• Study Resource
  • Explore Categories
    • Arts & Humanities
    • Business
    • Engineering & Technology
    • Foreign Language
    • History
    • Math
    • Science
    • Social Science

    Top subcategories

    • Advanced Math
    • Algebra
    • Basic Math
    • Calculus
    • Geometry
    • Linear Algebra
    • Pre-Algebra
    • Pre-Calculus
    • Statistics And Probability
    • Trigonometry
    • other →

    Top subcategories

    • Astronomy
    • Astrophysics
    • Biology
    • Chemistry
    • Earth Science
    • Environmental Science
    • Health Science
    • Physics
    • other →

    Top subcategories

    • Anthropology
    • Law
    • Political Science
    • Psychology
    • Sociology
    • other →

    Top subcategories

    • Accounting
    • Economics
    • Finance
    • Management
    • other →

    Top subcategories

    • Aerospace Engineering
    • Bioengineering
    • Chemical Engineering
    • Civil Engineering
    • Computer Science
    • Electrical Engineering
    • Industrial Engineering
    • Mechanical Engineering
    • Web Design
    • other →

    Top subcategories

    • Architecture
    • Communications
    • English
    • Gender Studies
    • Music
    • Performing Arts
    • Philosophy
    • Religious Studies
    • Writing
    • other →

    Top subcategories

    • Ancient History
    • European History
    • US History
    • World History
    • other →

    Top subcategories

    • Croatian
    • Czech
    • Finnish
    • Greek
    • Hindi
    • Japanese
    • Korean
    • Persian
    • Swedish
    • Turkish
    • other →
 
Profile Documents Logout
Upload
Weekly Economic Update
Weekly Economic Update

... performance is no guarantee of future results. The publisher is not engaged in rendering legal, accounting or other professional services. If assistance is needed, the reader is advised to engage the services of a competent professional. This information should not be construed as investment, tax or ...
fhipo makes available to its investors the report about the accrued
fhipo makes available to its investors the report about the accrued

... events or results could differ materially from these statements. Readers are cautioned not to place undue reliance on these forward-looking statements, which speak only as of the date of this press release. The Company undertakes no obligation to publicly update or revise any forward-looking stateme ...
THE MARKET CAPITALIZATION VALUE AS A RISK
THE MARKET CAPITALIZATION VALUE AS A RISK

... The formed portfolios suggest marked differences in market capitalization between the two extreme portfolios, the largest one being, on average, 98 times the smallest, during the entire 1970-81 period. Average returns for the five portfolios as well as differencial return of the extreme ones, are gi ...
US Private Placements: SEC Adopts Relaxed Marketing
US Private Placements: SEC Adopts Relaxed Marketing

... U.S. private placements through general solicitation and general advertising—such as print advertisements, media broadcasts, website postings and public seminars—in connection with sales of securities to certain sophisticated investors. These rules will also be available to Canadian companies and ot ...
Dynamic Strategies for Asset Allocation
Dynamic Strategies for Asset Allocation

... assets change, purchases and sales are required to return to the desired mix. • Consider a 60/40 stock/bills constant mix strategy (or $60 in stocks and $40 in bills for a total investment of $100). ...
Finance & Accounting
Finance & Accounting

... 11.1: Sparks fly in Mittal Steel’s takeover of Arcelor (page 417) 2. Assess the shareholder and stakeholder perspectives in the takeover battle and in the new company. Shareholders will generally be won over if a takeover offer is high. The offer made by Mittal included shares in the new company as ...
Introduction of Mega Solar Project Bond Trust
Introduction of Mega Solar Project Bond Trust

... provides solar power plant developers in Japan with a capital markets alternative that can provide debt financing prior to construction completion. It is the world’s first rated securities backed by solar renewable power projects.  Project Bond Trust may provide huge benefits to both issuers and in ...
Chapter Twenty - Cengage Learning
Chapter Twenty - Cengage Learning

... – Investors must still analyze the information and make decisions – Online trading generally has lower costs – Program trading—a computer-driven program that monitors the market value of particular stocks and enters buy or sell orders when those stocks reach specified prices Copyright © Cengage Lear ...
Chapter I: Introduction to Investment Management
Chapter I: Introduction to Investment Management

... - karpþl;CasaFarN³elIkdMbUg Initial Public ...
Slide 1
Slide 1

... payment along with agreed mark-up, such securities are delivered to the investor or the investor may sale the said securities in the ready market resulting in the closure of CFS contract.  In case the investor is interested in extending financing period, it can be rolled over after the expiry of 22 ...
記錄 編號 6812 狀態 NC094FJU00457001 助教 查核 索書 號 學校
記錄 編號 6812 狀態 NC094FJU00457001 助教 查核 索書 號 學校

... Through a certain domestic reputed securities company, 53680 individual investors account transaction details were supplied for this research. Based on the research model of Barber and Odean (2001) as the basis, the behavioral framework of procurement decision by dispersed investors is established. ...
“Mini-Tender” Offer
“Mini-Tender” Offer

... documentation. The TRC Capital mini-tender offer is also not related to Thomson Reuters own previously announced plans to repurchase up to US$1 billion of its shares by the end of 2015, which is being effected through the Toronto Stock Exchange’s normal course issuer bid rules. TRC Capital has made ...
Chilean Economy Grows 1.6 Percent in 2016
Chilean Economy Grows 1.6 Percent in 2016

... Association. Wells Fargo Bank, N.A. is registered with the Commodities Futures Trading Commission as a swap dealer and is a member in good standing of the National Futures Association. Wells Fargo Securities, LLC. and Wells Fargo Bank, N.A. are generally engaged in the trading of futures and derivat ...
Regulation 10(5)
Regulation 10(5)

... prior to the transaction. If not, nature of relationship or association with the TC or its promoters Details of the proposed acquisition a. Name of the person(s) from whom shares are to be acquired b. Proposed date of acquisition c. Number of shares to be acquired from each person mentioned in 4(a) ...
Wheeler Real Estate Investment Trust, Inc. (Form: 8-K
Wheeler Real Estate Investment Trust, Inc. (Form: 8-K

... The Company considers portions of this Current Report on Form 8-K relating to its business operations, benefits from the acquisition of properties, acquisition strategy and its target markets to be forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section ...
Disclaimer These materials are prepared by FIRST SKYWAY
Disclaimer These materials are prepared by FIRST SKYWAY

... These materials are prepared by FIRST SKYWAY INVEST GROUP LIMITED (hereinafter - the "Company"). This is strictly confidential and intended solely for the recipient, and may not be spread through the press or transferred to third parties, as well as reproduced in any form, in whole or in part. Some ...
Chapter 10
Chapter 10

... “fairly” priced • If this is true, then you should not be able to earn “abnormal” or “excess” returns • Efficient markets DO NOT imply that investors cannot earn a positive return in the stock market ...
Extended Hours Trading Disclosure
Extended Hours Trading Disclosure

...  Normally, issuers make news announcements that may  affect the price of their securities after regular trading hours. Similarly, important financial  information is frequently announced outside of regular trading hours. In extended hours trading,  these announcements may occur during trading, and i ...
4Q 2016 - Artisan Partners
4Q 2016 - Artisan Partners

... seem to be allocating capital on the basis of a single set of related assumptions: US economic growth will accelerate on the back of infrastructure spending and tax cuts, inflation will pick up, Fed policy will tighten substantially, and US interest rate differentials will widen versus the rest of t ...
Slide 1 - Prudent Investor Advisors
Slide 1 - Prudent Investor Advisors

... in academic research that has withstood rigorous open review for many years, does not rely on analysts’ forecasts or opinions about financial markets, but instead incorporates the key factors that drive the long-run performance of these markets. Many participants in 401(k) plans as well as other inv ...
Multilateral CSA Notice: Regulation 45
Multilateral CSA Notice: Regulation 45

... All of the members of the Canadian Securities Administrators (the CSA), other than the securities regulatory authorities in Ontario and British Columbia (the participating jurisdictions or we), are implementing Regulation 45-107 respecting Listing Representation and Statutory Rights of Action Disclo ...
Document
Document

... Note 3 - Stock Offering - - ----------------------On April 16, 1996, the Company completed the issuance of 1,000,000 shares of Class A Common Stock and received net proceeds of $46,320,000 before deducting expenses incurred in connection with the stock offering. Subsequently, the underwriters electe ...
MTS Group Regulatory Structure
MTS Group Regulatory Structure

... Disclaimer: Capitalised terms in the communication shall have the meaning ascribed to them in the MTS Glossary document here: http://mtsmarkets.com/Legal. Additional regulatory information can be found here: http://www.mtsmarkets.com/ Documents/Regulatory-structure. This communication is addressed t ...
top of the line thinking - Northern Funds
top of the line thinking - Northern Funds

... The Northern Global Tactical Asset Allocation Fund takes broad measure of the world economy and financial markets Process. Diversification. Timeliness. These terms define the Northern Global Tactical Asset Allocation Fund, once an institutional-only product but now available to retail investors, who ...
Exchange Traded Commodities - London Stock Exchange Group
Exchange Traded Commodities - London Stock Exchange Group

... Investors can maximise returns from their long ETC position by lending them, often easily recouping the management fee. Pairs trading There are many opportunities for pairs trades, whether going long an index and shorting one of the constituents, or combining with an equity trade to reduce the impac ...
< 1 ... 39 40 41 42 43 44 45 46 47 ... 79 >

Securities fraud

Securities fraud, also known as stock fraud and investment fraud, is a deceptive practice in the stock or commodities markets that induces investors to make purchase or sale decisions on the basis of false information, frequently resulting in losses, in violation of securities laws. Offers of risky investment opportunities to unsophisticated investors who are unable to evaluate risk adequately and cannot afford loss of capital is a central problem.Securities fraud can also include outright theft from investors (embezzlement by stockbrokers), stock manipulation, misstatements on a public company's financial reports, and lying to corporate auditors. The term encompasses a wide range of other actions, including insider trading, front running and other illegal acts on the trading floor of a stock or commodity exchange.
  • studyres.com © 2025
  • DMCA
  • Privacy
  • Terms
  • Report