels
• Divides government against itself
• National and state
• Share powers across branches
1
Federalism
Who does what?
Federalism system of government that divides power between a central
government and regional governments
2
Who does what?
Federalism system of government that divides power between a central
government and regional governments
Sovereignty supreme and independent political authority
2
National government
Expressed powers given directly in Constitution
3
National government
Expressed powers given directly in Constitution
Implied powers necessary and proper clause
3
National government
Expressed powers given directly in Constitution
Implied powers necessary and proper clause
Supremacy clause national laws trump state laws
3
State governments
Reserved powers tenth amendment reserves powers not specified in the
Constitution to the states
4
State governments
Reserved powers tenth amendment reserves powers not specified in the
Constitution to the states
Police power power to regulate health, safety, welfare, and morals of citizens
4
State governments
Reserved powers tenth amendment reserves powers not specified in the
Constitution to the states
Police power power to regulate health, safety, welfare, and morals of citizens
Concurrent powers power possessed by both the state and national government
(e.g. taxation)
4
Obligations of states to each other
• Full faith and credit clause
5
Obligations of states to each other
• Full faith and credit clause
• States must honor other states’ laws
5
Obligations of states to each other
• Full faith and credit clause
• States must honor other states’ laws
• Privileges and immunities
5
Obligations of states to each other
• Full faith and credit clause
• States must honor other states’ laws
• Privileges and immunities
• No special treatment of residents
5
Obligations of states to each other
• Full faith and credit clause
• States must honor other states’ laws
• Privileges and immunities
• No special treatment of residents
• Extradition
5
Evolution of Federalism in the US
Dual federalism
• Up through the 1930s
6
Dual federalism
• Up through the 1930s
• Fundamental government powers shared by national and state governments
6
Dual federalism
• Up through the 1930s
• Fundamental government powers shared by national and state governments
• State governments more important
6
Dual federalism
• Necessary and proper clause interpreted widely in McCulloch v. Maryland
7
Dual federalism
• Necessary and proper clause interpreted widely in McCulloch v. Maryland
• Interstate commerce clause in Gibbons v. Ogden
7
Dual federalism
• Necessary and proper clause interpreted widely in McCulloch v. Maryland
• Interstate commerce clause in Gibbons v. Ogden
• Both granted much power to national government
7
Dual federalism
• Necessary and proper clause interpreted widely in McCulloch v. Maryland
• Interstate commerce clause in Gibbons v. Ogden
• Both granted much power to national government
• Little growth of the national government up through 1930s
7
Dual federalism
• Necessary and proper clause interpreted widely in McCulloch v. Maryland
• Interstate commerce clause in Gibbons v. Ogden
• Both granted much power to national government
• Little growth of the national government up through 1930s
• Judiciary dominated by states rights interpretations post Marshall
7
The New Deal
• FDR elected in 1932
8
The New Deal
• FDR elected in 1932
• New Deal: greatly expanded scope and power of national government
8
The New Deal
• FDR elected in 1932
• New Deal: greatly expanded scope and power of national government
• FDIC, TVA, SEC, FHA, NLRB, social security, etc
8
Cooperative federalism
• Post 1930s through 1960s
9
Cooperative federalism
• Post 1930s through 1960s
• Federal government uses subsidies to encourage states to pursue federal
goals
9
Cooperative federalism
• Post 1930s through 1960s
• Federal government uses subsidies to encourage states to pursue federal
goals
• Subsidies called grants-in-aid
9
Dual vs cooperative federalism
• Layer cake - marble cake
10
Dual vs cooperative federalism
• Layer cake - marble cake
• Federal aid to states makes up roughly 30-35% of states budgets
10
Regulated federalism
• 1960s to present
11
Regulated federalism
• 1960s to present
• More active federal government
11
Regulated federalism
• 1960s to present
• More active federal government
• Threaten to withhold funding if states don’t conform to national standards
11
Regulated federalism
• 1960s to present
• More active federal government
• Threaten to withhold funding if states don’t conform to national standards
• E.g. American with disabilities act
11
Regulated federalism
• 1960s to present
• More active federal government
• Threaten to withhold funding if states don’t conform to national standards
• E.g. American with disabilities act
• Unfunded mandates
11
Regulated federalism
• 1960s to present
• More active federal government
• Threaten to withhold funding if states don’t conform to national standards
• E.g. American with disabilities act
• Unfunded mandates
• Conditional grants, block grants
11
Separation of Powers
Separation of powers
There can be no liberty where the legislative and executive powers are
united in the same person… [or] if the power of judging be not separated
from the legislative and executive powers
12
Separation of powers
There can be no liberty where the legislative and executive powers are
united in the same person… [or] if the power of judging be not separated
from the legislative and executive powers
• Baron de Montesquieu
12
Separation of powers
• Separate functions of government to preserve liberty
13
Separation of powers
• Separate functions of government to preserve liberty
• Legislative
13
Separation of powers
• Separate functions of government to preserve liberty
• Legislative
• Executive
13
Separation of powers
• Separate functions of government to preserve liberty
• Legislative
• Executive
• Judicial
13
Federalist 51
Ambition must be made to counteract ambition
14
Checks and balances
• Violates separation of powers
15
Checks and balances
• Violates separation of powers
• Each branch may “check” the two others
15
Checks and balances
• Violates separation of powers
• Each branch may “check” the two others
• National policy represents views of all three branches
15
Checks and balances
• Violates separation of powers
• Each branch may “check” the two others
• National policy represents views of all three branches
• “Separated institutions sharing power”
15
Legislative checks
16
Legislative checks
16
Legislative checks
• Executive
16
Legislative checks
• Executive
• Override veto
16
Legislative checks
• Executive
• Override veto
• Impeach and remove president
16
Legislative checks
• Executive
• Override veto
• Impeach and remove president
• Senate can reject
nominees/treaties
16
Legislative checks
• Executive
• Override veto
• Impeach and remove president
• Senate can reject
nominees/treaties
• Conduct investigations
16
Legislative checks
• Executive
• Override veto
• Impeach and remove president
• Senate can reject
nominees/treaties
• Conduct investigations
• Refuse to pass laws/funding
president requests
16
Legislative checks
• Executive
• Override veto
• Impeach and remove president
• Senate can reject
nominees/treaties
• Conduct investigations
• Refuse to pass laws/funding
president requests
16
Legislative checks
• Executive
• Override veto
• Judicial
• Impeach and remove president
• Senate can reject
nominees/treaties
• Conduct investigations
• Refuse to pass laws/funding
president requests
16
Legislative checks
• Executive
• Override veto
• Impeach and remove president
• Judicial
• Change size of court & # of justices
• Senate can reject
nominees/treaties
• Conduct investigations
• Refuse to pass laws/funding
president requests
16
Legislative checks
• Executive
• Override veto
• Impeach and remove president
• Senate can reject
nominees/treaties
• Judicial
• Change size of court & # of justices
• Constitutional amendments
• Conduct investigations
• Refuse to pass laws/funding
president requests
16
Legislative checks
• Executive
• Override veto
• Impeach and remove president
• Senate can reject
nominees/treaties
• Judicial
• Change size of court & # of justices
• Constitutional amendments
• Reject nominees
• Conduct investigations
• Refuse to pass laws/funding
president requests
16
Legislative checks
• Executive
• Override veto
• Impeach and remove president
• Senate can reject
nominees/treaties
• Conduct investigations
• Judicial
• Change size of court & # of justices
• Constitutional amendments
• Reject nominees
• Impeach and remove justices
• Refuse to pass laws/funding
president requests
16
Legislative checks
• Executive
• Override veto
• Impeach and remove president
• Senate can reject
nominees/treaties
• Conduct investigations
• Refuse to pass laws/funding
president requests
• Judicial
• Change size of court & # of justices
• Constitutional amendments
• Reject nominees
• Impeach and remove justices
• Amend court jurisdictions
16
Legislative checks
• Executive
• Override veto
• Impeach and remove president
• Senate can reject
nominees/treaties
• Conduct investigations
• Refuse to pass laws/funding
president requests
• Judicial
• Change size of court & # of justices
• Constitutional amendments
• Reject nominees
• Impeach and remove justices
• Amend court jurisdictions
• Appropriations
16
Executive checks
17
Executive checks
17
Executive checks
• Legislative
17
Executive checks
• Legislative
• Veto
17
Executive checks
• Legislative
• Veto
• Special sessions
17
Executive checks
• Legislative
• Veto
• Special sessions
• Carries out laws
17
Executive checks
• Legislative
• Veto
• Special sessions
• Carries out laws
• Vice president casts tiebreaking
vote in Senate
17
Executive checks
• Legislative
• Veto
• Special sessions
• Carries out laws
• Vice president casts tiebreaking
vote in Senate
17
Executive checks
• Legislative
• Veto
• Judicial
• Special sessions
• Carries out laws
• Vice president casts tiebreaking
vote in Senate
17
Executive checks
• Legislative
• Veto
• Judicial
• Special sessions
• Nominates justices
• Carries out laws
• Vice president casts tiebreaking
vote in Senate
17
Executive checks
• Legislative
• Veto
• Judicial
• Special sessions
• Nominates justices
• Carries out laws
• Pardons
• Vice president casts tiebreaking
vote in Senate
17
Executive checks
• Legislative
• Veto
• Judicial
• Special sessions
• Nominates justices
• Carries out laws
• Pardons
• Vice president casts tiebreaking
vote in Senate
• Executes decisions
17
Judicial checks
18
Judicial checks
18
Judicial checks
• Legislative
18
Judicial checks
• Legislative
• Declares laws unconstitutional
18
Judicial checks
• Legislative
• Declares laws unconstitutional
• Chief justice presides over Senate
hearings to impeach president
18
Judicial checks
• Legislative
• Declares laws unconstitutional
• Chief justice presides over Senate
hearings to impeach president
18
Judicial checks
• Legislative
• Executive
• Declares laws unconstitutional
• Chief justice presides over Senate
hearings to impeach president
18
Judicial checks
• Legislative
• Executive
• Declares laws unconstitutional
• Declare executive actions
unconstitutional
• Chief justice presides over Senate
hearings to impeach president
18
Judicial checks
• Legislative
• Executive
• Declares laws unconstitutional
• Declare executive actions
unconstitutional
• Chief justice presides over Senate
hearings to impeach president
• Issue warrants
18
Vetos
• Which president(s) used the veto power most often? What do they have in
common?
19
Vetos
• Which president(s) used the veto power most often? What do they have in
common?
• How about among recent presidents?
19
Vetos
• Which president(s) used the veto power most often? What do they have in
common?
• How about among recent presidents?
• What presidents had their vetos overridden most often? Are they the same
as above?
19
Barack Obama
George W. Bush
Bill Clinton
George H. W. Bush[3][4]
Ronald Reagan
Jimmy Carter
Gerald Ford
Richard Nixon
Lyndon Johnson
John Kennedy
Dwight Eisenhower
Harry Truman
Franklin Roosevelt
Herbert Hoover
Calvin Coolidge
Warren Harding
Woodrow Wilson
William Taft
Theodore Roosevelt
William McKinley
Benjamin Harrison
Grover Cleveland
Chester Arthur
James Garfield
Rutherford B. Hayes
Ulysses S. Grant
Andrew Johnson
Abraham Lincoln
James Buchanan
Franklin Pierce
Millard Fillmore
Zachary Taylor
James Polk
John Tyler
William Henry Harrison
Martin Van Buren
Andrew Jackson
John Q. Adams
James Monroe
James Madison
Thomas Jefferson
John Adams
George Washington
Total vetos
Vetos over time
600
400
200
0
President
20
Barack Obama
George W. Bush
Bill Clinton
George H. W. Bush[3][4]
Ronald Reagan
Jimmy Carter
Total number of vetos
Recent vetos
80
60
40
20
0
President
21
Barack Obama
George W. Bush
Bill Clinton
George H. W. Bush[3][4]
Ronald Reagan
Jimmy Carter
Gerald Ford
Richard Nixon
Lyndon Johnson
John Kennedy
Dwight Eisenhower
Harry Truman
Franklin Roosevelt
Herbert Hoover
Calvin Coolidge
Warren Harding
Woodrow Wilson
William Taft
Theodore Roosevelt
William McKinley
Benjamin Harrison
Grover Cleveland
Chester Arthur
James Garfield
Rutherford B. Hayes
Ulysses S. Grant
Andrew Johnson
Abraham Lincoln
James Buchanan
Franklin Pierce
Millard Fillmore
Zachary Taylor
James Polk
John Tyler
William Henry Harrison
Martin Van Buren
Andrew Jackson
John Q. Adams
James Monroe
James Madison
Thomas Jefferson
John Adams
George Washington
Number of total veto overrides
Veto overrides - total number
15
10
5
0
President
22
Barack Obama
George W. Bush
Bill Clinton
George H. W. Bush[3][4]
Ronald Reagan
Jimmy Carter
Gerald Ford
Richard Nixon
Lyndon Johnson
John Kennedy
Dwight Eisenhower
Harry Truman
Franklin Roosevelt
Herbert Hoover
Calvin Coolidge
Warren Harding
Woodrow Wilson
William Taft
Theodore Roosevelt
William McKinley
Benjamin Harrison
Grover Cleveland
Chester Arthur
James Garfield
Rutherford B. Hayes
Ulysses S. Grant
Andrew Johnson
Abraham Lincoln
James Buchanan
Franklin Pierce
Millard Fillmore
Zachary Taylor
James Polk
John Tyler
William Henry Harrison
Martin Van Buren
Andrew Jackson
John Q. Adams
James Monroe
James Madison
Thomas Jefferson
John Adams
George Washington
Percent of vetos overridden
Veto overrides - percentage
60
40
20
0
President
23