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Form CORRESP
Alibaba Group Holding Ltd - BABA
Filed: September 16, 2014 (period: )
Correspondence from the Filer to the SEC
The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user
assumes all risks for any damages or losses arising from any use of this information, except to the extent such damages or losses cannot be
limited or excluded by applicable law. Past financial performance is no guarantee of future results.
Table of Contents
CORRESP
Source: Alibaba Group Holding Ltd, CORRESP, September 16, 2014
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
Credit Suisse Securities (USA) LLC
Eleven Madison Avenue
New York, NY 10010
U.S.A.
Deutsche Bank Securities Inc.
60 Wall Street
New York, NY 10005
U.S.A.
Goldman Sachs (Asia) L.L.C.
68th Floor, Cheung Kong Center
2 Queen’s Road Central
Hong Kong
J.P. Morgan Securities LLC
383 Madison Avenue
New York, NY 10179
U.S.A.
Morgan Stanley & Co. International plc
25 Cabot Square
Canary Wharf, London E14 4QA
United Kingdom
Citigroup Global Markets Inc.
388 Greenwich Street
New York, NY 10013
U.S.A.
As representatives of the prospective underwriters
VIA EDGAR
September 16, 2014
Securities and Exchange Commission
100 F Street, N.E.
Washington, D.C. 20549
Attention:
Ms. Mara L. Ransom, Assistant Director
Mr. Dietrich King, Legal Branch Chief
Ms. Lisa Kohl, Senior Attorney
Re: Alibaba Group Holding Limited (the “Company”)
Registration Statement filed on Form F-1
Registration No. 333-195736
Ladies and Gentlemen,
Pursuant to Rule 460 of the General Rules and Regulations under the Securities Act of 1933, as amended, we wish to advise you
that between September 5, 2014 and the date hereof, 39,352 copies of the preliminary prospectus of the Company dated September 5,
2014 were distributed to underwriters, dealers, institutional investors and others.
Source: Alibaba Group Holding Ltd, CORRESP, September 16, 2014
Powered by Morningstar Document Research.
The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
We have been advised by the participating underwriters that they have complied and will continue to comply with the
requirements of Rule 15c2-8 under the Securities Exchange Act of 1934, as amended.
We hereby join the Company’s request that the effectiveness of the above-captioned Registration Statement, as amended, be
accelerated to 4:00 p.m. Eastern Daylight Time on September 18, 2014, or as soon thereafter as practicable.
[Remainder of this page is intentionally left blank]
-2-
Source: Alibaba Group Holding Ltd, CORRESP, September 16, 2014
Powered by Morningstar Document Research.
The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
Very truly yours,
As representatives of the prospective underwriters
CREDIT SUISSE SECURITIES (USA) LLC
By:
/s/
Anthony Kontoleon
Name:
Title:
Anthony Kontoleon
Managing Director
DEUTSCHE BANK SECURITIES INC.
By:
/s/
Name:
Title:
Joseph P. Coleman
Managing Director
By:
/s/
Joseph P. Coleman
John Reed
Name:
Title:
John Reed
Director
GOLDMAN SACHS (ASIA) L.L.C.
By:
/s/
D. Binnion
Name:
Title:
D. Binnion
Managing Director
J.P. MORGAN SECURITIES LLC
By:
/s/
Mike Millman
Name:
Title:
Mike Millman
Managing Director
MORGAN STANLEY & CO. INTERNATIONAL
PLC
By:
/s/
Crawford Jamieson
Name:
Title:
Crawford Jamieson
Managing Director
CITIGROUP GLOBAL MARKETS INC.
By:
/s/
Name:
Title:
James Perry
Managing Director
James Perry
Source: Alibaba Group Holding Ltd, CORRESP, September 16, 2014
Powered by Morningstar Document Research.
The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.