Liabilities
... 9. Accrued liabilities which can be determined only approximately or the specific persons to whom payment will be made may not be identified definitely but the existence of the liability is certain a. Acceptances Payable c. Estimated Liabilities b. Liabilities under trust receipts d. Accrued expens ...
... 9. Accrued liabilities which can be determined only approximately or the specific persons to whom payment will be made may not be identified definitely but the existence of the liability is certain a. Acceptances Payable c. Estimated Liabilities b. Liabilities under trust receipts d. Accrued expens ...
The Securities Market in Vietnam
... Unlisted shares To contribute capital or purchase shares in Vietnamese enterprises, foreign investors must open a Vietnamese dong capital contribution and share purchase account (Account) at a commercial bank operating in Vietnam. All transfers of funds for the purpose of contributing capital, purch ...
... Unlisted shares To contribute capital or purchase shares in Vietnamese enterprises, foreign investors must open a Vietnamese dong capital contribution and share purchase account (Account) at a commercial bank operating in Vietnam. All transfers of funds for the purpose of contributing capital, purch ...
Following the press release issued on 23 February 2017, UniCredit
... securities for sale, or solicitation of an offer to purchase securities, in the United States, Australia, Canada or Japan or any other jurisdiction where such an offer or solicitation would require the approval of local authorities or otherwise be unlawful (the “Other Countries”). Any public offerin ...
... securities for sale, or solicitation of an offer to purchase securities, in the United States, Australia, Canada or Japan or any other jurisdiction where such an offer or solicitation would require the approval of local authorities or otherwise be unlawful (the “Other Countries”). Any public offerin ...
this instrument and any securities issuable pursuant hereto have not
... to an agreement providing, as applicable, a right of first refusal or a right to repurchase shares upon termination of such service provider’s employment or services; or (ii) repurchases of Capital Stock in connection with the settlement of disputes with any stockholder. “Dissolution Event” means ( ...
... to an agreement providing, as applicable, a right of first refusal or a right to repurchase shares upon termination of such service provider’s employment or services; or (ii) repurchases of Capital Stock in connection with the settlement of disputes with any stockholder. “Dissolution Event” means ( ...
ANIXTER INTERNATIONAL INC
... a Delaware corporation (the “Company”), to exchange $1,000 principal amount at maturity of the Company’s Zero Coupon Convertible Securities due 2033 (the “New Securities”) plus an exchange fee of $1.00 in cash for each $1,000 principal amount at maturity of validly tendered and accepted outstanding ...
... a Delaware corporation (the “Company”), to exchange $1,000 principal amount at maturity of the Company’s Zero Coupon Convertible Securities due 2033 (the “New Securities”) plus an exchange fee of $1.00 in cash for each $1,000 principal amount at maturity of validly tendered and accepted outstanding ...
The Alternatives to Registration Chart has been created to fit on
... “Accredited investors" include certain institutions; directors, executive officers and general partners of the issuer; natural persons who with spouse meet $1,000,000 net worth (excluding value of primary residence, net of debt secured by the residence up to the value of the residence) or meet $200, ...
... “Accredited investors" include certain institutions; directors, executive officers and general partners of the issuer; natural persons who with spouse meet $1,000,000 net worth (excluding value of primary residence, net of debt secured by the residence up to the value of the residence) or meet $200, ...
Available-for-Sale Securities
... Trading securities are debt and equity securities that are purchased and sold to earn short-term profits from changes in their market prices. Trading securities are often held by banks, mutual funds, insurance companies, and other financial institutions. Because trading securities are held as a shor ...
... Trading securities are debt and equity securities that are purchased and sold to earn short-term profits from changes in their market prices. Trading securities are often held by banks, mutual funds, insurance companies, and other financial institutions. Because trading securities are held as a shor ...
Derivatives: The Good, The Bad and … the Necessary?
... A derivative is a financial instrument that is derived from some other asset, index, event, value or condition (known as the underlying asset). Rather than trade or exchange the underlying asset itself, derivative traders enter into an agreement to exchange cash or assets over time based on the un ...
... A derivative is a financial instrument that is derived from some other asset, index, event, value or condition (known as the underlying asset). Rather than trade or exchange the underlying asset itself, derivative traders enter into an agreement to exchange cash or assets over time based on the un ...
FORM 4
... 16(a) of the Securities Exchange Act of 1934, as amended, and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 or 5 report and timely file such report with the United States S ...
... 16(a) of the Securities Exchange Act of 1934, as amended, and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 or 5 report and timely file such report with the United States S ...
high yield bonds under stress?
... 2014. The selloff in high yield accelerated in mid-December, losing 5% since December 11, 2015 as investors attempted to ascertain where, and to what extent does high yield exposure exist. ...
... 2014. The selloff in high yield accelerated in mid-December, losing 5% since December 11, 2015 as investors attempted to ascertain where, and to what extent does high yield exposure exist. ...
PyroGenesis Canada Inc. Provides Update Regarding Fully
... marketed offering of common shares of the Company (the "Offered Shares"). The Company is in ongoing discussions with various potential investors and believes discussions are progressing positively. The Company expects to be in a position to make a further announcement regarding the status of the Off ...
... marketed offering of common shares of the Company (the "Offered Shares"). The Company is in ongoing discussions with various potential investors and believes discussions are progressing positively. The Company expects to be in a position to make a further announcement regarding the status of the Off ...
ร่าง
... to hedging overall investment risks of the securities company or [ii] the performance of remaining obligation; (2) close out its derivatives positions unless: (a) entering into such derivatives contract for the purpose of hedging investment risks or obligation of the securities company; (b) such der ...
... to hedging overall investment risks of the securities company or [ii] the performance of remaining obligation; (2) close out its derivatives positions unless: (a) entering into such derivatives contract for the purpose of hedging investment risks or obligation of the securities company; (b) such der ...
Market Risk
... FI’s usually calculate their DEAR and work to reduce portfolio risk when these DEARs are violated ...
... FI’s usually calculate their DEAR and work to reduce portfolio risk when these DEARs are violated ...
Las Vegas Callable Debt Workshop Jim Zucco – Director
... The latest and final possible date at which the security will be retired and principal will be redeemed at par. ...
... The latest and final possible date at which the security will be retired and principal will be redeemed at par. ...
Collective action and securities law in the UK
... Securities and Investments Commission has also expressed support (if more cautiously) for class actions in enforcing securities law. By contrast, the UK has charted a more modest course for private securities claims, with a corresponding reliance on increased public regulatory powers. The actions ta ...
... Securities and Investments Commission has also expressed support (if more cautiously) for class actions in enforcing securities law. By contrast, the UK has charted a more modest course for private securities claims, with a corresponding reliance on increased public regulatory powers. The actions ta ...
Market Risk - Finance Area Website
... FI’s usually calculate their DEAR and work to reduce portfolio risk when these DEARs are violated ...
... FI’s usually calculate their DEAR and work to reduce portfolio risk when these DEARs are violated ...
James-MacKinnon-Presentation
... Documentation Risk: an enterprise can end up with multiple legal documents, each with its own terms (i.e., credit appendices, etc.), and associated legal costs ...
... Documentation Risk: an enterprise can end up with multiple legal documents, each with its own terms (i.e., credit appendices, etc.), and associated legal costs ...
preferred securities - Janney Montgomery Scott LLC
... Preferred Securities J a n n e y C o r p o r at e C r e d i t ...
... Preferred Securities J a n n e y C o r p o r at e C r e d i t ...
Reducing TBA-MBS Trade Fails - A Round Robin
... Since the onset of the financial crisis, the to-be-announced mortgage-backed securities (TBA-MBS) market has faced an unusual set of challenges. Led by an absence of supply, investors faced a difficult trading environment amid low levels of mortgage origination while the Federal Reserve MBS Purchase ...
... Since the onset of the financial crisis, the to-be-announced mortgage-backed securities (TBA-MBS) market has faced an unusual set of challenges. Led by an absence of supply, investors faced a difficult trading environment amid low levels of mortgage origination while the Federal Reserve MBS Purchase ...
Addressing Issuer Concerns
... 8. Professor Robert Shiller stressed that GDP-indexed bonds would be difficult to price. Current pricing models are not very developed and, until this issue is resolved, the question which market player would be interested in these instruments would be academic. He pointed out that the simpler the s ...
... 8. Professor Robert Shiller stressed that GDP-indexed bonds would be difficult to price. Current pricing models are not very developed and, until this issue is resolved, the question which market player would be interested in these instruments would be academic. He pointed out that the simpler the s ...
FEDERAL HOME LOAN MORTGAGE CORP (Form: ABS
... We have performed the procedures described below, which were agreed to by Federal Home Loan Mortgage Corporation ("Freddie Mac" or the "Company") and Wells Fargo Securities, LLC and Citigroup Global Markets Inc. (collectively, the "Other Specified Parties" and together with Freddie Mac, the "Specifi ...
... We have performed the procedures described below, which were agreed to by Federal Home Loan Mortgage Corporation ("Freddie Mac" or the "Company") and Wells Fargo Securities, LLC and Citigroup Global Markets Inc. (collectively, the "Other Specified Parties" and together with Freddie Mac, the "Specifi ...
Aluvion Professional Corporation - Notice This sample Term Sheet
... “Financing”) in [INSERT NAME OF ISSUER] (the “Issuer”). This Term Sheet is for discussion purposes only and, except for the terms in the section entitled “Confidentiality”, is not intended to be binding or to create or evidence a binding obligation or agreement, nor is it intended to represent an “o ...
... “Financing”) in [INSERT NAME OF ISSUER] (the “Issuer”). This Term Sheet is for discussion purposes only and, except for the terms in the section entitled “Confidentiality”, is not intended to be binding or to create or evidence a binding obligation or agreement, nor is it intended to represent an “o ...
WORD
... c. The company is in proceedings for reorganization, bankruptcy, dissolution, or application for stock delisting or termination of OTC securities trading, or there is any material change in any of the above matters. d. A member of the company's board of directors is subject to a provisional injuncti ...
... c. The company is in proceedings for reorganization, bankruptcy, dissolution, or application for stock delisting or termination of OTC securities trading, or there is any material change in any of the above matters. d. A member of the company's board of directors is subject to a provisional injuncti ...
Bonds
... Bonds are: • interest-bearing notes payable • issued by corporations, universities, and governmental agencies • like common stock, can be sold in small denominations (usually a thousand dollars) • attract many investors ...
... Bonds are: • interest-bearing notes payable • issued by corporations, universities, and governmental agencies • like common stock, can be sold in small denominations (usually a thousand dollars) • attract many investors ...
WHOLE FOODS MARKET INC (Form: 8-K, Received
... Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. WHOLE FOODS MARKET, INC. Date: February 26, 1998 ...
... Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. WHOLE FOODS MARKET, INC. Date: February 26, 1998 ...
Mortgage-backed security
A mortgage-backed security (MBS) is a type of asset-backed security that is secured by a mortgage or collection of mortgages. The mortgages are sold to a group of individuals (a government agency or investment bank) that securitizes, or packages, the loans together into a security that investors can buy. The mortgages of an MBS may be residential or commercial, depending on whether it is an Agency MBS or a Non-Agency MBS; in the United States they may be issued by structures set up by government-sponsored enterprises like Fannie Mae or Freddie Mac, or they can be ""private-label"", issued by structures set up by investment banks. The structure of the MBS may be known as ""pass-through"", where the interest and principal payments from the borrower or homebuyer pass through it to the MBS holder, or it may be more complex, made up of a pool of other MBSs. Other types of MBS include collateralized mortgage obligations (CMOs, often structured as real estate mortgage investment conduits) and collateralized debt obligations (CDOs).The shares of subprime MBSs issued by various structures, such as CMOs, are not identical but rather issued as tranches (French for ""slices""), each with a different level of priority in the debt repayment stream, giving them different levels of risk and reward. Tranches—especially the lower-priority, higher-interest tranches—of an MBS are/were often further repackaged and resold as collaterized debt obligations. These subprime MBSs issued by investment banks were a major issue in the subprime mortgage crisis of 2006–8.The total face value of an MBS decreases over time, because like mortgages, and unlike bonds, and most other fixed-income securities, the principal in an MBS is not paid back as a single payment to the bond holder at maturity but rather is paid along with the interest in each periodic payment (monthly, quarterly, etc.). This decrease in face value is measured by the MBS's ""factor"", the percentage of the original ""face"" that remains to be repaid.