united states securities and exchange commission - corporate
... Trust, National Association, as collateral trustee (the “Collateral Trust Agreement”) pursuant to which the Collateral Trustee will receive, hold, administer, maintain, enforce and distribute proceeds of all of its liens upon the collateral for the benefit of the current and future holders of the No ...
... Trust, National Association, as collateral trustee (the “Collateral Trust Agreement”) pursuant to which the Collateral Trustee will receive, hold, administer, maintain, enforce and distribute proceeds of all of its liens upon the collateral for the benefit of the current and future holders of the No ...
Supplementary Material for “Advance Information and Asset Prices” October 24, 2012
... period, the stock return increases, informed investors buy the stock for speculative reasons and uninformed investors sell the stock to accommodate these trades on impact. Informed investors also invest more in the nontraded asset, as they did in the myopic case, and thus bear greater risk. This le ...
... period, the stock return increases, informed investors buy the stock for speculative reasons and uninformed investors sell the stock to accommodate these trades on impact. Informed investors also invest more in the nontraded asset, as they did in the myopic case, and thus bear greater risk. This le ...
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... this concentration of activity makes its business vulnerable to the risks associated with that region, including the effects of severe weather ars’ opinions can differ. In its prospectus, TSL advised investors to obtain their own independent Shariah advice about the permissibility of the structure, ...
... this concentration of activity makes its business vulnerable to the risks associated with that region, including the effects of severe weather ars’ opinions can differ. In its prospectus, TSL advised investors to obtain their own independent Shariah advice about the permissibility of the structure, ...
Accounting for Gifts and Endowments
... Currently, the University of Maine System (UMS) uses the Advance System (Advance) to track receipts of gifts and endowments. Advance uses ‘Allocations’ as the equivalent of a general ledger program code. When a new program is established in the general ledger system, a corresponding Allocation is ad ...
... Currently, the University of Maine System (UMS) uses the Advance System (Advance) to track receipts of gifts and endowments. Advance uses ‘Allocations’ as the equivalent of a general ledger program code. When a new program is established in the general ledger system, a corresponding Allocation is ad ...
Bermuda Monetary Authority (Collective Investment Scheme
... done by such scheme shall be of full force and effect. (2) A scheme referred to in paragraph (1) shall, within twelve months of the date of commencement of these Regulations, comply with the provisions of these Regulations. (3) A United Kingdom class scheme which is in existence at the commencement ...
... done by such scheme shall be of full force and effect. (2) A scheme referred to in paragraph (1) shall, within twelve months of the date of commencement of these Regulations, comply with the provisions of these Regulations. (3) A United Kingdom class scheme which is in existence at the commencement ...
The European Commission`s Push to Consolidate and Expand ISDS
... tribunals that resolve disputes concerning the legality of sovereign conduct. ISDS does not incorporate these safeguards, allowing instead for: (a) case-by-case appointment of adjudicators; (b) case-by-case (i.e. for-profit) payment of adjudicators; (c) executive control over default case assignment ...
... tribunals that resolve disputes concerning the legality of sovereign conduct. ISDS does not incorporate these safeguards, allowing instead for: (a) case-by-case appointment of adjudicators; (b) case-by-case (i.e. for-profit) payment of adjudicators; (c) executive control over default case assignment ...
In this Rule - ACT Legislation Register
... Internet Betting Receipt means the acknowledgement, including the reference number from the Corporation via the Corporation’s Internet site that acknowledges that an Internet Bet has been placed.. Internet Bet means a Bet made using a Betting Account via an Internet site operated by the Corporation. ...
... Internet Betting Receipt means the acknowledgement, including the reference number from the Corporation via the Corporation’s Internet site that acknowledges that an Internet Bet has been placed.. Internet Bet means a Bet made using a Betting Account via an Internet site operated by the Corporation. ...
Scope and Definition
... however, allow “piercing the corporate veil” in order to determine the “true” nationality of the company. The country-of-incorporation test will suffice, however, if a State is willing to grant IIA protection to investments regardless of the nationality of persons who ultimately own or control them. ...
... however, allow “piercing the corporate veil” in order to determine the “true” nationality of the company. The country-of-incorporation test will suffice, however, if a State is willing to grant IIA protection to investments regardless of the nationality of persons who ultimately own or control them. ...
DT 20 questions - IndependentAdviceFrom.Me
... If you needed sudden access to a lump sum, how likely is it that you would need to encash this investment? I have other savings and investments which I can use for most needs I may need this investment if I needed access to a significant amount of money I would almost certainly need access to ...
... If you needed sudden access to a lump sum, how likely is it that you would need to encash this investment? I have other savings and investments which I can use for most needs I may need this investment if I needed access to a significant amount of money I would almost certainly need access to ...
View the presentation.
... Sample U.S. Person Analysis 5 U.S. asset manager organizes a fund outside the U.S. Fund is sold primarily to non-U.S. investors and Fund sales force is located outside the U.S.; some investors (less than a majority) have moved to the U.S. and are "U.S. persons" Fund managed by non-U.S. affili ...
... Sample U.S. Person Analysis 5 U.S. asset manager organizes a fund outside the U.S. Fund is sold primarily to non-U.S. investors and Fund sales force is located outside the U.S.; some investors (less than a majority) have moved to the U.S. and are "U.S. persons" Fund managed by non-U.S. affili ...
UCITS IV – Key Investor Information Document
... One of the key objectives behind the KII is to ensure a consistent structure and presentation across Member States. The Commission Regulation outlines that the KII should be presented and laid out in a way that is easy to read and focused solely on the key information that investors need. The langua ...
... One of the key objectives behind the KII is to ensure a consistent structure and presentation across Member States. The Commission Regulation outlines that the KII should be presented and laid out in a way that is easy to read and focused solely on the key information that investors need. The langua ...
Volatility: Implications for Value and Glamour Stocks
... regimes and their effect on value and glamour stock returns. Volatility can be considered a barometer of investor reaction. The market’s “fear gauge,” volatility reflects behavioral biases such as overreaction, loss aversion, and herding (follow-the-crowd mentality). As value investors, we hypothesi ...
... regimes and their effect on value and glamour stock returns. Volatility can be considered a barometer of investor reaction. The market’s “fear gauge,” volatility reflects behavioral biases such as overreaction, loss aversion, and herding (follow-the-crowd mentality). As value investors, we hypothesi ...
Managed Futures: Portfolio Diversification Opportunities
... Futures trading is not suitable for all investors, and involves the risk of loss. Futures are a leveraged investment, and because only a percentage of a contract’s value is required to trade, it is possible to lose more than the amount of money deposited for a futures position. Therefore, traders sh ...
... Futures trading is not suitable for all investors, and involves the risk of loss. Futures are a leveraged investment, and because only a percentage of a contract’s value is required to trade, it is possible to lose more than the amount of money deposited for a futures position. Therefore, traders sh ...
The market for borrowing corporate bonds
... those of shorting stocks. Shorted bonds must first be located and then borrowed. The investor has 3 days to locate the bonds after placing a short order. Investors usually borrow bonds through an intermediary such as a depository bank. Such banks serve as custodians for financial securities and pay de ...
... those of shorting stocks. Shorted bonds must first be located and then borrowed. The investor has 3 days to locate the bonds after placing a short order. Investors usually borrow bonds through an intermediary such as a depository bank. Such banks serve as custodians for financial securities and pay de ...
Aalborg Universitet Major Determinants and Hindrances of FDI inflow in Bangladesh
... skills, which is likely to spill over to domestic enterprise in that economy (Balasubramanyam et al 1996; Kumar and Podhan, 2002). It is recognised that FDI can contribute to the growth of GDP, Gross Fixed Capital Formation (GFCF) (total investment in a host economy) and balance of payments (Baskara ...
... skills, which is likely to spill over to domestic enterprise in that economy (Balasubramanyam et al 1996; Kumar and Podhan, 2002). It is recognised that FDI can contribute to the growth of GDP, Gross Fixed Capital Formation (GFCF) (total investment in a host economy) and balance of payments (Baskara ...
GLOBELICS - 8 International Conference
... skills, which is likely to spill over to domestic enterprise in that economy (Balasubramanyam et al 1996; Kumar and Podhan, 2002). It is recognised that FDI can contribute to the growth of GDP, Gross Fixed Capital Formation (GFCF) (total investment in a host economy) and balance of payments (Baskara ...
... skills, which is likely to spill over to domestic enterprise in that economy (Balasubramanyam et al 1996; Kumar and Podhan, 2002). It is recognised that FDI can contribute to the growth of GDP, Gross Fixed Capital Formation (GFCF) (total investment in a host economy) and balance of payments (Baskara ...
Investment Treaty Practice of China, Japan and Korea
... spectrum, will help us develop a more comprehensive understanding of the broader global investment landscape. Moreover, the IIAs of these three East Asian states address issues commonly found in most IIAs. A comparative overview of key IIA provisions, such as those relating to expropriation and disp ...
... spectrum, will help us develop a more comprehensive understanding of the broader global investment landscape. Moreover, the IIAs of these three East Asian states address issues commonly found in most IIAs. A comparative overview of key IIA provisions, such as those relating to expropriation and disp ...
SunAmerica Dynamic Allocation Portfolio Summary
... and short-term investments (the “Overlay Component”). The Fund-of-Funds Component will allocate approximately 50% to 80% of its assets to Underlying Portfolios investing primarily in equity securities and 20% to 50% of its assets to Underlying Portfolios investing primarily in fixed income securitie ...
... and short-term investments (the “Overlay Component”). The Fund-of-Funds Component will allocate approximately 50% to 80% of its assets to Underlying Portfolios investing primarily in equity securities and 20% to 50% of its assets to Underlying Portfolios investing primarily in fixed income securitie ...
Do Smooth Earnings Lower Investors` Perceptions of Investment Risk?
... unconsciously due to characteristics of the task or environment. Understanding the cause of this association can also help to identify whether this relation leads to suboptimal judgments and, if so, ways to mitigate this problem. Hirshleifer and Teoh [2009] provide two possible explanations as to wh ...
... unconsciously due to characteristics of the task or environment. Understanding the cause of this association can also help to identify whether this relation leads to suboptimal judgments and, if so, ways to mitigate this problem. Hirshleifer and Teoh [2009] provide two possible explanations as to wh ...
The Geography of Angel Investment
... reported result aligns and thus lends further support to previous findings on the return to angel investment. The endogeneity issue is obviously a concern with this study. It could be the case that entrepreneurs may choose to locate in a particular place (in Vancouver for example) that could give th ...
... reported result aligns and thus lends further support to previous findings on the return to angel investment. The endogeneity issue is obviously a concern with this study. It could be the case that entrepreneurs may choose to locate in a particular place (in Vancouver for example) that could give th ...
dollar cost averaging - the role of cognitive error
... Dollar cost averaging (DCA) is the practice of building up investments gradually over time in equal dollar amounts, rather than investing the desired total immediately in one lump sum. This strategy is widely recommended in popular investment guides and the media, but its continued popularity presen ...
... Dollar cost averaging (DCA) is the practice of building up investments gradually over time in equal dollar amounts, rather than investing the desired total immediately in one lump sum. This strategy is widely recommended in popular investment guides and the media, but its continued popularity presen ...
Understanding our fees, charges and other
... When you conduct business with us, our affiliates—including UBS Asset Management, UBS Bank USA, UBS Financial Services Incorporated of Puerto Rico, UBS Trust Company of Puerto Rico and UBS Investment Bank—may earn compensation through activities in a client’s account, including: – The purchase of se ...
... When you conduct business with us, our affiliates—including UBS Asset Management, UBS Bank USA, UBS Financial Services Incorporated of Puerto Rico, UBS Trust Company of Puerto Rico and UBS Investment Bank—may earn compensation through activities in a client’s account, including: – The purchase of se ...
Portfolio Comparisons. - Artex Component System
... In addition, the following results now appear with this new investment strategy: The investor now has: More options than just buying stocks A better chance of profiting in more investment sectors A better long term success strategy because of… …much less of a chance of “blowing up” the portfolio ...
... In addition, the following results now appear with this new investment strategy: The investor now has: More options than just buying stocks A better chance of profiting in more investment sectors A better long term success strategy because of… …much less of a chance of “blowing up” the portfolio ...
Annual Information Form
... did not participate in the investment decisions; did not have prior access to information concerning the investment decisions; and did not influence the investment decision other than through research, statistical and other reports generally available to clients. ...
... did not participate in the investment decisions; did not have prior access to information concerning the investment decisions; and did not influence the investment decision other than through research, statistical and other reports generally available to clients. ...