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Disciplinary Code of Offences Version 1 Effective date 09/2016 Page 1 of 6 Guidelines to Decisions Level A 1 2 3 4 5 5 6 7 8 9 10 Nature of Misconduct: Very Serious Offences Assault or threat thereof or Fighting Intimidation Insubordination, deliberate defying the authority of employer 1 Inquiry/Dismissal Inquiry/Dismissal Final Written Warning (enquiry optional when issuing FWW) FWW (inquiry optional when issuing FWW) Failure to follow standing orders or procedures. Failure or refusal to carry out a lawful and reasonable instruction Negligence: Written Warning Negligent failure to carry out duties Intentional or negligent poor work Written Warning performance Unruly and defiant behaviour FWW (inquiry optional when issuing FWW) Written Warning “Vulgar speech, abusive language Abusive actions or gestures Written Warning Failure to adhere to safety standards and procedures Written Warning Breaking company rules, procedure and regulations Written warning Deliberately disregarding general company rules, procedures or regulations FWW Failure to comply with fire/health/safety regulations FWW Gross violation of fire/health/safety regulations Reckless or intentional damaging or Inquiry/Dismissal endangering company property Bribery, theft, fraud, dishonesty, Inquiry/Dismissal disclosure of confidential information Drivers of Company Vehicles: Written Warning Unauthorised conveying of passenger(s)/goods in Company vehicle FWW Negligent driving of company vehicle Driving a company vehicle without a Dismissal valid driver’s licence Occurrences 2 3 Inquiry/ Dismissal Inquiry/ Dismissal FWW Dismissal FWW Inquiry/ Dismissal FWW Dismissal FWW Dismissal FWW Dismissal FWW Dismissal Dismissal Dismissal Dismissal FWW Dismissal Dismissal Confidential and © Information – Doves Group (Pty) Ltd 4 Disciplinary Code of Offences 11 12 13 14 15 16 17 18 19 20 21 Version 1 Effective date 09/2016 Driving of company vehicle or operating Inquiry/Dismissal a or using other machinery under the FWW may be issued influence of alcohol or intoxicating drugs depending on (Serious) evidence and circumstances surrounding the incident. Report for duty under the influence of Inquiry/FWW alcohol or drugs Gross negligence Inquiry/Dismissal Any act which has the effect of Inquiry/Dismissal breaching the trust relationship which is inferred by the employment relationship Under the influence of drugs FWW (would usually be issued in an inquiry) Inquiry/Dismissal Unauthorised possession of drugs or alcohol on company premises Dealing in drugs or alcohol on company Inquiry/Dismissal premises” Embark upon or be involved in or Inquiry/Dismissal conspire to commit an act of industrial sabotage or espionage Commit theft, fraud or forgery Inquiry/Dismissal Be in unauthorised possession of or Inquiry/Dismissal removal of property from the company or any other person/party Actual/attempted misappropriation of company property Inquiry/Dismissal Clock in any employee or allow an Inquiry/Dismissal employee to clock in on his behalf Absence from work without permission Inquiry/Dismissal and/or advising your employer for a period of 3 or more consecutive working days without good reasons, provided that the onus is on the employee to show good reason Absent from work for less than 3 consecutive working days without prior Written Warning permission or a valid reason Computer access passwords may under Inquiry/Dismissal no circumstances be divulged to or in any way used by another person (another staff member) as the company considers this in very serious light Page 2 of 6 Enquiry/ Dismissal Dismissal FWW Dismissal Confidential and © Information – Doves Group (Pty) Ltd Disciplinary Code of Offences Level B 1 2 3 4 5 6 7 8 9 10 Level C 1 2 3 4 5 Version 1 Effective date 09/2016 Page 3 of 6 Serious Offences 1st Occurrence 2nd Occur Sleeping on duty Final Written Warning Abusing, misusing or misappropriating company labour, materials, utensils or transport Loss resulting from failure to adhere to company established procedures, policies, rules & regulations that apply from time to time Criminal offence which has a bearing on the employment relationship Participating in political activities, in such manner that client relationships or the image of the company is prejudiced Failure to report immediately on unsafe area or unsafe structure Failing to operate equipment according to standard procedure Being under the influence of drugs or intoxicating liquor (Excl. drugs prescribed by a medical practitioner) Being rude, abusive or uncooperative towards colleagues and clients/customers or management of the company Absent from work without permission for more than two working days Misconduct Holding meetings on company premises without executive directors written permission Employment of any nature in another organisation without the written permission of executive directors (such permission may not be unreasonably withheld) Failure to adhere to company established procedures, policies, rules and regulations that apply from time to come Failure to be at his/her station of work at the commencing time of work Final Written Warning Inquiry/ Dismissal Inquiry/ Dismissal Failure to observe company normal Final Written Warning Inquiry/ Dismissal Final Written Warning Inquiry/ Dismissal Inquiry/ Dismissal Final Written Warning Final Written Warning Final Written Warning Final Written Warning 4th Occur 3rd Occur Final Written Warning Final Written Warning 4th Occur Inquiry/ Dismissal Inquiry/ Dismissal Inquiry/ Dismissal Inquiry/ Dismissal Final Written Warning Inquiry/ Dismissal Final Written Warning Inquiry/ Dismissal 2nd Occur 2nd Written Warning 1st Occurrence Written Warning 3rd Occur Written Warning 2nd Written Warning Written Warning 2nd Written Warning Final Written Warning Inquiry/ Dismissal Written Warning 2nd Written Warning Inquiry/ Dismissal Written Warning 2nd Written Final Written Warning Final Confidential and © Information – Doves Group (Pty) Ltd Inquiry/ Dismissal Inquiry/ Disciplinary Code of Offences Version 1 Effective date 09/2016 hours of work 6 7 8 9 10 11 12 13 Page 4 of 6 Warning Failure to keep his/her equipment and work place in good neat and tidy and hygienic order and condition Failure to take all steps to ensure that no shortage in stock, materials or cash occurs Extended breaks, late arrival/early departure Written Warning 2nd Written Warning Written Warning 2nd Written Warning Written Warning 2nd Written Warning Failure to use the grievance procedure and discussing grievances with third parties/ employees not involved Borrowing money from clients/customers and/or lending money to clients/customers Poor performance (i.e. performance at a lower level than the acceptable standard of performance Interference with or disruption of work of other employees Written Warning 2nd Written Warning Written Warning 2nd Written Warning Written Warning 2nd Written Warning Written Warning 2nd Written Warning Absence from work for less than 3 working days without a valid reason or permission Written Warning 2nd Written Warning Written Warning Final Written Warning Final Written Warning Final Written Warning Final Written Warning Final Written Warning Final Written Warning Final Written Warning Final Written Warning Dismissal Inquiry/ Dismissal Inquiry/ Dismissal Inquiry/ Dismissal Inquiry/ Dismissal Inquiry/ Dismissal Inquiry/ Dismissal Inquiry/ Dismissal Inquiry/ Dismissal Validity of Disciplinary Decisions Verbal 1st Step A Arriving late for work Absent for one day without an excuse Leaving the premises before your shift ends Arriving late at your workstation Not clocking in/signing register Failure to attend meetings Smoking in prohibited areas Absent from your workstation without permission Not wearing the correct uniform and adhering to the company Dress Code standards Not wearing protective clothing when provided 1st Written 2nd Step Final Written 3rd Step Valid for three months Confidential and © Information – Doves Group (Pty) Ltd Hearing 4th Step Disciplinary Code of Offences Version 1 Inadequate performance Disrespect towards superiors, subordinates or colleagues Horseplay Minor damage to company property Carelessness B Absence after permission was refused Leaving the premises without permission Sleeping at workstation or while on duty Not following important or routine instructions Not following company security or safety regulations Disorderly behaviour (swearing, insolence, unacceptable behaviour) Negligence Wrongful use of company property Disregard for safety rules C Absence from work for three days without notification or reason Endangering yourself, others or premises by not following safety regulations Insubordination Fighting Threatening violence Intimidating fellow employees Sexual harassment Discrimination on the basis of race, religion or sex Making remarks which cause racial tension Intentional damage to company property Deliberate or unauthorised possession of company property Blatant untruths or deliberately giving false information Reporting for your shift, smelling of alcohol Disclosure of confidential information Continued serious incompetence or inadequate performance D Disregard for safety rules resulting in damage to persons or property Tampering with company records i.e. clock cards, medical certificates Effective date 09/2016 Page 5 of 6 Valid for six months FWW (with an enquiry to determine if employee has a drinking problem – where applicable) Second offence, hearing to be held, possible termination FWW valid for twelve months Hearing followed by possible termination Confidential and © Information – Doves Group (Pty) Ltd Disciplinary Code of Offences Version 1 Effective date 09/2016 Page 6 of 6 Assault with intent to do serious bodily harm Sexual assault of any kind Major or intentional damage to company property Offensive behaviour towards customers Being in possession of dangerous weapons Gross negligence Misappropriation of company property Disclosure of strictly confidential information Competing with the business of the employer Unauthorised intake of intoxicating liquor/drugs on the premises/ on duty Intoxication resulting in inability to perform duties or unacceptable behaviour. Confidential and © Information – Doves Group (Pty) Ltd