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SECURITIES OPERATIONS
SECURITIES OPERATIONS

Regulatory and accounting issues: a focus on energy commodity
Regulatory and accounting issues: a focus on energy commodity

... and technology investment required to report derivatives for financial reporting purposes. Over recent years, however, LNG trading has gained trading activity to the various regulatory bodies as proposed under the regulation. It is crucial, however, substantial momentum to become one of the more tha ...
The Investment Funds Act, 2003 - Securities Commission of the
The Investment Funds Act, 2003 - Securities Commission of the

... (a) Place and date of incorporation and registered office: ______________________________________________________________ ______________________________________________________________ ______________________________________________________________ ____________________________________________________ ...
back to the future? basel iii and basel ii
back to the future? basel iii and basel ii

... • Hailed as evolution compared to B I • More precise treatment of credit risks • Market-friendly: based on markets’ best practices in risk measurement (inducement instead of compulsion; working through private financial practices) • Role for market discipline ...
Creating a Financial Plan
Creating a Financial Plan

... Kurt’s books are available in bookstores across Canada. ...
The Political Economy of Financial Regulation after the Crisis
The Political Economy of Financial Regulation after the Crisis

... not always optimal. The reasons are found in political economy. If the costs of regulating are imposed on a concentrated few, those parties have much greater incentive to resist regulation than do the multitudes of beneficiaries, each of whom may only benefit from correcting the market failure by a ...
Financial Reporting Policy
Financial Reporting Policy

... GAAP: Generally Accepted Accounting Principles are uniform minimum standards of and guidelines to financial accounting and reporting. GAAP establishes appropriate measurement and classification criteria for financial reporting. Adherence to GAAP provides a reasonable degree of comparability among th ...
Figure 15.1
Figure 15.1

... Our analysis of the affects of adverse selection and moral hazard can also assist us in understanding financial crises, major disruptions (破坏)in financial markets. Then end result of most financial crises in the inability of markets to channel funds from savers to productive investment opportunities ...
Financial Repression Financial repression refers to the notion that a
Financial Repression Financial repression refers to the notion that a

... In some countries, governments require banks to meet high rates of the reserve ratios, and use the reserves as a method to generate revenues. Because reserves earn no interest, reserve requirements function as an implicit tax on banks and also restrict banks from allocating a certain portion of thei ...
Understanding the global financial crisis
Understanding the global financial crisis

... bubble. For example, sub-prime mortgage lending rose significantly after the bust of the Internet bubble reaching 20% of total mortgage originations in 2005 and 2006. As subprime markets grew, they gave lenders greater access to funding through securitization and re-securitization. In particular, th ...
Economics of Money, Banking, and Fin. Markets, 10e, Global Edition
Economics of Money, Banking, and Fin. Markets, 10e, Global Edition

ABSTRACT
ABSTRACT

... determinants, and impact to firm performance. Under supervision of BUNASOR SANIM, ADLER HAYMANS MANURUNG, and NOER AZAM ACHSANI. The puspose of this study was to examine and understanding capital structure policy, determinants affect to capital structure and financial performance of plantations firm ...
Comparing the Two Financial Crises and Central Bank Response
Comparing the Two Financial Crises and Central Bank Response

ch.11
ch.11

HK`s formula for developing public confidence in exchanges
HK`s formula for developing public confidence in exchanges

... providing orderly and fair markets for the trading of securities and futures, putting in place systems to manage risk prudently, and providing reliable infrastructure. It also had well-established systems to ensure accountability, transparency and avoidance of conflicts of interest as well as its de ...
More like common law
More like common law

...  French civil law firms cross-list into U.S. more than English common law firms  Subject themselves to SEC public filing requirements  Greater incidence of post-listing equity offerings ...
here - BudgetWhys IDA
here - BudgetWhys IDA

... Dealing with creditors – negotiating payments, lowering interest rates, etc. When to go to a professional credit counseling agency; understanding the flooded market of supposed “non-profit” credit counseling agencies Bankruptcy: different types and how they affect you long-term Understanding credit ...
Capital Markets Institutions, Instruments, and Risk
Capital Markets Institutions, Instruments, and Risk

... Asset-Backed CP 639 Defaults in the CP Market and the Recent Financial Crisis 640 Yields on CP 641 Non-U.S. CP Markets 642 Large-Denomination Negotiable Certificates of Deposit 642 CD Issuers 643 CD Yields 643 Banker's Acceptances 644 Illustration of the Creation of a BA 645 Accepting Banks 646 Elig ...
Evaluation Cultures? On Invoking `Culture` in the Analysis of
Evaluation Cultures? On Invoking `Culture` in the Analysis of

international experience in using the methodology for determining
international experience in using the methodology for determining

... author has analyzed research publications of supranational regulatory bodies such as the Financial Stability Board, the Basel Committee on Banking Supervision and the International Monetary Fund, and locally – the experience of the Federal Corporation Deposit Insurance of USA and the Czech National ...
Lonmin is a primary producer of Platinum Group Metals (PGMs
Lonmin is a primary producer of Platinum Group Metals (PGMs

... Our core operations, consisting of eleven shafts and inclines, are situated in the Bushveld Igneous Complex in South Africa, a country which hosts nearly 80% of global PGM resources. We have been granted a New Order Mining Licence by the South African government for our core operations, which runs t ...
Incentive to reduce milk production – why now and why at
Incentive to reduce milk production – why now and why at

... agree on production reductions for a limited duration – a programme unlikely to have any impact on the market - was only endorsed in April when overproduction had already been an established fact for a long time. Perhaps as a reaction to the criticism by farmers about the lack of funding for this sc ...
The Purpose of Investment Banking
The Purpose of Investment Banking

...  Financial planning is a process, not a product. • While it can be performed in conjunction with providing financial products, it can also be a distinct and separate part of the practice ...
Financial instruments under the Connecting Europe Facility
Financial instruments under the Connecting Europe Facility

... Policy – financial intermediaries pursue EU policies Institutional – EU can capitalise on the resources and expertise of financial intermediaries ...
Download the Questions Answers
Download the Questions Answers

... Section B should describe the impact on both organizations. However, if the Commission’s mandate requires other changes and applies principally to only one of the two facilities, Section B should describe the impact on that hospital or nursing home in more detail. 5. Should institutions involved in ...
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Financial Crisis Inquiry Commission

The Financial Crisis Inquiry Commission (FCIC) is a ten-member commission appointed by the United States government with the goal of investigating the causes of the financial crisis of 2007–2010. The Commission has been nicknamed the Angelides Commission after the chairman, Phil Angelides. The Commission has been compared to the Pecora Commission, which investigated the causes of the Great Depression in the 1930s, and has been nicknamed the New Pecora Commission. Analogies have also been made to the 9/11 Commission, which examined the September 11 terrorist attacks. The Commission does have the ability to subpoena documents and witnesses for testimony, a power that the Pecora Commission had but the 9/11 Commission did not. The first public hearing of the Commission was held on January 13, 2010, with the presentation of testimony from various banking officials. Hearings continued during 2010 with ""hundreds"" of other persons in business, academia, and government testifying.The Commission reported its findings in January 2011. In briefly summarizing its main conclusions the Commission stated:""While the vulnerabilities that created the potential for crisis were years in the making, it was the collapse of the housing bubble—fueled by low interest rates, easy and available credit, scant regulation, and toxic mortgages—that was the spark that ignited a string of events, which led to a full-blown crisis in the fall of 2008. Trillions of dollars in risky mortgages had become embedded throughout the financial system, as mortgage-related securities were packaged, repackaged, and sold to investors around the world. When the bubble burst, hundreds of billions of dollars in losses in mortgages and mortgage-related securities shook markets as well as financial institutions that had significant exposures to those mortgages and had borrowed heavily against them. This happened not just in the United States but around the world. The losses were magnified by derivatives such as synthetic securities.""In April 2011, the United States Senate Homeland Security Permanent Subcommittee on Investigations released the Wall Street and the Financial Crisis: Anatomy of a Financial Collapse report, sometimes known as the ""Levin-Coburn"" report.
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