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DEPARTMENT OF RESEARCH Institutional Review Board Human Gene Transfer / Recombinant DNA Research Principal Investigator of IRB Application: IRB # (if known): Study Title : Human Gene Transfer Research is defined by federal regulations as “any deliberate transfer of recombinant DNA, or DNA or RNA derived from recombinant DNA (technology), into human research participants.” Special provisions are necessary for conducting human gene transfer research at LBH. If your application involves Human Gene Transfer Research, please complete this form and include it with your application to the Institutional Review Board (IRB). Section A. Recombinant DNA Advisory Committee (RAC), review and recommendations. Please provide all of the following information: 1. One copy of the NIH Guidelines Appendix M-II: Description of Proposal Note: If the study is supported by a non-LBH sponsor, the sponsor should have already completed the required submission to the NIH Office Biotechnology Activities (OBA) for RAC consideration. LBH investigators must contact the sponsor to request a copy of the RAC proposal for submission. 2. All RAC correspondence and recommendations. a). RAC approval or exemption letter b). A copy of RAC recommendations for conduct of the trial, (if applicable) c). One copy of the RAC reviewed protocol and sample consent documents (if applicable). 3. Provide an overview of the progress of this application from its inception. Include a time-line (dates) for each milestone accomplished. NOTE: If the study is supported by a non-LBH sponsor, correspondence with the OBA RAC will occur between the OBA and the sponsor’s PI. LBH investigators must contact the sponsor for this information. Section B. Serious adverse event (SAE) reporting responsibilities to the OBA. Please provide all of the following information: Who is responsible for SAE reporting to the Office Biotechnology Activities (OBA)? If “other” please include a copy of the letter of delegation that is on file with the OBA LBH IRB Form # 18: Human Gene Transfer / Recombinant DNA Research Ver. 1 - 11/2/06 [ ] PI [ ] Other. Page 1 of 1 Principal Investigator’s Certification I certify that I have read LBH IRB Guidance regarding Human Gene Transfer/Recombinant DNA Research I will ensure that all personnel involved in the conduct of this study are aware of and will follow the LBH IRB guidance regarding Human Gene Transfer/Recombinant DNA Research. Principal Investigator's Signature LBH IRB Form # 18: Human Gene Transfer / Recombinant DNA Research Ver. 1 - 11/2/06 Date Page 2 of 1