View Determination - Pensions Ombudsman
... Despite my Office attempting to elicit responses from Mr and Mrs Robinson to the allegations made against them, they have failed to respond to, or even to acknowledge the existence of, this statutory investigation. During the course of the investigation they moved to New Zealand. At first it was ass ...
... Despite my Office attempting to elicit responses from Mr and Mrs Robinson to the allegations made against them, they have failed to respond to, or even to acknowledge the existence of, this statutory investigation. During the course of the investigation they moved to New Zealand. At first it was ass ...
Do Shareholder Preferences Affect Corporate
... industries with similar characteristics, while others tend to hold stocks that are overleveraged. Furthermore, I show that the preferences of the institutional investors that hold a firm’s stock are related to the firm’s future financial and investment policies. Institutional investors can have hete ...
... industries with similar characteristics, while others tend to hold stocks that are overleveraged. Furthermore, I show that the preferences of the institutional investors that hold a firm’s stock are related to the firm’s future financial and investment policies. Institutional investors can have hete ...
The Adoption of IFRS in the EU and New Zealand
... Pricewaterhousecoopers, considered that the early adoption of IFRS gives companies, particularly large multinationals, the opportunity to make time their ally and enables them to anticipate challenges with IFRS implementation, manage outcomes and implement the best solutions for such challenges. ...
... Pricewaterhousecoopers, considered that the early adoption of IFRS gives companies, particularly large multinationals, the opportunity to make time their ally and enables them to anticipate challenges with IFRS implementation, manage outcomes and implement the best solutions for such challenges. ...
the impacts of foreign direct investment on the economic growth in
... and regions etc. Most FDI projects are small in scale, with moderate technology which originates mainly from Asia. In particular, Vietnam has yet to be a destination for investment by most multinational corporations with high technology and transfer of knowledge. This situation, together with increa ...
... and regions etc. Most FDI projects are small in scale, with moderate technology which originates mainly from Asia. In particular, Vietnam has yet to be a destination for investment by most multinational corporations with high technology and transfer of knowledge. This situation, together with increa ...
6. Law on the Investment Funds
... (1) The management company shall be established from domestic and/or foreign natural persons and/or legal entities and cannot commence its operation prior to obtaining the permission for operation from the Commission, based on a previously submitted request for issuance of operating permission of th ...
... (1) The management company shall be established from domestic and/or foreign natural persons and/or legal entities and cannot commence its operation prior to obtaining the permission for operation from the Commission, based on a previously submitted request for issuance of operating permission of th ...
AmeripriseΠ Managed Accounts and Financial Planning Service
... Investor Unified with Limited Discretionary Authority closed to new investors. Managed Accounts no longer charge the financial advisor fixed fee. In September 2016, Ameriprise Financial Services reached a settlement with FINRA regarding allegations that between October 2011 and September 2 ...
... Investor Unified with Limited Discretionary Authority closed to new investors. Managed Accounts no longer charge the financial advisor fixed fee. In September 2016, Ameriprise Financial Services reached a settlement with FINRA regarding allegations that between October 2011 and September 2 ...
Disclosure Brochure - Total Investment Management
... Item 8. Methods of Analysis, Investment Strategies and Risk of Loss Methods of Analysis TIM’s primary methods of analysis include aspects of fundamental and technical analysis. Fundamental analysis involves the fundamental financial condition and competitive position of a company. TIM will analyze t ...
... Item 8. Methods of Analysis, Investment Strategies and Risk of Loss Methods of Analysis TIM’s primary methods of analysis include aspects of fundamental and technical analysis. Fundamental analysis involves the fundamental financial condition and competitive position of a company. TIM will analyze t ...
CSA Mutual Fund Risk Classification Methodology for Use in Fund
... An earlier version of the Methodology was published on December 12, 2013 by the CSA in CSA Notice 81-324 and Request for Comment Proposed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts (the 2013 Proposal). The 2013 Proposal was developed in response to stakeholder feedback tha ...
... An earlier version of the Methodology was published on December 12, 2013 by the CSA in CSA Notice 81-324 and Request for Comment Proposed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts (the 2013 Proposal). The 2013 Proposal was developed in response to stakeholder feedback tha ...
Global Economic Prospects: Weak Investment in Uncertain Times
... was not created by The World Bank and should not be considered an official World Bank translation. The World Bank shall not be liable for any content or error in this translation. Adaptations—If you create an adaptation of this work, please add the following disclaimer along with the attribution: Th ...
... was not created by The World Bank and should not be considered an official World Bank translation. The World Bank shall not be liable for any content or error in this translation. Adaptations—If you create an adaptation of this work, please add the following disclaimer along with the attribution: Th ...
FORM 10-K - corporate
... CĪON Investment Corporation, or the Company, was incorporated under the general corporation laws of the State of Maryland on August 9, 2011. When used in this Annual Report on Form 10-K, the terms “we,” “us,” “our” or similar terms refer to the Company and its consolidated subsidiaries. In addition, ...
... CĪON Investment Corporation, or the Company, was incorporated under the general corporation laws of the State of Maryland on August 9, 2011. When used in this Annual Report on Form 10-K, the terms “we,” “us,” “our” or similar terms refer to the Company and its consolidated subsidiaries. In addition, ...
Morningstar Guide
... TCL-VA2 is issued by TIAA-CREF Life Insurance Company (TIAA Life), a wholly owned subsidiary of Teachers Insurance and Annuity Association (TIAA). Both TIAA and TIAA Life are headquartered at 730 Third Avenue, New York, NY 10017. Each of the foregoing is solely responsible for its own financial cond ...
... TCL-VA2 is issued by TIAA-CREF Life Insurance Company (TIAA Life), a wholly owned subsidiary of Teachers Insurance and Annuity Association (TIAA). Both TIAA and TIAA Life are headquartered at 730 Third Avenue, New York, NY 10017. Each of the foregoing is solely responsible for its own financial cond ...
Balance of Payments Textbook, 1996
... of the word? In the framework of the national accounts, transactions in goods, services, or income are the provision, by one party to another, of real resources of this kind. Thus defined, a transaction involves two parties or transactors. It is not always clear, however, that there are two parties. ...
... of the word? In the framework of the national accounts, transactions in goods, services, or income are the provision, by one party to another, of real resources of this kind. Thus defined, a transaction involves two parties or transactors. It is not always clear, however, that there are two parties. ...
Negotiating an Equity Capital Infusion from Outside Investors
... For purposes of the Definitive Agreements, the investors are intended to represent typical types of investors that may be interested in making equity investments in MFIs. The investment goals and interests of each investor may differ significantly. Such differences make it important, yet sometimes d ...
... For purposes of the Definitive Agreements, the investors are intended to represent typical types of investors that may be interested in making equity investments in MFIs. The investment goals and interests of each investor may differ significantly. Such differences make it important, yet sometimes d ...
Close Strategic Alpha Prospectus - Close Brothers Asset Management
... Prospectus and accepts responsibility accordingly. It has taken all reasonable care to ensure that, to the best of its knowledge and belief, the information in this document does not contain any untrue or misleading statement or omit any matters required by the COLL Sourcebook to be included in it. ...
... Prospectus and accepts responsibility accordingly. It has taken all reasonable care to ensure that, to the best of its knowledge and belief, the information in this document does not contain any untrue or misleading statement or omit any matters required by the COLL Sourcebook to be included in it. ...
Investment Opportunities, Free-Cash-Flow, and the Market Values of
... These considerations lead to the following questions that I empirically address in this paper: First, what is the value of foreign cash relative to domestic cash? Second, what is the impact of investment opportunities on this relative valuation? The methodology of Faulkender and Wang (2006) is exten ...
... These considerations lead to the following questions that I empirically address in this paper: First, what is the value of foreign cash relative to domestic cash? Second, what is the impact of investment opportunities on this relative valuation? The methodology of Faulkender and Wang (2006) is exten ...
14. procedure for application and allotment
... ALLOTMENT OF UNITS Vetiva Fund Managers Limited reserves the right to accept or reject any application in whole or in part for not meeting the conditions of the Offer. The allotment proposal will be subject to the clearance of the Board of Vetiva Fund Managers Limited. Please note that the Directors ...
... ALLOTMENT OF UNITS Vetiva Fund Managers Limited reserves the right to accept or reject any application in whole or in part for not meeting the conditions of the Offer. The allotment proposal will be subject to the clearance of the Board of Vetiva Fund Managers Limited. Please note that the Directors ...
Regulatory Guide RG 240 Hedge funds: Improving disclosure
... In seeking to improve disclosure, we aim to ensure that investors have the information they need to make an informed investment decision. However, this should not be regarded as an indication that we consider these products to be suitable for all or most retail investors. Disclosure against the benc ...
... In seeking to improve disclosure, we aim to ensure that investors have the information they need to make an informed investment decision. However, this should not be regarded as an indication that we consider these products to be suitable for all or most retail investors. Disclosure against the benc ...
Expectations and investment - Bank for International Settlements
... expectations are useful: they have a well-defined structure across different surveys, and they predict fund flows as well as future returns. Second, to the extent that survey estimates actually measure expectations is accepted, the evidence points against rational expectations models of stock market ...
... expectations are useful: they have a well-defined structure across different surveys, and they predict fund flows as well as future returns. Second, to the extent that survey estimates actually measure expectations is accepted, the evidence points against rational expectations models of stock market ...
UCITS IV – Key Investor Information Document
... (a) a statement that historical data, such as is used in calculating the synthetic indicator, may not be a reliable indication of the future risk profile of the UCITS; (b) a statement that the risk and reward category shown is not guaranteed to remain unchanged and that the categorisation of the UC ...
... (a) a statement that historical data, such as is used in calculating the synthetic indicator, may not be a reliable indication of the future risk profile of the UCITS; (b) a statement that the risk and reward category shown is not guaranteed to remain unchanged and that the categorisation of the UC ...
GENCORP INC (Form: SC 13D/A, Received: 10/26/2010 14:01:42)
... directly or indirectly controls or for which he acts as chief investment officer. These entities engage in various aspects of the securities business, primarily as investment adviser to various institutional and individual clients, including registered investment companies and pension plans, and as ...
... directly or indirectly controls or for which he acts as chief investment officer. These entities engage in various aspects of the securities business, primarily as investment adviser to various institutional and individual clients, including registered investment companies and pension plans, and as ...
OECD Benchmark Definition of Foreign Direct Investment
... oreign direct investment (FDI) is a key driver of international economic integration. With the right policy framework, FDI can provide financial stability, promote economic development and enhance the well being of societies. Reliable FDI statistics have always been essential for policy makers faced ...
... oreign direct investment (FDI) is a key driver of international economic integration. With the right policy framework, FDI can provide financial stability, promote economic development and enhance the well being of societies. Reliable FDI statistics have always been essential for policy makers faced ...
Directive on Alternative Investment Fund Managers
... inquiry into financial regulation and supervision.4 As we had not been able to examine this matter in detail previously, we decided to launch a specific inquiry on the topic. Since the onset of our investigations into the Directive, we have been concerned with the speed of legislation and the effect ...
... inquiry into financial regulation and supervision.4 As we had not been able to examine this matter in detail previously, we decided to launch a specific inquiry on the topic. Since the onset of our investigations into the Directive, we have been concerned with the speed of legislation and the effect ...
Liquidity Shocks and the Business Cycle: What next?
... Motivation: This paper studies liquidity shocks in a real business cycle framework. Liquidity shocks constrain the fraction of assets that may be traded in a given period. These shocks were introduced to the literature by Kiyotaki and Moore [2008] (henceforth KM). KM show that in conjunction with ot ...
... Motivation: This paper studies liquidity shocks in a real business cycle framework. Liquidity shocks constrain the fraction of assets that may be traded in a given period. These shocks were introduced to the literature by Kiyotaki and Moore [2008] (henceforth KM). KM show that in conjunction with ot ...
Review of Securities Law - Ministry of Business, Innovation and
... Chapter 1: Defining regulated financial products The Securities Act 1978 regulates “securities”. The Securities Markets Act regulates “futures contracts” (among other things). The current definitions of “security” and “futures contract” in these pieces of legislation, and the different categories of ...
... Chapter 1: Defining regulated financial products The Securities Act 1978 regulates “securities”. The Securities Markets Act regulates “futures contracts” (among other things). The current definitions of “security” and “futures contract” in these pieces of legislation, and the different categories of ...