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245 Bradley Street Saco, ME 04072 (207) 571-4380 SUMMARY OF SAFETY ASSESSMENT The 2005 Clinical Trial to Test the Short-Term Efficacy, Safety, and Dosing of Asia Biotech’s DS-AA** **Dietary Supplement to Reduce the Signs and Symptoms of Aging Prepared By: Marshall-Blum, LLC James M. Blum, Ph.D., CEO, Principal Investigator Assistant Professor, University of New England, College of Medicine, Dept. of Epidemiology and Biostatistics, Biddeford, ME Adjunct Faculty, University of Maine, Department of Food Sciences and Human Nutrition Adjunct Faculty, Husson College, College of Arts and Sciences Cardiac Quality Improvement Consultant, Eastern Maine Medical Center Member, Northern New England Cardiovascular Disease Research Group, Dartmouth-Hitchcock Medical Center Member, Health Services Research Group, Case Western Reserve University, Department of Epidemiology and Biostatistics [email protected] Co-Investigator: Ronald I. Blum, M.D. (no relation) Fellow, American Academy of Family Physicians Fellow, American College of Occupational and Environmental Medicine Immediate Past President, Maine Academy of Family Physicians 2003 Maine Family Physician of the Year Board of Directors, New England College of Occupational and Environmental Medicine Island Falls, Maine November 17, 2006 Sponsor: Asia Biotech Corporation Noel Thomas Patton, Chairman & Managing Director C/o Asia Biotech Company, Inc. David Cross, Executive Vice President & General Manager 1120 Avenue of the Americas, 4th Floor New York, New York 10036 (212) 626-6872 (212) 626-6873 (fax) [email protected] Clinical Site where the Trial was Conducted: Bangor, Maine and Coordinating Center: Marshall-Blum: Clinical Outcomes Specialists Herbal Research Clinic 268 State Street Bangor, Maine 04401 Independent Medical Research Clinic Institutional Review Board (IRB) Approved Clinical Trials James M. Blum, PhD, Study Coordinator, Epidemiologist and Biostatistician Medical Director: Ronald I. Blum, MD Current Mailing Address: Southern Maine Clinical Research Center 245 Bradley Street Saco, Maine 04072 (207) 571-4380 (207) 299-5411 cellular [email protected] jblum@so_mecrc.com CLINICAL TRIAL SUMMARY The 2005 Anti-Aging Trial of TA-65 was a double blind, placebo controlled, 24 week study in which subjects consumed 2 or 4 tablets daily of a placebo control substance (placebo groups) for 12 weeks or 2 or 4 tablets daily of a TA-65 precursor molecule (TA41) for 12 weeks (product groups). The product tablets each contained 10 mg of TA-41 (an Astragalus extract) along with other botanical extracts and excipients. [The upper dose of 40 mg. TA-41 daily is essentially equivalent to a daily dose of 5 mg. of TA-65.] The placebo control tablets were essentially indistinguishable from the product tablets in appearance and taste, even when the tablet was broken. The 12 week placebo or product use period was followed by a further 12 week follow-up period. To ascertain active substance in the blood (for compliance and to better understand the relationship between TA-41 and TA-65), analytical measurements TA-41 and TA-65 (the presumed major metabolite of TA-41) were conducted at 6 weeks and 12 weeks. Thirty six male subjects aged 60-85 who expressed an interest in reducing the signs and symptoms of aging and who reported a gradual decline in overall energy levels at the screening visit were recruited. Subjects were randomly assigned to the placebo group (n=6 taking two placebo tablets, one in the morning, one in the evening; n=6 taking 4 placebo tablets, two in the morning, two in the evening) or the product treatment group (n=12 taking two product tablets, one in morning, one in evening; n=12 taking 4 product tablets, 2 in morning, 2 in evening). Subjects were assessed at baseline and at 6 weeks, 12 weeks and 24 weeks from the first dose of product. Clinical Trial Population Thirty-six (36) subjects were screened and enrolled in this trial. All subjects signed an approved informed consent form and met all of the following entrance criteria: Men who wanted to reduce the signs and symptoms of aging; Men who reported a chronic, noticeable, and gradual decline in overall energy levels by answering two of three questions positively; Men who were 60 to 85 years of age, inclusive, at the Initial Visit. In the screening process, potential subjects were excluded if they were allergic to or expressed problems with ingredients in the DS-AA or placebo. Subjects were excluded if they were known to have severe co-morbid disease including cardiac, pulmonary, renal, hepatic, or active cancer. Subjects who had used any prescription or non-prescription products to reduce the signs and symptoms of aging within the past 4 weeks were excluded. Potential subjects were excluded if they consumed alcohol at an elevated level, were insulin dependent diabetic, had uncontrolled hypertension, had a Body Mass Index (BMI) of greater than 40 m/kg2, took methadone, insulin, anticoagulants, or similar medications; or had any disease or condition that in the principal investigator’s opinion compromised the integrity of the clinical trial or the safety of the subjects. OBJECTIVES To evaluate the supportability of the following structure-function claims: reduce the signs and symptoms of aging; promote healthy immune function; promote healthy muscles; promote healthy bones; help maintain a healthy hormone balance; and use as part of the diet to maintain a healthy blood sugar level. through short-term efficacy, safety, and dosing testing of Asia Biotech’s DS-AA in human subjects. Safety Measurements The safety measurements are (1) adverse events; (2) laboratory testing of: complete blood count with auto differential (CBC w/auto diff.), comprehensive metabolic panel (CMP), and reticulocyte count with immature reticulocyte fraction (retic.). and (3) research staff measurements of: tolerability, weight, blood pressure, pulse, and respirations. The assessment of research staff measurements of weight, blood pressure, pulse, and respirations will be compared within subjects from measurements at the Initial Visit, baseline, 6 weeks, 12 weeks and 24 weeks. The assessment of laboratory testing will be compared within subjects from measurements at baseline, 6 weeks, 12 weeks, and 24 weeks. The assessment of adverse events and research staff measurements of tolerability will be compared within subjects from reports and measurements at 6 weeks, 12 weeks, and 24 weeks. Research staff measurements of weight, blood pressure, pulse, respirations, and tolerability will be conducted according to the applicable section in the SOP (14. Product and Placebo Tolerability, 16. Safety Measurements, 17.1 Weight as a Safety Measurement). TRIAL RESULTS Physiological Indicators SBP B1 SBP B2 SBP B3 DBP B1 DBP B2 DBP B3 Pulse B1 Pulse B2 PulseB3 Resp B1 Resp B2 RespB3 Placebo 0.82 (9.1) 0.27 (8.7) - 2.8 (11.9) - 0.36 (9.6) - 1.09 (6.9) - 4.3 (8.8) 1.7 (4.3) 0.09 (4.6) 0.11 (6.0) 0.18 (0.4) 0.18 (0.4) 0.22 (0.4) Product - 2.3 (10.6) - 0.36 (12.1) - 0.47 (9.2) - 0.82 (7.4) - 1.45 (7.9) 0.63 (9.5) 1.8 (6.6) 3.6 (7.4 ) 4.6 (5.2) - 0.08 (0.4) - 0.09 (0.4) 0 (0) P Value 0.40 0.88 0.58 0.88 0.90 0.20 0.96 0.16 0.054 0.085 0.27 0.22 Weight Outcomes Weight B1 Weight B2 Weight B3 Placebo - 1.8 (4.5) - 1.6 (5.0) - 1.8 (4.5) Product - 2.6 (5.2) -0.4 (5.5) - 2.6 (5.2) P Value 0.70 0.52 0.70 Discussion of Physiological Parameters There are no differences in the SBP between those on placebo and those on product at either baseline or at any of the three follow-up time periods. The largest difference was observed at 6 weeks and was only 2.3 torr higher than baseline. This represents a 1.8% increase over baseline, which is not a clinically significant difference. There are no differences in the DBP trend for those on product. There is a slight increase in the placebo group (4.33 torr over baseline). The differences were not statistically different which shows that small differences could represent a placebo effect. Accordingly, there is nothing negative to report for either SBP or DBP. However, there is a slight difference in the pulses. There was a consistent trend for the men on product of reducing their average pulse from 1.8 to 3.5 to 4.3 from baseline. The 24 week comparison was statistically different compared to placebo using the difference of means test. If this is real, a compound that reduces pulses in older men a little may be a good thing. However, the chi-square test was not different. Safety Blood Labs WBC 6 wks WBC 12 wks WBC 24 wks RBC 6 wks RBC 12 wks RBC 24 wks Hemoglobin 6 wk Hemoglobin 12 wk Hemoglobin 24 wk Hct 6 wk Hct 12 wk Hct 24 wk MCV 6 wk MCV 12 wk MCV 24 wk MCH 6 wk MCH 12 wk MCH 24 wk MCHC 6 wk MCHC 12 wk MCHC 24 wk Platelets 6 wk Platelets 12 wk Platelets 24 wk RDW_SD 6 wk RDW_SD 12 wk RDW_SD 24 wk RDW_CV 6 wk RDW_CV 12 wk RDW_CV 24 wk Neutrophils 6 wk Neutrophils 12 wk Neutrophils 24 wk Lymphs 6 wk Lymphs 12 wk Lymphs 24 wk Monocytes 6 wk Monocytes 12 wk Monocytes 24 wk Basophils 6 wk Basophils 12 wk Basophils 24 wk Placebo 0.05 (0.9) - 0.36 (1.7) 0.1 (0.6) 0.03 (0.1) 0.12 (0.2) - 1.1 (0.6) - 0.01 (0.4) 0.3 (0.6) - 0.5 (0.7) 0.6 (1.8) 1.3 (2.2) - 0.3 (2.4) 0.7 (2.4) 0.4 (2.2) 0.5 (3.2) - 0.25 (0.7) - 0.21 (0.5) - 0.23 (1.3) - 0.5 (1.4) - 0.35 (1.1) - 0.88 (1.5) -12.0 (30.6) -12.2 (21.6) - 3.25 (22.2) 0.65 (1.7) 0.65 (2.0) 0.85 (1.8) - 0.02 (0.5) 0.08 (0.5) - 0.11 (0.4) - 1.27 (4.7) - 1.73 (7.5) 2.63 (6.3) 0.55 (3.4) 0.55 (6.6) - 2.88 (5.9) 1.36 (2.9) 1.45 (3.0) 0.13 (1.5) 0 (0) 0.14 (0.4) - 0.2 (0.4) Product 0.13 (1.0) - 0.37 (1.1) 0.1 (1.1) 0.02 (0.2) 0.002 (0.2) -1.1 (1.4) 0.02 - 0.07 (0.6) - 0.4 (0.8) 0.2 (1.7) 0.6 (2.0) - 0.1 (2.5) 0.15 (1.7) 1.2 (1.3) 1.7 (2.3) - 0.06 (0.4) - 0.17 (0.7) - 0.21 (0.9) - 0.14 (0.7) - 0.66 (1.0) - 0.87 (0.8) 1.30 (22.2) - 2.76 (24.8) 1.06 (31.9) 0.88 (2.0) 0.69 (1.9) 1.0 (2.0) 0.31 (0.6) 0.16 (0.6) 0.05 (0.6) 0.17 (3.6) - 1.27 (6.6) 1.06 (5.2) - 0.78 (2.9) - 0.32 (4.9) - 1.65 (5.2) 0.22 (1.2) 0.64 (1.5) - 0.06 (1.7) 0 (0.4) 0.13 (0.4) 0.08 (0.3) P Value 0.81 0.99 0.96 0.80 0.12 0.91 0.89 0.12 0.81 0.50 0.38 0.87 0.49 0.17 0.29 0.29 0.86 0.94 0.42 0.42 0.99 0.16 0.30 0.73 0.74 0.96 0.86 0.11 0.69 0.40 0.33 0.86 0.52 0.25 0.67 0.60 0.23 0.41 0.79 1.0 0.95 0.13 Labs Page 2 EOS 6 wk EOS 12 wk EOS 24 wk Sodium 6 wk Sodium 12 wk Sodium 24 wk Potassium 6 wk Potassium 12 wk Potassium 24 wk Chloride 6 wk Chloride 12 wk Chloride 24 wk CO2 6 wk CO2 12 wk CO2 24 wk Anion 6 wk Anion 12 wk Anion 24 wk BUN 6 wk BUN 12 wk BUN 24 wk Serum Cr. 6wk Serum Cr 12 wk Serum Cr 24 wk BUN/SCR 6 wk BUN/SCR 12 wk BUN/SCR 24 wk Glucose 6 wk Glucose 12 wk Glucose 24 wk Tot Protein 6 wk Tot Protein 12 wk Tot Protein 24 wk Albumin 6 wk Albumin 12 wk Albumin 24 wk Globulin 6 wk Globulin 12 wk Globulin 24 wk Placebo - 0.63 (1.2) - 0.09 (1.4) 0.25 (1.0) - 1.27 (2.6) - 0.36 (2.2) 1.5 (1.9) - 0.05 (0.4) 0.04 (0.4) 0.04 (0.2) - 0.09 (2.4) 0.18 (2.6) 1.88 (2.9) - 1.53 (5.0) - 2.21 (3.9) - 1.24 (4.9) 0.45 (4.5) 1.82 (3.2) 1.0 (3.3) 2.18 (3.4) 1.18 (4.4) 0.56 (3.9) 0.0091 (0.07) 0.0091 (0.08) - 0.063 (0.119) 2.35 (4.5) 1.25 (5.5) 2.6 (5.5) - 2.0 (8.9) - 1.55 (9.6) - 3.5 (11.4) 0.06 (0.3) - 0.09 (0.6) - 0.28 (0.4) - 0.11 (0.4) - 0.05 (0.4) - 0.11 (0.4) 0.17 (0.4) - 0.04 (0.6) - 0.19 (0.2) Product 0.43 (3.1) 0.82 (3.3) 0.53 (3.4) - 0.22 (1.8) - 0.22 (2.1) 0.89 (1.2) - 0.07 (0.4) - 0.03 (0.3) 0.1 (0.4) 0.34 (2.3) 0.41 (2.6) 1.56 (2.7) - 1.86 (4.7) - 3.47 (3.9) - 3.56 (4.9) 1.26 (5.1) 2.86 (4.1) 2.89 (4.8) 0.96 (7.5) 0.22 (7.5) - 0.57 (7.9) - 0.0087 (0.14) - 0.0182 (0.07) - 0.094 (0.13) 0.35 (4.4) - 0.29 (5.9) - 0.44 (3.8) 0.83 (7.9) - 1.68 (10.9) - 6.56 (8.9) 0.14 (0.4) 0.13 (0.4) - 0.03 (0.5) - 0.02 (0.2) - 0.02 (0.2) - 0.06 (0.3) 0.16 (0.3) 0.15 (0.4) 0.04 (0.3) P Value 0.28 0.40 0.83 0.18 0.87 0.33 0.83 0.58 0.69 0.62 0.81 0.79 0.85 0.39 0.79 0.66 0.47 0.32 0.61 0.70 0.69 0.70 0.34 0.56 0.23 0.48 0.11 ** 0.36 0.97 0.47 0.56 0.23 0.23 0.33 0.70 0.70 0.95 0.26 0.085 ** Labs Page 3 Alb/Globulin 6 wk Alb/Globulin 6 wk Alb/Globulin 6 wk Bilirubin 6 wk Bilirubin 6 wk Bilirubin 6 wk Calcium 6 wk Calcium 12 wk Calcium 24 wk Alk Phos 6 wk Alk Phos 12 wk Alk Phos 24 wk AST 6 wk AST 12 wk AST 24 wk ALT 6 wk ALT 12 wk ALT 24 wk Retic 6 wk Retic 12 wk Retic 24 wk A1c 6 wk A1c 12 wk A1c 24 wk Placebo - 0.15 (0.3) - 0.04 (0.3) 0.03 (0.1) - 0.06 (0.1) 0.06 (0.3) - 0.03 (0.1) - 0.31 (0.3) - 0.09 (0.6) - 0.19 (0.6) 4.5 (12.9) 2.09 (15.0) - 2.63 (5.2) 1.91 (7.4) 0.73 (8.2) - 0.50 (3.8) 1.64 (7.9) - 0.73 (8.8) 3.13 (4.9) - 0.009 (0.4) 0.04 (0.4) 0.03 (0.4) 0.04 (0.3) 0.13 (0.3) 0.03 (0.3) Product - 0.09 (0.2) - 0.09 (0.2) - 0.03 (0.2) 0.01 (0.2) - 0.01 (0.3) 0.04 (0.2) - 0.03 (0.5) 0.20 (0.4) 0.05 (0.4) 3.4 (9.9) 0.36 (7.7) - 1.33 (9.7) - 0.61 (4.9) - 2.14 (9.9) - 1.22 (4.2) - 0.13 (9.0) - 0.32 (12.3) 0.22 (3.5) - 0.02 (0.3) 0.01 (0.3) 0.07 (0.4) - 0.01 (0.6) 0.03 (0.6) 0.06 (0.6) P Value 0.48 0.65 0.38 0.19 0.48 0.33 0.10 0.17 0.32 0.80 0.66 0.73 0.24 0.42 0.68 0.58 0.92 0.099 0.94 0.87 0.79 0.80 0.59 0.90 Summary of the blood lab results: There appears to be few differences in any of these comparisons and none reached a targeted p value. By chance alone, one would expect five percent to be statistically different. Of note, BUN and the BUN ratio were lower in the product group. Some other differences approached the 0.10 level, but they were isolated and were not consistent across time. For example ALT, a liver enzyme, rose at the 24 week mark making the comparison different, but the 3.1 reading was inconsistent across time in the placebo group, while the data for the product group was relatively close to “no change”. Adverse Events ID # 003 035 Explanation Serious Adverse Event: UNRELATED TO TRIAL; Diagnosed with esophageal Cancer; Drop Moderate Adverse Event; Subject experienced elevated blood pressure after taking product; resolved; Drop Drops ID # 002 014 Explanation Withdrew Consent; “Felt he was on placebo and withdrew” Withdrew Content; His physician had a concern with an herbal supplement; Drop Typical pharmaceutical adverse side effects run anywhere from three-to-four percent up to fifteen-to-twenty percent, especially for the newer targeted drugs. This trial reported a five percent adverse event, and that was only a moderate non-life-threatening event. Safety and Tolerance Summary: Judging from the number of adverse events (n=1), from the physiological parameters (systolic and diastolic blood pressures, pulse, respiration, and weight), from the blood labs, and from reports from the nursing staff, the trial was deemed safe. There were no indications that either treatment dosage presented any complications or conditions that would be considered ‘suspicious’ or ‘dangerous’.